Let us address now the thematic vowel (TV), i.e., the vocalic element that in Romance languages fixes the inflectional class (conjugation) of the verb. The thematic vowel raises reconstructive and interpretive problems since it seems not to imply a clear morphological status save to distinguish verbal classes, even with many complications, nor to have a semantic import. As discussed in
Section 1, in DM, thematic vowels have been seen as morphological empty elements (
Embick 2010), ‘special morphological elements adjoined to certain functional heads in morphological structure’ (
Calabrese 2015) requiring an ad hoc rule. This conclusion dates back at least to
Aronoff (
1994), where theme vowels are considered ‘empty morphs’;
The theme vowel is thus a marker of the category verb only in the sense that it is determined by the category verb, […] In itself, it has no significance. It is empty. Nonetheless, it is not useless. It has a use in the language, but that use is purely morphophonological: the theme vowel is the conjugation vowel, it serves to determine the conjugation of the verb stem, or which inflectional affixes will realize the various morphosyntactic properties that the verb bears in a particular instance.
A slightly more sophisticated analysis is discussed in
Oltra-Massuet (
1999, p. 280), which proposes that the TV is a ‘dissociated morpheme’, i.e., a morphological element projected postsyntactically, ‘as a result of a well-formedness condition requiring a theme position to be adjoined to every syntactic functional head’. This conclusion is linked to the observation that the same thematic element can recur several times in a complex verbal form, such as in the conditional, excluding its specialization for v. In other words, the thematic vowel does not realize the verbalizer v but manifests its presence in the structure. A different approach is pursued by
Fábregas (
2017), in which thematic vowels are identified with the exponent of light verbs, essentially the verbalizer
1.
In what follows, we will see that the TV behaves like the other functional exponents. More precisely, TV can extend over different or all classes in correspondence to interpretive properties, typically tense and/or mood. But, what is more crucial, it interplays with inflections in expressing person/number properties. The point is that all of these behaviours are also presented by inflectional exponents. So, it is usually the case that an inflection exponent is extended through all classes, such as
-o,
-i for the first and the second person of present indicative in standard Italian. Moreover, specialized inflections are also able to signalize tense and mood. An example is provided by the perfect in standard Italian and in many central Italian dialects, where we find exponents specialized for the person and tense features, as in (6a) for the first class of Italian, and in (6b) for the first class of the Abruzzo dialect of Mascioni (L’Aquila).
6. | a. | port-a-i | b. | pre′k-ɔ |
| | port-a-sti | | prek-i-ʃti |
| | por′t-ɔ | | pre′k-ɔ |
| | port-a-mmo | | prek-ɛ-mmo |
| | port-a-ste | | prek-ɛ-ʃte |
| | port-a-rono ‘I brought, etc.’ | | prek-ɔ-ru ‘I prayed, etc.’ |
| | Standard Italian | | Mascioni (Abruzzo) |
In (6a) we find both the inflectional exponents and thematic elements of the perfect: -
sti, -mmo,
-ste occur only in perfective or irrealis forms,
–rono and
-ɔ only in the perfect. The latter incorporates the TV, including the word stress and a phonological content specialized for the expression of perfect. A similar distribution also characterises the paradigm in (6b), where inflections specialized for perfect combine with the thematic vowels
–i- in the second sg and -
ɛ- in the first and second plural, in turn associated with the perfect. In addition,
-ɔ occurs as a specialized thematic vowel in the first and third singular and in the third plural where, as a true TV, it is followed by the perfective inflection
–ru. We could characterize the lexical content of
-ɔ and
–ru as in (7a) and (7b), respectively,
7. | a. | ɔ, | 1psg, 3p |
| b. | ru, | 3ppl |
In accordance with
Manzini and Savoia (
2005,
2007,
2011a), we identify TV with an N element, i.e., something as a nominalizer that changes R into an inflected base, substantially like the other agreement inflections of the verb
2. More precisely, the hypothesis we adopt here, is that thematic vowels introduce an indefinite variable, ‘x’, whose value is fixed by the subject. In other words, TVs are nominal inflections making the verbal root into a nominal form available to insert in the aspectual/modal head. Thus, we annotate the lexical property of the TV as in (8), where the variable of which the TV is the exponent, is subcategorized by the Root.
8. | TV = x / R __ , (the relevant subset of verbs) |
Exactly like other types of inflectional elements, TVs can also be specialized for a subset of referents, as
-ɔ in (6a) and (6b), and/or for a subset of verbal forms, as
-ɛ- in the first and second plural in (13b). Two clear cases of syncretism.
Of course, lexical properties project the syntactic organization in terms of interpretable elements, phrases, words and morphemes. If we express syntax in terms of the phasal organization of sentences proposed by
Chomsky (
2001), we expect that operations of Merge on lexical and functional units realize the ‘lexical subarrays’ computed at the sensory-motor and conceptual-intentional interfaces. As known, the procedure is constrained by the Phase Impenetrability Condition (PIC), whereby ‘In a structure [
ZP Z…[
HP α [H YP]]], where Z and H are heads, the complement YP of H is not accessible to operations at ZP and only H and its
edge are accessible to such operations’ (
Chomsky 2001, p. 14). With that in mind, we can think of the operation Merge as the way of satisfying the phasal domains CP and vP (introducing the complete argumental structure) and DP. So, taking into account the lexicon subset in (9),
prek-ɛ-mmo ‘we prayed’ is created by merging the TV to the root, in (10a), obtaining a predicative form including the restriction to the referents of first/second plural person. The specialized inflections
–mmo for the first plural and -
ʃte for the second plural are merged to -ɛ- with which they share referential features. The complex form is able to realize T, as in (10b)
10. | a. | < ɛφ, [R prɛk] > ➔ [φ [R prɛk] ɛ] |
| b. | < [T mmoφ, [φ [R prɛk] ɛ] … > ➔ [T/φ [φ [R prɛk] ɛ] mmo] … |
In this frame,
prek-ɛ-mmo ‘we prayed’ fulfils the requirements of v and of T, realizing argumental features associated with v and the tense and agreement features that T inherits from C, as in (11).
11. | C | T | v | word-phase |
| | [T [φ [R prɛk] ɛ] mmo] | [v [φ [R prɛk] ɛ] mmo] | |
A point that has to be underlined is the similarity between TVs and person inflections as regards the ability to register nominal or tense/aspect/mood properties. For instance, the inflection of second singular
–sti in (6a) and
-ʃti (6b) is restricted to the perfect, to the effect that it conveys both the person specification and the tense/aspect specification. Let us briefly consider the syncretic forms, as for instance
-ɔ in (6b) for Mascioni, that occurs in the first and third person. Since our model refuses the manipulation of features adopted in DM, as an ad hoc solution, the only source of syncretism can be found in the content the morphemes are endowed with. In the case of -
ɔ, its lexical properties make it compatible with the first and third person, exactly like -ɛ- is compatible with first and second plural inflections.
2.1. Argumental TVs in Northern Italian Dialects
In this section, the ability of TVs to realize the person/number and possibly gender agreement will be exemplified and discussed. Our sample includes some Gallo-Romance dialects spoken in Italy (Trecate, Piedmont) or Switzerland (Sonogno, Verzasca Valley and Cavergno, Maggia Valley) and the Franco-Provençal variety spoken in Coazze (North-West Piedmont). In all these varieties SCls
3 are obligatorily introduced before the verb, and, as shown in (18), are subject to an extended syncretism.
The issue we focus on is the relation between TV and the expression of verbal agreement, which, as we will see, is subject to regular patterns. This is the case of the first and second plural persons that in many systems share the same inflection extended to all the conjugations, typically in the present indicative, as in the North Piedmont dialect of Trecate in (12). The inflection of second plural, in the present indicative, is nothing but the thematic vowel, so that it is the latter that specifies the person. In the first and second plural persons,
-u-m is generalized to all classes, while
–i of the second/third/fourth classes contrasts with
-ɛ in the first class. In (12a’,b’,c’,d’) the infinitive is provided.
12. | a. | i tʃam-a | b. | I vød-a | c. | i pɛrd-a | d. | i drøm-a | |
| | te tʃam-a | | te vød-a | | te pɛrd-a | | te drøm-a | |
| | a tʃam-a | | a vød-a | | a pɛrd-a | | a drøm-a | |
| | i tʃam-u-m-a | | i vid-u-m-a | | i pird-u-m-a | | i drum-u-m-a | |
| | i tʃa′m-ɛ | | i vi′d-i | | i pir′d-i | | i dru′m-i | |
| | i tʃam-u | | i vød-u | | i pɛrd-u | | i drøm-u | |
| | ‘I call, etc.’ | | ‘I see, etc’ | | ‘I loose, etc.’ | | ‘I sleep, etc.’ | |
| a’ | tʃa′m-ɛ ‘to call’ | b’. | vøt ‘to see’ | c’. | pɛrd ‘to lose’ | d’. | dru′m-i ‘to sleep’ | |
| | | | | | | | | Trecate |
In (12), the string –u-m-a generalized to all classes in the first plural, shares the property of TVs, that is, the stress on –u-, suggesting that this vowel could be identified with a specialized TV. Also, in the second plural, the person is realized by a specialized TV, i.e., –i, extended to all the classes except for the first one, that retains -ɛ, as in the infinitive in (12a’). Again, some agreement inflections are syncretic, as generally in these dialects (see also the data in (14) and (15)). Precisely, in (12) only the third plural has a specialized exponent, while in the other persons –a occurs and in the second plural the TV.
As we have done for (6), we tentatively relate the distribution of SCls and inflections to their lexical properties. Syncretism depends on such properties, in terms of underspecified representations, as suggested in (13a) and (13b). As for plural SCl
i, we identify it with the part-whole/sub-set relation expressed by the inclusion relation [⊆] (cf.
Manzini and Savoia 2011a,
2017,
2018;
Baldi and Savoia 2021)
4. This abstraction allows us to account for its distribution, encompassing plural and first person. In the case of inflectional endings, we assign
–a the elementary value of definiteness;
u-m- is segmented in a specialized TV
-u-, in (13c), and in the inflectional part
-m-.
13. | a. | SCls | b. | Inflections | |
| i | = ⊆ (1st sg / 1st pl / 2nd pl / 3rd pl) | -a | = def | |
| te | = 2nd sg | -u | = 3rd pl | |
| a | = 3rd sg | -m- | = 1pl | |
| | | c. TV | | |
| | | -uTV - = 1st pl, Present Indicative | |
| | | -i/ɛTV = 2nd pl. Present Indicative | |
| | | | Trecate |
A point emerging from (12) and (13) is that TVs can express both tense/aspect features and/or person features, exactly like inflection. This is evidenced by the data concerning some Lombard-Alpine dialects, such as, for instance, those of Sonogno (Verzasca Valley) and Cavergno (Maggia Valley), spoken in the Switzerland area bordering Northern Italy (data from
Manzini and Savoia 2005). The imperfect extends the TV
-ɛ- of the second and third classes to the first class in Sonogno in (14), differently from Cavergno in (15), where
-a- is retained. Nevertheless, in both, the second person has the specialized TV
-i-5.
14. | a. | a tʃam-ɛ-v-a | b. | a ved-ɛ-v-a | |
| | ti tʃam-i-v-a | | ti ved-i-v-a | |
| | o tʃam-ɛ-v-a | | o ved-ɛ-v-a | |
| | o m tʃam-ɛ-v-a | | o m ved-ɛ-v-a | |
| | a tʃam-i-v-o | | a ved-i-v-o | |
| | i tʃam-ɛ-v-a | | i ved-ɛ-v-a | |
| | ‘SCl called, …’ | | ‘SCl saw, …’ | |
| | | | | Sonogno |
15. | a. | a tʃam-a-v-a | b. | a veɟ-ɛ-v-a | |
| | ti tʃam-i-v-u | | ti veɟ-i-v-u | |
| | u tʃam-a-v-a | | u veɟ-ɛ-v-a | |
| | u m tʃam-a-v-a | | u m veɟ-ɛ-v-a | |
| | a tʃam-i-v-u | | a veɟ-i-v-u | |
| | i tʃam-a-v-a | | i veɟ-ɛ-v-a | |
| | ‘SCl called, …’ | | ‘SCl saw, …’ | Cavergno |
The levelling on the TV
-i specialized for the second plural in all classes is attested in the present indicative as in (16b) for Cavergno, as we saw in (12) for Trecate. Instead, in these dialects the first plural is formed by means of a construct combining the SCL of third singular, the pronominal element
m (<
homo)
6 and the inflection of third person, as in (16a):
16. | a. | u m dørm | | u m lav-a | | u m pɛrd | |
| | SCl homo sleep.3SG | | SCl homo wash-3SG | | SCl homo lose.3SG | |
| | ‘we sleep’ | | ‘we wash’ | | ‘we lose’ | |
| b. | a dør′m-i | / | a la′v-i | / | a pɛr′d-i | |
| | SCl sleep-TV | | SCl wash-TV | | SCl lose-TV | |
| | ‘you sleep | | ‘you wash’ | | ‘you lose’ | |
| | | | | | | Cavergno |
In conclusion, both in (12) and (26) the second plural person is encoded by a levelled specialized TV, as well as in the case of the imperfect forms in (14) and (15).
TVs can realize the person and number agreement as illustrated by the data presented in this section. In the present indicative their distribution, etymologically restricted to first and second person plural, favours a widespread pattern whereby all classes share the same inflectional form, including a specialized TV, eventually followed by the inflection, as we see in (12) and (16). The gist of our proposal is that the simple TV in the second plural in (16b) and (12) specifies the addressee, while in (12) the first plural requires a special TV
-u- followed by the complex inflection
-m-a. (16a) involves a different type of agreement mark, i.e., the SCl
m. As seen in (9), the general property of the TV is that it introduces a nominal variable x whose reference is fixed by the subject, or, in other words, it agrees with the subject. In the cases in question, we have to conclude that the TV is associated with a restriction specifying its interpretation, (17), as for
–i in (16b). Its occurrence in the imperfect is admitted, as in (14)–(15).
17. | i = Addressee and others, (__ vPastProgressive) |
We can understand a constraint of the type in (17), on a par with the constraints in (9) and (13), as properties learned by the speaker. Their application relies on the free application of Merge in the sense discussed in
Chomsky (
2020b) and
Chomsky et al. (
2019), so that the application of rules can produce deviating results, which speakers will reject. However, the agreement between subject and inflection is a requirement, given that they externalize the same argument. Needless to say, in these dialects, the agreement involves the SCl as well. The idea that clitics realize the agreement properties of verbal projections is supported by
Roberts (
2018), in the sense that SCLs are a morphological tool doubling φ-features agreement on the verb in T.
So, if we consider the formation of
a tʃam-i-v-u ‘you called’ (cf. (15a)), we see that the SCl combines with the specialized TV
–i- and the specialized
–u of second person. We conclude that the only possible occurrence of
-i- of second person is when the subject/SCl is in turn of second person, as in (18c,d). In (18d) the addressee feature of TV agrees, i.e., is compatible, with the specification Def of the inflection
–u, and the SCl
a, in turn, a syncretic form realizing the agreeing features of T.
18. | a. | < i2ps, tʃamR > ➔ [tʃam - i2ps] |
| b. | [v < vPastProgressive, [tʃam - i2ps] …> ➔ [v [tʃam - i2ps - vPastProgressive] … |
| c. | [ T < u2ps, [tʃam i2ps - vPastProgressive] >➔ [T [tʃam - i 2ps - vPastProgressive - uDef]… |
| d | < aφ, [T [tʃam – i2ps - vPastProgressive - uDef] …> ➔ aφ [T tʃam – i2ps - vPastProgressive - uDef … |
The data in (12), concerning the first plural person of the present indicative, show that the thematic morphemes can have special forms for particular reading, here -
u-7. It is interesting to note that in correspondence with
–u-ma in (12), in neighbouring dialects we find an unstressed inflection
–um, as, for instance in the variety of Casorezzo (Lombardy). In that dialect, for the rest, a similar paradigm of the present indicative occurs, and the second plural is encoded by the simple TV, as in (19)
8.
19. | | Present indicative | | |
| a | a par′l-i: | ‘you speak’ | |
| | a vi′d-i: | ‘you see’ ‘ | |
| | a ri′d-i: | ‘you laugh’ | |
| | a dur′m-i: | ‘you sleep’ | |
| b. | a parl-um/am | ‘we speak’ | |
| | a ved-um/am | ‘we see’ | |
| | a rid-um/am | ‘we laugh’ | |
| | a dɔrm-um/am | ‘we sleep’ | Casorezzo |
The possibility for the same form –um- to occur as TV or as inflection is further evidence in favour of substantial functional identity between agreement inflections and TVs.
Agreeing thematic vowels characterize the present indicative of the Franco-Provençal of Coazze (Turin), where a single inflectional and thematic pattern extends throughout the verbal classes, as in (20). The levelling in these paradigms affects both person exponents (first singular, second singular and third singular and plural) and thematic forms,
-ø- and -
ɛi. The exponent –
nt includes first and third plural. As already noticed for other systems, the SCls are partially syncretic, first/third person plural/feminine, second plural/third singular masculine.
20. | a. | i tʃam-u | b. | i vɛj-u | c. | i kor-u | d. | i drøm-u | |
| | t tʃam-e | | t vɛj-e | | t kor-e | | t drøm-e | |
| | u/i tʃam-at | | u/i vɛj-at | | u/i kor-at | | u/i drøm-at | |
| | tʃa′m-ø-nt | | vi′j-ø-nt | | ku′r-ø-nt | | dry′m-ø-nt | |
| | u tʃa′m-ɛi | | u vi′j-ɛi | | ku′r-ɛi | | u dry′m-ɛi | |
| | i tʃam-u-nt | | i vɛj-u-nt | | i kor-u-nt | | i drøm-u-nt | |
| | ‘I call, etc.’ | | ‘I see, etc’ | | ‘I run, etc.’ | | ‘I sleep, etc.’ | |
| a’ | tʃa′m-ɛ ‘to call’ | b’. | vere ‘to see’ | c’. | kore ‘to run’ | d’. | dry′m-i ‘to sleep’ | |
| | | | | | | | | Coazze |
As shown by the pattern in (20), however general in Romance languages, person inflections contribute to externalizing the present, insofar as in the other paradigms they are added to the tense/aspect suffix. In other words, in itself, the combination
root+agreement inflection realizes the present indicative; the first and second plural forms, however, in many systems, are exceptions to the effect that they introduce a specialized TV. Building on the previous discussion, we can tentatively characterize the inflections occurring in the system of Coazze as in (21a.b), where
–at and
–e are the inflections specialized for the second and the third person referents,
-u is the exponent for the basic value of definiteness and
–nt is the plural. The latter combines with the specialized TV –ø- giving rise to the interpretation of the first plural, while the TV
-ɛi is associated with the addressee (differently from the 2sg referring to the hearer).
21. | a. | Inflections | b. | TVs |
| | u = Def | | ø = Speaker |
| | e = 2SG/Recipient | | ɛi = Addressee (and others) |
| | at = 3SG/Argument | | |
| | nt = ⊆ | | |
Coming now to the interpretation of the present, the simplest idea is that forms like
tʃam-u ‘I call’ are devoid of a tense/aspect specification and their use is based on the availability of the root to be read as a predicate. The result is that the agreement element is sufficient to introduce the argument, in (22a), yielding a verb form able to realize T, as in (22b).
22. | a. | < uφ, tʃamR > ➔ [v/φ [tʃamR] u] |
| b. | [ T [v/φ [tʃamR] u]… |
TVs, in turn, insert a specialized reading of first and second plural persons or, more precisely, these elements work as restrictions on the nominal variable they are associated with, as suggested in (23a). Moreover, in the first plural, the exponent
–nt realizes the plural property [⊆], in (23b). The amalgam in (23a) can realize all the agreement properties of v and T, (23b).
23. | a. | < øTV, tʃamR > ➔ [ [tʃamR] øTV] |
| b. | [T < ntInfl, [[tʃamR] øTV] …> ➔ [T [ [ [tʃamR] øTV] ntInfl] … |
Based on the preceding discussion, a clear picture shows up, i.e., the fact that in these varieties, TVs do not provide the subdivision of verbs into formal classes, but systematically introduce interpretive properties concerning persons and tense/aspect distinctions. In other words, TVs are not simple signals of classes of roots (conjugations) but contribute to semantics on a par with, or together with, the inflectional suffixes.