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Article

GIS-Based Modeling for Selection of Dam Sites in the Kurdistan Region, Iraq

by
Arsalan Ahmed Othman
1,*,
Ahmed F. Al-Maamar
2,
Diary Ali Mohammed Amin Al-Manmi
3,
Veraldo Liesenberg
4,
Syed E. Hasan
5,
Ahmed K. Obaid
6,7 and
Ayad M. Fadhil Al-Quraishi
8
1
Iraq Geological Survey, Sulaymaniyah Office, Sulaymaniyah 334, Iraq
2
Iraq Geological Survey, Al-Andalus Square, Baghdad 10068, Iraq
3
Department of Geology, College of Science, University of Sulaimani, Sulaymaniyah 334, Iraq
4
Department of Forest Engineering, Santa Catarina State University (UDESC), Lages, SC 88520-000, Brazil
5
Department of Earth & Environmental Sciences, University of Missouri, Kansas City, MO 64110-2499, USA
6
Department of Geology, University of Baghdad, Al-Jadiryah Street, Baghdad 10068, Iraq
7
Department of Earth Sciences, University of Durham, Durham DH1 3LE, UK
8
Department of Environmental Engineering, College of Engineering, Knowledge University, Erbil 44001, Kurdistan Region, Iraq
*
Author to whom correspondence should be addressed.
ISPRS Int. J. Geo-Inf. 2020, 9(4), 244; https://doi.org/10.3390/ijgi9040244
Submission received: 4 March 2020 / Revised: 28 March 2020 / Accepted: 13 April 2020 / Published: 15 April 2020

Abstract

:
Iraq, a country in the Middle East, has suffered severe drought events in the past two decades due to a significant decrease in annual precipitation. Water storage by building dams can mitigate drought impacts and assure water supply. This study was designed to identify suitable sites to build new dams within the Al-Khabur River Basin (KhRB). Both the fuzzy analytic hierarchy process (AHP) and the weighted sum method (WSM) were used and compared to select suitable dam sites. A total of 14 layers were used as input dataset (i.e., lithology, tectonic zones, distance to active faults, distance to lineaments, soil type, land cover, hypsometry, slope gradient, average precipitation, stream width, Curve Number Grid, distance to major roads, distance to towns and cities, and distance to villages). Landsat-8/Operational Land Imager (OLI) and QuickBird optical images were used in the study. Three types of accuracies were tested: overall, suitable pixels by number, and suitable pixels by weight. Based on these criteria, we determined that 11 sites are suitable for locating dams for runoff harvesting. Results were compared to the location of 21 preselected dams proposed by the Ministry of Agricultural and Water Resources (MAWR). Three of these dam sites coincide with those proposed by the MAWR. The overall accuracies of the 11 dams ranged between 76.2% and 91.8%. The two most suitable dam sites are located in the center of the study area, with favorable geology, adequate storage capacity, and in close proximity to the population centers. Of the two selection methods, the AHP method performed better as its overall accuracy is greater than that of the WSM. We argue that when stream discharge data are not available, use of high spatial resolution QuickBird imageries to determine stream width for discharge estimation is acceptable and can be used for preliminary dam site selection. The study offers a valuable and relatively inexpensive tool to decision-makers for eliminating sites having severe limitations (less suitable sites) and focusing on those with the least restriction (more suitable sites) for dam construction.

Graphical Abstract

1. Introduction

The world’s population has reached 7.6 billion [1], and more than one-third of people in the world (2.1 billion) live in drylands [2]. Iraq is an example of a semi-arid country, which experienced a significant population increase of 308% in four decades: from ~12.46 million in 1977 to ~38.275 million in 2017 [1]. Water availability varies widely in Iraq: annual discharge of Iraqi rivers was between 28.16 billion m3 in a dry year (1999) and 159.89 billion m3 in a wet year (1969), with an average of 76.88 billion m3 [3]. Availability of water in the Tigris and the Euphrates rivers within Iraq has decreased due to impoundment by large dams in Turkey, Iran, and Syria, resulting in increased drought events. Twenty-one dams planned for construction as part of the Southeastern Anatolia Project (GAP) will affect water availability in the Tigris River and its tributaries. The Tigris River is estimated to lose 80% of its water from completion of GAP [4]. In addition, Iran has also started construction of several dams on the Tigris tributary, such as the Silveh Dam [5] and the Sardasht Dam [6], on the Nirawan River. These dams will become operational in the coming years, preventing a substantial quantity of the Nirawan River water from reaching Iraq. On the other hand, since 1981, only one hydraulic impoundment structure, the Mosul Dam, has been built on the Al-Khabur River within Iraq, that became fully operational on 24 July 1986. This multi-purpose dam was designed for flood control, irrigation, and electric power generation [7].
During the last four decades, geographic information systems (GIS) and remote sensing (RS) have been increasingly used for evaluation of potential sites for engineering projects [8,9,10]. GIS is a robust tool because of its ability to process and analyze huge volumes of data from various sources [10]. Most of these studies have used several multi-criteria decision-making (MCDM) methods to determine the most appropriate location for dam sites. The most common and widely used MCDM approaches are the fuzzy analytic hierarchy process (AHP) [11], and the weighted sum method (WSM) [12] due to their straightforward handling approach. Of these, AHP has been reported to be one of the best and most widely used approaches to handle multiple and heterogeneous factors [13], and has been successfully applied in many engineering site evaluations, including dams [14,15].
Prior to 2003, the Iraqi government had encouraged dam construction for water supply and electric power generation, and several sites were then recommended. As a result, the Ministry of Agricultural and Water Resources (MAWR) in the Kurdistan Region had preselected 21 dams for construction [16]. However, the location of these dams was based more on political consideration than technical. The Mosul Dam is a case in point, which suffers from both subsidence and siltation problems [17,18].
It is also important to note that one of the primary water management strategies to counter the impacts of flood and drought is construction of dams [14]. Besides geology, there are six key factors, which must be taken into account while evaluating dam sites: precipitation, hydrology, topography, land cover, soil types, and socioeconomics [19]. Socioeconomic aspects along with the local and regional environment—important factors in dam site selection—were not taken into account and are beyond the scope of this study. Additionally, this study excludes the northern part of the drainage basin that lies outside Iraq. These factors must be given due consideration during detailed site investigations for design and construction of the dams.
This study employed 14 predictive factors to evaluate dam sites, including suitable reservoir areas for water harvesting. The objectives of the study were two-fold: (1) to compare and evaluate the efficacy of two common MCDA methods, namely AHP and WSM, and (2) to find the most suitable sites for the construction of dams using GIS. Accordingly, we evaluated a number of potential dam sites in part of the Al-Khabur River Basin (KhRB) that lies in the Iraqi Kurdistan region (Figure 1). We used 14 thematic layers to evaluate the methods’ performance. These layers include: (1) lithology, (2) tectonic zones, (3) distance to active faults, (4) distance to lineaments, (5) soil type, (6) land cover, (7) hypsometry, (8) slope gradient, (9) average precipitation, (10) stream width, (11) Curve Number (CN) Grid, (12) distance to major roads, (13) distance to towns and cities, and (14) the distance to villages.

2. Study Area

The study area lies in part of the KhRB, within the Duhok governorate in the northwestern part of Iraq between latitude 36°55′33″ N and 37°22′59″ N, and longitude 42°21′1″ E and 43°28′56″ E (Figure 1). The study area covers about 2599 km2 and encompasses Zakho city, Sarsing, and Batufa town, and includes over 487 villages. According to Iraqi government documents, the population of Zakho in July 2018 was 212,000 [20]. Twenty-one dams have been suggested for construction in the study area (Table A1), almost all of them can be classified (based on [21]) as large dams. These dams are estimated to store about 520 million m3 of water [16].
The study area, which includes the sixth-order Al-Khabur River, carries all runoff following precipitation events in the Al-Khabur basin. The area shows significant seasonal variations in precipitation, temperature, and potential evaporation, and is characterized by wet winters and dry summers (Figure 2). The bulk of the annual precipitation (586 mm) occurs from October to May. For the 2001–2005 period, the highest average monthly precipitation, with an average value of 134.3 mm, occurred in January. July was marked by the highest average monthly evaporation rate, with an average value of 354.7 mm. Monthly mean temperature varied between 8.47 (January) and 33.96 °C (July). The hottest average monthly temperature of 41.31 °C was recorded in July, and the coldest average monthly temperature of 4.17 °C in January. Al-Khabur River is fed by rainfall and snowmelt, resulting in peak discharge in spring and low discharges in summer and early fall.

3. Methodology

3.1. Preparation of Input

We selected and stored 14 predictive factors as thematic maps. We reviewed 10 of the high-quality papers, which were published between 2009 and 2019 (Table A2), all dealing with dam site selection [14,23,24,25,26,27,28,29,30,31]. More than 70% of these papers have used land cover [14,23,24,25,26,27,28,29,30], soil type [14,23,24,25,26,27,28,29,30], slope gradient [14,23,24,26,28,29,30,31], precipitation [14,23,24,26,28,29,30,31], and CN grid [23,25,26,27,28,30,31] as significant predictive factors for dam site selection. Fifty percent of the papers used different factors to calculate stream order [23,24,25,30], and between 40% and 20% of the papers used elevation [25,27,30,31], lithology [14,29,31], tectonic zone [14,29,31], distance to active fault [14,29,31], distance to lineaments [23,30,31], distance to villages [14,29,30], distance to towns and cities [14,29], discharge [14,31], and distance to roads [14,30] as predictive factors. However, less than 10% of these papers used distance to deposits of geologic materials (borrow areas) [14], total dissolved solids (TDS) [31], evaporation [29], and volume of depressions factors [25]. We selected 14 of these key factors for this study, while the other four factors (i.e., distance to borrow areas, total dissolved solids (TDS), evaporation, and volume of depressions) were excluded, as they are not commonly used. At the same time, two factors, distance to roads, and stream width, although not commonly used, were evaluated experimentally. In other words, we eliminated factors that decrease the accuracy of dam site selection, and retained those that increase the accuracy of dam site selection. We used >3 order streams for their high storage capacity.
The pixel sizes of the thematic maps were resampled to obtain the exact spatial resolution as the pixel size of the digital elevation model (DEM) from the Shuttle Radar Topography Mission (SRTM) (i.e., 30 m spatial resolution). The predictive input factors are either continuous or discrete. Factors such as elevation, distance to road, and slope gradient, are continuous, while soil, land cover, and lithology are discrete (Table 1). We used spatial analyst tools of ArcGIS to convert the continuous to discrete factors. To do that, we classified each continuous input factor into five major classes, which are: most suitable, suitable, moderately suitable, less suitable, and not suitable. The weight of the five main classes are 1, 3, 5, 7, and 9, where the not suitable is 1 and the most suitable is 9. We used the natural breaks method because it allows to reduce the variance within classes and maximizes the variance between classes [32]. The number and boundary of classes can significantly influence the results of the statistical methods [33]. The classes in the discrete input factors were assigned to have the same five classes (i.e., most suitable, suitable, moderately suitable, less suitable, and not suitable).

3.2. Suitable Dam Site Selection Model

Although several MCDM methods are available, there is no specific method that could be considered most suitable for all types of decision-making situations [34,35,36]. A big criticism of MCDM is the fact that different approaches can yield different results if applied to the same problem [37]. The determination of a suitable MCDM method is thus not an easy task and the focus should be on careful selection of the method [34]. The literature presents several practical applications of comparative analyses of different MCDM methods [11,12,38,39,40,41,42,43,44,45,46]. In this study, we used WSM and AHP to determine suitable locations for dams.

3.2.1. Weighted Sum Method (WSM)

WSM does not take into account the significant deficiencies that can occur as input factors [47], given that all factors have equal weight. In the first step, we classified each factor into five classes. These were 1, 3, 5, 7, and 9 for the not suitable, less suitable, moderately suitable, suitable, and most suitable for dam site selection, respectively. The weight of these five classes was determined according to the suitability of each class to locate the dam, as shown in Table A3 (column “Rank”) and Table 1 (column “Relation intensity”). We relied mainly on previous literature, such as References [9,14,30], and our own expert opinion to compute the weights for the factors. The next step is summation of all factors following Equation (1), suggested by Fishburn [12].
W S M = i = 1 n w j a i j
where n is the number of factors, a i j is the actual value of the i of the j criterion, and w j is the weight of the j criterion.

3.2.2. Analytic Hierarchy Process (AHP)

In 1990, Saaty proposed the AHP method, an easy-to-use method that calculates the index weight by comparing the predictive factors with each other [48]. It is one of the most commonly used methods for dam site selection. The GIS environment was used to determine suitable sites for dam, and ratings of each predictive factor are provided on a five-point continuous scale. The weight of each predictive factor was estimated depending on the relation intensity of the factors that influence dam site selection (Table 1). These weights have been computed depending mainly on the previous literature, such as References [9,14,30], and our own expert opinion. The map of suitable sites for dams is computed by the raster overlay algorithm, using Equation (2) [49]:
A H P = i = 1 n x i w i
where x i is the value of predictive factor i (where i = (predictive factors listed in Table 1)), w i is the weight for predictive factor i, and n is the number of predictive factors. We correlated all predictive factors used by normalizing their scales and units, using the following equation (Equation (3)):
Z i = X i X m i n X m a x X m i n
where Z i is the normalized value of pixel, X i is the value of pixel, X m i n is the minimum value of pixel, and X m a x is the maximum value of pixel.
As the dam sites are located within the river courses, we made sets of buffer zones (250, 500, and 1000 m) around the drainage networks. The two maps (i.e., WSM and AHP) were intersected with these three buffer zones. The pixels within these three zones that received average value ≥ moderately suitable, were selected for dam site location.

3.2.3. Accuracy Assessment and Dam Site Selection

We followed Noori [14] by modifying the segmentation accuracy assessment [50] to evaluate the results of AHP and WSM methods. The method used the identified number of segments to calculate the summation of distances from suitable pixels to the reference point. Initially, the 21 large dams (Table A1) proposed by MAWR were used as reference points [16]. Thereafter, the resulting maps of WSM and AHP methods were categorized into five classes: most suitable, suitable, moderately suitable, less suitable, and not suitable for location of dams. We created sets of buffer zones (250, 500, and 1000 m) around the reference points. The total pixels’ number, the suitable pixels’ numbers, and the distance between the reference and the pixels within the buffer, were calculated. Finally, overall accuracy (OA) of the suitable pixels was calculated using Equations (4), (5), and (6):
A s = N s N
A w = W N
O A = A s + A w 2
where A s is the accuracy of the suitable pixels by number, N s is the number of suitable pixels, N is the total pixels, A w is the accuracy of the suitable pixel by weight, W is the summation of weights of the total pixels, and O A is the overall accuracy.
In order to refine our approach, we also applied the threshold operation. The selection of the threshold values for the suitable method was determined experimentally. The final thresholded raster of the suitable method was then used to locate the areas representing potential dam sites. These locations have been determined using shapefile of point feature type.

4. Predictive factors

4.1. Geological Factors

Structural, tectonic, and lithological variabilities affect the strength and stability of geologic materials [33,51]. Accordingly, we used four geological factors as input parameters: (1) lithology, (2) tectonic zones, (3) distance to active fault, and (4) distance to lineaments.
Two geological maps from published reports of Sissakian [52] and Al-Mousawi [53], at a scale of 1:250,000, were used in this study. These maps were scanned at 300 dots per inch (dpi) and georeferenced to the Universal Transverse Mercator (UTM) coordinate system (zone 38 north). The lithological units, tectonic units, and faults were digitized in a GIS database. The lithology and tectonic zones shapefiles were converted to raster format using a spatial resolution of 30 m.
Lithology of the study area includes 24 rock units (Figure 3). This raster layer was used as the lithological factor. The Ordovician period includes one unit (i.e., Khabour Formation) consisting of sandstone and shale rocks. Rock units of the Carboniferous–Jurassic periods consist of limestone, shale, marl, and siltstone. Rocks of the Cretaceous period comprise limestone, marl, dolostone, and sandstone. The Tertiary period units consist of clastic rocks such as sandstone, conglomerate, siltstone, claystone, and marl. Quaternary sediments (Table 2) include residual soil, slope debris, and flood plain deposits [52,54].
According to Foad [53], the study area is located within the Unstable Shelf, which is a part of the Zagros Fold-and-Thrust Belt. This belt is approximately 2000 km long, extending from southeast Turkey through Iraq to southern Iran [55,56,57,58,59,60]. The unstable shelf includes the Imbricated Zone (IZ) and the High Folded Zone (HFZ). The IZ and HFZ cover 24% and 76% of the study area, respectively. The IZ lies to the north of the study area, and the HFZ is located to the south (Figure 3).
Distance to lineaments and active faults have been used as predictive factors because they represent potential weakness zones. Since highly faulted areas are not suitable for dam construction [61], dam sites should be located at least 100 m away from lineaments and active faults [14]. Based on these requirements, we implemented all parameters shown in Table 3 [62]. The result was exported as a shapefile and modified within the ArcGIS [63] environment.
We obtained information on active faults by digitizing the two series of geological maps mentioned above [52,54]. The study area includes 53 fault segments, four of which are normal faults, and 11 are thrust faults, while the rest are unclassified (Figure 3). The total length of the faults is ~297.1 km. Interestingly, 10 of them are >2 km in length. The main direction of the thrust faults is NW–SE, while the main directions of the rest of the faults are NE–SW (Figure 3). Distance to the faults ranges between 0 and 34.02 km (Figure 4A). The faults shapefile was used to prepare the raster of faults factor. The Euclidean distance to the closest faults was calculated for each cell.
According to Javhar et al. [62], the best band for lineaments extraction from Landsat-8/Operational Land Imager (OLI) is the spectral band 5 (near infrared: 0.85–0.88 μm). Therefore, we used this spectral band acquired on 24 September 2018 [64] to extract the lineaments. The scene was cropped to cover the study area. The lineaments were mapped using lineament extraction tool available in the PCI Geomatica software [65].
The lineaments shapefile was used to prepare the raster of lineament factors. The Euclidean distance to the closest lineament was calculated for each cell (Figure 4A). The study area includes 2045 lineaments, most of them trending in NE–SW and NW–SE direction. The total length of faults is ~2114.9 km. More than 63.2% of the lineaments are <1 km in length. The distance of pixels to the lineaments ranges between 0 and 3.394 km (Figure 4B).

4.2. Environmental Factors

Soil types were obtained from Harmonized World Soil Database (HWSD) [66]. This database consists of a 1 km (or 30 arc-second) raster image. Clay soils were considered more suitable because of their low permeability and greater water-holding capacity [67,68,69]. Four groups of soil are exposed in the study area (black dots; Figure 5), which are classified as leptosols, luvisols, vertisols, and calcisols (Figure 5 and Figure 6A; Table 4). Leptosols soil group includes three sub groups (A, B, and C in Table 4). Figure 5 shows the texture of the soil types in the study area. The most suitable soil type for dam location is vertisols, composed of 43% clay.
We performed a supervised classification using the Support Vector Machine (SVM) algorithm proposed by Vapnik [71] to discriminate the seven major land cover classes. The selected land cover classes are orchard or tree farm class, mountain brush mixture of oak brush class, cultivated land or bare land class, water body class, road class, built-up land class, and bare land class (Figure 6B). SVM is a supervised nonparametric method developed from statistical machine learning. It is used to solve complicated class distributions in multi and hyperspectral data [72]. Input data layers contain the seven multispectral reflectance bands of Landsat-8/OLI acquired on 24 September 2018, with a spatial resolution of 30 m. A radial basis function was selected as kernel type, and the penalty parameter was 100. The gamma in kernel function was the inverse of the band numbers used in the data input [72,73]. Such procedures are in agreement with previous research conducted by Othman and Gloaguen [74] and Yang [73]. In addition to fieldwork, we used the QuickBird images to select both training and validating datasets for the seven major land cover classes. A total of 615 pixels was selected randomly for training. Another dataset consisting of 310 pixels was used for validation to calculate the OA and Kappa coefficient (K). The classification accuracy was estimated by defining the OA [75] and the K [76], which is a measure of agreement between the classified map and the true reference data. The realized OA and K are 93.08% and 0.8850, respectively.

4.3. Topographical Factors

We used two topographic attributes, elevation and slope gradient. Using the DEM/SRTM, we classified moderate elevation lands as most suitable, and the low and high elevation lands less suitable for locating dam sites [14] because low lands are prone to flooding [77,78]. We mosaiced four scenes of SRTM, with a spatial resolution of 1 arc-second. The data was reprojected to UTM Z38N, resulting in a spatial resolution of 30 m. We resampled the DEM using the neighbor resampling method. The range of elevation in the study area was between 335 and 2418 m above sea level (a.s.l.; Figure 7A). The mean elevation was 988 m a.s.l.
In addition, DEM was also used to extract slope attribute. The steepness of slopes is a major factor in dam site selection. Lands with gentle slopes are more suitable for dam sites location, and vice versa [79]. Hamzeh [80] stated that areas with slope > 15° are unsuitable for dam sites [19]. Slope gradient in the study area ranged between flat and 79.3° (Figure 7B), with an average slope gradient of 13.8°. We determined slope pixels between 0° and 2° to be most suitable and slope pixels > 30° to be not suitable for dam site location.

4.4. Hydrological Factors

We also used the TRMM data to determine precipitation in the study area. The TRMM [81] was a joint space mission between NASA and the Japan Aerospace Exploration Agency (JAXA). It was designed to measure the rainfall of tropical and subtropical regions of the world. The type of data used is TRMM (3B43-V7), which combines monthly precipitation with a spatial resolution of 0.25° × 0.25° [82]. We calculated the average of annual precipitation using the monthly TRMM (3B43-V7) data acquired from September 2002–August 2017. Thirty pixels were selected to cover the study area and the surrounding regions to create distribution of the precipitation factor. To obtain a continuous coverage, we converted these pixels to points, then, we interpolated point-wise precipitation data using an inverse distance weighting (IDW) method.
Approximately 50% of the runoff in the entire KhRB enters the streams inside the Iraqi portion of the basin [83]. Therefore, besides precipitation, river discharge is a significant factor that controls the amount of water stored in the dam reservoir. Lack of hydrological information is made worse in the Al-Khabur mountainous region due to either a total lack of river gauges or poor quality of the limited in-situ monitoring data. Therefore, we measured stream width of the stream networks as an alternative to in-situ river discharge data.
Suitability of TRMM data in the study area was evaluated by making a comparison with the observed precipitation dataset of the Zakho meteorological station. The data from 62 recorded precipitation measurements, covering the period from September 2002 to December 2007, were used. We found that there is a strong linear relationship between the monthly TRMM dataset and the observed precipitation, where the coefficient of determination (R2) is 0.853 and the p-value is <0.05 (Figure 8A). The slope and intercept were 0.9124 and 9.5485, respectively. The TRMM 3B43-V7 is a valuable tool for mapping water resources that shows good agreement with the ground stations’ data [84]. Precipitation varies from 562.85 mm∙yr−1 in the southern part of the study area to 785 mm∙yr−1 in the north (Figure 8B).
Drainage network was extracted using tectonics from digital elevation models (TecDEM) 2.2, a MATLAB-based software, which permits the extraction of geomorphologic indices from DEM [85,86,87]. Ramakrishnan [23], Grum [24], Tiwari [25], and Singhai [30] used stream order to estimate the storage capacity of the sub-basins (Table A2). We selected streams belonging to order 3 or higher for locating dam sites. The long streams were split into multi segments to be less than 10 km. The width of each stream was measured using 23 cloud-free QuickBird scenes, acquired between 24 and 28 July 2005. We used these older scenes because no recent QuickBird data was available. We considered areas that have no streams or those where streams width is <60 cm (the spatial resolution of QuickBird imagery)to be unacceptable for dam construction (Figure 9A). Three buffer maps (250, 500, and 1000 m) were created for locating dam sites in the study area.
DEM was used to calculate the CN grid. CN is an empirical parameter commonly used in hydrology for predicting direct runoff or infiltration from rainfall excess [88,89,90,91]. It is a dimensionless parameter and ranges from 0 to 100.
We estimated the CN per pixel by matching the rainfall, soil group, and land cover maps (Equations (7) and (8); [30]. The Geospatial Hydrologic Modeling Extension, HEC-GeoHMS tool, has been used [92].
Q = ( P I a ) 2 P I a + S
S = ( 25,400 C N ) 254
where Q is runoff (mm), P is rainfall (mm), Ia is the initial abstraction, or the amount of water before runoff, which has generally been assumed that Ia = 0.2S, and S is the potential maximum soil moisture retention after runoff begins. The S is calculated using Equation (2) and denoted as per the CN [93,94].
The CN value of 100 (S = 0) represents low runoff potential that suggests an impermeable catchment having the maximum runoff-generation capability. A CN value of 0 represents increasing runoff potential of S (i.e., S = ∞), which suggests an infinitely abstracting catchment having zero runoff-generation capability [19]. As shown in Figure 9B, the CN at the KhRB ranges from 30 to 100. The central area of KhRB represents higher runoff potential, with lower runoff potential in the northern and southern parts of KhRB.

4.5. Socioeconomics Factors

We used three socioeconomics factors: (1) distance to roads (m), (2) distance to towns and cities (m), and (3) distance to villages (m). The informatic layers of roads, villages, towns, and cities were obtained from United Nations Office for the coordination of Humanitarian Affairs-Iraq (UNOCHA-IRAQ) [95]. Although the distance to roads has a low impact on dam site suitability, existence of roads and settlements near proposed dam sites contribute to reducing transportation cost [14]. Buffers surrounding the villages, towns, cities, and roads were used to calculate the distance to villages, towns, cities, and roads (Figure 10 and Figure 11). The farthest distances between each pixel in the study area and the roads, towns, and villages are about 11.5, 19.3, and 5.4 km, respectively.

5. Results

We tested 14 different combinations of predictive factors in order to select the best individual combination for the WSM and AHP models. The relationships between dam sites and dam sites’ predictive factors using WSM and AHP models are shown in Table A3.
Each factor has a specific predictive weight that varies between WSM and AHP. The predictive weight in the two models represents the normalized WSM and AHP ranks, respectively. The ranges of the predictive factor weights can be calculated by applying the prediction model Equations (3) and (4).

5.1. Identification of Suitable Sites for Dams by the WSM and AHP Models

Dam site selection maps have been prepared using two different models (Figure 12). The predictive factors were evaluated qualitatively by adding and removing the predictive factors (experimental method) to select the significant factors and to enhance the prediction accuracy of the dam site selection maps. In other words, we removed the factors that decrease the accuracy of dam site selection and retained those that increase the accuracy of dam site selection.
Qualitative evaluation shows that, for the AHP method, the most significant subfactors are: Aqra-Bekhme lithology, soil type of Chromic Vertisols, and Calcic Xerosols, land cover, type of water, distance to faults > 1000 m, distance to faults > 3000 m, areas having elevation between 700 and 800 m a.s.l., flat areas, rivers that have width > 10m, areas that have CN > 87, distance to roads < 1000 m, distance to cities and towns > 2500 m, and distance to villages > 1000 m (Table A3).
Statistical models based on the AHP and the WSM method revealed the most suitable areas for dam site location. Suitability of dam sites using the WSM and AHP models are shown in Figure 12. These maps display the suitable and the most suitable areas in magenta and blue color respectively, and are located mainly in the center of the study area. The range of the data distribution of the 1000 m buffer for the WSM and AHP is between 0 and 1. The mean of the AHP suitability map is greater than the mean of the WSM suitability map, and the standard deviation of the AHP model is less than the standard deviation of the WSM model in all selected buffer zones (1000, 500, and 250). The mean of the WSM and AHP data are 0.47 and 0.56 respectively, while the standard deviation is 0.2 and 0.14, respectively. The most suitable area of the WSM and the AHP models are 4,918,500 m2 and 10,188,900 m2, respectively. The difference between the AHP and WSM map shows that the suitability value is higher in almost all pixels that are present in the AHP model, with only a few pixels showing the opposite (Figure 13).

5.2. Classification Accuracy of the Two Adopted Models with Previosly Recommended Sites

Figure 14 shows the accuracy of suitable pixels by number, the accuracy of suitable pixels by weight, and the OA for three buffer zones used (i.e., 250, 500, and 1000 m), which are described in Table A4 for the two models. The OA is evaluated using the accuracy of suitable pixels by number, and the accuracy of suitable pixels by weight.
The average of OA for the AHP model is higher than the OA for WSM, 58.27 and 52.78, respectively. The AHP model shows that the best-planned dams are located at sites labeled number 7, 12, and 21, respectively. However, the WSM model shows that the best-planned dams are at number 21, 16, and 8. Both WSM and AHP models indicate that the planned dams numbered 1, 4, 6, 9, 10, 15, and 19 are either not suitable or less suitable. In addition, the most unsuitable planned dams are at 15, 9, and 19 (Figure 14, Table A1, and Figure A1).
We applied the threshold operation to the AHP raster, which ranged between 0 and 1. The suitable selected threshold value for the AHP raster was 0.8. The selection of the threshold values for the AHP raster was determined experimentally. The final thresholded AHP raster included 11 groups of pixels, which were used to generate areas representing suitable dam sites.

6. Discussion

Selecting suitable sites using GIS techniques is a complex task due to the influence of many factors that affect the location of dams. Careful consideration of predictive factors is required to adequately assess the weightings of these factors according to specific site conditions. Published literature indicates that dam site selection involves consideration of important variables such as geology, hydrology, slope, runoff, drainage order, environmental, and socioeconomics aspects as effective factors [23]. Almost all of these factors were applied in other areas having similar characteristics of climate, environment, morphology, and geology as the Greater Zab River [14] and Duhok governorate [8] in northern Iraq, and Sistan and Baluchestan provinces of Iran [96]. We used another factor, stream width, as an alternative to discharge measurement beside the above-mentioned factors to improve the value of the methodology used. The discharge can be measured by multiplying the velocity by the width and the average depth of the stream [97]. Due to the lack of gauging stations to measure the discharge, stream width has been used as a factor to select the dam site. To the best of our knowledge, this study is the first one to use stream width as a proxy to stream discharge in a GIS-based application for dam site selection. We believe that measuring stream width using high-resolution imaging is a reliable factor to estimate river discharges. In our opinion, it is much better than other suggested factors, such as stream density [31,92] that does not estimate the discharge, and lumps together all drainages in the area regardless of whether they are dry, seasonal, or perennial.
Although the CN grid is not indicative of runoff, several studies on dam site selection have used it as a predictive factor [9,23,25,26,27,28,30,31]. Al-Ruzouq [31] and Mugo [9] used the drainage density as an expression of runoff and considered the CN grid as a predictive factor. Our study emphasizes combining more than one factor as an expression of runoff.
Noori [14] found an inverse relationship between site suitability and distance to villages, towns, and cities. Sayl [29] determined the distance of selected dam site to villages, towns, and cities to be 250 m. In this study, we used the inverse relation between site suitability and distance to villages, towns, and cities. At the same time, we deemed areas located <250 m from villages, towns, and cities as not suitable for dam sites. The closet village and city to the 11 dam sites, are located 485 and 3600 m away, respectively.
The AHP model is a robust tool for solving decision problems and system analysis as it simplifies complex decisions to a series of pairwise comparisons [98], while the WSM model is a simple multicriteria decision-making approach [99]. The boxplot (Figure 15) of the mean of all buffer zones for the 21 dam sites for each of the WSM and AHP models shows that the AHP method is better than WSM. The suitability of the AHP method is affirmed from the distribution of its weighted factors, which is far above 50% of the OA (Figure 15; right), as compared to that of WSM that falls close to 50% (Figure 15; left). Our study confirms the results of Tscheikner-Gratl et al. [100] that the AHP better than WSM. However, it disagrees with Mulliner et al. [34], who stated that WSM was nearly similar to AHP, and Adamczak et al. [101], who concluded that WSM has greater efficiency than AHP.
Different lithologic units influence quality of the reservoir water, dam foundation, reservoir characteristics, and stability of the dam in the event of rapid discharge [99]. Accordingly, the geotechnical constraints of the rock units in the Al-Khabur basin make lithology a major predictive factor (Table A3).
Drought events occur regularly in the Al-Khabur area, due to: lack of rain in the summer, high runoff caused by varied topography, and significant evaporation due to high temperatures. These environmental condition calls for careful planning and proper management of the available water resources. Unlike the Mosul Dam where the unfavorable evaporite beds contribute to active karstification threatening the stability of the dam [17], we have examined areas with favorable geology for dam construction. We excluded sites downstream of Mosul Dam because of similar geology (presence of gypsum and anhydrite beds), and focused on areas upstream of the Mosul Dam, where different rock types are exposed.
Based on this study, 11 sites were determined to be suitable for dam location (Figure A2, Figure 16, and Table 5). Three of these correspond to three of the 21 dams that have been suggested by MAWR. Overall accuracies of the 11 sites range between 76.2% and 91.8%. The most suitable site coincides with dam number 8 (#8), located in the southeastern part of the study area, which has the largest reservoir, covering an area of 14.86 km2, and capable of holding 1.182 km3 of water (Table 6). In addition, mean river depth at dam site #8 is about 80 m, which means lower evaporation, as greater reservoir depth results in slower evaporation rate. No village will be inundated as a result of the construction of this dam. The dam site is located on the Mukdadiyah Formation comprising pebbly sandstone, siltstone, and claystone that generally have favorable engineering properties. The only drawback of this dam site is its length of 1367 m, which would add to construction cost.
Dam site #9 has the highest mean depth of 87 m, but its reservoir is smaller, while dam site #6 has the lowest mean depth (12.5 m) and also the smallest reservoir capacity. Similarly, dam sites #2, #3, and #10 have smaller reservoir capacities (Table 6). Based on these considerations, we have excluded sites #2, #3, #8, #9, and #10.
This study identifies suitable locations for dams that should be selected for detailed site investigations prior to construction. Allocating resources on sites that have been found to be more suitable would entail significant cost savings, as opposed to sites having severe limitations.
These multipurpose dams will provide water for drinking and irrigation, electric power generation, and flood control. Benefits would include economic development of the country, including higher crop yield and increased power generation capacity for Iraq, that currently suffers from a critical shortage of electric power. Additionally, it would prevent flooding events that are common in parts of the study area.
The criteria used for dam site selection by the MAWR were based on superficial field surveys and cursory GIS analysis that lacked scientific information. Critical data, such as stream and river discharge, basin size and storage capacity, geology of dam foundation and reservoir area, and related local and regional geotechnical characteristics, were not taken into account. This study was designed to include all key factors (Table 1) to identify suitable dam and safe sites.
In Table 6, Nv is the number of villages that will be inundated.

7. Conclusions

This study serves as a good example of integration of remote sensing images, GIS, and geotechnics in water resources development. We used both AHP and WSM methods for selecting the most suitable locations for dams. Fourteen major factors in dam site suitability analyses were generated from various remote sensing and ancillary data. For the first time, this study used the stream width, measured from high-resolution images instead of the river discharge measurements, as a predictive factor for dam site selection. Twenty-one dam sites, proposed by MAWR, were used as reference sites. We also evaluated the accuracy of the AHP and WSM techniques. For all 21 dams, the overall accuracy of the AHP method was found to be greater than the WSM. Eleven dam sites were found suitable for potential runoff harvesting. Three of these 11 sites correspond to the dam sites that have been suggested by the MAWR. For both models, the accuracy of the 11 sites ranged between 76.2% and 91.8%. The difference between AHP and WSM map shows that the suitability is higher in almost all the pixels that are present in the AHP model, while a few pixels show the opposite. This study offers a useful and inexpensive tool to decision-makers for preliminary screening of potential dam sites, eliminating sites with severe limitations, and directing geotechnical exploration activities at sites with minimum limitations. This method can be applied for the rest of the hydrological basins in the Kurdistan region.
Based on these analyses, 11 dam sites were determined to be more suitable. However, 10 sites, numbers 1, 4, 5, 6 and 15, 16, 17, 18, and 19, that are located in the Al-Khabur River basin, should be avoided because of heavy solutioning activities and faster reservoir siltation rates. Site #8 appeared most suitable for dam location because of its large reservoir capacity, low evaporation rate, and no villages within its reservoir.
It must be emphasized that this study should not be used for selecting the final site without conducting detailed on-site geotechnical investigations at the suggested locations. Nonetheless, by eliminating sites with serious geological and other constraints, the study has identified sites that appear more suitable where additional exploration should be carried out for design and construction of the dam.

Author Contributions

Arsalan Ahmed Othman prepared and processed the data and performed the study. He also wrote the manuscript and outlined the research. Ahmed F. Al-Maamar and Veraldo Liesenberg supported the analysis and discussion. Diary Ali Mohammed Amin Al-Manmi assisted with the validation of the results and the writing. Ayad M. Fadhil Al-Quraishi, Syed E. Hasan and Ahmed K. Obaid supported the writing and discussion. All authors have checked and approved the manuscript.

Funding

Veraldo Liesenberg is supported by FAPESC (2017TR1762) and CNPq (313887/2018-7).

Acknowledgments

We thank USGS for providing Landsat and DEM data. We are grateful to the General Survey Authority and Ministry of Planning, Iraq, for providing the data. We would like to thank Saffa F. A. Fouad, the Director General of Iraq Geological Survey, for his tremendous support and encouragement.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Table A1. Proposed sites of dams in the study area [16].
Table A1. Proposed sites of dams in the study area [16].
No.Site NameRiver order StreamLatitudeLongitudeMain PurposeType of ProjectPriority StatusCatchment Area (km2)Dam Height (m)Storage Capacity (million m3)
1BaseKhabur (1)37.171343.0946Irrigation/EnergyMulti-Purpose damFirst196275101
2Sbna2Sibna (2)37.058943.2306Irrigation/EnergyAgriculture reservoirFirst138.42385.95
3ParzoorJalal Barzoor (2)37.211442.7036IrrigationAgriculture reservoirFirst14.6281.6
4KhizawaKhabur (1)37.205542.9689Irrigation/EnergyAgriculture reservoirSecond46.85342.8
5ZakhoKhabur (1)37.07242.8018Irrigation/EnergyAgriculture reservoirSecond3366.821817.1
6BarkawarKhabur (1)37.083842.7894Irrigation/EnergyAgriculture reservoirSecond3380.93134.3
7Khuk-sindiDivro (2)37.16542.9384IrrigationAgriculture reservoirSecond11.6161.2
8BakirmanUnk (2)37.135342.5923IrrigationAgriculture reservoirSecond9.12161
9KundukShiv a Basagha (4)37.279742.8938IrrigationAgriculture reservoirSecond36.95302
10SuriaAv-a Zariza (2)37.223843.0755Irrigation/EnergyAgriculture reservoirThird83225
11DaldalMangesh (3)37.030943.0423IrrigationAgriculture reservoirThird35.6171.8
12ChiranRogarm (2)37.024442.936Irrigation/EnergyAgriculture reservoirThird206269
13NavkandalakDivro (2)37.139942.8776Irrigation/EnergyAgriculture reservoirThird48.4253
14DarjalalShiv-a Jalal (2)37.211442.7514IrrigationAgriculture reservoirThird16.5130.6
15BegovaKhabur (1)37.2643.133Irrigation/EnergyMulti-Purpose dam, limited storageFourth149585169
16Jamik-ChalkiKhabur (1)37.238343.169EnergyRun-of-river hydropowerFourth1584.244840
17KovkyKhabur (1)37.107543.061EnergyRun-of-river hydropowerFourth2430.31914
18BajlaKhabur (1)37.094742.912Irrigation/EnergyRun-of-river hydropowerFourth2646.2141104.6
19KhwalishKhabur (1)37.09942.7739EnergyRun-of-river hydropowerFourth3406.232410
20Cham SermoKhabur (1)37.131742.703EnergyRun-of-river hydropowerFourth3184.592026.2
21Darkar AjamSeasonal stream (3)37.203642.827IrrigationAgriculture reservoirExisting dam4.42150.15
Table A2. Rate of the selected factors used for dam site selection in the KhRB versus all factors used elsewhere.
Table A2. Rate of the selected factors used for dam site selection in the KhRB versus all factors used elsewhere.
ReferenceLand CoverSoilSlope GradientPrecipitationRunoff (CN Grid)ElevationLithologyTectonic ZoneDistance to Active FaultDistance to the LineamentsDistance to the VillagesDistance to RoadDistance to the Towns and the CitiesDischargeDrainage Network OrderDistance from Dam Construction MaterialsTotal Dissolved
Solids TDS
EvaporationVolume of Depressions
Stream widthGauge stationDrainage density
[14]**** *** *** * *
[23]***** * *
[24]**** *
[25]** ** * *
[26]*****
[27]** **
[28]*****
[29]**** *** ** *
[30]****** ** * *
[31] ******** ** *
Rate of use the factor %90908080704030303030302020010105010101010
20
Table A3. Decision rules for used factors and finalized weights of criteria obtained from WSM and AHP method.
Table A3. Decision rules for used factors and finalized weights of criteria obtained from WSM and AHP method.
Factor/SubfactorSuitabilityRankFactor WeightNormalized AHP RankNormalized SWM RankFactor/Sub–FactorSuitabilityRankFactor WeightNormalized AHP RankNormalized SWM Rank
1. LithologyOrchard or tree farmSuitable731.0241.683
Lake and RiverNot suitable190.4390.240Mountain brush mixture of oak brushSuitable731.0241.683
Flood PlainNot suitable190.4390.240WaterMost suitable931.3172.163
SlopeNot suitable190.4390.240Cultivated land or bare landSuitable731.0241.683
Residual SoilNot suitable190.4390.2407. Elevation (m)
Bai HassanLess suitable391.3170.721<500Not suitable150.2440.240
MukdadiyahNot suitable190.4390.240500–600Less suitable350.7320.721
InjanaModerately suitable592.1951.202600–700Suitable751.7071.683
FathaNot suitable190.4390.240700–800Most suitable952.1952.163
PilaspiSuitable793.0731.683800–900Moderately suitable551.2201.202
KoloshNot suitable190.4390.240900–1000Less suitable350.7320.721
ShiranishLess suitable391.3170.721>1000Not suitable150.2440.240
Aqra–BekhmeMost suitable993.9512.1638. Slope (°)
MergiModerately suitable592.1951.2020–2Most suitable973.0732.164
QamchuqaSuitable793.0731.6832–10Suitable772.3901.682
GaraguSuitable793.0731.68310–20Moderately suitable571.7071.202
SarmordSuitable793.0731.68320–30Less suitable371.0240.721
Chia Gara, Barsarin, Naokelekan, SargeluLess suitable391.3170.721>30Not suitable170.3420.240
Sehkaniyan & SarkiModerately suitable592.1951.2029. Precipitation (mm/yr)
Kura China & BalutiSuitable793.0731.683<630Not suitable150.2440.240
Geli KhaneSuitable793.0731.683630–665Less suitable350.7320.721
BeduhNot suitable190.4390.240665–700Moderately suitable551.2201.202
Mirga MirLess suitable391.3170.721700–730Suitable751.7071.683
Chia ZairiNot suitable190.4390.240>730Most suitable952.1952.164
HarurLess suitable391.3170.72110. Stream width (m)
OraNot suitable190.4390.240<0.6Not suitable170.3420.240
KaistaLess suitable391.3170.7210.6–1Less suitable371.0240.721
KhabourNot suitable190.4390.2401–2Moderately suitable571.7071.202
2. Tectonic zones2–10Suitable772.3901.683
Imbricated ZoneLess suitable310.1460.721>10Most suitable973.0732.164
High Folded ZoneModerately suitable510.2441.20211. Curve Number (CN)
3. Distance to the active fault (m)>31Not suitable150.2440.240
0–1000Not suitable130.1460.24031–68Less suitable350.7320.721
1000–2000Less suitable330.4390.72168–80Moderately suitable551.2201.202
2000–5000Moderately suitable530.7321.20280–87Suitable751.7071.683
5000–10,000Suitable731.0241.683>87Most suitable952.1952.164
>10,000Most suitable931.3172.16312. Distance to the road (m)
4. Distance to the lineaments (m)<1000Most suitable910.4392.164
0–500Not suitable130.1460.2401000–2500Suitable710.3421.683
500–1000Less suitable330.4390.7212500–5000Moderately suitable510.2441.202
1000–2000Moderately suitable530.7321.2025000–7500Less suitable310.1460.721
2000–3000Suitable731.0241.683>7500Not suitable110.0490.240
>3000Most suitable931.3172.16313. Distance to the towns and cities (m)
5. Soil type250–2500Most suitable910.4392.164
Lithosols and Eutric CambisolsNot suitable150.2440.2402500–5000Suitable710.3421.683
Lithosols, Rendzinas, and Calcic XerosolsNot suitable150.2440.2405000–10,000Moderately suitable510.2441.202
Lithosols, Calcaric Regoso, and Calcic XerosolsNot suitable150.2440.24010,000–12,500Less suitable310.1460.721
Chromic Luvisols, Calcic Cambisols, Lithosols,& Calcaric RegosoModerately suitable551.2201.202>12,500 and 0–250Not suitable110.0490.240
Chromic Vertisols, and Calcic XerosolsMost suitable952.1952.16314. Distance to the villages (m)
Calcic Xerosols, Rendzinas, and Chromic VertisolsLess suitable350.7320.721250–1000Most suitable910.4392.164
6. Land cover1000–1500Suitable710.3421.683
Built–upNot suitable130.1460.2401500–2000Moderately suitable510.2441.202
Bare landSuitable731.0241.6832000–3000Less suitable310.1460.721
RoadNot suitable130.1460.240>3000 and 0–250Not suitable110.0490.240
Table A4. The overall accuracy of dam site selection using WSM and AHP models.
Table A4. The overall accuracy of dam site selection using WSM and AHP models.
Dam Number123456789101112131415161718192021
Buffer 1000 mNp349235013485349635003483348934933493349134863503349035003487349334893484349534863501
Sp (WSM)107523613056754207212053396349340181330033852238345013334523076229156533853501
Sp (AHP)2178233830921059268213693489182057912572852347634683246431289734803072124021063446
As (WSM)30.7867.4487.6921.5759.2034.6097.33100.001.155.1894.6696.6364.1398.573.8198.8388.1665.7616.1797.10100.00
As (AHP)62.3766.7888.7230.2976.6339.31100.0052.1016.5836.0181.8199.2399.3792.7412.3682.9499.7488.1735.4860.4198.43
Aw (WSM)54.4353.0657.2242.9455.7248.5275.2349.2238.2145.0260.4268.4867.4959.9637.0759.1168.4057.4546.8251.2666.02
Aw (AHP)43.8752.7855.4141.9049.9246.5559.0762.3932.4938.5963.1458.9254.1060.8128.8664.4258.9151.9542.2261.5674.42
OA (WSM)37.3360.1171.5531.7354.5640.5778.2081.1916.8221.8978.9077.7859.1179.6916.3481.6273.5458.8529.1979.3387.21
OA (AHP)58.4059.9272.9736.6266.1843.9187.6150.6627.3940.5171.1283.8583.4376.3524.7171.0284.0772.8141.1555.8482.22
Buffer 500 mNP872873875870875873871871870874876875871874873873874875873874871
Sp (WSM)14156857015560111587087101057548734048581387083546214853871
Sp (AHP)511551663211731227871332134373666875858723125775871714192500852
As (WSM)16.1765.0665.1417.8268.6913.1799.89100.000.0012.0186.0799.7746.3898.171.4999.6695.5452.801.6097.60100.00
As (AHP)58.6063.1275.7724.2583.5426.00100.0038.1215.4042.6876.03100.0098.5182.7214.3288.7799.6681.6021.9957.2197.82
Aw (WSM)52.6253.0054.6042.1157.3345.4873.9545.9236.0546.7258.2068.0163.4558.0238.1860.8068.9654.4843.0150.2962.44
Aw (AHP)42.6152.2451.3942.5251.8143.4658.8859.7930.2540.0061.8559.1150.3260.3529.1465.7059.6250.0037.4861.0371.84
OA (WSM)29.3958.6558.2730.1760.2528.3279.3879.9015.1226.0173.9679.4448.3579.2615.3182.6877.5851.4019.5479.3185.92
OA (AHP)55.6158.0665.1933.1870.4335.7486.9742.0225.7244.7067.1184.0080.9870.3726.2574.7984.3168.0432.5053.7580.13
Buffer 250 mNP220217219219214220217216219219221216214217219216219218219220217
Sp (WSM)41177866715772172160142012166020902162021100219217
Sp (AHP)41177866715772172160142012166020902162021100219217
As (WSM)18.6481.5739.2730.5973.363.18100.00100.000.006.3990.95100.0028.0496.310.00100.0092.2450.460.0099.55100.00
As (AHP)18.6481.5739.2730.5973.363.18100.00100.000.006.3990.95100.0028.0496.310.00100.0092.2450.460.0099.55100.00
Aw (WSM)43.1353.8147.6846.5252.9441.8458.6059.4530.6338.3858.8059.9948.2957.9030.4866.0759.9649.3334.9061.4069.90
Aw (AHP)43.1353.8147.6846.5252.9441.8458.6059.4530.6338.3858.8059.9948.2957.9030.4866.0759.9650.0334.9061.4069.90
OA (WSM)30.8867.6943.4838.5663.1522.5179.3079.7215.3122.3974.8779.9938.1677.1115.2483.0376.1049.8917.4580.4784.95
OA (AHP)30.8867.6943.4838.5663.1522.5179.3079.7215.3122.3974.8779.9938.1677.1115.2483.0376.1050.2517.4580.4784.95
Mean of all buffer zonesOA (AHP)48.3061.8960.5536.1266.5934.0584.6357.4722.8135.8771.0482.6267.5274.6122.0776.2881.4963.7030.3763.3582.43
OA (WSM)32.5362.1557.7733.4959.3230.4778.9680.2715.7523.4375.9179.0748.5478.6915.6382.4475.7453.3822.0679.7086.03
Note: Np is the number of pixels, and the Sp is the WSM suitable pixels.
Figure A1. Planned dam sites by the Ministry of Agricultural and Water Resources, Kurdistan Region, Iraq [16].
Figure A1. Planned dam sites by the Ministry of Agricultural and Water Resources, Kurdistan Region, Iraq [16].
Ijgi 09 00244 g0a1
Figure A2. Cross section of the suggested dam sites.
Figure A2. Cross section of the suggested dam sites.
Ijgi 09 00244 g0a2aIjgi 09 00244 g0a2bIjgi 09 00244 g0a2c

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Figure 1. Location map of the Al-Khabur River Basin (KhRB).
Figure 1. Location map of the Al-Khabur River Basin (KhRB).
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Figure 2. Monthly precipitation, potential evaporation, maximum, minimum, and mean temperature at Zakho town and surrounding areas recorded between 2001 and 2005 (Zakho meteorological station) [22].
Figure 2. Monthly precipitation, potential evaporation, maximum, minimum, and mean temperature at Zakho town and surrounding areas recorded between 2001 and 2005 (Zakho meteorological station) [22].
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Figure 3. Geological [52,53] and tectonic map [53] of the study area.
Figure 3. Geological [52,53] and tectonic map [53] of the study area.
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Figure 4. Maps of (A) distance to faults, (B) distance to lineaments.
Figure 4. Maps of (A) distance to faults, (B) distance to lineaments.
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Figure 5. Soil textural classification [70]. Small dots indicate the percentage of silt, clay, and sand.
Figure 5. Soil textural classification [70]. Small dots indicate the percentage of silt, clay, and sand.
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Figure 6. Maps are showing: (A) soil types [66], and (B) land cover (LC) units.
Figure 6. Maps are showing: (A) soil types [66], and (B) land cover (LC) units.
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Figure 7. Maps of: (A) elevation, and (B) slope gradient of the study area.
Figure 7. Maps of: (A) elevation, and (B) slope gradient of the study area.
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Figure 8. (A) Comparison of observed rainfall from Duhok metrological station and the Tropical Rainfall Measuring Mission (TRMM) data for the pixel located at the same site for the period September 2002 to March 2010, and (B) precipitation distribution in the study area.
Figure 8. (A) Comparison of observed rainfall from Duhok metrological station and the Tropical Rainfall Measuring Mission (TRMM) data for the pixel located at the same site for the period September 2002 to March 2010, and (B) precipitation distribution in the study area.
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Figure 9. Maps of (A) stream width map, and (B) Curve Number (CN) of the study area.
Figure 9. Maps of (A) stream width map, and (B) Curve Number (CN) of the study area.
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Figure 10. Maps of the factors: (A) distance to towns and cities, and (B) distance to villages.
Figure 10. Maps of the factors: (A) distance to towns and cities, and (B) distance to villages.
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Figure 11. Map of distance to road.
Figure 11. Map of distance to road.
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Figure 12. Distribution of suitability maps of dam site using (A) weighted sum method (WSM) and (B) analytic hierarchy process (AHP) with buffer of 1000 m.
Figure 12. Distribution of suitability maps of dam site using (A) weighted sum method (WSM) and (B) analytic hierarchy process (AHP) with buffer of 1000 m.
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Figure 13. Difference (AHP minus WSM) map.
Figure 13. Difference (AHP minus WSM) map.
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Figure 14. Overall accuracy of the SWM and AHP models of the (A) buffer zone 1000 m, (B) buffer zone 500 m, (C) buffer zone 250 m, and (D) mean of all buffer zones.
Figure 14. Overall accuracy of the SWM and AHP models of the (A) buffer zone 1000 m, (B) buffer zone 500 m, (C) buffer zone 250 m, and (D) mean of all buffer zones.
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Figure 15. Overall accuracy using the mean of all buffer zones for the 21 dam sites for each of SWM and AHP models.
Figure 15. Overall accuracy using the mean of all buffer zones for the 21 dam sites for each of SWM and AHP models.
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Figure 16. Suggested dam sites based on AHP and WSM models.
Figure 16. Suggested dam sites based on AHP and WSM models.
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Table 1. Factors’ relations towards the suitable dam site evaluation.
Table 1. Factors’ relations towards the suitable dam site evaluation.
No.FactorRelationship TypeType of DataRelation IntensityData Source
1LithologyNo relationDiscreteVery strongIraq Geological Survey
2Tectonic zonesNo relationDiscreteVery weakIraq Geological Survey
3Distance to active fault (m)InverseContinuousWeakIraq Geological Survey
4Distance to the lineamentsInverseContinuousWeakUSGS/Landsat-8
5SoilNo relationDiscreteModerateFAO/HWSD
6Land coverNo relationDiscreteWeakUSGS/Landsat-8
7ElevationNo relationContinuousModerateUSGS/SRTM
8Slope gradient (°)InverseContinuousStrongDEM
9PrecipitationDirectContinuousModerateNASA/TRMM
10Stream widthDirectContinuousStrongQuickBird
11CN gridDirectContinuousModerateDEM
12Distance to roadInverseContinuousVery weakHIC
13Distance to towns and cities (m)InverseContinuousVery weakHIC
14Distance to villages (m)InverseContinuousVery weakHIC
USGS-United States Geological Survey; FAO-Food and Agriculture Organization of the United Nations; HWSD-Harmonized World Soil Database; NASA-National Aeronautics and Space Administration; TRMM-Tropical Rainfall Measuring Mission; and HIC-Humanitarian Information Centre for Iraq.
Table 2. Brief descriptions of geological formations and lithological units in the study area.
Table 2. Brief descriptions of geological formations and lithological units in the study area.
No.Lithological UnitEpochSuitabilityDescription
1Flood PlainHoloceneNot suitableSilt, clay, and sand
2SlopePleistocene-HoloceneNot suitableRock fragments cemented by calcareous materials
3Residual SoilHoloceneNot suitableClayey, with limestone rock fragments
4Bai HassanPlioceneLess suitableConglomerate, claystone, sandstone, and siltstone
5MukdadiyahLate Miocene-Early PlioceneNot suitablePebbly sandstone, siltstone, and claystone
6InjanaLate MioceneModerately suitableSandstone, siltstone, and claystone
7FathaMiddle MioceneNot suitableClaystone, marl, limestone, gypsum, and siltstone
8PilaspiMiddle-Late EoceneSuitableBedded dolostone, and limestone
9KoloshEarly PaleoceneNot suitableBlack clastics
10ShiranishLate CretaceousLess suitableMarl, marly limestone, and limestone
11Aqra-BekhmeLate CretaceousMost suitableLimestone
12MergiLate CretaceousModerately suitableLimestone and marl
13QamchuqaEarly CretaceousSuitableMassive and bedded dolostone and limestone
14GaraguLate CretaceousSuitableMarl, sandstone, and limestone
15SarmordEarly CretaceousSuitableLimestone and marl
16Chia, Gara, Barsarin, Naokelekan and SargeluLate JurassicLess suitableLimestone, sandstone, marl, and shale
17Sehkaniyan and SarkiEarly JurassicModerately suitableLimestone and shale
18Kura China and BalutiLate TriassicSuitableLimestone and shale
19Geli KhaneMiddle TriassicSuitableLimestone, shale, marl, and siltstone
20BeduhEarly TriassicNot suitableLimestone, shale, and marl
21Mirga MirEarly TriassicLess suitableLimestone and shale
22Chia ZairiLate-Early PermianNot suitableLimestone and shale
23HarurEarly CarboniferousLess suitableLimestone and shale
24OraEarly CarboniferousNot suitableLimestone, shale, and marl
25KaistaLate DevonianLess suitableSiltstone, limestone, and shale
26KhabourLate- Early OrdovicianNot suitableSandstone and shale
Table 3. Threshold parameters and values of lineament extraction [62].
Table 3. Threshold parameters and values of lineament extraction [62].
ParametersValue
RADI (in pixels)8
GTHR (in range, 0–255)60
LTHR (in pixels)20
FTHR (in pixels)3
ATHR (in degrees)15
DTHR (in pixels)20
RADI-radius of filter in pixels; GTHR-threshold for edge gradien; LTHR-threshold for curve length; FTHR-threshold for fitting line error; ATHR-threshold for angular difference; and DTHR-threshold for linking distance.
Table 4. Soil group types in the study area.
Table 4. Soil group types in the study area.
Soil GroupSoil TypeSuitability
Leptosols ALithosols and Eutric CambisolsNot suitable
Leptosols BLithosols, Rendzinas, and Calcic XerosolsNot suitable
Leptosols CLithosols, Calcaric Regoso, and Calcic XerosolsNot suitable
LuvisolsChromic Luvisols, Calcic Cambisols, Lithosols, and Calcaric RegosoModerately suitable
VertisolsChromic Vertisols, and Calcic XerosolsMost suitable
CalcisolsCalcic Xerosols, Rendzinas, and Chromic VertisolsLess suitable
Table 5. Suggested dam’s coordinates, the accuracy of the suitable pixels by number (AS), the accuracy of the suitable pixel by weight (AW), and the overall accuracy (OA) of dam site suggested using AHP model.
Table 5. Suggested dam’s coordinates, the accuracy of the suitable pixels by number (AS), the accuracy of the suitable pixel by weight (AW), and the overall accuracy (OA) of dam site suggested using AHP model.
DamCoordinatesBuffer 100Buffer 500Buffer 250
No.XYAsAwOAAsAwOAAsAwOA
143.06106637.1073699.769.784.799.769.484.599.670.184.8
243.0556837.1842710081.590.810083.591.810082.891.4
342.9857237.1492310079.689.810080.790.410081.290.6
442.77449637.2812593.566.680.194.568.881.710072.286.1
543.20865437.2021989.765.177.492.267.179.710069.284.6
642.90783237.1504310073.586.810074.987.510074.687.3
742.91486837.0273699.467.783.698.567.783.197.368.482.8
843.13691937.1053595.96982.499.372.886.199.172.285.6
942.74798837.3082191.563.577.589.263.276.21006080
1042.95395737.0987699.168.383.798.168.783.496.866.781.7
1143.0866937.1348999.668.383.91007185.510073.786.9
Table 6. Characteristics of the suggested dam sites.
Table 6. Characteristics of the suggested dam sites.
Dam
No.
Dam
Width (m)
Lake Area
(km2)
Volume (m3)Depth (m)Basin Area
(km2)
Dam ProfileNv
MeanMinMaxX StartY StartX EndY End
11109.98.61226,654,02626.336246702420.5327929410824932738241092148
2509.61.3137,026,50828.31732783103.8327516411620332721841166161
38502.3553,640,73922.864872374.3321553411334432070341133084
410693.44274,350,30779.85716845149.7303129412868230221441280661
56675.34421,706,40378.91748864266.9340979411844934107241191102
64430.465,769,17812.5760662726.3314325411353231395141137680
78174.39191,423,58143.58604668219.9314213409962031478641002031
8136714.861,182,091,21279.53677788276.9333616410777133484241083770
911483.93341,654,35686.99626751184299868413124930095341316271
103721.655,823,17134.9757963135.6318013410766931831441078870
117376.04199,256,70132.976487061963.5330258411128932980241118683

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Othman, A.A.; Al-Maamar, A.F.; Al-Manmi, D.A.M.A.; Liesenberg, V.; Hasan, S.E.; Obaid, A.K.; Al-Quraishi, A.M.F. GIS-Based Modeling for Selection of Dam Sites in the Kurdistan Region, Iraq. ISPRS Int. J. Geo-Inf. 2020, 9, 244. https://doi.org/10.3390/ijgi9040244

AMA Style

Othman AA, Al-Maamar AF, Al-Manmi DAMA, Liesenberg V, Hasan SE, Obaid AK, Al-Quraishi AMF. GIS-Based Modeling for Selection of Dam Sites in the Kurdistan Region, Iraq. ISPRS International Journal of Geo-Information. 2020; 9(4):244. https://doi.org/10.3390/ijgi9040244

Chicago/Turabian Style

Othman, Arsalan Ahmed, Ahmed F. Al-Maamar, Diary Ali Mohammed Amin Al-Manmi, Veraldo Liesenberg, Syed E. Hasan, Ahmed K. Obaid, and Ayad M. Fadhil Al-Quraishi. 2020. "GIS-Based Modeling for Selection of Dam Sites in the Kurdistan Region, Iraq" ISPRS International Journal of Geo-Information 9, no. 4: 244. https://doi.org/10.3390/ijgi9040244

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