1. Introduction
Education allows society and its territories to be transformed. As society changes, the education style must adapt to its demands [
1]. Educational institutions focus their resources on achieving quality teaching and professional development for their students, who expect education to be suitable, reasonable, interactive, agreeable, and practical [
2]. Achieving these expectations directly impacts student engagement and become a matter of concern for teachers and institutions; therefore, measuring student engagement becomes a valuable and necessary tool for institutions [
2]. Student engagement has been defined as the physical or mental energy and effort students apply and invest in their academic environment [
3]. Also, student engagement envelops the disposition and energy that students maintain in a learning process, persistence in the face of obstacles, and the value given to learning [
4]. A higher level of student engagement generates deep learning, active participation, and a positive response to challenges [
4].
The interest in raising student engagement has led to the importance of its measurement [
5,
6]. So far, in Colombia, student engagement has been measured using self-report methods, such as questionnaires, in which students directly report their perceptions; sometimes, these methods can be subjective and divert attention [
7]. Furthermore, according to the literature review, a different approach has not yet been implemented in this country.
Higher education has been affected by the pandemic of COVID-19, generating impacts on education systems. Institutions have had to adapt their methodologies to a virtual environment and implement new teaching and online assessment strategies [
8]; this transition has received different terms like remote teaching, online learning, or distance education [
9]. Some obstacles students face with this situation are an unstable internet connection, restricted access to technological tools, and inadequate space to take classes [
9]. Lassoued et al. have classified these difficulties into four categories: personal (self-imposed), pedagogical, technical, and financial obstacles [
10].
This paper presents an investigation conducted in Colombia to measure cognitive student engagement by measuring students’ heart rate during the COVID-19. In the United States, Darnell D. K. and Krieg P. A. [
7] implemented a similar method in a group of medical students; the researchers measured cognitive student engagement using wristwatch-style monitors, which detected and recorded the heart rate of the study subjects during lecture classes that applied active learning activities [
7]. In India, Senthil and Lin performed a study using a wireless wearable sensor to collect the heart rate of university students for measuring engagement, comparing the heart rate in a state of rest against the heart rate during active learning activities in lecture classes [
11].
The structure of this paper is as follows: first, we introduce a background of previous works focused on the diverse methods for measuring cognitive student engagement. Next, we present the methodology, divided into three phases: (1) research preparation, which describes the instruments and tools necessaries for began the data collection, (2) execution of the research. This phase includes the collection of three types of data, quantitative data of heart rate, qualitative data of annotations taken by the researchers during the development of each virtual lesson, and the qualitative data of the questionnaire, (3) and data treatment, in this phase we proceed to the cleaning and processing of data for validating five hypotheses, as well as the comparative analysis of the non-self-report method vs. the self-report method using a quadrant model. Then, we proceeded to the analysis and results of the three phases of the methodology. Finally, we reported our conclusions and future directions of research.
2. Background
Student engagement can be perceptible in the behavioral, cognitive, or affective dimensions [
3]. Behavioral engagement occurs when students get involved in their learning, for example, selecting times or places to study [
12]. Cognitive engagement happens when students make a mental effort on the topic they are learning; when students use deep or superficial study methods, they can identify the type of mental effort [
12]. Finally, affective engagement refers to the students’ emotions, such as interest, enjoyment, or frustration [
12].
Cognitive engagement is defined as the level of psychological investment that students make in the learning environment [
13]. It considers mental efforts focused on reflecting, implementing strategies, and willingness to carry out the requirements for understanding complex ideas and train themselves in skills with a high degree of difficulty to master the material and achieve new knowledge [
14]. Literature also describes cognitive engagement as the preference from the student of performing challenging tasks and being self-regulated, a condition that leads to planning and monitoring their own learning [
15]. Cognitive engagement contributes the flexibility in problem-solving and a positive attitude toward facing failures [
14].
Cognitive engagement has two levels depending on the student’s effort: superficial and active engagement [
16]. Superficial engagement is a minimal effort in the learning like simple memorization, help-seeking, and effort-avoidant strategies; on the other hand, active engagement implied deep understanding and expertise in activities such as attention, planning, connecting, and monitoring the learning [
14].
In the literature, the studies found have implemented different methods to measure student engagement evaluated from the perspective of the study subject, the student. These methods can be classified into two categories: self-report methods and non-self-report methods [
17]. One of the characteristics of the self-report methods is that the study subjects report the data directly. The most used tools are questionnaires and interviews. On the other hand, the non-self-report methods use tools that allow collecting the data without consulting directly with the study subject, such as capturing a video during class, which can later be used to analyze the emotions that the person experiences [
17]. It is important to highlight that various studies have been developed for measuring student engagement from a third-party agent perspective, like a professor, a psychologist, or a researcher; these studies include teacher ratings, observation, and many others. Our study implemented a method that determines the cognitive student engagement using the data measured directly from students. Consequently, the background is focused on giving examples of good practices implemented to determine student engagement examining the student point of view and behavior directly. In this sense, it isolates studies that assessed engagement from a third-party perspective only.
Different countries have used self-report methods; in most cases, the researchers used questionnaires or surveys created or adapted from previous investigations.
Table 1 shows some studies that have used self-report methods.
In the USA, the researchers have used surveys and questionnaires to measure student engagement; they carried out activities different from the traditional class. In one case, Lei et al. applied the National Survey of Student Engagement in a lesson composed of six people; three of them were physically present, and the other three in telepresence [
18]. In another study, the students developed a mobile game using a tool (GameSalad) created by the researchers, and then they measured student engagement using a questionnaire [
19].
In Malaysia, Awang-Hashim R. et al. used a survey to evaluate the scale of participation in student learning at the University of Malaysia (MUSLIS) consisting of 24 items; later, they performed the data analysis using specific software [
20]. In Turkey, Alion and Delialioğlu implemented m-learning material in a computer networks course to measure student engagement and motivation using the NSSE- National Survey of Student Engagement and the MSLQ- Motivated Strategies for Learning Questionnaire, m-learning is the method that allows students to acquire certain types of knowledge anywhere and anytime utilizing wireless technologies, here is important to state that e-learning materials are designed to be watched on computers, while the visualization of m-learning materials is better on tablets or smartphones [
21].
In China, Zhoc et al. applied the HESES-Higher Education Student Engagement Scale survey, which allowed to evaluated five facets of student engagement: academic engagement, cognitive engagement, social engagement with classmates, social engagement with teachers, and affective engagement [
22]. Another study applied a survey to measure student engagement, Ma J. et al. used a guide for the formulation of projects of innovation and technological development in a mixed environment, that is, the combination of face-to-face and virtual class; the survey evaluated three modules: behavioral, cognitive and emotional behavior [
23].
Although questionnaires and surveys are the most common tools, some researchers have used other tools; for instance, in the United Kingdom, Balaam et al. developed a handheld orb named Subtle Stone for implementing an interactive method with the students, the study subjects, had to press the Subtle Stone to indicate the emotion that they were experimenting in a class [
24].
Table 2 presents some studies that have used non-self-report methods in different countries. These methods usually collect and analyze data on the physiological characteristics of the study subjects, such as facial expressions, eye movement, heart rate, among others.
Some studies conducted in China, the USA, Canada, and Ireland analyze facial expressions to determine factors such as emotions or student engagement. In Hong Kong, Zeng H. et al. developed an analytical system that recognizes emotions through facial expressions, named EmotionCues; they use a camera and software that detects which emotion a student is expressing [
17]. In another study conducted in China, Zhang H. et al. identified affective states such as boredom, confusion and engagement through a facial recognition system [
6]. In the USA, Alkabbany et al. recorded a video during a reading of 10 to 15 min; this video focused on the angle of the posture of the face and the gaze, after, the researchers analyzed these characteristics to identify student engagement [
25]; in another study also carried out in the USA, Whitehill J. et al. analyzed facial expressions using Machine Learning to determine the level of engagement [
5]. In Canada, Sakulchit et al. identified the emotions that children experienced before, during and after taking a blood sample through facial expressions [
26] and in the case of Ireland, using an application, Farrell et al. analyzed the subject’s head posture to determine if the student was looking at the screen. Thus, they detected the person’s emotional state, which finally allowed them to determine the student engagement [
27].
Other physiological characteristics analyzed in the studies presented include the study of brain signals and eye movement. In Brazil, Herpich F. et al. measured the signals emitted by the brains of students when interacting with educational technology [
28]. In Japan, Hayashi et al. used lenses with integrated electrodes to analyze the user’s eye movement and thus determine student engagement [
29].
Finally, the heart rate is another physiological characteristic that researchers have used to measure student engagement [
7,
11]. In a study performed in the United States, Darnell D.K. and Krieg P.A. measured student engagement, specifically cognitive engagement, analyzing the students’ heart rate. Researchers analyzed the heart rate behavior using wristwatch-style monitors during active learning activities [
7].
Heart rate has been a tool widely used for identifying and monitoring emotions, attention, autonomic process and mental conditions [
30,
31,
32,
33,
34]; heart rate is associated with the autonomic nervous system, which responds to a stimulus or resting states [
33,
35]. Emotions have three components: cognitive, physiological and behavior [
34]. These components allow researchers to use the heart rate to measure more advanced factors like cognitive engagement [
7,
35]. Cognitive engagement can be determined through the heart rate since the exposure to stimulus or tasks activates neural mechanisms and, consequently, triggers an acceleration or deceleration in the heart rate, which has been an indicator of alertness and drowsiness [
36,
37,
38].The advantages of using heart rate include it is non-invasive, easy, and cheap to get [
33,
34], experiments with heart rate are simple to set up and can be used in conjunction with other biometric measures like facial expressions and respiration [
38,
39]. The disadvantages associated with the heart rate are the conditions of the environment under which happen the data collection since they are challenging to eliminate, and also the response time to a stimulus is long; these two points generate more uncertainty [
30,
40,
41].
Active learning activities allow student engagement to be improved and induced [
42,
43]. The concept of active learning refers to activities that induce students in a thinking process about the new information and connect it with experience or knowledge [
42,
44]. There is a great variety of activities that can be considered as active learning, such as discussion in small groups, peer activities, individual activities that required a mental effort, interactions, study cases, problem resolution, laboratories, quizzes, and games, all of them have to guarantee that students think effectively [
42,
43,
44,
45,
46]. The advantages include that students feel more secure sharing their ideas in small groups, developing critical thinking, retaining new knowledge, developing communication and leadership skills, and feeling more motivated and interested [
42,
44,
45,
46,
47].
In Colombia and Latin America, as some researchers stated, the investigations regarding education and student engagement have focused on the following topics: study habits and motivation for distance learning [
48], academic dropout and its relationship with the student’s conditions and the organizational context of the academic institution [
49] the relationship between student engagement and academic performance determined through the academic average [
50], and the relationship that emotional intelligence and happiness orientation have with student engagement [
51].
Other research examines the opinion of students in schools regarding how they experience student engagement after conducting, recording, and analyzing surveys [
52]. Bertel-Narváez M. P. et al. performed a literary review of education in Latin America, highlighting that the motivation of learning is a fundamental aspect of developing research in Latin America [
1]. Studies and research developed in Colombia have used traditional methods such as interviews, surveys, questionnaires, and the corresponding analysis. However, in this country, the studies developed have not yet used more advanced methods, which measure student engagement with physiological characteristics.
In Colombia, the studies performed have not implemented a method that uses physiological characteristics to measure cognitive engagement. This work developed exploratory research, similarly to the analysis proposed in the United States by Darnell D.K. and Krieg P.A. [
7] and adapted for this study during the pandemic. We used the heart rate for measuring cognitive student engagement. In some studies, the heart rate is also used for determining the emotional aspect [
38], which means that emotional and cognitive engagement generate a variation in the heart rate. For that reason, a good way to differentiate these dimensions is through the activity or stimuli to which the student is exposed. In this study we selected active learning activities, which are focused on activating the cognitive engagement. For collecting data, the students used a heart rate band linked to a mobile application while participating in virtual lessons that contained active learning activities; every student collected her or his heart rate during four lessons; the total data collection took three months. This research took place at Escuela Colombiana de Ingeniería Julio Garavito in Bogotá, Colombia, in a sample of 20 students, from which we discarded four students after data cleaning.
5. Discussion
In this study, we conducted exploratory research implementing a non-self-report method to measure the cognitive student engagement, with a physiological characteristic, the heart rate. We have measured and analyzed this variable, using a heart rate band, in 16 participants from the Industrial Engineering program, in a Colombian University located in Bogota. With the collected data, we evaluated five hypotheses. Below, we will present and discuss the results of each hypothesis.
To analyze H1, we evaluated the behavior of the heart rate before, during, and after an active learning activity (ALA); we found that 41.4% of data correspond with H1. Since ALA was an important matter in this study, we applied an ANOVA test to evaluate the heart rate during an ALA against each participant’s baseline, an analysis that demonstrated a statistically significant difference between these variables. We partially accepted H1 adapting the approach to the following: the mean heart rate has a significant variation with an active learning activity, indicating students experiment with cognitive engagement.
In comparison with similar activities developed in a face-to-face environment, the heart rate had a variation if the student was exposed to active learning activities; however, in the study performed by Darnell et al. [
7], the heart rate had a significant uptick, while in our study, in virtual lessons, the heart rate had a significant variation that could be positive or negative. With this perspective, we could deduce that one of the main factors that affect the student engagement is the environment and not the activity that is developed. For that reason, we conclude that it is valuable to design activities that consider the learning environment to capture the student’s attention and improve her/his knowledge.
We evaluated H2 with the heart rate trend; if it was negative indicated a decrease and if it was positive indicated an increase in the heart rate from the beginning to the end of the lesson. From a total of 15 lessons, 60% presented the behavior expected by H2. For these results we partially accept H2 with the following adaptation: the trend of the heart rate from the beginning to the end of the lesson depends on external and internal factors, the internal factors are linked with the active learning activities, especially the duration and the moment in the lesson that the professor develops them.
In the study of Darnell et al. [
7], the heart rate had a decreasing trend in the morning lessons; they found that this behavior was caused mainly by external factors as mental fatigue, and the accumulation of multiple classes, among other reasons. We found that these aspects happened in virtual lessons, but internal factors also affected the trend. These factors are linked with the active learning activities that professors can plan and monitor during each lesson.
H3 had a strong dependence on H2, because H3 requires the trend during a lesson to decrease. After evaluating the 15 lessons, we found that only 27% of them had the behavior expected in H3, and for this result we rejected H3.
The biphasic shift with a faster decline in the first minutes and a slower decline in the remainder of the class was not confirmed in the study developed in the United States [
7]; we did not find the biphasic behavior described in the development of virtual lessons.
After analyzing the behavior of the heart rate at the beginning and the end of each lesson, we found that only 20% of the lessons achieved H4. After the analysis we concluded that here is not a standard pattern related to this hypothesis, and for this reason we rejected H4.
The behavior at the beginning and the end of the lesson in the study of Darnell et al. [
7] showed a drop at the first three minutes and an uptick in the last three minutes of the lesson; for this reason, they excluded these three minutes for the analysis of the others hypothesis. They determined that this behavior could happen for external factors related to a face-to-face environment, such as arriving in a classroom and speaking with other students or thinking about the next class or next activities after finishing each lesson. In our study, we did not find a notable change at the beginning and the end of each virtual lesson; we take into account the data of these moments for other analysis.
We analyzed 11 passive learning activities and found that 45% of them presented the behavior described in H5. All activities were a video projection; however, before students watched the video, the professor indicated to them that there would be an activity after the video, a factor that could influence the results. We partially accepted H5 with the following adaptation: if students are previously advised that they will have to develop an activity after a passive learning activity (such as a video projection), their heart rate could increase and, consequently, so could their cognitive engagement.
The study performed in student of medicine in the United States [
7] found that during a short video projection, the heart rate appears to decrease greatly since it is categorized as a passive activity, the difference with our study consisted in the instruction that the professor gave to students, which was developed a task after a video projection, a condition that modified the behavior of the heart rate.
In addition to the analysis of the hypotheses, we made the relationship between the quantitative data vs. qualitative data from the questionnaire.
5.1. Non-Self-Report Method vs. Self-Report Method
We related the heart rate variation (HRV) of whole lessons and the HRV during the active learning activities (ALA) against the response that participants gave in the questionnaire; the VHR refers to the difference between mean heart rate and the baseline, we explored the behavior of the 16 participants.
We used a quadrant model (
Figure 10 and
Figure 11); two quadrants stood out over the others; Quadrant I reflected that the HRV was positive and the responses in the questionnaire indicated a high level of cognitive engagement, the majority of data was located in this quadrant; the first stage, HRV of whole lessons, had 10 participants, and the second stage, HRV during ALA, had nine participants. Quadrant IV was the second predominant one. It represented an HRV negative, but the questionnaire’s response indicated a high level of cognitive engagement; this situation reflected that participants could be in an immersive state during the ALA, and not necessarily a low level of engagement. Finally, the results suggest the behavior of the heart rate during a whole lesson might be determined for the ALA that professors developed in each lesson.
5.2. Limitations, Recommendations, and Future Research
We used the heart rate as a tool for measuring student engagement in virtual lessons during the COVID 19 pandemic, and we had limitations regarding the difficulty of eliminating environmental and external influences generated by the inconveniences of having access to resources and tools necessary for the development of the lessons, such as internet connection problems, unstable electricity, lack of an appropriate space without interruptions, a computer without the required capacity to run several programs and software at the same time (lesson connection software and programs to develop activities during class), and inconvenience with the phone that collected heart rate data (the reason for removing some data from the study). These limitations affected the level of attention of the participants and sometimes caused them to carry out other activities in parallel to the lessons. The difficulty of eliminating environmental and external influences is a known limitation in the use of heart rate as a tool for identifying engagement; for this reason, for future research, we recommend using the heart rate as a non-self-report method in combination with a self-report method such as a questionnaire that allows the identification of external factors that could affect the participant’s attention in addition to the perception that she/he had of the lesson and the activities developed.
Another alternative we recommend in order to reduce the influence of external factors is to use supplementary biometric measures that allow us to identify additional characteristics which affect the heart rate, like emotions, motivation or level of concentration, factors that have a strong influence on student engagement. The supplementary biometric measures we suggest are: detection of facial expression, breath rate, skin temperature, and conductance or brain signals.
In this study, we made an exploratory investigation limited to the number of participants, the quantity of heart rate bands, and to a specific subject (human talent management). The sample number of participants was between the ranges of other studies in the sector; however, we recommend that for future studies the researchers increase the sample and evaluate the student engagement in other engineering subjects. We hope that our study can serve as the basis and input for future research related to the analysis of cognitive student engagement using heart rate as a non-self-report method.
Using the heart rate for analyzing the student engagement has the advantage that data is collected in real-time. However, the data processing and the analysis require additional time. This limitation means that teachers do not receive feedback in real time to make the necessary decisions to modify or adapt the methodology of the course. For this reason, a future challenge could be the development of a model that processes and evaluates the data of the heart rate in a shorter time or even in real-time, which can be used by all students in a lesson and provide feedback to the professor.
The heart rate is a physiological parameter used mainly by enterprises to evaluate customer behavior. Carrying out this study, we aim to demonstrate that the heart rate is a prominent tool that can determine cognitive student engagement. We expect that this study could be a base for future research looking to deepen the evaluation of the variables that influence heart rate in an academic environment.
6. Conclusions
Student engagement allows educational institutions to improve their decisions regarding methodologies, evaluation of quality, and feedback. The methods to determine student engagement are divided into self-report methods, such as questionnaires, surveys and analysis of these, and non-self-report methods, which use physiological characteristics such as heart rate, brain signals, analysis of facial expressions, etc. In Colombia, the investigations only used self-report methods.
In this study, we develop an exploratory investigation to determine the level of student cognitive engagement through heart rate, during the development of active learning activities. We used heart rate bands and a mobile application to collect the data, in a sample of 16 students who were taking the Human Talent Management subject of the industrial engineering program of a higher education institution in Bogotá, Colombia.
The results confirm that heart rate can be used as a tool for measuring cognitive student engagement in distance learning, especially if the professor develops an active learning activity, since statistically, the heart rate has a significant variation with respect to the baseline heart rate during the development of these activities. At this point, it is important to clarify that this difference could be positive or negative. A positive variation implies an increase in the heart rate because the study subject is making a mental effort, and a negative variation means an immersive state, i.e., the active learning activity captured the student’s attention and immersed her/him in this environment, causing her/him to isolate herself/himself from any other activity. In the development of virtual lessons, one of the main concerns of the professors is to identify activities that encourage the participation of students, capture their attention, and allow the transmission of knowledge. In this study, we found that active learning activities achieve these objectives, because spaces are generated within the lessons that allow students to concentrate on the activities developed, resolve doubts and connect their past experiences with new knowledge.
Using a quadrant model, we confirmed that combining a non-self-report method and a self-report method allows us to analyze the engagement in a broader perspective. This association allows us to relate the engagement reported by the students with the results obtained from the physiological characteristic. In our study, one of the results suggested that, during an active learning activity, most participants reported a high level of cognitive engagement, and the heart rate variation had a significant difference with respect to the baseline, a result that was evident in the ANOVA. However, in this analysis it was possible to identify that this difference could be positive or negative.
In the development of this research we found that students feel more comfortable, feel less pressure, and are more willing to participate in a study if factors such as student engagement are measured using a non-self-report method, because they sent us the heart rate data immediately after the end of the lesson without having to remind them to send the data. However, the opposite happened with the self-report method, because we had to ask them to fill out each questionnaire at least twice and sometimes up to four times. The above shows that students are interested in participating in non-self-report methods and shows the importance of rethinking the way self-report methods are implemented.
We confirm that the heart trend from the beginning to the end of the lesson depends on external and internal factors. The external factors include instability in the internet connection and activities that students may be developing in parallel to lessons, and the internal factors, which professors can control, are linked with the active learning activities. The internal and external factors that are presented in a face-to-face lesson are very different from those that are presented in a virtual lesson. In a face-to-face lesson, the external factors that affect the concentration of students are reduced due to the learning environment that a classroom provides. However, in a remote environment, the external factors are greater and variable. For this reason, the active learning activities that professors develop become more relevant, especially in terms of the duration and time of the lesson in which they are performed. These activities provide a balance at the beginning, in the middle and at the end of the lesson.
Concerning passive learning activities, if students are previously advised that they will have to develop a task after a passive learning activity (such as a video projection), their heart rate could increase and, consequently, so could their cognitive engagement. The instructions of the activities to be carried out after the video projection were focused on the topic that the students were learning and generated a discussion between the work groups or between the students and the professor. This particularity should be considered if professors want to implement a passive learning activity to promote cognitive engagement.
We find that heart rate did not present a pattern in the biphasic analysis or a pattern behavior at the beginning and the end of the lesson. The four heart rate behaviors found at the beginning and at the end of the lesson allow us to deduce that the variation depends on external factors that may occur before and after the class, and that the professor cannot control; for example, other academic activities of other subjects or personal activities that can cause a variation in heart rate.
We expect that this study can provide input for future research assessing student cognitive engagement in higher education and motivate researchers to use physiological characteristics as a measurement tool.