1. Introduction
Consider the one-dimensional Schrödinger equation
with
and a complex-valued potential
satisfying the condition
for some
. By
ρ, we denote the square root of
such that
. In the present work, an approach to solving direct and inverse scattering problems for (
1) under Condition (
2) is developed.
Complex-valued potentials arise when studying parity time (PT)-symmetric potentials [
1] (Chapter 1), [
2], quasi-exactly solvable (QES) potentials [
3,
4], hydrodynamics, and magnetohydrodynamics [
5]; see also [
6,
7,
8].
Studying a Zakharov–Shabat system, even with a real-valued potential, naturally leads to a couple of equations of the form (
1) with complex-valued potentials; see [
9]. Indeed, consider the Zakharov–Shabat system
where
ρ is a complex spectral parameter and
is a real-valued potential.
The further transformation of
is as follows:
This leads to a pair of Schrödinger equations with complex-valued potentials
Thus, the results of the present work are applicable to direct and inverse scattering problems for a Zakharov–Shabat system.
A direct scattering problem for (
1) with a complex-valued potential was studied in a number of publications ([
10,
11,
12,
13]). Equation (
1) under Condition (
2) was considered in [
12] (p. 292), [
14,
15,
16,
17,
18,
19,
20] (p. 353), and [
21,
22].
It is well-known (see, e.g., [
12] (p. 443), [
18]) that (
1) admits a unique solution, which we denote by
, satisfying the asymptotic equality
This solution is called the Jost solution of (
1). It admits the Levin integral representation [
12] (see also [
18,
23,
24])
where for every fixed
x, the kernel
belongs to
. In [
25] (see also [
26]) a Fourier–Laguerre series representation for
was proposed in the form
where
stands for the Laguerre polynomial of order
n. A recurrent integration procedure was developed in [
27] to calculate the coefficients
. The substitution of (
7) into (
6) was found to lead to a series representation for the Jost solution [
25,
26]
where
In the present work, we consider the direct and inverse scattering problems for (
1) subject to the homogeneous Dirichlet condition
however, the approach developed here is also applicable in the case of other boundary conditions, such as
with
.
The problem (
1) and (
10) under Condition (
2) possesses a continuous spectrum coinciding with the positive semi-axis
, and may have a point spectrum that coincides with the squares of the non-real roots of the Jost function
if such roots exist. Let us denote them as
Their multiplicity may be greater than one. In this case, instead of norming constants associated to the eigenvalues, the corresponding normalization polynomials
naturally arise (see
Section 3.3 below).
As a component of the scattering data for (
1), the scattering function
is considered in the strip
where
is sufficiently small (see
Section 3.2 below).
The direct scattering problem for (
1) and (
10) consists of obtaining the set of the scattering data
The overall approach developed in the present work to solve this problem is based on the representation (
8). Indeed, the calculation of
is easily realizable with the aid of the argument principle theorem applied to find zeros of (
8) in the unit disc. To the best of our knowledge, there has been no practical way of calculating the normalization polynomials. We propose a simple procedure for computing their coefficients by solving a finite system of linear algebraic equations. For this, an auxiliary result for the derivatives
is obtained.
The calculation of the scattering function
requires an analytic extension of the Jost function
obtained from (
8), onto the strip
. We explore different possibilities for such an extension, including the Padé approximants (see [
28,
29]) and the power series analytic continuation [
30] (p. 150), [
31]. This results in an efficient numerical method for solving the direct scattering problem.
The inverse scattering problem consists of recovering the potential
from the set of the scattering data. A general theory of this inverse problem can be found in [
12,
13,
20] (p. 353), [
24,
32,
33,
34,
35]. Here, we use the representation (
7) for the numerical solution of the problem, thus extending the approach developed in [
25,
26,
36,
37,
38] to the non-selfadjoint situation. The inverse Sturm–Liouville problem is reduced to an infinite system of linear algebraic equations. The potential
is recovered from the first component of the solution vector, which coincides with
in (
7).
The reduction to the infinite system of linear algebraic equations is based on the substitution of the series representation (
7) for the kernel
into the Gelfand–Levitan equation (see [
39]),
where the function
f can be computed from the set of scattering data (
11):
To approximate the complex-valued function , we consider the truncated system of linear algebraic equations, for which the existence, uniqueness and stability of the solution is proved.
Finally, we illustrate the proposed approach by numerical calculations performed in Matlab2021a.
We discuss the details of the numerical implementation of the method: its convergence, stability and accuracy. In a couple of examples, we show the “in-out” performance of the approach, i.e., we solve the direct problem numerically and use the results of our computation as the input data to solve the inverse problem.
The approach based on the representations (
7) and (
8) leads to efficient numerical methods for solving both direct and inverse scattering problems.
In
Section 2, we recall the series representations for the kernel
and for the Jost solution, then prove additional results related to these representations. In
Section 3, we recall the set of scattering data and put forward an algorithm for solving the direct scattering problem. Additionally, we present analytical examples. In
Section 4, the approach for solving the inverse scattering problem is developed. Analytical examples from
Section 2 are considered in order to illustrate the approach. In
Section 5, we discuss the numerical implementation of the algorithms proposed for solving the direct and inverse scattering problems.
Section 6 contains some concluding remarks.