5.1. The Monoclausal Property
The first question to be addressed concerns the degree of grammaticalization of the verb form that stands for ‘will’, as this will further decide whether the construction is biclausal or monoclausal. Specifically, is the ‘will’ element a control verb on a par with ‘can’ in (5), or is it an auxiliary on a par with ‘have’ in present perfect paradigms?
The constructions with the complementizer ‘that’, as in the AR example in (18), receive a straightforward analysis as being biclausal since ‘that’ signals the presence of a split Fin. Hence, these are constructions with obligatory control, similar to the ‘can’ constructions in (5).
Conversely, two observations indicate that the other constructions are monoclausal: (i) negation systematically precedes the highest verbal head while scoping over both verbs; and (ii) the ‘will’ head behaves like a modal auxiliary rather than a matrix verb. For example, in MR (16a, 16b), the subjunctive verb cannot be interpreted positively, and it is also not possible to include the negation on the subjunctive verb (
Hill and Mišeska-Tomić 2009) or to have negation present twice. The same applies to AR and DR, as shown in (21), with negation in bold.
(21) | a. | Cum nu va | s-ducî? A.34 // | *Cum va s-nu ducî? // | *Cum nu va s-nu ducî?9 | AR |
| | how not will sbjv-go | how | will sbjv-not go | how not will sbjv-not go | |
| | ‘How come s/he will not go?’ | | |
| b. | Cum n-o să plece? // | *Cum o să nu plece? // | *Cum n-o să nu plece? | DR |
| | how not-will sbjv go | how will sbjv not go | how not-will sbjv not go | |
| | ‘How come s/he won’t go?’ | | | |
Crucially, a single NegP indicates a single TP, a monoclausal structure.
The second observation concerns the status of the ‘will’ form, which only forms a constituent with the subjunctive. Specifically, in DR,
poate ‘can’ may stand alone in answer to a question, whereas
o/are may not, as shown in (22).
(22) | a. | Poate | să plece?— | Da, poate. |
| | can.3sg | sbjv go.3 | yes can.3 |
| | ‘Can s/he go?’—‘Yes, s/he can.’ | | |
| | | | |
| b. | O | să plece?— | *Da, o. |
| | will | sbjv go.3 | yes will |
| | | | |
| | ‘Will s/he go?’—Intended: ‘Yes, s/he will.’ | | |
| | | | |
| c. | Are să plece?— | | *Da, are. |
| | will sbjv go.3 | | yes will |
| | ‘Will s/he go?’—Intended: ‘Yes, s/he will.’ | |
The ‘will’ forms in (22) behave as modal auxiliaries that cannot stand by themselves (see also
Mandić 2010): they are monolithic with the subjunctive. Auxiliaries are functional versus lexical categories, so they cannot trigger biclausal structures.
10In fact, these auxiliaries are clitics on the subjunctive verb: nothing can intervene between these elements and the subjunctive marker. Non-clitic auxiliaries (e.g., in English) can be separated from the verb by subjects or adverbs. This is not the case with ‘will’ auxiliaries in Romanian languages, which is unexceptional since the auxiliaries used in present perfect and analytic futures are also clitics (see
Dobrovie-Sorin 1990,
1994, for DR) in these languages.
In view of the properties above, one could be tempted to treat these monoclausal structures as instances of verb restructuring (
Cinque 2004;
Kayne 1991;
Rizzi 1982;
Roberts 1997;
2010, a.o.). Further support in this direction comes from another well-known property of restructuring discussed by
Wurmbrand (
2001) for Germanic: the availability of long passives, as in the DR data in (23).
(23) | a. | Emilia | are/o | să | scrie | o carte. | DR |
| | Emilia | have/will.fut | sbjv | write.3sbjv | a book | |
| | ‘Emilia will write a book.’ | | | | |
| | | | | | | |
| b. | O carte | are/o | să | fie | scrisă | (curând). | DR |
| | a book | have/will.fut | sbjv | be.pass | write.3sg.f.prt | soon | |
| | ‘A book is going to be written (soon).’ | | | | |
However, long passives are a necessary but not a sufficient diagnostic for verb restructuring, as this process is sensitive to verb semantics in Romance (see
Cinque 2001 for Italian). The key diagnostic for verb restructuring is clitic climbing, which is absent in the Romanian periphrastic future. In examples that contain clitic pronouns, as in MR (16b), the clitic follows the subjunctive marker
să and does not climb to the ‘will’ head. This is also systematically the case in AR and DR, as in (24).
(24) | a. | Cred | că (*l)-o/am | să-l | invit. | DR |
| | think.1sg | that him-will/have.fut | sbjv-him | invite.1sg | |
| | ‘I think I’ll invite him.’ | | | |
| | | | | | |
| b. | tini | nu (*l’i) | va | l’i | dai | A.34 | AR |
| | you.dat | not you.dat-it | will | you.dat-it | give.3.sbjv | | |
| | ‘S/he won’t give it to you.’ | | | | | |
| | | | | | | | | |
Another approach takes the serial verb perspective.
Aikhenvald (
2006, p. 22) defines SVC as containing two verb roots that have the meaning of one word. These constructions can be of two types: symmetric (i.e., each verb has full lexical features associated with sequential activities); and asymmetric (one of the verb slots is restricted to a certain class of grammaticalized verbs). Following
Aikhenvald (
2006), the periphrastic future discussed in this paper qualifies for asymmetric SVC.
The general consensus in the literature is that SVCs are monoclausal, without any marker of clausal connection (e.g., no complementizers;
Riis 1854, p. 103). Following
Lovestrand (
2021), the main criteria for establishing the monoclausal status of SVCs are as follows: (i) location and scope of negation; (ii) shared TAM field; (iii) shared argument structure; (iv) single event conceptualization. Periphrastic future constructions meet all these criteria. The location and scope of negation are discussed for the examples in (21): the single negation is high and scopes over both verbs.
As for the TAM properties, the subjunctive is devoid of any tense feature. Although subjunctives are associated with the [-finite] feature elsewhere, here, the periphrastic future has a [+finite] feature associated with the ‘will’ auxiliary. Accordingly,
să lacks the property that would qualify it as a Fin element, and its function is reduced to marking the inflectional [mood] in the TP field. When it comes to aspect, this can only be marked once (recall (2c) for DR repeated here as (25a)). Equally important is the fact that (2d) for DR, repeated here as (25b), shows that there is no Asp field independently projected in the subjunctive, so the DR canonical perfective marker
fi ‘be’ is ruled out. Crucially, (25) further signals the sharing of a single inflectional field.
(25) | a. | O/ | are/avea | să | devină | scriitor. | DR |
| will | have.fut/have.fut.perf | sbjv | become.3sbjv | writer | |
| ‘He will/will have become a writer.’ |
| |
| b. | *O/are | să | fi | devenit | scriitor | |
| will/have.fut | sbjv | be | become | writer | |
| Intended: ‘He will have become a writer.’ |
| | | | | | | | |
Furthermore, stripping
să of its complementizer features makes it possible to delete it—a phenomenon seen in AR, as shown in (20b). In sum, the criteria for SVC proposed in
Riis (
1854) are met: there is no clausal linker between the two verbal heads.
In the periphrastic future, the argument structure is determined by the properties of the subjunctive verb. The ‘will’ auxiliary has functional but not lexical features, so it is not involved in argument selection. Thus, the construction also meets the criterion of single-event conceptualization and qualifies as a macro-event.
Lovestrand (
2021) points out that construction has the macro-event property if temporal operations such as time adverbials, temporal clauses, and tenses necessarily have scope over all subevents encoded by the construction. This is the case for the periphrastic future in Romanian languages, as shown in (26).
(26) | a. | Chiruta | nu-şi | şti | că | tora | va-l’ | tal’u | AR |
| old.the | not-refl.dat | know | that | now | will-her.dat | cut.1.sbjv | |
| caplu | | (from Vrabie 2000) | | | |
| head | | | | | | | |
| ‘The wretched woman doesn’t know that now I’ll cut off her head.’ |
| |
| b. | Bine | că | acum | o | să-l | văd. | DR | |
| well | that | now | will | sbjv-him | see.1 | | |
| ‘It is good that now I’ll see him.’ |
| |
| c. | Nu | ari | si | vin | moine. | | MR | |
| not | will | sbjv | come | tomorrow | | | |
| ‘I will not come tomorrow.’ |
| | | | | | | | | | | |
The adverbs in (26) scope over both verbal forms, with no possibility of separate readings with each verb.
In sum, in the absence of clitic climbing with the periphrastic future in Romanian languages, we adopt an SVC analysis, where the higher verbal head is merged as a T [future] head selecting a low subjunctive MoodP with phi-features capable of hosting clitics.
5.2. Syntactic Derivations
Avram (
1999, p. 43) mentions the well-known fact ‘that future forms represent highly modalized means of describing possible courses of affairs.’ Consequently, the availability of
să subjunctives with future denotation should come as no surprise considering the intrinsic [modal] nature of
să. However, as previously noted, its intrinsic [-finite] specification prevents
să from merging as a Fin head in the periphrastic future. Consequently, we propose that nothing merges in the Fin head in these constructions and that the [+finite, modal] features of Fin are satisfied compositionally as a result of long-distance Agree operations established with two distinct inflectional heads: T, on the one hand, and mood, on the other.
Along these lines, the periphrastic future in DR has the CP structure shown in (27a) and the IP structure shown in (27b). This analysis adopts
Cinque’s (
1999) proposal of two T heads in the inflectional clause hierarchy and
Ledgeway’s (
2018) proposal that a low position for clitics is exploited in Romance languages. Corbeanu and Hill (this volume) identify this low clitic position to be the second T head in Romanian languages (i.e., higher than ‘in-situ’ postverbal subjects).
(27) | a. | CP: | Force > … | Fin | > IP |
| | | [+finite] | [+finite, modal] | |
| | că | Ø | | |
| | that | | | |
| | | | | |
| b. | IP: | (Neg) > | T1 | > Mood > T2 | > <v> > <V> |
| | | | [fut, φ1] | [sbjv] | [φ2],verb | |
| | | (nu) | o/are | să | (cl) | V |
| | | not | will/have.fut | sbjv | (dat-acc), verb.sbjv | |
The Fin head in (27a) checks its features compositionally by probing twice: T1 for finiteness and mood for [modal]. The phi-features are transferred from Fin to each T head. More precisely, Fin [+finite] is checked via long-distance Agree against T1 [fut]. Since reduced o (< ‘will’) is too semantically bleached to also check the [modal] feature of Fin, while are (< ‘have’) lost its modality in this context, Fin [modal] is checked by the subjunctive mood marker să, also via long-distance Agree. None of these auxiliaries can move to Fin since they are clitics, so obligatorily hosted by the lexical verb moved to T2 (i.e., <…> indicate copies of moved lexical verb). This also explains why negation precedes both auxiliaries.
Since these clauses are finite, phi-features are available and transferred to the probed domains, as also indicated by the DR data, where the modal
are shows subject-verb agreement, as in (28).
(28) | a. | Eu o/am | să plec. |
| | I will/have.1sg.fut | sbjv go.1sg |
| | ‘I will go.’ | |
| | | |
| b. | Ea o/are | să plece. |
| | She will/have.3sg.fut | sbjv go.3sg |
| | ‘She will go.’ | |
Linearly, in the periphrastic future, pronominal clitics do not raise above the lower T
2 arguably because [mood] is also independently probed for by Fin discharging another φ domain (i.e., φ
2). Consequently, the low IP position for clitics (cf.
Ledgeway 2018) is exploited by the object clitics.
11Lastly, a special note is required for the DR form
avea, which denotes the future perfect, as in (25a). While this form is an auxiliary on par with
o/are, it is not a clitic. Thus, it can be separated from the subjunctive string, as in (29a), whereas this is not possible with
o/are (29b).
(29) | a. | (Toţi) | aveau | (toţi) | să (*toţi) plece (toţi). |
| | all | will.have | all | sbjv all go.3.sbjv |
| | ‘All (of them) will have left.’ | | |
| | | | |
| b. | (Toţi) | or/au | (*toţi) | să (*toţi) plece (toţi). |
| | all | will/have.3pl.fut | all | sbjv all go.3.sbjv |
| | ‘All (of them) will leave.’ | | |
Nonetheless, constructions with
avea, which occur only in DR, are still monoclausal: on a par with
o/are futures, periphrastic future with
avea allows for long passives, as in (30a), and negation is high, and scopes over both the auxiliary and the subjunctive, as in (30b).
(30) | a. | O carte | avea | să | fie | scrisă | (curând). |
| | a book | have.fut.perf | sbjv | be.pass | write.3sg.f.prt | soon |
| | ‘A book was going to be written (soon).’ | | |
| | | | | | | |
| b. | (Toţi) | nu | aveau | (toţi) | să | (*nu) | (*toţi) | plece | (toţi). |
| | All | not | have.fut.perf | | all | sbjv | not | all | leave | all |
| | ‘Not all (of them) would have left.’ | | | | | | |
| | | | | | | | | | | |
The perfective reading of
avea arises, on the one hand, from the relation between the
Reichenbach (
1947) event time (ET) and reference time (RT) being expressed by the past participle (cf.
Giorgi and Pianesi 1989), while, on the other hand, the relation between speech time (ST) and RT is expressed by the T
1 head hosting
are ‘have.
fut’. Hence, formally, we maintain the structure in (27), enhanced as in (31) to include aspectual properties on the lower T
2 head, and account for (29b) as a matter having to do with the non-clitic nature of
avea: in particular, its non-clitic status does not require T
1-mood adjacency. Lastly, the relationship between T
1 and T
2 is also one of long-distance Agree.
(31) | a. | CP: | Force > … | Fin | > IP |
| | | [+finite] | [+finite, modal] | |
| | | că | Ø | |
| | | that | | |
| | | | | |
| b. | IP: | (Neg) > | T1 > | Mood > | T2 | > <v> > <V> |
| | | | [ST/RT:fut, φ1] | [sbjv] | [ET/TR:Perf, φ2] | |
| | | (nu) | avea | să | (cl) | V |
| | | not | have.pst | sbjv | (dat-acc),verb.sbjv … | |
Note that
Avram (
1999) shows that while both
avea ‘have’ and
fi ‘be’ can mark perfectivity, these are not interchangeable in DR. In particular, the author suggests that
avea is marked for realis contexts, while
fi is marked for irrealis. Since the future is, by its very nature, irrealis,
fi might be expected across the board. This is, indeed, the case with the analytic, Romance type, ‘will’ +
infinitive future in DR, as seen in (32).
(32) | a. | Va | veni. | |
| | will | come.inf. | |
| | ‘S/he will come.’ | | |
| | | | |
| b. | Va | fi | venit. |
| | will | be.inf | come.pst.prt. |
| | ‘S/he will have come.’ | | |
So, what we see is that both analytic and periphrastic futures may express perfectivity in a monoclausal structure. The encoding of perfectivity is, however, distinct, requiring fi in the analytic future but surfacing directly on the modal auxiliary in the periphrastic future. In light of the structures proposed in (31b), it means that the perfectivity feature is on T2 with the analytic future but on T1 in the avea periphrastic future. The relevant point is that perfectivity is mapped only once, unlike what happens in Macedonian biclausal structures (2a, 2b). The exclusion of T2 as a head for perfectivity with are futures has to be related to the fact that T2 is not available for association with perfectivity, as this head has the phi-features responsible for hosting pronominal clitics and the subjunctive verb.
The periphrastic future in AR and MR are sub-cases of the DR structures shown in (27), as long as the structure is monoclausal. Thus, the AR biclausal constructions with nore, as in (19), do not qualify for this analysis but for an analysis with obligatory control verbs. On the other hand, the AR constructions with the modal auxiliary va, such as seen in (20), conform to the template in (27). The micro-variation here is that the subjunctive marker is optional. When s- is present, as in (20a), the checking operations proceed exactly as in (27) for DR. When the subjunctive marker is absent, as in (20b), the verb moves to T2 to check [mood] and [modal] in Fin through a long-distance Agree.
On par with AR, MR periphrastic future conforms to the pattern in (27), the variation arising from the pairing of lexical items with the relevant functional features. In particular, the negative constructions in (16a, 16b) versus (16c) indicate that the subjunctive marker is unable to check [modal] in Fin at long distance, so a modal item, such as the negation, is obligatory to take over this task. Alternatively, the subjunctive marker can check all the relevant features when it is in Fin, as in (17), where the modal auxiliary is excluded. The variation here is that MR si/să is strongly associated with conditional CP and, hence, with the [+finite] feature, whereas the same association disappeared in DR and is weak in AR. The future tense interpretation arises from the context, through the principle of compositionality, in such constructions.
In sum, subjunctive complements could be used for periphrastic future derivations because of the following: (i) the subjunctive is used for the encoding of irrealis modality; (ii) the subjunctive marker has been associated interchangeably with +/− finiteness and modality, being also paired with a specific grammatical mood; and (iii) the subjunctive marker can be used to check all the afore-mentioned features or only some of them, depending on whether other elements may take over some of the checking function compositionally. In most periphrastic futures, the modal auxiliary takes over the checking of finiteness, so the subjunctive marker is confined to mood and modality. Formally, the structures in (27) equally underly the periphrastic future in AR, DR, and MR, although each Romanian language variety developed this construction independently. Thus, micro-variation is expected, but it concerns only the options for feature checking, not the featural make-up of the syntactic derivation.