Rolling Horizon Optimization of Allocation-Location in Agricultural Emergency Supply Chains
Abstract
1. Introduction
- By incorporating a rolling-horizon mechanism to update information on agricultural output, market demand, and previous allocation results, a model is constructed that accounts for both shortage and sufficient scenarios, enabling dynamic adjustment of distribution center activation strategies and allocation plans.
- Based on a three-tier supply network architecture, an integrated location-allocation optimization model is developed. Large-scale (Level A) distribution centers consolidate cross-regional supplies, while last-mile (Level B) centers precisely connect with community demand, thereby shortening supply chain response time.
- A balance between fairness and efficiency is achieved by pursuing the triple objectives of maximizing the comprehensive fulfillment rate, minimizing allocation time, and reducing activation cost. A minimum material fulfillment rate constraint is introduced to eliminate long-term shortage risks and avoid resource mismatch and wastage.
2. Literature Review
2.1. Materiel Allocation
2.2. Facility Location
3. Model Description and Assumptions
3.1. Model Description
- (1)
- There is an inefficient production–marketing linkage networks. Comparative analysis of supply structures before and after outbreaks demonstrates that stringent controls imposed at each logistics node—though necessary for safety—diminish efficiency in supply provision, transshipment, and transportation.
- (2)
- The demand and supply data of agricultural products are in dynamic change, and the demand for multi-category agricultural products often cannot be satisfied at one time, so the government-led agricultural products production and marketing docking needs to be based on the dynamically updated production and marketing data to make multiple allocation decisions.
- (3)
- There is insufficient sharing of data related to the production and marketing of agricultural products between the government and society. The circulation of agricultural products involves producers, markets, distributors, logistics enterprises and other subjects, and it is difficult to keep abreast of the demand and supply situation in various regions and markets, which leads to uneven distribution of materials and creates great difficulties in the unified management and allocation of agricultural products and materials.
- (1)
- Supply points, or agricultural production origins: Generally speaking, each production base will produce one to more categories of agricultural products, such as vegetable planting bases, pig farms and so on;
- (2)
- Transit point: The agricultural product collection and distribution center, as a transshipment point for the government’s emergency allocation, has two main functions, namely, collecting and distributing goods, and is responsible for the centralized storage, sorting, disinfection and centralized distribution of multi-category agricultural products and materials, and other functions;
- (3)
- Demand points, or the demand market for agricultural products, medium- and large-scale supermarkets, wholesale markets, farmers’ markets, etc.: These are the locations at which urban residents buy agricultural products on-line and close to their homes, and which are the main sales channels for agricultural products, with the wholesale market being the main focus, and the circulation and delivery of fresh agricultural products to the end communities continuing.
3.2. Model Symbol Description
3.3. Model Assumptions
4. Model Formulation
4.1. Comprehensive Satisfaction Rate of Agricultural Products During the Cycle
4.2. Allocation Time During the Cycle
4.3. Cost of Activating Distribution Centers During the Cycle
5. Solving Method
5.1. Constraint Linearization
5.2. Subproblems and Main Problem
5.2.1. Subproblems and Dual Problems
5.2.2. The Main Problem and the Relaxed Main Problem
5.3. Benders Algorithmic Solution Steps
- If an optimal solution exists, determine the subproblem’s objective value and the optimal dual variables . Update the upper bound as . Construct the optimal Benders cut by substituting into Equation (48). In this research, Gurobi is invoked via Constr.Pi in PyCharm to directly obtain the dual variables of the subproblem’s optimal solution, which are then added to the relaxed master problem.
- If no feasible solution exists, determine the extreme direction of the dual subproblem. Using Constr.FarkasDual, Gurobi is called to obtain the dual variables associated with the infeasibility, constructing a feasible cut by substituting into Equation (49) and adding it to the relaxed master problem. This Benders cut excludes the current , and that lead to infeasibility in subsequent iterations.
Algorithm 1. Pseudocode for the Benders decomposition solution algorithm |
Benders Algorithmic Solution Steps |
For to do |
Step 0. Initialization: |
Input parameters (); Input , and set |
Step 1. Solve the Master problem in equation set (37)–(46): |
Get , , update ; |
while do |
Step 2. Solve the dual subproblem based on , : |
If unbound then: |
Get extreme ray (); Add to Master problem the Benders feasibility cut (constraint (49)); |
else Get extreme point (); Add to Master problem the Benders optimality cut (constraint (48)); Update ; |
End if |
Step 3. Solve the Relaxation Master problem: |
Get ; |
Step 4. Update , ; |
End while |
Step 5. Output the and update ; |
End for |
6. Case Analysis
6.1. Case Setup
6.2. Results Analysis
6.3. Sensitivity Analysis
6.3.1. Sensitivity Analysis of Minimum Material Satisfaction Rate
6.3.2. Sensitivity Analysis of Objective Function Weights
6.3.3. Analysis of Case Scales and Algorithm Performance
- (1)
- Establish a multi-tiered, dynamically updated agricultural emergency database. Current emergency responses suffer from untimely data collection and inconsistent granularity. We recommend that governments coordinate with agricultural, transportation, commerce departments, and supply chain stakeholders to build a unified database tracking production capacity, real-time inventories, sales volumes, and transportation channel statuses. Standardized daily reporting protocols with minimum granularity requirements should be institutionalized to ensure data authenticity and timeliness for allocation models.
- (2)
- Enhance distribution center planning and emergency activation mechanisms. Simulations confirm that high-throughput, accessible centers critically improve allocation efficiency. Local governments should integrate emergency needs into urban–rural logistics planning by pre-designating alternative centers. Tiered registration systems, activation subsidies, and performance evaluation mechanisms should be implemented to enable rapid resource mobilization during crises.
- (3)
- Develop fairness-constrained allocation assessment frameworks. Incorporating minimum fulfillment rates and max–min fulfillment differentials ensures equitable distribution. Practical emergency systems should adopt such fairness metrics alongside historical allocation records and regional vulnerability indices to guarantee basic supply while enhancing social acceptance of resource distribution, thereby reducing decision-making conflicts and public skepticism.
7. Conclusions
- (1)
- Introduce uncertainty modeling techniques, integrate real-time traffic and meteorological data, and develop a robust optimization model under stochastic road disruptions and weather disturbances to enhance system resilience.
- (2)
- Move beyond the current binary framework of supply–demand scenarios by incorporating storage costs and quality losses due to oversupply into the objective function, improving the model’s adaptability to fluctuating markets.
- (3)
- Integrate agricultural product attributes (e.g., freshness decay functions, ripeness thresholds) and cold chain constraints to develop a multi-period quality tracing and loss penalty mechanism.
- (4)
- Promote interdisciplinary methodology integration by combining the current location–allocation framework with technologies such as machine learning and blockchain, extending its application to the scheduling of various perishable goods in humanitarian logistics. For example, IoT-based devices could enable dynamic monitoring of material status, while smart contracts could enhance the transparency and credibility of emergency allocation processes.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Sets | Description |
Set of agricultural product categories and their origins, | |
Set of demand markets and demand points for agricultural products, | |
Set of alternative large-scale distribution centers, | |
Set of alternative terminal distribution centers | |
Set of all alternative distribution centers, | |
Set of finite planning cycles, | |
Variables | Description |
Allocation of agricultural product to demand market in cycle | |
0–1 variable, 1 if terminal distribution center is selected for operation in cycle , 0 otherwise | |
0–1 variable, 1 if transported from large-scale distribution center to terminal distribution center in cycle , 0 otherwise | |
0–1 variable, 1 if terminal distribution center provides distribution services to demand market in cycle , 0 otherwise | |
0–1 variable, 1 if transported from origin to large-scale distribution center in cycle , 0 otherwise | |
Parameters | Description |
Production of agricultural product in cycle | |
Sales of agricultural product in demand market in cycle | |
Shortage of agricultural product in demand market after allocation in cycle | |
In-transit volume of distribution centers after allocation in cycle | |
Allocation time from origin to large-scale distribution center | |
Allocation time from large-scale distribution center to terminal distribution center | |
Allocation time from terminal distribution center to demand market | |
Minimum material satisfaction rate of demand markets | |
Maximum throughput of distribution center | |
Fixed activation cost of distribution center |
Auxiliary Variables | Description |
---|---|
The effective allocation volume from origin through secondary distribution center to destination market . | |
The effective allocation volume from origin through primary distribution center and secondary distribution center to destination market . | |
A sufficiently large constant, used for the “Big-M” method in linearization constraints. |
Demand Market | Cycle 1 | Cycle 2 | Cycle 3 | |||
---|---|---|---|---|---|---|
Green Vegetables | Pork | Green Vegetables | Pork | Green Vegetables | Pork | |
87.8 | 29.2 | 82.7 | 27.7 | 77.5 | 25.3 | |
71.2 | 24.2 | 69.1 | 23.4 | 68.5 | 22.8 | |
62.4 | 18.4 | 57.0 | 16.5 | 52.6 | 15.8 | |
135.7 | 45.5 | 131.3 | 42.8 | 122.5 | 41.6 | |
125.1 | 35.7 | 116.1 | 34.2 | 106.3 | 32.0 | |
113.4 | 29.3 | 111.2 | 27.8 | 103.8 | 28.1 | |
43.7 | 16.6 | 38.2 | 15.4 | 37.0 | 14.3 | |
61.9 | 19.1 | 55.0 | 18.2 | 51.0 | 17.4 | |
38.4 | 10.4 | 38.4 | 11.8 | 34.8 | 10.3 | |
72.7 | 26.1 | 71.6 | 25.7 | 68.7 | 23.3 | |
59.4 | 17.8 | 48.7 | 17.0 | 50.2 | 16.2 | |
76.5 | 25.0 | 67.8 | 23.6 | 65.0 | 22.8 | |
110.0 | 36.0 | 105.4 | 35.8 | 102.5 | 34.1 | |
99.0 | 29.0 | 89.7 | 28.6 | 83.4 | 28.4 | |
45.6 | 15.6 | 45.4 | 14.1 | 39.3 | 13.3 | |
66.1 | 19.4 | 60.9 | 18.6 | 58.2 | 17.8 | |
Total | 1268.9 | 397.3 | 1188.5 | 381.2 | 1121.3 | 363.5 |
Production Origin | Cycle 1 | Cycle 2 | Cycle 3 |
---|---|---|---|
1075 | 1123 | 1192 | |
336 | 358 | 379 |
Node | ||||||||
---|---|---|---|---|---|---|---|---|
3 | 3 | 1 | 2 | 3 | 2 | 2 | 2 | |
4 | 5 | 1 | 2 | 3 | 2 | 3 | 1 | |
4 | 4 | 1 | 2 | 2 | 1 | 1 | 2 |
Node | ||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2 | 1 | 2 | 1 | 3 | 2 | 1 | 3 | 2 | 2 | 2 | 2 | 2 | 2 | 2 | 1 | |
1 | 1 | 1 | 2 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | |
2 | 2 | 1 | 3 | 1 | 1 | 2 | 1 | 2 | 1 | 1 | 2 | 1 | 2 | 2 | 2 | |
1 | 2 | 1 | 2 | 1 | 1 | 1 | 2 | 2 | 3 | 2 | 1 | 2 | 1 | 1 | 2 | |
1 | 2 | 1 | 2 | 1 | 1 | 2 | 1 | 2 | 2 | 2 | 1 | 2 | 1 | 1 | 2 | |
2 | 1 | 2 | 2 | 2 | 2 | 1 | 2 | 1 | 1 | 1 | 2 | 1 | 2 | 2 | 1 |
Distribution Center | |||||||||
---|---|---|---|---|---|---|---|---|---|
Throughput (Ton) | 950 | 1100 | 820 | 340 | 450 | 400 | 420 | 480 | 360 |
Activation Cost (10,000 CNY) | 75 | 83 | 67 | 27 | 41 | 29 | 33 | 40 | 24 |
Parameter Symbol | Symbol Description | Parameter Setting |
---|---|---|
Minimum material satisfaction rate | 0.8 | |
Convergence interval of BD algorithm | 0.01 | |
Coefficient weight of objective function | 1/3 | |
Coefficient weight of objective function | 1/3 | |
Coefficient weight of objective function | 1/3 |
Activated Distribution Centers | Supply–Demand Relationships Among Nodes in the Allocation Network |
---|---|
Activated Distribution Centers | Supply–Demand Relationships Among Nodes in the Allocation Network |
---|---|
Activated Distribution Centers | Supply–Demand Relationships Among Nodes in the Allocation Network |
---|---|
Allocation | Cycle 1 | Cycle 2 | Cycle 3 | |||
Green Vegetables | Satisfaction Rate | Green Vegetables | Satisfaction Rate | Green Vegetables | Satisfaction Rate | |
70.2 | 0.80 | 80.2 | 0.97 | 80.0 | 1.03 | |
69.7 | 0.98 | 56.5 | 0.82 | 81.1 | 1.18 | |
49.9 | 0.80 | 55.6 | 0.98 | 54.0 | 1.03 | |
108.6 | 0.80 | 126.8 | 0.97 | 127.0 | 1.04 | |
100.1 | 0.80 | 112.9 | 0.97 | 109.5 | 1.03 | |
90.7 | 0.80 | 107.1 | 0.96 | 107.9 | 1.04 | |
43.7 | 1.00 | 38.2 | 1.00 | 39.0 | 1.05 | |
49.5 | 0.80 | 53.9 | 0.98 | 52.1 | 1.02 | |
38.4 | 1.00 | 33.1 | 0.86 | 34.8 | 1.00 | |
58.2 | 0.80 | 68.9 | 0.96 | 71.4 | 1.04 | |
55.9 | 0.94 | 41.8 | 0.86 | 57.1 | 1.14 | |
61.2 | 0.80 | 66.5 | 0.98 | 66.3 | 1.02 | |
88.0 | 0.80 | 101.9 | 0.97 | 106.0 | 1.03 | |
79.2 | 0.80 | 87.6 | 0.98 | 85.5 | 1.03 | |
45.6 | 1.00 | 43.4 | 0.96 | 44.6 | 1.14 | |
66.1 | 1.00 | 48.7 | 0.80 | 70.4 | 1.21 | |
Total | 1075.0 | 13.92 | 1123.0 | 15.01 | 1186.8 | 17.03 |
Allocation | Cycle 1 | Cycle 2 | Cycle 3 | |||
Pork | Satisfaction Rate | Pork | Satisfaction Rate | Pork | Satisfaction Rate | |
23.4 | 0.80 | 26.8 | 0.97 | 26.2 | 1.03 | |
19.4 | 0.80 | 22.6 | 0.97 | 23.6 | 1.04 | |
18.4 | 1.00 | 13.2 | 0.80 | 19.1 | 1.21 | |
36.4 | 0.80 | 41.5 | 0.97 | 35.2 | 0.85 | |
28.6 | 0.80 | 33.1 | 0.97 | 33.1 | 1.04 | |
23.4 | 0.80 | 26.9 | 0.97 | 29.0 | 1.03 | |
16.6 | 1.00 | 12.3 | 0.80 | 17.4 | 1.22 | |
15.3 | 0.80 | 17.6 | 0.97 | 18.0 | 1.03 | |
10.4 | 1.00 | 11.8 | 1.00 | 10.3 | 1.00 | |
20.9 | 0.80 | 24.7 | 0.96 | 24.3 | 1.04 | |
17.8 | 1.00 | 13.6 | 0.80 | 19.6 | 1.21 | |
20.0 | 0.80 | 22.9 | 0.97 | 23.5 | 1.03 | |
28.8 | 0.80 | 34.4 | 0.96 | 35.5 | 1.04 | |
23.2 | 0.80 | 27.5 | 0.96 | 29.5 | 1.04 | |
15.6 | 1.00 | 12.9 | 0.92 | 14.5 | 1.09 | |
17.9 | 0.92 | 16.1 | 0.86 | 20.3 | 1.14 | |
Total | 336.0 | 13.92 | 358.0 | 14.84 | 379.0 | 17.03 |
Category | Statistical Item | Cycle 1 | Cycle 2 | Cycle 3 |
---|---|---|---|---|
Green vegetables | Total allocation volume/total sales volume | 0.847 | 0.945 | 1.058 |
Number of demand markets with agricultural product satisfaction rate ≥ 100% | 4 | 1 | 16 | |
Gini coefficient of agricultural product satisfaction rate | 0.0545 | 0.0322 | 0.0285 | |
Number of demand markets with a comprehensive satisfaction rate of 100% | 0 | 0 | 16 | |
Pork | Total allocation volume/total sales volume | 0.846 | 0.939 | 1.043 |
Number of demand markets with agricultural product satisfaction rate ≥ 100% | 5 | 1 | 15 | |
Gini coefficient of agricultural product satisfaction rate | 0.0522 | 0.0358 | 0.0431 | |
Number of demand markets with a comprehensive satisfaction rate of 100% | 0 | 0 | 15 |
Num. | Weight Coefficients ) | Objective Function Values | (%) | (h) | (10,000 CNY) |
---|---|---|---|---|---|
1 | (1, 0, 0) | −0.999 | −27.887 | 60 | 419 |
2 | (0, 1, 0) | 0.000 | −25.600 | 36 | 272 |
3 | (0, 0, 1) | 0.000 | −25.600 | 46 | 255 |
4 | (0.5, 0.5, 0) | −0.499 | −27.887 | 36 | 283 |
5 | (0.5, 0, 0.5) | −0.496 | −27.880 | 43 | 255 |
6 | (0, 0.5, 0.5) | 0.000 | −25.600 | 36 | 255 |
7 | (1/3, 1/3, 1/3) | −0.325 | −27.844 | 36 | 255 |
Num. | Categories | Distribution Centers | Demand Markets | Solution Time (s) | (%) | (Hour) | (10,000 CNY) |
---|---|---|---|---|---|---|---|
1 | 1 | (2, 3) | 8 | 1.73 | 32.00 | 17 | 131 |
2 | 1 | (3, 6) | 16 | 6.99 | 29.96 | 32 | 167 |
3 | 2 | (2, 3) | 8 | 2.35 | 32.00 | 20 | 172 |
4 | 2 | (3, 6) | 8 | 2.87 | 32.00 | 22 | 155 |
5 | 2 | (5, 10) | 20 | 36.92 | 32.11 | 47 | 451 |
6 | 3 | (5, 10) | 20 | 56.49 | 49.86 | 60 | 582 |
7 | 3 | (5, 10) | 30 | 103.78 | 73.56 | 118 | 960 |
Num. | Benders | CPLEX | ||
---|---|---|---|---|
Average Error Rate (%) | Average Solution Time (s) | Average Error Rate (%) | Average Solution Time (s) | |
1 | 0.00 | 1.73 | 0.00 | 2.08 |
2 | 0.42 | 6.99 | 0.44 | 8.75 |
3 | 0.00 | 2.35 | 0.00 | 2.82 |
4 | 0.00 | 2.87 | 0.00 | 3.45 |
5 | 1.85 | 36.92 | 2.30 | 55.38 |
6 | 3.82 | 56.49 | 4.38 | 84.74 |
7 | 7.16 | 103.78 | 7.65 | 155.67 |
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Shi, Q.; Jiang, Y.; Chu, J. Rolling Horizon Optimization of Allocation-Location in Agricultural Emergency Supply Chains. Mathematics 2025, 13, 2967. https://doi.org/10.3390/math13182967
Shi Q, Jiang Y, Chu J. Rolling Horizon Optimization of Allocation-Location in Agricultural Emergency Supply Chains. Mathematics. 2025; 13(18):2967. https://doi.org/10.3390/math13182967
Chicago/Turabian StyleShi, Qinxi, Yiping Jiang, and Jie Chu. 2025. "Rolling Horizon Optimization of Allocation-Location in Agricultural Emergency Supply Chains" Mathematics 13, no. 18: 2967. https://doi.org/10.3390/math13182967
APA StyleShi, Q., Jiang, Y., & Chu, J. (2025). Rolling Horizon Optimization of Allocation-Location in Agricultural Emergency Supply Chains. Mathematics, 13(18), 2967. https://doi.org/10.3390/math13182967