1. Introduction
The study of fixed points of mappings constitutes a major branch of mathematics, with numerous applications to the solution of various types of equations (differential, integral, partial differential, operator) and optimization. In this paper, we focus on the uniqueness of fixed points in the case where their additional regularity is allowed. One motivation for studying this case is, among others, the integral operators used in the study of differential and integral equations, which in general have certain properties that improve the class of functions on which they operate. For an operator
, by regularity, we mean that the fixed points belong to a subspace
Y of
X, which is generally equipped with a stronger norm and not induced from
X. A prototype of such a situation is the case in which an operator is defined on
but its regularity improves when considered on
or Hölder spaces. The growing interest in the study of the uniqueness of fixed points is in turn motivated by the need for constructive methods that are iterative or numerical. Meanwhile, usually theorems guaranteeing the uniqueness, mainly provided by contractions or generalized contractions, lead either to a contraction in
X and one loses the regularity, or a contraction in
Y, which is a much stronger and more difficult condition to provide. It is worth noting that in certain function spaces—for example,
or Hölder spaces—the classical Banach fixed point theorem may fail to apply because of degeneracy phenomena (see [
1,
2]). However, if the operator acts continuously from the space
Y into itself, it still satisfies the Darbo condition locally, meaning that the associated compactness assumption holds. In contrast, in
(cf. [
1]), assuming that the operator is a contraction that remains natural, the additional conditions needed in these smoother spaces reduce to relatively mild compactness assumptions, which are simple to verify in practice, as noted in [
1,
3]. The results of this paper address the problem of preserving the regularity of fixed points without requiring that all conditions are imposed on the mappings in the space
Y. To this end, we separate the necessary assumptions into two groups: those ensuring the construction of the iterative sequence in
X and those ensuring that the limit of this sequence belongs to
Y. Naturally, a central goal is to establish assumptions that are strictly weaker than those used in previous results.
The paper is organized as follows. In
Section 2, we collect notation, definitions and auxiliary results which will be utilized in the remaining part of the paper.
Section 3 reviews the key theorems on the uniqueness of fixed points in normed spaces and then presents some generalizations. In
Section 4, we establish the conditions (UN), (BA) and (FPT) under which the uniqueness of fixed points and the convergence of iterates in the stronger norm
can be ensured, summarize classical assumptions that guarantee conditions (UN) and (BA), and examine a series of assumption under which property (FPT) holds true in order to have the applicability of the main result. Finally, in
Section 5, we illustrate our results considering fractional initial value problems involving Caputo derivatives and extending the result to the case of operators with a tempered continuity modulus.
2. Preliminaries
We denote by a Banach space and by Y a linear subspace of X endowed with a stronger norm. We will study the special case of subspaces Y with the norm , where S is a seminorm on Y, with whenever , and operators for which the iterates lie definitively in Y starting for any initial point . We will look for conditions mainly on the seminorm S, relatively to the operator , in such a way that T admits a unique fixed point which is the limit of iterates in the -norm starting from any point in X.
We denote by
the space of continuous function on the interval
with the usual supremum norm
, and by
the space of continuously differentiable functions on
with the norm
. Moreover, given
we denote by
the Hölder space endowed with the norm
, where
. For
,
(see [
4]).
When choosing a certain class of operators
, we often have a situation where the values of the operator are more regular than the elements of the domain, that is
, and it is the preservation of these properties of regularity when studying the uniqueness of fixed points that is the aim of this paper. Of course, one can always assume conditions leading to the uniqueness of a fixed point immediately in
Y, but due to the stronger norm, this is a rather restrictive method. A few simple examples where our approach is useful: for the Volterra operator
T, we can consider, for example,
and
Y the space
of absolutely continuous functions on
or
; for the Riemann–Liouville fractional operator
, it could be Hölder spaces
and
provided
(as
) (see, for example, [
5,
6,
7]). Now, we collect notations and auxiliary results which will be utilized in the sequel. We recall that a mapping
is called Lipschitz if there exists a number
such that
The constant
k is called a Lipschitz constant for
T, and the mapping
T is said to be
k-Lipschitz. If
the mapping
T is called nonexpansive. A
k-Lipschitz mapping
with
is called a contraction. A mapping
satisfying the relation
is called condensing.
Definition 1. A mapping , is called S-0-continuous along iterates if for any sequence of iterates, , the following holds: as with implies , for some with .
Of course, this is a much weaker assumption than the continuity . Indeed, the usual continuity of would require that for any sequence in X, we have in Y. Here, however, the convergence is considered only along iterates of T. Furthermore, we control the convergence of the seminorm part of the norm in Y to some point , “S-close” to y.
Example 1. Let be the space of all real sequences with finite support and the -norm on . Let , (finite on ; this is a seminorm) and .
Note that the identity map is not continuous (it would require for all x, which fails on ). Take . Then, the iterates are constant: for any initial point ,Check the S-0-continuity along iterates. Fix any . Suppose thatThen, . However, here, implies that (since all the weights are positive and S is a norm). Therefore, . Choose (which satisfies ). Then,Thus, T is S-0-continuous along iterates. We see that is not continuous as a map but is S-0-continuous along iterates. Therefore, the S-0-continuous along iterates condition is strictly (essentially) weaker than the usual continuity from X to Y: it only constrains very specific sequences (the iterates) and only via the S-component up to the S-null equivalence. The S-0-continuous along iterates of T is a necessary condition for the existence of a unique fixed point of T.
Lemma 1. If the operator has a unique fixed point , and for any initial point , the sequence of iterates converges to x in the norm , then T is S-0-continuous along iterates.
Proof. Assume that
has a unique fixed point
and that for any initial point
, the sequence of iterates
converges to
x in the norm
, i.e.,
Since
, we have
Now, suppose that for some
,
However, since
, by the triangle inequality for the seminorm
S,
Thus,
. Now, taking
in the definition of
S-0-continuity, the assertion follows. □
Definition 2. A mapping , is said to be S-asymptotically continuous along iterates if for any and the sequence of iterates , we have the following: The latter is also a necessary condition for the existence of a unique fixed point of
T when it is reached as the limit of a sequence of iterations converging in
Y. This
S-asymptotic continuity arises from the idea of checking only the iterates of
T instead of checking all sequences (cf. [
8]).
The following lemma provides some conditions that guarantee S-0-continuity.
Lemma 2. A mapping is S-0-continuous along iterates if one of the following conditions holds:
- 1.
For every , there exists and such that - 2.
There exists a function with such thatfor all and . - 3.
We assume that for all , and there exists such that
Proof. The above conditions are quite classical. Only the first one needs to be justified. It is a generalized Fejér monotone condition for
T with respect to
and
S (i.e., generalized quasi-nonexpansive mappings). Let
be a sequence of iterates, and suppose
. Since
, we have
. This implies that there exists
such that for
,
. Thus, for
,
Since
, it implies that
. Clearly,
in this case. □
3. Known Results and Some Generalization
In this section, we will first review some important theorems on the uniqueness of fixed points in normed spaces. Using some examples, we will show how they can be generalized in the case of interest, and in the next section, we will show how abstractly formulated assumptions can be checked in concrete spaces and how they are natural in many applications. The existence of fixed points can be deduced from a number of well-known results. Focusing on the problem of the uniqueness of the solution, the Banach fixed point theorem [
9] (or: Banach-Caccioppoli, [
10]) proves to be a very powerful tool.
Theorem 1 (Banach contraction theorem)
. Any contraction mapping on a Banach space X has a unique fixed point. Moreover, for an arbitrary point the sequence of iterations defined by the recurrence relationconverges to the fixed point of the mapping T. However, contractions are not the only source to have uniqueness of fixed points. It is known that we cannot simply replace a contraction condition by a condensing (or nonexpansive) condition and still keep the existence of fixed points. In such cases, to guarantee the uniqueness of a fixed point, we need additional conditions. These might be some compactness assumptions (on the space or by applying measures of noncompactness on operators), some generalized condensing conditions, or strict convexity or quasi-contraction properties (usually imposed on X). We will consider some of such results, with particular emphasis on those relevant to normed spaces, and in particular to the spaces Y under consideration here. A prototype theorem for this type of mappings is the following Edelstein theorem.
Theorem 2 (Edelstein [
11,
12])
. Let be a normed space and a condensing mapping. If there exists such that the sequence of iterates has a limit point then x is the unique fixed point of T. This theorem suggests the direction of our approach. We need some conditions allowing us to find a limit point for the sequence of iterates, and it should be in the space Y. We also recall the following corollary of Edelstein theorem for condensing mappings.
Corollary 1 ([
11])
. If C is a compact subset of a normed space , then every condensing mapping has a unique fixed point in X. Moreover, for any , the sequence of iterations defined by converges to the fixed point of the mapping T. This result indicates the role of compactness also when testing the uniqueness of fixed points for condensing mappings. For this purpose, we will use the target space Y and the operator T and some of its properties.
Proposition 1. Let be a subspace of equipped with the norm , and let be closed in . Let be a contraction operator such that . Assume that for the sequence of iterations defined by , and any , we have as . Then, there exists a unique fixed point of T, and for any , the sequence of iterations converges in to the fixed point of the mapping T.
Proof. First, it is obvious that the operator T satisfies all the assumptions of the Banach contraction theorem but when considered in the Banach space X. This is due to the contraction condition with respect to of . Therefore, T has a unique fixed point in X and for an arbitrary point the sequence of iterations converges to the fixed point x of the mapping T. The next step is to show that this fixed point is indeed an element of Y. Consider an arbitrary sequence of iterations starting from a point in C so that it is a Cauchy sequence in . By our assumptions, , so since C is closed in , we get .
Now, we want to prove that for any initial point
, the sequence of iterates of
T converges in
to the fixed point. The sequence
is convergent to
x in
X, so
By our assumptions,
as
. Thus,
. Finally,
Hence, the sequence of iterates converges in
to the fixed point
of the mapping
T. □
The following simple case will help to illustrate a line of research based on the properties of the space Y while preserving the uniqueness shown in X. This will gradually reconcile the ease of checking fixed points in the weaker norm of the space X with the study of regularity in Y using the seminorm S to determine which elements belong to Y. A set is called S-complete if every S-Cauchy sequence is convergent.
Proposition 2. Let be a subspace of a Banach space equipped with the norm , where S is a given seminorm on X, and let be a closed subset of . Let be a contraction operator such that . Moreover, suppose that T is S-asymptotically continuous along iterates and S-0-continuous along iterates and C is S-complete. Then, T has a unique fixed point in Y. Moreover, for any , the sequence of iterates of T converges to the fixed point of the mapping T in .
Proof. As in the first part of the proof of Proposition 1, we have that T has a unique fixed point and as , for any starting point , with , .
The sequence
is
-Cauchy, by the
S-asymptotic continuity of
T, we obtain that
is
S-Cauchy. Since
C is
S-complete, the entire sequence
is
S-convergent to some
,
On the one hand, from (
1) using the
S-0-continuity along iterates, we have
with
. But
as
, hence
, so we find
. Now, from
, we obtain
as
. Therefore,
as
, which completes the proof. □
It is important to have in mind that the operator
T need not be a contraction in the sense of the norm
. Recall that if this were the case, the Banach fixed point theorem would be directly applicable in
Y. But to exclude this case definitively, it is enough to recall that there are situations in which the Banach contraction theorem, in certain spaces, can be applied to some problem involving superposition operators only if this problem is linear. We refer, in particular, to the classical situation where the space
Y is the Hölder–Lipschitz space [
4] embedded in
. For example, if the operator
T under consideration is a composition with a nonlinear superposition operator, then such operators in this space (globally) satisfy the Lipschitz condition with respect to
if and only if their generating function is affine
, for some
[
2,
3,
13].
The following is an example of operators taking X into Y with a unique fixed point but not necessarily norm contraction.
Example 2. Consider and with the norm . Let us define the operator asLet . Then,If , the operator T is a contraction from X to X with contraction constant . For an operator T to be a contraction in , there must exist a constant such thatLet . Therefore, and the derivative , . Then,If and , then , while . In this case,andHence, there must exist such thatHowever, for sufficiently large values of , this inequality will not hold for any . Thus, the operator T is not necessarily a contraction in . Nevertheless, this operator has a unique fixed point . It is important to realize that in order to obtain the fixed point, we can apply the Banach fixed point theorem to this operator in but not in (since it is not a contraction operator). However, in this case, the smoothness of the fixed point, , is lost (unless it is determined constructively). The example given is also an illustration of the usefulness of the results obtained here. It can be verified that Proposition 2 applies. In this case, the set is S-compact, but it is not compact in Y. Moreover, T is S-asymptotically continuous and S-0-continuous along iterates but not condensing with respect to S or in the norm in Y.
There are also many other extensions of the Banach fixed point theorem based on some generalization of the contraction condition (see, for example, [
14]). We will mention two important classical results related to the idea of controlling iterates. However, it is important to note that all the results mentioned below apply to the original space
X and do not allow us to study other fixed point properties. It is also important to note that a significant development in the study of fixed point existence and uniqueness was the shift in focus from the behavior of the operator T on arbitrary bounded sequences to controlling only the sequences of its iterations. This approach significantly expands the classes of operators that can be studied. In this paper, we study only the behavior of strings of iterations. Let us recall the basic results obtained in this area of study that motivate us.
Theorem 3 ([
12,
14,
15] Boyd–Wong–Matkowski fixed point theorem)
. Let X be a Banach space and C be a bounded and closed subset of X. If satisfies the following:where is a nondecreasing function with and as for all , then T has a unique fixed point x, and for any , . It is also important to note the following:
Theorem 4 ([
15,
16,
17] Caristi fixed point theorem)
. Let be a Banach space, and let be a lower semicontinuous real-valued function satisfying the following:Then, T has a fixed point. If is strictly decreasing along iterates, then a fixed point is unique. In our approach, we split the assumptions on the operator into two parts: the first part is about studying uniqueness with assumptions in the space X; the second part is about the regularity of fixed points with assumptions on the mapping and its properties related to the seminorm S.
Recall also a result dealing with the case when
T is not necessarily a contraction but can be decomposed into a contraction and a compact operator. Also recall the result regarding the case when
T is not necessarily contractive but can be decomposed into a contractive operator and a compact operator (the Krasnoselskii fixed point theorem [
12,
15]). To obtain the uniqueness and regularity of fixed points, these assumptions must occur in
Y. This directs us toward the next stage of research. The Darbo theorem and measures of noncompactness generalize these types of results. Unfortunately, they do not generally guarantee the uniqueness of the fixed point. In the paper, we will demonstrate how to unify these results with our decomposition of assumptions regarding the uniqueness of the fixed point in X and its regularity as well as the behavior of T in Y. Therefore, we will devote the final section of the paper to presenting results in this direction.
Remark 1. The next idea is to consider the local compactness and asymptotic compactness of iterates. As claimed in the Matkowski fixed point theorem, to achieve the goals of the paper, we also want to make sure that the sequence of iterates of the operator T is convergent in Y. We are most interested in the case where Y is not a complete subset of X, and we concentrate on S-complete subsets of Y. In this case, we need to ensure that the entire sequence of iterates converges by another method. In Proposition 2, this is simply the assumption that the values of the operator are in the S-complete set C, which is achieved by relating the properties of the seminorm and the operator T on its iteration sequence. In Proposition 1, we replace this by considering an appropriate type of continuity of the operator T. In the rest of the paper, we will point out the general properties of the operator T and the seminorm S that ensure the convergence of sequences of iterates in the norm .
4. Main Results
In this section, we provide an algorithm in which we propose conditions to guarantee the existence, uniqueness and regularity of fixed points. We will use the classical iteration sequence; although some modifications of it [
18,
19] could be also considered, our restriction is only to increase the readability of the idea of the paper. Then, the subsequent theorem shows that these conditions suffice to guarantee a unique fixed point in the subspace
Y. Moreover, we provide a list of illustrative cases in which the conditions of the algorithm are fulfilled. Note that asymptotic fixed point theory involves assumptions about the iterates of the mapping in question. In fact, the notion of “asymptotic contractions” was introduced by one of the earliest versions of the Banach fixed point theorem. We will prefer here to keep the assumption of the
S-asymptotic continuity of
T (cf. Definition 2) being a weaker and more flexible concept then classical continuity notions in the context of iterative sequences. The assumptions about the regularity of fixed points will be explicitly specified; precisely in terms of the norm in
Y or the seminorm
S, we concentrate on the sets of iterates (and usually not on the set
). The following scheme concerns certain assumptions that are considered sufficient to prove separately the existence and uniqueness of fixed points as well as their regularity. It is based on the steps of our algorithm.
The following algorithm produces a fixed point test scheme with a grouping of assumptions corresponding to tests for classes of operators, and therefore it is natural in the case of the seminorm S and the space Y. The division into groups is intended to highlight the possibilities of weakening assumptions with respect to classical fixed point theorems. Indeed, to preserve the regularity of fixed points, the space X should be replaced in existing theorems by the space Y, and due to the stronger norm, these assumptions would be more restrictive. We will show how to extract the assumptions that are nevertheless preserved in the space X and those that allow us to transfer the required properties to the space Y (see condition (FPT) in the Algorithm).
Algorithm Let . The algorithm is based on the following conditions:
(UN) T satisfies some condition guaranteeing that the sequence of iterates is a Cauchy sequence in X for any choice of .
(BA) The Cauchy sequence of iterates has a unique limit point , which is common to all choices of .
(FPT) Suppose that all the iterates of T belong to Y. There exists a subsequence which is S-convergent to some , i.e., such that as .
The next result is an example of a theorem that implements the use of this algorithm.
Theorem 5. Let be a subspace of a Banach space equipped with the norm . Let and suppose that T is S-0-continuous and S-asymptotically continuous along iterates. Under the assumptions (UN), (BA) and (FTP), there exists a unique fixed point of the operator T. The fixed point is an element of Y, and it can be obtained as a limit in of iterates of T independent of the choice of the first element.
Proof. We will divide the proof into its natural parts.
Step 1. Properties of T from X to X. Take any point . Since , by (UN), the sequence of iterates is a Cauchy sequence in X. Since X is complete, is convergent in X. Condition (BA) implies that the limit is independent of the choice of the initial point . Therefore, we obtain a limit point , and as .
Step 2. We will now take a look at the properties that connect the operator
and the seminorm
S. By Assumption (FTP), we can find a subsequence
which is
S-convergent to some
, i.e.,
as
. We prove the same property for the entire sequence
. Fix
. From the
S-asymptotic continuity of
T, we obtain the existence of
N such that for all
,
Since
, there exists
K such that for
,
Now, for
and
with
,
Therefore, the entire sequence
is
S-convergent to
y. Since
as
, by the
S-0-continuity of
T, we obtain
, for some
with
. Now,
, hence
. By (BA), the limit in
X is uniquely determined, so
. Therefore, we can assert
which completes this part of the proof. Thus, we have found the unique fixed point
, which is obtained as the limit in
of a sequence of iterations of the operator
T.
Step 3. To ensure that for sequences of iterates starting from arbitrary points there is a common limit point in the norm , since we just proved the convergence of iterates in the seminorm S, it is sufficient to apply the condition (BA). □
Note also that an essential part of proving the convergence of the sequence of iterates in Y is checking that , since the topology generated by S need not be Hausdorff, and we have , so the use of the (FPT) condition depends on checking this.
The remaining part of the section is devoted to supplementing the algorithm with a list of concrete cases in which (UN), (BA), and (FPT) occur in a way that allows us to derive generalizations of existing results. We will briefly summarize only the most important of the classical theorems which guarantee (UN) and (BA). The second part concerning (FPT) is an important novelty, so we will discuss it in detail. This serves as the basis for both the indication of the role of known results and the derivation of new ones, and a special case will be considered in the last section. We remark that if the truncation of the operator T on the space Y is a contraction in Y or it has a compact set of fixed points, then (FPT) is satisfied. The asymptotic continuity of T does not imply any continuity of T and is useful in many natural cases, such as Sobolev seminorms S. This algorithm is then used to deal with concrete operators and spaces. We will now show how useful this form of theorem is when we use different compactness results for the spaces under consideration. We will also justify how this theorem can be used in practice and how it allows us to generalize the results used so far.
Condition (UN). First, there are some special cases of assumptions implying the condition (UN), so the properties of
T from
X to
X are considered. We do not discuss the interesting question of the conditions and their relations for the existence of fixed points in detail, but we will collect a selection of them below and refer the interested reader to the papers [
20,
21].
Proposition 3. Let be a given mapping. In each of the following cases, condition (UN) is applicable.
- 1.
[Banach] T is a contraction mapping on X;
- 2.
[Edelstein] is nonexpansive, where C is a compact subset of X;
- 3.
[Matkowski] T is weakly contracting, i.e., for is a nonincreasing function with as ;
- 4.
[Kannan] T is a Kannan contraction, i.e., there exists such that , for ;
- 5.
[Chatterjea] T is a Chatterjea contraction, i.e., there exists such that , for all ;
- 6.
[Ćirić] T is a Ćirić contraction, i.e., there exist constants such that , for ;
- 7.
[Branciari] T is a generalized integral-type condition of the following form:where is continuous in both arguments, for all , and only if or .
Example 3. In order to demonstrate to the reader that the condition (UN) is not sufficient for the purposes at hand, an example of a mapping that satisfies (UN) and has a fixed point in X will be provided. However, it will be demonstrated that this mapping has no fixed point in Y. Consider the Hammerstein operator :with a suitable choice of the kernel . If , then for any so being linear means that T is a contraction in with constant and satisfies the condition (UN). Intriguingly, for such an operator type, it is possible to provide kernel examples (e.g., ) where the operator T is a contraction in the supremum norm, it maps such that the iterates belong to the Hölder space with some exponent , and it has a unique fixed point x which, however, does not belong to this Hölder space. Condition (BA). The case of condition (BA) is similar to that in (UN), and it still concerns the properties of T in X.
Proposition 4. Let be a subspace of a Banach space equipped with the norm , where S is lower semicontinuous with respect to seminorm on X. Let .
In each of the following cases, condition (BA) holds true.
- 1.
T is a contraction on X.
- 2.
The mapping is nonexpansive, and is compact and invariant under T.
- 3.
The mapping is a weak contraction (Matkowski).
- 4.
The mapping is asymptotic regular and continuous: - 5.
satisfies a Kannan-type condition, i.e., there exists such that - 6.
is a Meir–Keeler contraction, i.e., for every , there exists such that
The conditions (UN) and (BA) refer to the properties of the operator T in X and its norm , which is weaker than the norm in Y. We need to ‘transfer’ some properties of sequences in X to the stronger topology of Y. We concentrate on the properties depending on the seminorm S and iterates of T (cf. Proposition 2).
Definition 3. A mapping is said to be asymptotically S-compact with respect to its iterates if every sequence of iterates for which is a convergent sequence contains a subsequence convergent to y in the seminorm S, i.e., as , and .
Definition 4. A set is called S-compact (S-sequentially compact) if every bounded sequence in C has an S-convergent subsequence.
Definition 5. The mapping is said to be S-compact if it maps bounded sets in X into relatively S-compact sets in Y.
In the case we are considering, all of the above notions are more general than those with respect to the norm , because we do not need to control the properties with respect to the norm . The following example illustrates the difference between conditions expressed in terms of the seminorm S and the norm .
Example 4. To construct an example of a subset that is S-complete and satisfies the inclusions , let us choose and define a seminorm S on X as the Lipschitz seminorm, i.e.,Let Y be the subspace of X consisting of functions with finite Lipschitz seminorm: and then it is Hölder–Lipschitz space . Since , the identity operator satisfies . The expected S-complete set C can be defined as follows:A sequence that is Cauchy in S will converge to a function x with , ensuring C is complete in the seminorm S. Clearly, it is not complete in X. All the expected inclusions hold. Condition (FPT). Now, we include a discussion of the (FPT) condition. Instead of the norm contraction on Y (or other (UN)-type conditions), we can use some weaker conditions to describe how the properties of T in X should be transferred to Y in a way that preserves the (unique) fixed point in Y. This is where our approach differs from previous results. The following result naturally omits the trivial case where the operator T is compact from X to Y. The assumptions are related to the properties of the operator T, the seminorm S and the properties of the space Y in their various interdependencies.
Theorem 6. Let be a subspace of a Banach space equipped with the norm .
Assume that the conditions (UN) and (BA) hold true for . In each of the following cases, the condition (FPT) is satisfied.
- 1.
is S-compact or there exists an S-compact set C with ;
- 2.
For any sequence of iterates of T, there exist and such that for all , we have and , is S-complete;
- 3.
The mapping is S-asymptotically continuous with respect to its iterates, and is S-complete;
- 4.
T is -S-continuous along its iterates;
- 5.
T is asymptotically S-compact with respect to its iterates, and is S-nonexpansive along iterates, i.e., for all n;
- 6.
S satisfies a contraction-type property along the iterates of T, i.e., there exists a constant and a subsequence of the sequence of iterates is S-convergent to some z such that for sufficiently large k, ;
- 7.
For any sequence of iterates of T and any with , we have - 8.
S is frequently bounded along iterates, i.e., by taking a sequence in a unit sphere in X, there exists such that for infinitely many n, we have for any sequence of iterates of T and any with ;
- 9.
T is bounded and S-compact from X into Y;
- 10.
There exists such that is an S-contraction; i.e., there exists such that for all , and is S-complete.
Proof. - [1.]
This is a very general but useful condition, as we will show later in this paper. Every sequence bounded in contained in an S-compact set contains an S-convergent subsequence. In particular, for any sequence of iterates of the operator T, we obtain the existence of a subsequence that S-converges to some element y of .
- [2.]
By assumption (UN), the sequence of iterates is a Cauchy sequence in X (and converges to some ). If S is dominated along Cauchy sequences by the norm , then there exists a constant and such that for . It means that since is a Cauchy sequence in X, it is also an S-Cauchy sequence. By the property S-completeness of , it is S-convergent (so we obtain an S-convergent subsequence too) to some y: as . But , and both terms on the right-hand side are finite, so and then .
- [3.]
In this case, we obtain an S-Cauchy condition for by applying the S-asymptotic continuity of T with respect to its iterates. The rest of the conclusion is the same as in the previous point.
- [4.]
This assumption only concerns T. Since T maps convergent sequences in X to S-convergent sequences in Y, we obtain the expected thesis for the entire sequence and for . Since for a sequence of iterates of T we have both and as , we finally obtain as . Then, .
- [5.]
First, note that this assumption only concerns the behavior of iterates of T. Since the operator T is nonexpansive along iterates, we have for all n. Being nonincreasing and bounded below by , the sequence is convergent.
But the operator T is asymptotically S-compact with respect to its iterates, so contains a subsequence with as and .
- [6.]
Here, we assume that the sequence of iterates is
S-Fejér-monotone (more precisely: contractive) with respect to a set of points being
S-equivalent to a fixed point of
T. By our assumption, there exists a subsequence
and
such that
Let us restrict our attention to this subsequence. Since we know that as , for any of its subsequences , we can apply our assumption to for any choice of a subsequence. Let . Then, for , we have .
Repeat this for
and
So, for
,
. Since
, we know that
. Therefore, for
,
and then
Thus, . Moreover, each subsequence of is convergent to x, i.e., , so as , and then .
- [7.]
The asymptotic S-boundedness of T implies that there exists and such that there exists a subsequence of , and we have for sufficiently large k, i.e., there is a natural number such that . In particular, we can consider (which is the limit of the sequence of iterates), and we obtain as , so as . Finally, as , so .
- [8.]
The difference between this case and the previous one is that
for all
n, since
is the normalization of
. Put
. Thus, the seminorm preserves only the directional information about the convergence of
to
z and ignores the magnitude, which is not important in our case. It is a property of
S that guarantees that it is not infinite along infinitely many directions
. Obviously,
Let
be the set of all natural numbers for which
. So, take a subsequence
of
such that
. Next, for each
k, we have the following:
Multiplying both sides of this inequality by
, we obtain the following:
and we have the expected
S-convergent subsequence of
.
- [9.]
This assumption is not limited to iterations. So it is more classical but less general. However, we do not need to ensure the existence of the S-complete image set C beforehand, since we can construct it here and use it as in the previous argument.
Since T is S-compact, the image of any bounded set under T is relatively S-compact. The sequence of iterates , being convergent, is bounded in X, and by the boundedness of T, is also S-bounded in Y, i.e., there exists such that . Thus, by the S-compactness of T, there exists a subsequence such that for some y. But . The first term is convergent to zero (so bounded) and the second is bounded by M, so and .
- [10.]
It is a well-known case for metric spaces that under this assumption, T need be neither S-contraction nor S-continuous. However, here we consider a seminorm, which is still sufficient for our purposes. Define the subsequence: So, .
Then, for all
, by our assumption
and then
Therefore, for
, we can estimate
This sum is bounded above,
Therefore, is a Cauchy sequence in the seminorm S. As and is S-complete, it converges to some y. Since , we have .
□
5. Applications
The study of differential and integral problems is not the purpose of this paper, but it allows us to illustrate the obtained results (see [
22], for instance). Therefore, we will not discuss the problems but only their equivalent operator forms. We are mainly concerned with nonlinear differential equations of a fractional order. Many results give the existence and uniqueness of continuous solutions despite the fact that the space of continuous functions is not very suitable for such kinds of problems. As an example, consider the problem
,
,
, where
, and
denotes the fractional Riemann–Liouville derivative of order
. The solving operator
will be of the form
for
and some kernel
G. In [
23] (see also ([
3], Theorem 1.1)), it has been proved, under the assumptions of continuity and a Lipschitz condition in the second variable, for the function
f and of a suitable bound for
, that the problem has a unique continuous solution. This was proven using the Banach fixed point theorem in
. In [
24], the fractional differential equation
,
has been taken into consideration, where
,
are given continuous functions,
, and
denotes the Caputo fractional derivative. Recall that the Caputo fractional derivative of order
of a function
is defined by
, for
, and by
, for any
, where
,
denotes the integer part of
and
denotes the Euler Gamma function, provided that the right side of this formula is pointwise defined. Let us recall that the Riemann–Liouville fractional integral of order
of a function
is defined for a.e.
t by
. Then, the solving operator is of the form
where
represent the superposition operators generated by
F and
G, respectively. In the existence and uniqueness proof for solutions, it is not required that
f and
g satisfy the Lipschitz condition, but the more general condition Matkowski condition
, and similarly for
g, where
is a comparison function, which we discussed earlier. Note that again the solution is continuous. However, imposing either global Lipschitz or Matkowski conditions on the nonlinear operators involved leads to degeneracy phenomena.
In order to apply our approach to fixed point theorems, it is first necessary to recall the following definition. Let denote the family of all nonempty and bounded subsets of X. In the following, an axiomatic approach to the notion of a measure of noncompactness is used.
Definition 6 ([
4])
. A mapping is said to be a measure of noncompactness in X if it satisfies the following conditions: (i) is relatively compact; (ii) ; (iii) ; (iv) for ; (v) ; (vi) ; (vii) If is a sequence of nonempty, bounded, closed subsets of X such that , and , then the set is nonempty. The Darbo fixed point theorem is a common generalization of the Schauder and Banach fixed point theorems with its application to the measure of noncompactness settings. However, in contrast to the guarantees provided by the Banach contraction theorem, the Darbo theorem does not generally guarantee the uniqueness of the fixed point (cf. [
25]). The present approach allows the use of this result to guarantee the condition (FPT), and by using our results, uniqueness is obtained (cf. [
3]). We refer the reader to [
26] for a discussion on Darbo’s theorem and related topics. We restrict ourselves to the following lemma, which allows to cover classical compactness-type assumptions of the Darbo type, i.e., when the operators are contractions with respect to some measure of noncompactness in
Y (see, for example, [
3]). It guarantees the existence of a compact invariant set (see [
27]).
Lemma 3. Let be a Banach space and μ be a measure of noncompactness in Y. Assume that is nonempty, bounded, closed, and convex, and is continuous and satisfieswhere . Then, there exists a compact set K in M such that and T has a fixed point in K. Now, a reference paper to illustrate our results is the work by Appell et al. [
3], where it is worth noticing that for the study of a general fractional initial value problem, both the space
Y and the seminorm
S (which is actually a norm) were constructed according to the natural action of the operator
T under investigation. The space
Y is defined as a Hölder-type space involving moduli of continuity in integral form. Due to the goals of our paper, we will slightly modify the results of the mentioned paper by considering the scenario of operators tempered, for example, by the function
) with
. We will use the results from [
28] to show that modifying the seminorm from the case of
to
allows us to preserve the proof steps from the original paper [
3] (without repeating the technical details) while obtaining new results with a wide range of applications. We will only complete those parts of the proof that differentiate these cases and those that relate to the assumptions of Theorem 5.
From our point of view, the new result in [
3] is relevant to the Darbo fixed point theorem when applied in the new “smoother” space
Y (the direct use of the Schauder fixed point theorem is rather complicated and not natural). This preserves the regularity, but we lose the uniqueness property of the solution. We are ready to recall some ideas from the paper [
3] related to fixed points of fractional order operators and which we will use here for the application of our algorithm.
For our purposes, we denote by
a continuous increasing function with
and
, and we define the space of (generalized) Hölder functions
as the family of all
, such that
. The role of the
function is to control the growth rate of the continuity modulus, which is “tempered” by
, so we set
Then, as in the classical case of spaces tempered by a modulus of continuity, we can prove that (see, [
3,
28,
29]) the functional
is a seminorm on
. Obviously, this seminorm vanishes for any constant function. The special choices
,
lead naturally to the classical Hölder spaces
[
30]. Next, for
and
, we set
and we consider the space
consisting of all of functions
x with finite values of the functional
Then,
is a norm on that space and
is a Banach space ([
31], Proposition 4). Therefore, we have
with the supremum norm,
, so that the seminorm
is defined by
. Note that
with the constant
. It was proved in ([
32], Proposition 6.3) that the Hausdorff measure of noncompactness
in the space
is equivalent to the set function
In particular, a subset
is compact if and only if it is bounded, closed, and satisfies
. Note the measure
is obviously related to the
S-completeness and
S-compactness of sets in
Y. The purpose of this section is to illustrate how natural the assumptions on the operator are. To this end, the assumptions are presented here, but the constants (only their bounds are relevant) are not focused on. Those interested in the proofs can find them in [
3] for fractional Riemann–Liouville operators or [
28] for tempered fractional operators.
Let
,
,
and
. We consider the problem
where
, and
is the tempered Caputo fractional derivative of order
. A continuous function
solves this Cauchy problem if and only if
x is a fixed point of the operator
where
is the generalized fractional Riemann–Liouville operator of order
and parameter
, which is defined by
and
F is a superposition operator generated by
f. This operator is a generalization of the one studied in ([
3], Section 6) in the case
.
If we use the Darbo fixed point theorem instead of the Banach fixed point theorem, we will not be able to prove the uniqueness of the fixed point. This means that the result obtained is only valid for its existence. At the same time, however, the example from the paper ([
3], Example 7.2) is even more interesting, because the uniqueness of the fixed point is obtained in the case of
, for
.
Now, let us give directly a version of the fixed point theorem that we can apply here. We can choose conditions (UN), (BA) and (FPT) which are related to the operator under consideration. We can choose suitable conditions directly from our propositions. The following corollary is a particular version of our Theorem 5.
Corollary 2. Let , , and , .
Let and . Let M be a bounded and convex set in X. Also, let be a contraction with respect to the norm and the measure of noncompactness η. Then, there exists a fixed point in Y that is unique.
The conditions (UN) and (BA) are guaranteed because the operator
T defined in (
3) is a contraction in
M. Since
T is contractive with respect to the measure of noncompactness
, according to Lemma 3, the condition (FPT) holds by virtue of Theorem 6 (item [1.]). It remains to prove that
is
S-asymptotically continuous and
S-0-continuous along iterates, using the property of the seminorm
.
Note that the sequence of the iterates , for any starting point, is a Cauchy sequence in . Since maps into , we obtain .
Given
, choose
such that for all
, we have
for some small
. Let
; then for
, we obtain the estimate (cf. ([
3], Proposition 6.3), ([
28], Proposition 3.1))
Thus,
T is
S-asymptotically continuous along iterates.
Next, from
, as
,
By definition of
, for all
, for any
there exists
N such that for
For fixed
, the seminorm bound implies
for
, proving local Hölder continuity.
Define
(the bound exists pointwise because
is a Cauchy sequence). For fixed
t, the Hölder bound gives
. Thus,
is a Cauchy sequence in
, so the limit
exists. Since
for
, we have
. From
and
, the triangle inequality implies
where
by uniform convergence. Thus,
. Since
maps
X into
Y, the uniform convergence preserves continuity of each
. Moreover,
so
. So we have checked that the operator
T is
S-0-continuous along iterates.
From our results, we can now conclude that this problem has a unique solution in
. We should note that all the steps, to ensure that the operator
T defined in (
3) is invariant on a ball, continuous, bounded, and
-contractive on
Y, should follow the line of those in ([
3], Section 7). Therefore, we outline the necessary steps and corresponding results for tempered fractional operators.
- (1)
We need to prove that
T is a contraction mapping on
. Due to properties of superposition operators acting on this space [
13], this is easily verifiable. Thus, conditions (UN) and (BA) are verified (see ([
28], Lemma 3.4), for the case of tempered operators).
- (2)
The operator
T maps
to
and is bounded on this ball. Necessary conditions for constants and bounds for a given
f should be checked (see ([
28], Theorem 3.2)).
- (3)
The operator
T is continuous on
. The continuity of
is equivalent to its boundedness (cf. [
28], Theorem 3.2), while the continuity of
F should be proved in the constructed space
Y (cf. [
3], Theorem 4.5).
- (4)
The operator
T is a contraction with respect to the measure of noncompactness
(related to
S-compactness, [Proposition 6.3 [
3]) on
(cf. ([
3], Theorem 6.4) and appropriate changes in the tempered case as in ([
31], proof of Theorem 3)).
- (5)
The operator
T maps
into itself (see ([
3], Theorem 3.5, Theorem 4.1) and appropriate changes in ([
28], Proposition 3.1)). As claimed in Lemma 3, it implies the existence of an invariant compact set in
Y. Finally, we obtain the (FTP) condition, and we are finished.
Note that the proof of
S-asymptotic continuity and
S-0-continuity along iterates of
T presented above, as well as points (1) and (5), are new and necessary to prove the uniqueness of a fixed point in
Y. Points (2)–(4) are kept in the original proof in [
3] and are also necessary to apply the Darbo fixed point theorem to prove the existence of a fixed point in
Y.