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Review

Sp(2N) Lattice Gauge Theories and Extensions of the Standard Model of Particle Physics

1
Swansea Academy of Advanced Computing, Swansea University (Bay Campus), Fabian Way, Swansea SA1 8EN, Wales, UK
2
Biomedical and Physical Sciences Building, Michigan State University, East Lansing, MI 48824, USA
3
Physical Sciences Complex, University of Maryland, College Park, MD 20742, USA
4
Department of Physics, Pusan National University, Busan 46241, Republic of Korea
5
Institute of Physics, National Yang Ming Chiao Tung University, 1001 Ta-Hsueh Road, Hsinchu 30010, Taiwan
6
Institute for Extreme Physics, Pusan National University, Busan 46241, Republic of Korea
7
Particle Theory and Cosmology Group, Center for Theoretical Physics of the Universe, Institute for Basic Science (IBS), Daejeon 34126, Republic of Korea
8
Center for High Energy Physics, Chung-Yuan Christian University, Chung-Li 32023, Taiwan
9
Centre for Theoretical and Computational Physics, National Yang Ming Chiao Tung University, 1001 Ta-Hsueh Road, Hsinchu 30010, Taiwan
10
Department of Mathematics, Faculty of Science and Engineering, Swansea University (Bay Campus), Fabian Way, Swansea SA1 8EN, Wales, UK
11
Steinbuch Centre for Computing, Karlsruher Institut für Technologie, Zirkel 2, 76131 Karlsruhe, Germany
12
Department of Physics, Faculty of Science and Engineering, Swansea University (Singleton Park Campus), Singleton Park, Swansea SA2 8PP, Wales, UK
13
School of Mathematics and Hamilton Mathematics Institute, Trinity College, D02 PN40 Dublin, Ireland
14
Centre for Mathematical Sciences, University of Plymouth, Plymouth PL4 8AA, Devon, UK
*
Author to whom correspondence should be addressed.
Universe 2023, 9(5), 236; https://doi.org/10.3390/universe9050236
Submission received: 14 April 2023 / Revised: 8 May 2023 / Accepted: 9 May 2023 / Published: 17 May 2023

Abstract

:
We review the current status of the long-term programme of numerical investigation of S p ( 2 N ) gauge theories with and without fermionic matter content. We start by introducing the phenomenological as well as theoretical motivations for this research programme, which are related to composite Higgs models, models of partial top compositeness, dark matter models, and in general to the physics of strongly coupled theories and their approach to the large-N limit. We summarise the results of lattice studies conducted so far in the S p ( 2 N ) Yang–Mills theories, measuring the string tension, the mass spectrum of glueballs and the topological susceptibility, and discuss their large-N extrapolation. We then focus our discussion on S p ( 4 ) , and summarise the numerical measurements of mass and decay constant of mesons in the theories with fermion matter in either the fundamental or the antisymmetric representation, first in the quenched approximation, and then with dynamical fermions. We finally discuss the case of dynamical fermions in mixed representations, and exotic composite fermion states such as the chimera baryons. We conclude by sketching the future stages of the programme. We also describe our approach to open access.

1. Introduction

The past two decades have seen the publication of the first dedicated lattice studies of the four-dimensional S p ( 2 N ) gauge theories with N > 1  [1,2,3,4,5,6,7,8,9,10,11,12,13,14,15,16,17,18]. Large classes of S p ( 2 N ) gauge theories confine, and, in the presence of matter fields, chiral symmetry breaking condensates govern the long-distance dynamics. The interest in these theories ultimately descends from the nature of S p ( 2 N ) groups and their representations: they possess symmetries and (dynamically) yield symmetry-breaking patterns that are different from those of related S U ( N c ) theories [19]. New opportunities for model-building and phenomenology hence emerge, thanks to the peculiar symmetries, symmetry breaking patterns, spectroscopy, and  low-energy effective field theory (EFT) description associated with S p ( 2 N ) gauge theories. Yet, the microscopic dynamics of S p ( 2 N ) gauge theories is not dissimilar from S U ( N c ) —in particular S U ( 2 ) and S U ( 3 ) —theories. Having implemented the necessary adjustments to the Monte Carlo update algorithms that generate the ensembles [2,4,7,10], as well as to the correlation functions used to measure spectral observables [4,5,7,10,14,15], it is then possible to adapt the modern advancements of lattice gauge theories to study the non-perturbative regime of the S p ( 2 N ) gauge theories.
The standard model (SM) of particle physics has been spectacularly successful at describing the strong and electroweak forces through which the known elementary particles interact among each other. Yet, there is solid evidence that the SM is incomplete and must be extended to explain several astronomical and experimental observations, among which are the existence of dark matter, the matter-antimatter asymmetry, and non-zero masses of neutrinos. Furthermore, the SM is unnaturally fine tuned, since it does not provide a mechanism that explains why the Higgs boson has a mass at the electroweak scale, rather than receiving the expected large quantum corrections that would generate a mass at the Planck scale. To address these shortcomings, much effort has been devoted to developing models based on novel strongly coupled gauge theories as extensions of the standard model of particle physics.
This review briefly summarises the phenomenological and theoretical motivations to study S p ( 2 N ) gauge theories, and then discusses at length the available (lattice) numerical results, to facilitate their use by model-builders and phenomenologists. We start by introducing in this first section the main arguments why S p ( 2 N ) gauge theories are a promising topic of investigation. These are further developed in the body of the paper. They include phenomenological consideration pertaining to composite Higgs, top (partial) compositeness, dark matter physics, and theoretical considerations about finite temperature phase transitions (and gravitational wave detection), as well as non-perturbative phenomena in non-Abelian gauge theories, especially in relation to the large- N c extrapolation. Within each such topic, we provide the context for the application of S p ( 2 N ) theories, explaining the main ideas and their historical development. We complement the narrative by an ample list of references that contain expanded explanations and technical details.
The discovery of the Higgs boson [20,21] has triggered a revival of interest in composite Higgs models (CHMs) [22,23,24] (see, e.g., the reviews in Refs. [25,26,27], the summary tables in Refs. [28,29,30], and the selection of papers in Refs. [31,32,33,34,35,36,37,38,39,40,41,42,43,44,45,46,47,48,49,50,51,52,53,54,55,56,57,58,59,60,61,62,63,64,65,66,67,68] and Refs. [69,70,71,72,73,74,75,76,77]), many of which also implement top (partial) compositeness [78] (see also Refs. [79,80,81]). In this context, the lightest composite spin-0 and spin- 1 / 2 states in a new strongly coupled sector are identified with the heaviest particles in the Standard Model: the Higgs boson and the top quark. The former emerges as one of the Pseudo-Nambu–Goldstone Bosons (PNGBs) associated with spontaneous breaking of the global symmetry in the underlying microscopic theory. The latter is a generalisation of the baryons, which plays the role of a top quark partner, and may involve fermions in more than one representation of the gauge group, so that in the following we call them chimera baryons. These ideas admit a multitude of possible realisations with strikingly diverse phenomenological implications, as suggested by the vastness of the literature on this subject. They can be tested by the future experimental programme of the Large Hadron Collider (LHC), with aid from computational techniques adapted to the study of the non-perturbative nature of the underlying strong dynamics.
The natural choice of a non-perturbative instrument for the investigation of strongly coupled gauge theories is the lattice field theory. Depending on the nature of the representations of the fermion matter field content, three different symmetry patterns emerge. As in QCD-like theories with N f Dirac fermions in the fundamental representation, in the presence of complex representations the global non-Abelian S U ( N f ) × S U ( N f ) is broken into the diagonal S U ( N f ) subgroup by the condensates forming in the theory. Real representations yield the spontaneous breaking of the enhanced S U ( 2 N f ) symmetry to its S O ( 2 N f ) maximal subgroup. Pseudo-real representations are characterised by the breaking of S U ( 2 N f ) to S p ( 2 N f ) . Vacuum alignment arguments can be used to select the vacuum, on the basis of which deformations are admissible [19]. The resulting cosets, the PNGBs spanning them, and the masses induced by explicit breaking of the global symmetries, are the starting point for the construction of CHMs.
A number of dedicated studies of the lattice S U ( 2 ) gauge theories relevant to CHMs have been performed [82,83,84,85,86,87,88,89,90], which with N f = 2 (Dirac) fermions transforming in the fundamental representation of the gauge group yield the S U ( 4 ) / S p ( 4 ) coset relevant to the CHMs of interest in this paper. The low-energy theory has five PNGBs, four of which are interpreted in terms of the SM Higgs doublet, and one as a scalar SM singlet.
Studies of S U ( 4 ) gauge theories have also been published [91,92,93,94,95,96,97], their field content consisting of mixed fermion representations, as required in models combining Higgs and top (partial) compositeness. Lattice studies consider matter consisting of Dirac fermions, while the minimal model of this class would require odd numbers of Majorana fermions. With five 2-index antisymmetric Majorana fermions one can see the S U ( 5 ) / S O ( 5 ) coset emerge, and the 14 PNGBs can be reorganised into one scalar SM doublet and additional SM singlets and triplets [39].
Lattice theories with an S U ( 3 ) gauge group, in which the antisymmetric representation of the group coincides with the (conjugate) fundamental, allow for an alternative way of combining composite Higgs and top compositeness [98]. The chimera baryons, used as top quark partners, are actual baryons of the new S U ( 3 ) theory. By exploiting the dilaton EFT [99,100,101,102,103,104] in the new context of near conformal gauge theories and their EFT treatment [105,106,107,108,109,110,111,112,113,114,115,116,117], Refs. [118,119] showed that it is possible to build new CHMs, based on S U ( N f ) × S U ( N f ) / S U ( N f ) cosets (see also Refs. [120,121]), with input from lattice data on the S U ( 3 ) theory with N f = 8 fundamental fermions [122,123,124,125,126].
Gauge theories with the S p ( 2 N ) group are special in this context. With  N f = 2 (Dirac) fermions in the fundamental representation, they give rise to the same S U ( 4 ) / S p ( 4 ) coset as the aforementioned S U ( 2 ) = S p ( 2 ) theories. In addition, with  N > 1 , N f = 2 , and  n f = 3 (Dirac) fermions transforming in the 2-index antisymmetric representation, they yield bound states of two fundamental and one antisymmetric fermion (chimera baryons), that can play the role of top partners, hence combining composite Higgs and top (partial) compositeness [127]. Progress has been made in studying the spectra of mesons [2,4,5] and chimera baryons [10].1 These theories have also been studied with semi-analytical techniques [128], based on replacing the fundamental dynamics with four-fermion interactions, as in the Nambu–Jona-Lasinio model. The theories with n f = 3 and N f = 0 can also realise alternative composite Higgs and dark matter models [62].
We must mention that an alternative way to study strongly coupled dynamics is based upon gauge-gravity dualities; special strongly-coupled field theories admit an equivalent description as weakly coupled theories of gravity living in higher dimensions [129,130,131,132]. Indeed, the recent revival of interest on CHMs started before the Higgs discovery, driven by extra-dimensional models inspired by gauge/gravity dualities, and based on the minimal S O ( 5 ) / S O ( 4 ) coset [69,70,71,72,73,74,75,76,77]. More recently, progress has been made towards building semi-realistic descriptions of the dynamics of the more complex CHMs that are amenable to lattice studies, but in the context of bottom-up holography [133,134,135,136]. Even the first steps towards embedding models with S O ( 5 ) / S O ( 4 ) coset into supergravity (and string theory) have been taken [137]. The complementary role of these approaches to strong dynamics is actively being investigated.
A completely independent, compelling argument for new physics extending the standard model is that it does not provide an explanation for the nature and origin of dark matter. This could be explained by the existence of a new dark sector—see Refs. [138,139,140,141,142,143] and the review in Ref. [144], for example. This dark sector might consist of a new strongly coupled theory, with matter consisting only of SM singlet fields. The new strong dynamics would lead to the formation of composite PNGBs and in general the spectroscopy resembles qualitatively that of a generalisation of Quantum Chromo-Dynamics (QCD). These proposals go under the names of composite dark matter (CoDM), as in Refs. [145,146,147,148,149,150,151,152,153], or strongly interacting dark matter (SIMP), as in Refs. [154,155,156,157,158,159,160,161,162]. S p ( 2 N ) gauge theories play a prominent role in many of these proposals, and the first dedicated lattice studies of the spectroscopy of S p ( 4 ) with N f = 2 , non-degenerate (Dirac) fundamental fermions have recently become available [16,17,18].
The first dedicated lattice exploration of S p ( 2 N ) gauge theories focused on the pure gauge dynamics, and its confinement/deconfinement phase transition at finite temperature [1]. All S p ( 2 N ) Yang–Mills theories have centre symmetry Z 2 . The expectation value of the Polyakov loop behaves as the order parameter of the transition, vanishing at low temperature ( Z 2 -unbroken phase), and becoming non-trivial above some critical temperature T c ( Z 2 -broken phase). In three spatial dimensions, while for S p ( 2 ) = S U ( 2 ) the phase transition is of second order, when N > 1 there is evidence of a first-order phase transition. If originally this quest had mostly a theoretical motivation, related to the general characterisation of phase transitions in non-Abelian gauge theories, in recent times it has acquired new phenomenological relevance, related to the aforementioned context of strongly interacting dark matter.
Such a dark S p ( 2 N ) sector might undergo a strong enough first order (dark confinement) phase transition, in the early universe, to leave behind a relic stochastic background of gravitational waves [163,164,165,166,167,168], potentially accessible to present and future gravitational-wave detectors [169,170,171,172,173,174,175,176,177,178,179,180,181,182,183,184,185,186]. For recent phenomenological studies, see for instance Refs. [187,188,189], and references therein. The finite-temperature behaviour of many gauge theories has been studied; for examples of S U ( N c ) studies see Refs. [190,191,192,193,194,195], for S p ( N c ) see Ref. [1], and for G 2 see Refs. [196,197,198,199]. A handful of dedicated lattice calculations focus on stealth dark matter with S U ( 4 ) gauge dynamics [200,201,202]. The recent Ref. [203] critically summarises the history of S U ( 3 ) studies, and the technical difficulties intrinsic to current state-of-the-art lattice calculations. It is hoped that by applying new ideas in lattice field theory, such as the Logarithmic Linear Relaxation (LLR) algorithm  [204,205,206], some of these difficulties may be overcome—see in particular Ref. [207] for zero-temperature studies of S U ( 3 ) , and preliminary finite-temperature results for S U ( 4 ) in Ref. [208], S U ( 3 ) in Refs. [209,210], and  S U ( N c ) in Ref [211]. S p ( 2 N ) theories can be explored with the LLR method, but such lattice calculations are not available yet, and  we will not discuss them further.
The final topic we touch upon in this introduction is the observation that, while different in nature, the sequence of S p ( N c = 2 N ) gauge theories shares (in the common sector of the spectrum of bound states) the same large- N c limit as obtained with S U ( N c ) theories. One can then study these theories as a complementary way of testing theoretical expectations, for observables such as the vacuum condensates and the mass spectra of bound states. One can use the comparison between different sequences of theories to learn about commonalities and differences, hence deducing general field-theoretical lessons. In the case of pure Yang–Mills theories, the spectrum of glueballs can be computed, in the large- N c limit, with the tools of gauge-gravity dualities—a selection of papers on the topic includes Refs. [212,213,214,215,216,217,218,219,220]—or other semi-analytical approaches [221,222,223]. These can then be compared to the results of the lattice literature on S U ( N c ) Yang–Mills theories [224,225,226,227,228,229,230,231,232,233], and  S p ( N c ) theories [2,6,7]. The spectra of mesons and of fermion bound states are more challenging to compute on the lattice [227], but equally interesting, and the quenched calculation may soften such difficulties, while producing interesting results—for S p ( 2 N ) theories, see Ref. [5]. Other non-perturbative objects, such as the string tension (see Ref. [234] and references therein) and the topological susceptibility of Yang–Mills theories—see the useful Refs. [235,236,237,238]—are also accessible to the lattice [207,239,240,241,242,243,244,245,246,247,248,249,250,251,252,253,254]. Recently, the topological susceptibility of S p ( 2 N ) theories has been the subject of dedicated studies summarised in Refs. [11,12].
The paper is organised as follows. In Section 2 we define the gauge actions of S p ( 2 N ) theories, couple them to matter fields, analyse the low-energy description—borrowing ideas from the literature on Chiral Perturbation Theory ( χ PT) and Hidden Local Symmetry (HLS) [255,256,257,258,259,260,261,262,263]—and applications in CHM, top compositeness, and SIMP contexts. Significant parts of this section follow Refs. [2,4,5] and references therein. Section 3 is a brief summary of lattice field theory numerical techniques used in Refs. [2,3,4,5,6,7,8,9,10,11,12,13], and we refer the reader to the original literature for details. We summarise in Section 4 the results obtained in the (quenched) lattice S p ( 2 N ) theory, in which the only dynamical degrees of freedom correspond to the gluons. Besides  strings (or fluxtubes) and glueballs [2,6,7], we discuss quenched mesons [5], and topological susceptibility [11,12]. Section 5 considers observables in lattice studies that implement dynamical fermions [2,3,4,10,13]. After the summary and conclusion in Section 6, we devote Appendix A to a summary of technical details, and the short Appendix B to our open access approach to data and analysis code.

2. Sp ( 2 N ) Gauge Theory and Composite Dynamics

In this section we provide the microscopic description of the broad class of S p ( 2 N ) gauge theories of interest. We discuss the field content and interactions, the symmetries and symmetry-breaking patterns (including both explicit and spontaneous symmetry-breaking effects), and some interesting results obtained by deploying perturbation theory and low-energy EFT arguments. In the process, we fix the notation adopted in the paper. We sketch the connection with applications in the context of the phenomenology of extensions of the standard model, focusing on composite Higgs models, on top partial compositeness, and on composite dark matter. As a note of caution, we highlight that in this review we almost completely ignore the Abelian U ( 1 ) global symmetry factors, except for occasionally mentioning the anomalous U ( 1 ) A S O ( 2 ) A symmetry acting on the fermions.2 Lattice explorations of the flavour singlet mesons are in their early stages—see for instance Ref. [85].

2.1. Fields, Symmetries, and Observables

We start by defining the short-distance dynamics in continuum field-theory terms. For convenience, we explicitly write the Lagrangian density of the dynamical theory relevant to the CHM proposed in Ref. [127] (see also Ref. [28]), but without coupling it to the SM fields. This is an S p ( 4 ) gauge theory coupled to N f = 2 Dirac fermions Q J a transforming in the fundamental (f) representation of the gauge group, and  n f = 3 Dirac fermions Ψ j a b transforming in the 2-index antisymmetric (as) representation. All other gauge theories of relevance to this review can be obtained by either replacing the S p ( 4 ) gauge group by S p ( N c = 2 N ) (with N > 1 ) and/or by changing the number of dynamical fermion species N f and n f . We follow the notation of Ref. [10]—see also Refs. [2,5] and the references therein.
Here and in the following, we denote the colour indices in the fundamental representation by letters at the beginning of the Latin alphabet, as in a , b = 1 , , N c = 4 = 2 N . We capitalise the index to denote the adjoint representation, so that A = 1 , , N ( 2 N + 1 ) = 10 is used to denote the gauge bosons of S p ( 4 ) . We reserve the letters in the middle of the Latin alphabet for flavour/family indices in Dirac fermion notation, so that the capitalised J , K = 1 , , N f = 2 labels the Dirac species in the (f) representation, while the lower-case j , k = 1 , , n f = 3 is used for the Dirac species in the (as) representation. We also find it useful to denote by characters taken from the second half of the Latin alphabet the flavour/family indices in 2-component spinor representation, so that M , N = 1 , , 2 N f = 4 labels 2-component spinors transforming in the (f) representation, while m , n = 1 , , 2 n f = 6 is reserved for the (as) representation of the gauge group. We use letters taken from the second half of the Greek alphabet to denote Lorentz indices, as in μ , ν = 0 , 1 , 2 , 3 . In different parts of the text we use Minkowski or Euclidean space-time notation—when possible ambiguities cannot be resolved by the context, we will add the subscripts ( M ) or ( E ) , respectively, to differentiate between the two. Spinorial indices are denoted by the first letters of the Greek alphabet, and we restrict their use to 2-component notation, for example by writing α , β = 1 , 2 , but we mostly omit writing them and leave them implicit instead.
The symplectic group S p ( 2 N ) is defined as the subgroup of S U ( 2 N ) consisting of 2 N × 2 N matrices U that obey the defining relationship
U Ω U T = Ω ,
where Ω is the 2 N × 2 N symplectic matrix, which we can write in N × N blocks as
Ω O N × N i n e I N × N | I N × N O N × N .
These matrices can also be written in the form
U = A i n e B * | B A * ,
with the N × N matrices A and B satisfying the non-trivial relations A A + B B = I N × N and A T B = B T A .3
In Minkowski space-time, with signature mostly −, the Lagrangian density is
L = 1 2 Tr V μ ν V μ ν +     + 1 2 J = 1 2 i Q J ¯ a γ μ D μ Q J a i D μ Q J ¯ a γ μ Q J a m ( f ) J = 1 2 Q a J ¯ Q J a +     + 1 2 j = 1 3 i Ψ ¯   a b j γ μ D μ Ψ j a b i D μ Ψ j ¯ a b γ μ Ψ j a b m ( a s ) j = 1 3 Ψ ¯ a b Ψ j a b ,
where we have suppressed spinor indices, and summations over colour and Lorentz indices are understood. The irreducible 2-index antisymmetric representation of S p ( 4 ) is Ω -traceless, so that Tr Ω Ψ = 0 . In this review, we take the mass matrices for the two species of fermions to be proportional to the identity matrix—see Ref. [18] for the generalisation to non-degenerate masses—and denote the masses as m ( f ) and m ( a s ) , for the (f) and (as) representations, respectively. The transformation properties under the action of an element U of the S p ( 4 ) gauge group are Q U Q and Ψ U Ψ U T . Hence, the field-strength tensor, V μ ν , and the covariant derivatives, are given by
V μ ν μ V ν ν V μ + i g V μ , V ν ,
D μ Q J = μ Q J + i g V μ Q J ,
D μ Ψ j = μ Ψ j + i g V μ Ψ j + i g Ψ j V μ T ,
where g is the gauge coupling, while V μ = V μ A T A are matrix-values gauge fields—the T A matrices are the generators of the gauge group, normalised so that Tr T A T B = 1 2 δ A B .
The Lagrangian density in Equation (4) is formally identical to that of the S U ( N c ) theories coupled to Dirac fermions. If the group is taken to be S U ( 3 ) , then the equivalence of the 2-index antisymmetric representation and the (conjugate) fundamental implies that this would become an extension of QCD with two fermions with mass m ( f ) and three with mass m ( a s ) . However, the representations of S p ( 2 N ) are (pseudo) real, which leads to an enhancement of the non-Abelian global symmetry from S U ( N f ) × S U ( N f ) and S U ( n f ) × S U ( n f ) , acting on the (f) and (as) fermions, to  S U ( 2 N f ) and S U ( 2 n f ) , respectively. From here onwards, in the rest of this section we restrict attention to N = 2 , N f = 2 , and  n f = 3  [28,127], as reinstating the general dependence on number of colours and flavours is straightforward.
To demonstrate symmetry enhancement manifestly, we perform the following exercise. First, we introduce 2-component spinors q M a and ψ n a b , transforming in the (f) and (as) representations of the gauge group, respectively, with  M = 1 , , 4 and n = 1 , , 6 . We then construct the four component spinors via the following definitions:
Q J a q J a Ω a b ( C ˜ q J + 2 * ) b , Ψ j a b ψ j a b Ω a c Ω b d ( C ˜ ψ j + 3 * ) c d ,
where C ˜ = i τ 2 is the 2 × 2 charge-conjugation matrix in spinor space, τ 2 is the second Pauli matrix, J = 1 , 2 and j = 1 , 2 , 3 . Because of the contraction with the symplectic matrix Ω , which raises and lowers the S p ( 4 ) index, the pseudo-real nature of the (f) representation, and real nature of the (as) representation, what results are two Dirac fermions of type (f) and three of type (as), which are those appearing in Equation (4). By replacing the definitions in Equation (4), after some tedious algebra one arrives at the identity
L = 1 2 Tr V μ ν V μ ν + + 1 2 M = 1 4 i ( q M ) a σ ¯ μ D μ q M a i ( D μ q M ) a σ ¯ μ q M a + 1 2 m ( f ) M , N = 1 4 Ω ˜ M N q M a T Ω a b C ˜ q N b ( q M ) a Ω a b C ˜ ( q N * ) b + + 1 2 m = 1 6 i ( ψ m ) a b σ ¯ μ D μ ψ m a b i ( D μ ψ m ) a b σ ¯ μ ψ m a b + 1 2 m ( a s ) m , n = 1 6 ω m n ψ m a b T Ω a c Ω b d C ˜ ψ n c d ( ψ m ) a b Ω a c Ω b d C ˜ ( ψ n * ) c d ,
where the kinetic terms for the 2-component spinors are written by making use of the 2 × 2 matrices σ ¯ μ I 2 , τ i . In these expressions, Ω ˜ = Ω , but notice that the former acts on the flavour space, while the latter acts in the colour space—the former is a 2 N f × 2 N f matrix, while the latter is a 2 N × 2 N one. The matrix ω is defined to be symmetric, and we can use the explicit expression
ω O 3 × 3 i n e I 3 × 3 | I 3 × 3 O 3 × 3 .
With the Lagrangian density in the form of Equation (9), it becomes manifested that the theory has a global S U ( 4 ) × S U ( 6 ) non-Abelian symmetry, and that the mass terms proportional to m ( f ) and m ( a s ) introduce a (small) breaking effect, reducing the exact symmetry to the subgroups of S U ( 4 ) and S U ( 6 ) that leave invariant, respectively, the matrices Ω ˜ and ω . Vacuum alignment arguments [19] suggest that fermion bilinear condensates form in the underlying dynamics, spontaneously breaking the global symmetry in the same way, and hence PNGBs will emerge that describe the S U ( 4 ) / S p ( 4 ) coset in the (f) sector, and the S U ( 6 ) / S O ( 6 ) coset in the (as) sector.
We conclude this subsection with a set of counting exercises and symmetry consideration, and characterise the spectrum of lightest bound states of the theory, and the operators that are used to define spectral observables from correlation functions. Some of the bound states admit a weakly coupled description as particles associated with fields in the low energy EFT description of the dynamics. More details and a broader set of considerations of this type can be found for example in Appendix E and F of Ref. [5], in Appendix C of Ref. [10], in Section III.C of Ref. [7], and in the references therein.
Let us start with the glueballs. These are bound states that exist in the Yang–Mills theory, without matter fields, in the confined phase. They do not carry flavour, but they can have any (integer) spin J, and in general are characterised by J P C , with P the parity and C the charge-conjugation eigenvalues, except that, at odds with the S U ( N c ) cases, in the S p ( 2 N ) gauge theories C = + for all glueballs. The interpolating operators sourcing the glueballs can be built from the Wilson loops, traced path ordered products of links around closed spatial (contractible) loops, along with appropriate projections to the states with desired spin and parity quantum numbers. We will return in due time to the subtleties related to how the continuum rotation symmetry is broken to the octahedral group O h on a hypercubic lattice theory. Here we notice only the fact that in the presence of additional fermionic matter, one expects the glueballs to mix with the flavour-singlet mesons. The quantitative understanding of these and the related effects, which involve disconnected diagrams, is an open problem on the lattice—an interesting exploration of this topic in the S U ( 2 ) theory can be found in Ref. [85].
The flavoured mesons made of (f) fermions can be classified by their spin J, the representation of the unbroken S p ( 4 ) S O ( 5 ) global symmetry group, and additional discrete quantum numbers, such as the unbroken parity P—constructed by combining ordinary spatial parity and discrete internal symmetries. As long as the mass terms are small, in appropriate units, the lightest states are going to be the PNGBs. These have J P = 0 , and transform as 5 of S p ( 4 ) , the  Ω -traceless antisymmetric representation. In the language of 2-flavour QCD, the PNGBs are identified with the pions π . Their parity partner J P = 0 + mesons transform as 5 of S p ( 4 ) , and are the analogous of the a 0 in QCD, in the sense that if U ( 1 ) A = S O ( 2 ) A were exact, π and a 0 would be degenerate. There are then four multiplets of spin-1 states. Two J P = 1 states transforming as the 10 of S p ( 4 ) correspond to what in QCD are the ρ and ρ states, which have different properties in the global S U ( 4 ) , but undergo mixing. Two J P = 1 + states exist, one of which transforms as a 5 of S p ( 4 ) , and is the analogue of the a 1 , and one transforming as a 10, related to the b 1 in QCD. We summarise in Table 1 the operators O M sourcing these states (see also Ref. [265]), and  their basic quantum numbers and properties. We label them as pseudoscalar (PS), scalar (S), vector (V), tensor (T), axial-vector (AV), and axial-tensor (AT). The (as) fermions give rise to a similar set of multiplets, but for the fact that the symmetric and antisymmetric representations are swapped. For example, the 20 PNGBs describing the S U ( 6 ) / S O ( 6 ) coset are in the traceless symmetric representation.4
We list in Table 2 the explicit form of the operators sourcing the two sets of lightest chimera baryons in the theory, made of two (f) and one (as) elementary fermions. The two sets we consider transform both as a 5 of S p ( 4 ) , and are one the U ( 1 ) A S O ( 2 ) A partner of the other, reproducing for these spin- 1 / 2 states the relation between PS and S mesons in the scalar sector of the spectrum. As is conventional, the chiral projectors are
P L , R 1 2 I 4 × 4 ± γ 5 .
Other spin- 1 / 2 and spin- 3 / 2 states can be built systematically in a similar fashion [15]. (Table 1 of Ref. [50] shows a classification of top partners for S O ( d ) gauge theories.) These operators also form multiplets of the global S U ( 6 ) symmetry and its unbroken S O ( 6 ) subgroup, and we will return to this part of the classification later in the paper.

2.2. Perturbative Considerations

The confining, QCD-like dynamics leading to the appearance of light PNGBs, which are essential to CHMs, can be complemented by implementing the top (partial) compositeness mechanism. Interacting near-conformal theories, with extended fermion matter content, in which (chimera) baryon operators develop large anomalous dimensions are best suited to provide an origin for top partial compositeness, for the reasons we discuss in Section 2.4.2. The underlying strong interactions can be understood in full only with non-perturbative tools, such as lattice simulations. Yet, perturbative calculations, supplemented by other techniques, provide useful insight into their infrared (IR) phase structure, and guidance in identifying promising theories to be subjected to dedicated numerical studies. In this section, we briefly discuss the IR behaviour of non-Abelian gauge theories with fermions in the fundamental and/or two-index representations, and review existing analytical results relevant to S p ( 2 N ) gauge theories.
Yang–Mills theories are asymptotically free at short distances. Their ultraviolet (UV) properties can be studied perturbatively, as an expansion in the coupling α g 2 / ( 4 π ) . When coupled to N f fundamental fermions, there is a maximum N f AF above which the theory loses asymptotic freedom. It can be determined from the renormalisation group (RG) analysis of the beta function β ( α ) α / log ( μ ) , estimated at the 1-loop order.5 If N f is sufficiently small, the theory confines in the IR, and breaks chiral symmetry, as in QCD. For N f just below N f AF , the theory admits the Banks–Zaks fixed point [267,268], identified as a zero of the 2-loop beta function at small coupling. One therefore expects that asymptotically free gauge theories undergo a zero-temperature quantum phase transition, for a critical number of flavours N f cr , between the IR conformal and chirally broken phases. The interval N f cr < N f < N f AF is called conformal window, and has been extensively studied by both analytical and numerical methods. For N f < N f cr , but in proximity of the conformal window, near-conformal dynamics has been suggested to display potential for phenomenological applications, in such contexts as (walking) technicolor, composite Higgs, and composite dark matter (e.g., see Refs. [25,26,27,269,270,271,272,273,274]).
The determination of N f cr is notably difficult, because the coupling at the IR fixed point α IR grows in the approach to the lower end of the conformal window. As a first and crude approximation, one can identify N f cr as the number of flavours for which the zero of the 2-loop beta function disappears. This can be systematically improved to higher orders in α , by solving 0 = β ( α ) 2 α = 1 m a x b α 4 π , where the coefficients b are functions of N c , N f , and the fermion representation R, but suffer from the intrinsic limitation of the perturbation theory. In particular, even if the existence of a fixed point is physical, and hence scheme-independent, its determination and characterisation are affected by the scheme dependence of β ( α ) for 3 . For example, in the MS ¯ scheme with m a x = 4 , N f cr critical is for various non-Abelian gauge groups, and representations can be found in Ref. [275].6 Going beyond perturbation theory, several approaches intended to capture non-perturbative dynamics have been proposed in the literature, such as the Schwinger–Dyson analysis in the ladder approximation [279,280], or a conjectured all orders beta function [281,282] inspired by the better controlled supersymmetric gauge theories—for the latter, see the review Ref. [283].
A number of recent studies [284,285,286,287,288,289,290,291,292] discuss the determination of the conformal window in terms of a (Banks–Zaks) expansion in the small physical parameter Δ R N R A F N R , where N R denotes the number of fermions in representation R. Compared to the standard perturbative expansion, it has several salient features. First of all, it is scheme-independent, as the expansion parameter Δ R is a physical quantity. Secondly, it has been found that its coefficients are positive, to the highest order known [287,288], which improves its convergence and stability.
A particularly interesting quantity, directly relevant for model-building considerations, is the anomalous dimension, γ * , of the fermion bilinear operator, measured at the IR fixed point. It has been suggested that γ IR * = 1 at the lower edge of the conformal window [280,293]. In Refs. [294,295], it has further been shown that the equivalent critical condition γ IR * ( 2 γ IR * ) = 1 computed at a finite order in the BZ expansion results in a more rapidly convergent series expansion and thus can be used to improve the estimate for the critical value N R cr . 7 The results of Refs. [294,295] are in excellent agreement with non-perturbative lattice results for S U ( 2 ) and S U ( 3 ) gauge theories coupled to the fundamental and two-index representations. The left panel of Figure 1, borrowed from Ref. [295], shows the conformal window of S p ( 2 N ) gauge theories coupled to fundamental, antisymmetric, and symmetric Dirac fermions. According to this approach, S p ( 4 ) theories with either two fundamental or three antisymmetric flavours of fermions are in the confining phase. In the same paper, the uncertainties associated with the truncation of the BZ expansion, which might capture some non-perturbative effects, are also discussed, and their sizes are estimated.
In the presence of fermions transforming in distinct representations, the properties of the IR fixed point depend on all choices of N R . The results for the theory of main interest in this paper, namely the S p ( 4 ) gauge theory coupled to fermions in the fundamental and antisymmetric representations, are presented in the right panel of Figure 1 [295]—here, N F = 2 N f and N A 2 = 2 n f count Weyl fermions. In the figure, the shaded region is the conformal window estimated from the critical condition γ * ( 2 γ * ) = 1 applied to the results in the 3rd order BZ expansion, while the dashed lines denote the analytical results obtained by the truncated Schwinger–Dyson analysis (black), the all-orders beta function (red), and the 2-loop order beta function (green). The red diamond, blue circle, and the black squares indicate the UV-complete theory proposed in Refs. [28,39,64,127], in the CHM context. The S p ( 4 ) theory with N f = 2 and n f = 3 is expected to lie near the sill of the conformal window, which motivates further dedicated studies with non-perturbative lattice methods. As mentioned at the beginning of this section, the top partial compositeness mechanism is most effective with large anomalous dimensions of the chimera baryons. So far, this has only been estimated at the one-loop order in α in standard perturbation theory [63].

2.3. Low-Energy EFT

We focus here on the flavoured mesons. The PNGBs have masses that are expected to be suppressed, in respect to those of other mesons transforming non-trivially under the action of the unbroken S p ( 4 ) × S O ( 6 ) symmetry. At least in principle, if the fermion masses are small with respect to the dynamical scale of the theory, this would create a hierarchy of scales in the spectrum, with the sole PNGBs being important in long-distance observables. This (little) hierarchy is ultimately what drives the interest in applications to CHMs. By generalising the chiral Lagrangian of QCD, one can write an EFT that captures the long-distance dynamics within a weakly-coupled field theory description, by retaining only the fields associated with the PNGBs. Following the notation in Refs. [2,4,5,10] (and references therein), we recollect here the main properties of this EFT, and of its extension to include the lightest spin-1 flavoured mesons.
We start by defining the relevant notation and conventions, which for the most part follow Refs. [5,10]. An orthonormalised basis for the 15 generators T ˜ A of the global S U ( 4 ) can be chosen so that A = 1 , , 5 denotes the broken generators and A = 6 , , 15 the unbroken ones. They obey the following relations:
Ω ˜ T ˜ A T ˜ A T Ω ˜ = 0 , for A = 1 , , 5 ,
Ω ˜ T ˜ A + T ˜ A T Ω ˜ = 0 , for A = 6 , , 15 .
The same applies for the 35 generators t B of S U ( 6 ) , which we split in B = 1 , , 20 for the broken ones and B = 21 , , 35 for the unbroken ones. They satisfy the relations:
ω t B t B T ω = 0 , for B = 1 , , 20 ,
ω t B + t B T ω = 0 , for B = 21 , , 35 .
We introduce two non-linear sigma-model fields. The matrix-valued 6 transforms in the same way as the bilinear operator in the underlying dynamics Ω a b q M a T C ˜ q N b , in the antisymmetric representation of the global S U ( 4 ) . Namely, for any U ˜ S U ( 4 ) , 6 U ˜ 6 U ˜ T . 21 has the quantum numbers of Ω a b Ω c d ψ m a c T C ˜ ψ n b d , and transforms in the symmetric representation of the S U ( 6 ) global symmetry: 21 u 21 u T for any u S U ( 6 ) . In the vacuum, the 2-index antisymmetric representation of S U ( 4 ) decomposes as 6 = 1 5 of the unbroken S p ( 4 ) , and the 2-index, symmetric representation of S U ( 6 ) as 21 = 1 20 of S O ( 6 ) . We parametrise the non-linear sigma-model fields 6 and 21 in terms of the PNGB fields π 5 and π 20 as
6 e i π 5 f 5 Ω ˜ e i π 5 T f 5 = e 2 i π 5 f 5 Ω ˜ = Ω ˜ e 2 i π 5 T f 5 ,
21 e i π 20 f 20 ω e i π 20 T f 20 = e 2 i π 20 f 20 ω = ω e 2 i π 20 T f 20 .
The shorthands π 5 A = 1 5 π 5 ( x ) A T ˜ A and π 20 B = 1 20 π 20 ( x ) B t B are used to lighten the notation. The decay constants are denoted by f 5 and f 20 , and are introduced to make the exponents dimensionless. We choose the conventions used in this parameterisation and in the Lagrangian density so that, when applied to the QCD chiral Lagrangian, the decay constant is f π 93 MeV. These relations are equivalent to imposing (and solving) the non-linear constraints 6 6 = I 4 × 4 and 21 21 = I 6 × 6 . With the specific choice of S U ( 4 ) basis in Ref. [87] (which we reproduce in Appendix A), the five PNGBs in the S U ( 4 ) / S p ( 4 ) coset are written as follows [5]:
π 5 = 1 2 2 π 5 3 π 5 1 i π 5 2 0 i π 5 4 + π 5 5 π 5 1 + i π 5 2 π 5 3 i π 5 4 π 5 5 0 0 i π 5 4 π 5 5 π 5 3 π 5 1 + i π 5 2 i π 5 4 + π 5 5 0 π 5 1 i π 5 2 π 5 3 ,
where we have omitted the explicit dependence on the space-time coordinates. A similar expression holds for π 20 , given a choice of basis for S U ( 6 ) .
The symmetry breaking effects due to the fermion masses in the underlying dynamical theory are captured in the EFT Lagrangian density with the introduction of (non-dynamical) spurion fields M 6 m ( f ) Ω ˜ and M 21 m ( a s ) ω . Formally, they transform as M 6 U * M 6 U and M 21 u * M 21 u under the action of the S U ( 4 ) × S U ( 6 ) global symmetry transformations—but they are not fields, they are constants. The Lagrangian density describing the PNGBs of the S U ( 4 ) / S p ( 4 ) coset is
L 6 = f 5 2 4 Tr μ 6 ( μ 6 ) v 6 3 4 Tr M 6 6 + h . c . = Tr μ π 5 μ π 5 + 1 3 f 5 2 Tr μ π 5 , π 5 μ π 5 , π 5 + +
+ 1 2 m f v 6 3 Tr ( 6 6 ) m ( f ) v 6 3 f 5 2 Tr π 5 2 + m f v 6 3 3 f 5 4 Tr π 5 4 + ,
where v 6 parameterises the condensate, and where we include only the leading-order terms in both the derivative and mass expansions. The expansion for the S U ( 6 ) / S O ( 6 ) PNGBs is formally identical:
L 21 = f 20 2 4 Tr μ 21 ( μ 21 ) v 21 3 4 Tr M 21 21 + h . c . .
Notice the opposite sign in the definition of M 21 , which combines with the defining property Ω ˜ 2 = I 4 × 4 (as opposed to ω 2 = I 6 × 6 ), so that by just replacing the condensates v 6 v 21 one can recover the same expressions for the physical observables.
By perturbatively expanding the Lagrangian density, one can extract the propagator and the couplings of the EFT, and compute observable quantities. The definitions and conventions are such that the Gell-Mann-Oakes-Renner (GMOR) [297] relation can be recovered, in both meson sectors:
m π 5 2 f π 5 2 = m ( f ) v 6 3 ,
m π 20 2 f π 20 2 = m ( a s ) v 21 3 ,
relating the pion masses m π 5 and m π 20 to the decay constants f π 5 = f 5 and f π 20 = f 20 . One can then add subleading corrections, following the same process applied for the chiral Lagrangian—the only technicality worth noting is that the normalisations of multi-trace deformations depend on the dimension of the matrices, and hence on the number of fermion species.

Hidden Local Symmetry

Refs. [2,5] report an extension of the EFT description to include the lightest V and AV states (corresponding to the ρ and a 1 in 2-flavour QCD), besides the PNGBs. This is done within the framework of Hidden Local Symmetry (HLS) [255,256,257,258,259] (see also Refs. [260,261,262,263]). We report here the basic construction, and comment about the applicability of such approach.
We introduce two meson sectors that are completely independent from one another, which is a reasonable approximation as long as one allows only for single-trace operators [2,5]. One starts by promoting the unbroken S U ( 4 ) and S U ( 6 ) global symmetries acting on the (f) and (as) fermions to S U ( 4 ) 6 B × S U ( 4 ) 6 A and S U ( 6 ) 21 B × S U ( 6 ) 21 A , respectively. One then introduces two sets of sigma-model, matrix-valued fields; 6 transforms in the antisymmetric 2-index representation of S U ( 4 ) 6 A and 21 in the symmetric 2-index representation of S U ( 6 ) 21 A ; S 6 transforms in the ( 4 , 4 ¯ ) bifundamental representation of S U ( 4 ) 6 B × S U ( 4 ) 6 A , and  S 21 in the ( 6 , 6 ¯ ) of S U ( 6 ) 21 B × S U ( 6 ) 21 A , which can be depicted by the moose diagrams in Figure 2. Hence, the transformation rules are as follows:
S 6 U 6 B S 6 U 6 A , 6 U 6 A 6 U 6 A T ,
S 21 U 21 B S 21 U 21 A , 21 U 21 A 21 U 21 A T ,
where U 6 A and U 6 B are group elements of S U ( 4 ) 6 A and S U ( 4 ) 6 B , respectively, while U 21 A and U 21 B are in S U ( 4 ) 21 A and S U ( 4 ) 21 B . These fields are subject to the nonlinear constraints 6 6 = I 4 × 4 = S 6 S 6 , which are solved by parameterising S 6 = e 2 i σ 6 F and 6 = e 2 i π 6 f Ω ˜ = Ω ˜ e 2 i π 6 T f . Analogous expressions apply to the S U ( 6 ) sector. This process yields a parametrisation for the exactly massless Nambu–Goldstone bosons describing the cosets S U ( 4 ) 6 B × S U ( 4 ) 6 A / S p ( 4 ) and S U ( 6 ) 21 B × S U ( 6 ) 21 A / S O ( 6 ) , respectively.
As the next step, one gauges (weakly) the S U ( 4 ) 6 A and S U ( 6 ) 21 A symmetries, by introducing the appropriate gauge fields, covariant derivatives, field-strength tensors, and gauge couplings g 6 and g 21 . The Higgs mechanism turns 15 + 35 of the exact Nambu–Goldstone bosons into the longitudinal components of the resulting massive vectors, which have the quantum numbers of the states identified with the ρ and a 1 particles in QCD. In order for the remaining 5 + 20 pseudoscalars to acquire a physical mass as PNGBs do, one must add sources of explicit symmetry breaking. This is done by writing the M 6 and M 21 matrices as spurions that, under the action of the global S U ( 4 ) 6 B and S U ( 6 ) 21 B , transform as follows: M 6 * U 6 B M 6 * U 6 B T and M 21 * U 21 B M 21 * U 21 B T . One then uses 6 , 21 , and their derivatives, as well as M 6 and M 21 , to build all possible operators allowed by the symmetries, organises them as an expansion in derivatives (momenta p 2 ) and explicit mass terms, and writes a Lagrangian density that includes all such operators up to a given order in the expansion. We also restrict attention to operators that can be written as single traces, as repeatedly anticipated.
The Lagrangian density for the S U ( 4 ) / S p ( 4 ) mesons is Equation (2.16) of Ref. [5]:
L 6 = 1 2 Tr A μ v A μ v κ 2 Tr A μ v A μ v T * + + f 2 4 Tr D μ D μ + F 2 4 Tr D μ S D μ S + + b f 2 4 Tr D μ ( S ) D μ ( S ) + c f 2 4 Tr D μ S S T D μ S S T + v 3 8 Tr M S S T + h . c . + v 1 4 Tr M D μ S D μ S T v 2 4 Tr M S D μ D μ S T + h . c . + y 3 8 Tr A μ v A μ ν T S T M S S T M S A μ v + h . c . + y 4 8 Tr A μ v A μ v T S T M S + S T M S A μ v + h . c . + + v 5 2 32 Tr M S S T M S S T + h . c . .
To lighten the notation, we suppressed the subscript “6” on all fields and parameters, and the multi-trace operators have been omitted [2]. The covariant derivatives contain the parameter g 6 , which controls the strength of the coupling of the spin-1 states. We write
D μ S μ S i S g 6 A μ
and
D μ μ + i ( g 6 A μ ) + ( g 6 A μ ) T .
The Lagrangian density in Equation (26) can be adapted to the S U ( 6 ) / S O ( 6 ) sector. One replaces 6 by 21 , S 6 by S 21 , M 6 by M 21 m ω , A 6 μ A by A 21 μ A , g 6 by g 21 , and furthermore changes the sign of the second term in the first line κ 6 κ 21 . With these conventions, masses and decay constants are given by the same relations as in Ref. [2], to which we refer the reader for further details.
One has to adopt some caution in the way one uses Equation (26). In particular, one has to ensure that the parameters are all within a range of values such that the EFT is weakly coupled. The main source of concern here is the size of the gauge couplings g 6 , 21 , and the related effective couplings ( g ρ π π ). The mass of the vector mesons can be estimated as M ρ 2 O ( 1 4 g 6 , 21 2 f 6 , 21 2 ) , up to a complicated functional dependence on all the parameters [2]. Hence, if in comparing to lattice data one finds that M ρ f π , this might imply that the coupling is not small—barring the possibility of cancellations and fine-tuning. In practice, for the S p ( 4 ) theory, as in 2-flavour QCD, real data seem to sit half-way between the extremes of trustable perturbative and uncontrolled strong-coupling regimes: the self-couplings are perturbative, but not small enough that one can do precision measurements and calculations with the tree-level Lagrangian and its couplings. On the other hand, this is a non-renormalisable EFT, in which the number of independent couplings proliferates, going to higher-order in the loop expansion, make the in principle viable programme of systematic expansion beyond the leading order unappealing. Nevertheless, the organisational principles, order-of-magnitude estimates, and general lessons associated with Equation (26) have general value.

2.4. Phenomenological Applications

In this subsection we consider three examples of applications of the S p ( 2 N ) gauge theories of interest: a model of composite Higgs, a realisation of top partial compositeness, and two opportunities arising in the context of strongly interacting dark matter. For the most part, we make explicit reference to the S U ( 4 ) / S p ( 4 ) model with the field content discussed in Refs. [28,127], but, where appropriate we also highlight considerations that have more general validity, applicable to larger classes of models.

2.4.1. Composite Higgs

We start by recalling the basic properties of the standard model, and the motivations for compositeness. For concreteness, we postulate the existence of three right-handed neutrinos, a singlet, under the SM gauge group. All the fermions are then Dirac particles, and can be classified in terms of their quantum numbers under the symmetry
S U ( 3 ) c × S U ( 2 ) L × S U ( 2 ) R × U ( 1 ) B L .
The S U ( 3 ) c symmetry is gauged, with coupling g s , and describes the strong nuclear forces. The S U ( 2 ) L and the hypercharge subgroup U ( 1 ) Y S U ( 2 ) R × U ( 1 ) B L are also gauged, with couplings g L and g Y , respectively, in the electroweak (EW) theory. The hypercharge generator is Y = T ˜ R 3 + 1 2 ( B L ) , where T ˜ R 3 is the diagonal generator of S U ( 2 ) R , and  B L is anomaly free; quarks have baryon number B = + 1 3 and no lepton number, while leptons have no baryon number, and lepton number L = + 1 . The field content of the standard model consists of three copies (families) of (Dirac) quarks transforming as ( 3 , 2 , 2 , 1 / 3 ) of S U ( 3 ) c × S U ( 2 ) L × S U ( 2 ) R × U ( 1 ) B L , and three families of leptons transforming as ( 1 , 2 , 2 , 1 ) . The chiral symmetry acting on the left-handed and right-handed projections of the fermions admits the local isomorphism S U ( 2 ) L × S U ( 2 ) R S O ( 4 ) E W , which plays an important role in the following.
In the minimal version of the standard model, electroweak symmetry breaking (EWSB) is implemented by adding to the field content a scalar (Higgs) transforming as Φ ( 1 , 2 , 2 , 0 ) . The Lagrangian density for Φ consists of its kinetic term, with appropriate covariant derivatives, coupling it to the S U ( 2 ) L × U ( 1 ) Y gauge fields, a renormalizable potential with S O ( 4 ) E W global symmetry, and Yukawa couplings to the fermions which break explicitly the S U ( 2 ) R global symmetry (as does the hypercharge coupling). It is customary to write Φ in terms of a doublet of complex scalars transforming as H ( 1 , 2 , + 1 / 2 ) under the SM gauge group S U ( 3 ) c × S U ( 2 ) L × U ( 1 ) Y , and define the conjugate field H ˜ i τ 2 H * , so that the 2 × 2 complex matrix
Φ H ˜ , H
transforms under the action of S U ( 2 ) L × S U ( 2 ) R as Φ U L Φ U R . It is at times useful also to write the Higgs fields in real components h ( h 1 , h 2 , h 3 , h 4 ) , defined by
H = 1 2 h 3 + i h 4 h 1 + i h 2 .
The potential, V , can be written as
V = λ H H v W 2 2 2 = λ 4 Tr Φ Φ v W 2 2 = λ 4 h T h v W 2 2 .
The S O ( 4 ) E W global symmetry of V is manifested in the last expression. The minimisation of the potential yields a vacuum expectation value (VEV) for the scalar, which induces EWSB. In turn, because of the coupling of H to gauge bosons and fermions, it also provides them with a mass. With these conventions, the electroweak VEV v W is related to the Fermi constant G F by v W 1 2 G F 246 GeV , the mass of the Higgs boson is given by the relation m h 2 = 2 λ v W 2 ( 125 GeV ) 2  [20,21], the W ± bosons have mass M W = 1 2 g L v W 80 GeV , and for the Z bosons M Z 2 = 1 4 ( g L 2 + g Y 2 ) v W 2 ( 91 GeV ) 2 .
The standard model has successfully passed countless experimental tests. Yet, it is not a complete theory: several of its interactions (the Yukawa couplings, the  U ( 1 ) Y gauge coupling, and the scalar self-coupling λ ) are not asymptotically free, and most likely require ultraviolet (UV) completion above some new physics scale Λ . One way to show how this may lead to a general problem is by considering quantum corrections on the Higgs potential. Following Coleman and Weinberg in Ref. [298], the (divergent part of the) 1-loop effective potential computed (perturbatively) in the external field formalism, in the presence of a hard cutoff scale Λ , can be written as follows:
δ V = Λ 2 32 π 2 ST r M 2 + 1 64 π 2 ST r M 4 ln M 2 Λ 2 ,
where M is the mass matrix of all the fields in the classical external field background, and ST r denotes the super-trace, a trace in which bosons enter with positive sign, while fermions count with a negative sign. For example, the contributions of the top quark, that has mass m t ( 173 GeV ) 2 , and the W ± , Z, and Higgs boson, to the quadratically divergent part of this potential are estimated to be [299]
δ V = Λ 2 32 π 2 3 2 M W 2 + M Z 2 + 3 m h 2 12 m t 2 2 H H v W 2 .
If Λ O ( TeV ) , for example if Λ O ( M P ) , with  M P the Planck scale characterising quantum gravity, then the experimental value of the Higgs boson mass is reproduced only at the price of fine-tuning loop effects against appropriately chosen counter-terms.
This fine-tuning phenomenon is usually referred to as the (big) hierarchy problem. It can avoided by replacing the Higgs sector with a new strongly-coupled dynamical theory. In the potential in Equation (33), Λ is the characteristic scale of the new physics sector, above which new particles and interactions appear. Given that the Higgs sector has the same S U ( 2 ) L × S U ( 2 ) R S O ( 4 ) E W S U ( 2 ) V S O ( 3 ) global non-Abelian symmetry breaking pattern as in 2-flavour QCD, it is intuitive to model the new sector as a generalisation of QCD itself. The new gauge theory, with appropriate matter fields, is asymptotically free in the far UV, but at scale Λ strongly coupling induces the formation of composite condensates, EWSB appears, and the theory confines. This idea predates most of modern particle physics, and goes under the name of technicolor (TC). We are not going to explore this topic any further, but rather refer the reader to the original papers on technicolor [300,301], walking technicolor (WTC) [103,302,303], and extended technicolor (ETC) [304,305], as well as to more recent reviews in Refs. [269,270,271,272,273,274]. To the present purposes, it suffices to notice that in its original, QCD-like formulation, the spectrum of TC would not contain a light state identifiable with the Higgs boson. Furthermore, generic TC models would struggle to satisfy indirect bounds from electroweak precision physics, encoded in the S and T parameters of Peskin and Takeuchi [306], and their generalisations as in Ref. [307], or in the subleading terms of the electroweak chiral Lagrangian [308,309,310,311,312].
The solution provided by CHMs [22,23,24] relies on the engineering of a two-stage symmetry-breaking pattern, which introduces a little hierarchy of scales. At the strong coupling scale Λ , an approximate global symmetry G is spontaneously broken to a subgroup H. While all other composite particles have mass O ( Λ ) , the PNGBs have suppressed mass, and decay constant f π . The PNGBs admit an EFT description in terms of weakly coupled fields, and  by embedding the SM gauge group into G, and coupling the PNGBs to the SM fermions, one can introduce a perturbative instability, which triggers EWSB in the vacuum. A hierarchy v W f π emerges, between  f π , which originates in the strong-coupling dynamics, and the electroweak VEV, which has a weak-coupling origin, as a destabilising perturbation of the vacuum. This vacuum misalignment phenomenon relies on a special modification of the vacuum alignment arguments ubiquitous in the theory of phase transitions (and exploited in Ref. [19]).
Let us now return to the S U ( 4 ) / S p ( 4 ) model of Refs. [28,127]. We have already established that with N f = 2 Dirac fermions transforming as the fundamental representation of S p ( 2 N ) , the strong dynamics give rise to the spontaneous breaking of S U ( 4 ) to S p ( 4 ) . Working in the basis, in flavour space, in which Ω ˜ = Ω in Equation (2), in Section 2.3 we chose a parametrisation of the five PNGBs, in Equation (18), and we will present a choice of generators for S U ( 4 ) in Equations (A1) of Appendix A. We now discuss the embedding of S O ( 4 ) E W .8 In Appendix A we define a first embedding S O ( 4 ) 0 , in Equations (A2) and (A3), so that the vacuum 6 Ω ˜ leaves S O ( 4 ) 0 unaffected. We then define a second embedding in Equations (A4) and (A5), denoted as S O ( 4 ) T C . S O ( 4 ) T C is broken at scale f π to the S O ( 3 ) T C S U ( 2 ) V , T V subgroup; this is the embedding one would use in a traditional technicolor theory, in which the strong coupling and EWSB scale coincide. In practice, by doing so one establishes that the EFT field Φ describes light particles that originate in the fundamental theory as composite excitations sourced by the operator Q R ¯ Q L , with Q L , R as the chiral projections of the two Dirac fields transforming in the fundamental representation of S p ( 2 N ) .
We write the generators of S O ( 4 ) E W as a linear combination of the two:
T ˜ χ , E W i sin ( θ ) T ˜ χ , T C i + cos ( θ ) T ˜ χ , 0 i ,
for i = 1 , 2 , 3 and χ = L , R . The vacuum (mis-)alignment angle, θ v W f π , is determined dynamically by the interplay between symmetry-breaking terms that stabilise the EW vacuum, and hence favour θ = 0 and S O ( 4 ) E W S O ( 4 ) 0 , and symmetry-breaking interactions that destabilise it, and trigger EWSB. A nice discussion of the typical, generic potential one expects to arise from combining such symmetry breaking terms (which originate from the masses of the fundamental fermions, the gauging of the S U ( 2 ) L × U ( 1 ) Y subgroup, and the coupling to the SM fermions) can be found in Equation (125) of Ref. [75], which studies the potential for | h | h T h ,
V eff = α cos | h | f π β sin 2 | h | f π .
The coefficients α and β are model dependent, and determined by the non-trivial interplay between weakly coupled effects encoded in the EFT, and strongly coupled effects that can in principle be extracted from matrix elements in the strongly coupled sector.
Other model-dependent quantities are the number, masses, and couplings of the additional PNGBs, besides  H; models with S U ( 4 ) / S p ( 4 ) coset predict an additional singlet, while other CHMs have richer spectra. Precision electroweak (and Higgs boson) observables are affected by the additional light scalars, and the spin-1 bound states. Except for the PNGBs, bound states have masses of order the scale Λ , and carry EW quantum numbers; they can be detected in direct searches at colliders. As anticipated, we do not discuss the singlet sector in this review, although it may have important phenomenological implications both for collider and dark matter physics. For broader phenomenological considerations, see Refs. [25,26,27,29,30] and references therein. The feasibility of direct and indirect searches depends on dynamical information from the underlying microscopic theory, which requires non-perturbative methods. Lattice studies can measure, in increasing order of difficulty: masses of some bound states (relevant to direct searches), decay constants (entering for instance precision electroweak observables) and other matrix elements (relevant for example for vacuum misalignment), and couplings between bound states (determining width, production and decay rates of new particles).

2.4.2. Top Partial Compositeness

This subsection is devoted to the mechanism producing the mass of the SM fermions. We start with the standard model, in which the Yukawa couplings take the form
L Y = Y i j ( u ) q L i ¯ H ˜ u R j Y i j ( d ) q L i ¯ H d R j Y i j ( n ) L i ¯ H ˜ n R j Y i j ( e ) L i ¯ H e R j + h . c . ,
where q L i u i d i L and L i n i e i L are the quark and lepton S U ( 2 ) L doublets, respectively, while u R i , d R i , n R i , and  e R i are the right-handed up- and down-type quark, neutrino, and charged lepton S U ( 2 ) L singlets. The index i = 1 , 2 , 3 labels the three families, and the 3 × 3 complex Yukawa matrices Y i j ( u ) , Y i j ( d ) , Y i j ( n ) , and  Y i j ( e ) are proportional to the mass matrices in the EWSB vacuum, via the relations m i j ( ϕ ) = Y i j ( ϕ ) v W 2 , for  ϕ = u , d , n , e . Not only does Equation (37) provide masses for all the fermions, after EWSB, but  it also automatically implements the Glashow-Iliopoulos-Maiani (GIM) mechanism, suppressing Flavour Changing Neutral Current (FCNC) processes [313].
Let us now discuss what changes if the Higgs field H is composite. Broadly speaking, there are two ways to couple elementary fermions to a strongly-coupled vector-like theory that yields EWSB—we find it useful to refer the reader to the discussions in Ref. [81], although a vast literature on the subject predates it. For concreteness, we refer to the S p ( 4 ) gauge theory in Refs. [28,127], using the conventions introduced in Section 2.
The first possibility arises because, in the EFT, the quantum numbers of Φ do not depend on whether it is an elementary SM field, or  describes a mesonic composite state. Equation (37) originates in the coupling to the meson operator Q R ¯ Q L (transforms as Φ ):
L ETC = 1 Λ E T C 2 c i j ( u ) * u R j ¯ , c i j ( d ) * d R j ¯ Q L Q R ¯ q L i + h . c . ,
and a similar term for the leptons. The dimensionless parameters c i j ( ϕ ) are proto-Yukawa couplings. These interactions involve four-fermion operators, have engineering dimension 6, spoil asymptotic freedom, and force us to introduce the new physics scale Λ E T C . This is the construction adopted in the ETC literature, and above Λ E T C a further, more fundamental theory unifies family/generation physics with the strong dynamics, in such a way that all the c i j ( ϕ ) have a dynamical origin. New physics also produce other four-fermion interactions, involving only SM fermions, which spoils the GIM mechanism, so that the experimentally verified suppression of FCNC processes requires that Λ E T C Λ . An example of valiant effort at producing a semi-realistic implementation of this challenging model-building programme can be found in Refs. [314,315,316,317,318,319,320].
The magnitude of the Yukawa couplings one is likely to generate in this fashion may be too small. When matching to the low energy EFT at the scale Λ , one replaces Q R ¯ Q L 4 π κ Φ Λ 2 ,9 so that Y i j ( ϕ ) = 4 π κ Λ 2 Λ E T C 2 c i j ( ϕ ) is suppressed by the ratio Λ 2 / Λ E T C 2 1 . The top quark Yukawa coupling y t 2 m t / v W 1 is particularly problematic, as on the basis of Naive Dimensional Analysis (NDA) [321], one expects the strong dynamics to yield κ O ( 1 ) . Hence, one would need an unreasonably low scale Λ E T C 3 Λ in order to reproduce a large enough top mass.
If the underlying dynamics is quasi-conformal in proximity of the strong coupling scale Λ , up to some scale Λ W , and if the scaling dimension of the Q R ¯ Q L operator is y < 3 in this regime, then the constant κ receives an anomalous enhancement η O Λ W Λ 3 y . For example, if  Λ W = Λ E T C , and  y = 2  [280,322], then it might be possible to arrive at a reasonable estimate, provided Λ E T C / Λ < 4 π . (If y 1 were admissible, concerns about the ratio Λ E T C / Λ would be superseded [323]).
Top partial compositeness (TPC) [78] is an alternative way to generate the top mass. In the microscopic theory, one couples the top fields to strongly coupled operators, B L , R with spin- 1 / 2 , scaling dimensions Δ L , R , and carrying appropriate quantum numbers to preserve the SM gauge symmetry. Schematically, one writes:
L T P C = c L Λ T P C Δ L 5 / 2 q L ¯ B L c R Λ T P C Δ R 5 / 2 u R ¯ B R + h . c . .
The scale Λ T P C Λ is introduced to compensate for the fact that B L , R are composite operators, and  Equation (39) introduces higher-dimension, non-renormalisable operators. Matching to the low energy EFT leads to effective Yukawa couplings of the form
L t = 4 π κ t c L c R Λ Λ T P C Δ L + Δ R 5 q L 3 ¯ H ˜ u R 3 ,
with κ t O ( 1 ) , another parameter that has its origin in the strong dynamics.
Generically, Δ L , R is expected to be large, suppressing the top mass. For example, in the S U ( N c ) theory, with odd N c , and with fermion matter fields in the fundamental representation, the baryons have engineering dimension Δ L , R = 3 2 N c , so that Δ L + Δ R 5 = 3 N c 5 1 . However, this does not need to be this way. First, if the theory is approximately scale invariant, the dimensions Δ L , R may be smaller, thanks to the non-perturbative effects. For Δ L , R 5 2 , the suppression factor in Equation (40) would depend logarithmically on Λ / Λ T P C . Second, B L , R may have a different composition, as is the case for the S p ( 4 ) theory with N f = 2 and n f = 3 that we introduced earlier in this section [28,127], where B L , R are identified with the chimera baryons in the top part of Table 2. Whether the former is also true, and under what conditions, are highly non-trivial questions about the strong dynamics that future dedicated lattice studies can in principle try to answer (see also Section 2.2).
In our prototype CHM, the presence of n f = 3 Dirac fermions transforming in the 2-index antisymmetric representation Ψ j a b introduces an S U ( 6 ) global symmetry, explicitly and spontaneously broken to S O ( 6 ) . It also defines a natural S U ( 3 ) L × S U ( 3 ) R S U ( 6 ) subgroup, itself explicitly and spontaneously broken to the diagonal S U ( 3 ) c . This coincides with the SM gauge group describing strong nuclear interactions. A specific basis of S U ( 3 ) c S U ( 6 ) generators is given in Appendix C of Ref. [5]. The traceless, diagonal generator of S U ( 6 ) that commutes with S U ( 3 ) c , is also unbroken. As explained in Ref. [28], a linear combination of this U ( 1 ) X generator and of the unbroken T ˜ R 3 yields the SM hyperchange Y. (X, appropriately normalised, is related to B L ). In the same way in which the set ( π 5 1 , π 5 2 , π 5 4 , π 5 5 ) transforms as a 4 of S O ( 4 ) E W , and hence we can identify it with the Higgs field Φ , the  ( O C B , 1 , O C B , 2 , O C B , 4 , O C B , 5 ) operators have the same transformation properties under S U ( 2 ) L × S U ( 2 ) R . Furthermore, because of the presence of Ψ in the constituents, the chimera baryons transform as S U ( 3 ) c triplets, and the hypercharge Y is such to match all transformation properties of the quarks, aside from the fact that the field content is vector-like, rather than chiral. In the literature, sometimes these operators are said to source the top partners.
Lattice studies of chimera baryons in strongly coupled theories are non-trivial. See Ref. [92] for a lattice study in a S U ( 4 ) theory with multiple fermion representations. Even in ordinary QCD, the study of the baryons is resource intensive, and produces noisy numerical signals. Additional difficulties arise with fermions in different representations, which require developing dedicated software, and a complicated scanning of the multi-dimensional parameter space of the lattice theory [10]. So far, S p ( 4 ) results are restricted to the masses of the lightest such states. Measuring scaling dimensions of chimera baryon operators is an ambitious long-term goal.

2.4.3. Composite Dark Matter

We anticipated in Section 1 that strongly coupled dark matter sectors have much phenomenological potential. We extend the discussion in this subsection, focusing on two examples. First, we follow Refs. [154,155,156,157,158]; relic cold dark matter (CDM) made of self-interacting particles yields predictions for dark-matter distribution profiles in the small scale structure of astrophysical objects—for example the centres of dark-matter halos have cores with spherical symmetry [324]. Second, we follow Refs. [185,187,188], and discuss how the presence of a first-order phase transition in a dark sector could, in principle, be detected in experiments such a the LISA [185], which are sensitive to relic stochastic gravitational wave backgrounds.
In Ref. [154], SIMP models were proposed, in which a strongly self-interacting dark sector is feebly coupled to the SM particles, but in thermal equilibrium with the visible sector, and 3 2 annihilation processes are strong enough to resolve the ‘core vs. cusp’ [325] and ‘too big to fail’ [326] problems in small scale structures, while reproducing the same successful predictions of weakly interacting massive particles (WIMPs) in large-scale structures. A combination of numerical and observational studies of rotational velocities in spiral galaxies indicate the existence of a spherical core, in sharp qualitative contrast with the generic expectation from collisionless CDM models, leading to power-law dark matter distributions and cusp profiles. Similarly, the highly peaked distribution of dark matter expected within the WIMP-based CDM paradigm would predict the existence of massive, satellite subhaloes, which have not been observed experimentally.
Realisations of the SIMP scenario were identified in general strongly-coupled dark sectors [155] that, in analogy with ordinary QCD, admit a Wess–Zumino–Witten (WZW) interaction term [327,328,329]. The S p ( 4 ) gauge theory with N f = 2 fermions transforming in the fundamental representation is the minimal model realising this paradigm. In studying the phenomenology of such models, Ref. [156] highlighted the importance of having non-perturbative information about the spin-1 bound states in the strongly-coupled dark sector, for example because it determines the phenomenology of models in which a dark photon mediates the interactions between visible and hidden sector that keep them in thermal equilibrium at freeze out. This suggestion was further developed in Ref. [157], by noticing that in the presence of symmetry-breaking, large masses for the PNGBs, the physics of the vector mesons can have a dominant effect in determining the CDM relic abundance. Furthermore, in the presence of a small mass splitting within the dark PNGB multiplet, the observed dark matter density may result from other depletion mechanisms that rely on the exchange of dark vectors, but do not assume that dark and visible sectors are at thermal equilibrium with one another (see for instance Ref. [158]).
This brief, incomplete, collection of thoughts about the phenomenological and model-building developments taking place over the past 10 years of dark matter studies is still sufficient to support three points of general validity.
  • Gauge theories with S p ( 2 N ) group, coupled to N f families of fundamental matter, might play a central role in SIMP model building, and it is hence a priority to study them on the lattice, both in the minimal N = 2 = N f realisation and its extensions.
  • In dark matter models, the mass of the lightest spin-1 composite state lies between that of the PNGBs, and about twice of it. This is to be contrasted with the CHM context, where addressing the little hierarchy problem requires a scale separation between PNGBs and heavier states. This is diametrically opposite to TC, where gauge invariance forbids fermion masses. For lattice practitioners, this observation makes the quenched calculations into a reasonable approximation of the true dynamics in the phenomenologically relevant region of parameter space.
  • Many variations of the mechanism yielding the SIMP dark matter relic abundance exist, including SIMP adaptations [162] of the freeze-in mechanism [330,331,332,333,334], and more are likely to be proposed in the near future. This observation suggests to carry out broad, unprejudiced explorations of the whole parameter space. As high precision measurements are not yet a priority, feasible investigation strategies for these explorations make reasonable use of available computing resources.
A quite significant amount of information can already be found in Refs. [2,4,5,7], that report the masses and decay constants of PNGBs and other light mesons in S p ( 4 ) theories with N f = 2 (quenched or dynamical) fermions, as well as the masses of glueballs in S p ( 2 N ) with N = 1 , 2 , 3 , 4 . Future studies of the spectrum of mesons with dynamical matter transforming in the antisymmetric representation will contribute further. A systematic study of the mesons in the low dimensional representations of S p ( 2 N ) , for varying N, inside the regime of validity of the quenched approximation, will tabulate dynamical input that is essential to SIMP model builders. The ongoing programme of study of S p ( 4 ) theories in the presence of small mass splitting within the fermion sector provides complementary strong-coupling input for phenomenology [16,17,18].
Without the pretence of encyclopaedic completeness, we also discuss the potential implications for the early universe of first-order phase transitions. At the transition, the formation of bubbles of true vacuum, their growth, collisions, and the resulting sound waves and friction source a relic stochastic GW background, which is detectable, in principle, in future experiments. The original motivation to consider such scenarios comes from the miscellaneous environment of hidden sectors and strongly coupled dark matter models. A broad portfolio of tools has been optimised to analyse the specific reach of future experimental programmes, and test broad classes of new physics models.
One such tool is the online software package PTPlot [185]. Developed with the specifications of LISA, PTPlot provides the gravitational wave power spectrum h 2 Ω GW ( f ) predicted for a given choice of input parameters, as a function of the frequency f, and compares it to the sensitivity curves, determined by the experiment configuration and its expected noise level. Sound waves are the main source of gravitational waves, and following Ref. [185] (to which we refer the reader, as to the original literature, for details) we ignore other sources. The power spectrum is computed from (model-dependent) knowledge of the following five parameters.
  • The (percolation) temperature T * (or Hubble parameter H * ) at which the phase transition ends. The  phase transition starts at the critical temperature T c > T * .
  • The inverse duration of the transition, measured by the bubble nucleation rate β computed at T * , defined in terms of S ( T ) , the 3-dimensional action of the system:
    β H * T T S ( T ) T T * .
  • The parameter α , determining the strength of the transition, depends on Δ θ , the jump at the transition in trace of the stress-energy tensor θ e 3 p , and the enthalpy ω + = e + + p + in the high-T phase:
    α Δ θ 3 ω + .
  • The bubble wall speed v W —the efficiency parameter κ (the ratio of bulk kinetic energy to vacuum energy) depends on α and v W  [335].
  • The number of degrees of freedom g * after the phase transition.
We specify a dark, strongly coupled gauge theory. Following Refs. [187,188], we assume the transition to be very fast, so that T * T c and β / H * 1 . Furthermore, we assume a relativistic bubble wall velocity v W 1 ; a precise determination of the wall velocity would require dedicated studies of the bubble wall dynamics, and as shown in Ref. [187] the signal strength depends only mildly on this parameter. We borrow from Ref. [193] the lattice indication that p e θ for S U ( N c ) Yang–Mills theories near T c , and that p varies smoothly across T c . As a result
α 1 3 .
The value of β / H * can be obtained by modelling and measuring the effective action, or with detailed knowledge about the surface tension of the bubbles. For  S U ( N c ) Yang–Mills theories, Refs. [187,188] agree in indicating the range
10 4 < β H * < 10 5 ,
which is affected by large uncertainties, for all N c . Finally, the number of relativistic degrees of freedom is the sum of the SM ones and the new dark sector ones. For example, for a S U ( N c ) dark sector coupled to the SM fields (no right-handed neutrinos):
g * = n B ( S M ) + 7 8 n F ( S M ) + n B ( N c ) + 7 8 n F ( N c ) = 106.75 + 2 ( N c 2 1 ) ,
while if we treat the SM neutrinos as Dirac particles, then g * = 112 + 2 ( N c 2 1 ) .
By making use of the online interface of PTPlot [185], one can compare the GW power spectrum, h 2 Ω G W ( f ) , as a function of the frequency f, to the predicted reach of LISA (3-year exposure). Assuming v W = 1 , α = 0.33 , and  g * = 142 , one empirically finds that by holding the product T * β / H * = 10 , 000 GeV fixed, the peak of the GW signal appears at frequencies close to f 0.001 Hz, near the best reach of LISA. The GW signal could be detected by LISA for β / H * 100 , which can be compared to the inequalities (44).
Coming back to the topic of this review, the percolation temperature T * is essentially a free parameter, and additional GW experiments are being planned [169,170,171,172,173,174,175,176,177,178,179,180,181,182,183,184,185,186], which will be sensitive to higher frequencies and lower values of h 2 Ω G W . Hence, it is possible that dark sectors based on S p ( 2 N ) theories that undergo first order phase transitions in the early universe are testable via their relic stochastic GW background. Furthermore, the quantities α and β have not yet been computed for S p ( 2 N ) theories with N > 1 . (The S p ( 2 ) = S U ( 2 ) case is trivial, as the transition is believed to be of second order.) Large-N universality suggests that similar results should hold for S p ( 2 N ) as for S U ( N c ) theories, in which the thermodynamics depends mildly on N c > 2 . Some interesting work in this direction, based on gauge-gravity dualities and their relation to large- N c theories, can be found in Refs. [336,337,338,339,340,341,342,343]. However dedicated, non perturbative studies of S p ( 2 N ) theories at finite temperature are needed, for which the LLR method [204,205,206,207] offers an intriguing opportunity, as argued in Refs. [208,209,210,211].

3. Sp ( 2 N ) Lattice Gauge Theories

This section introduces the lattice treatment of the theories of interest. We start by describing the lattice action, for bosons and fermions, in Section 3.1, and the numerical Monte Carlo algorithms adopted in Section 3.2. Section 3.3 discusses scale setting and topology. Section 3.4 introduces the strategy employed in data analysis, focusing mostly on the two-point functions used for spectroscopy measurements. Additional information on the lattice theory and its systematic effects are presented in Section 3.5, which discusses the bulk phase structure and finite volume effects.

3.1. Lattice Action

For the numerical calculations we first rewrite Equation (4) in four-dimensional Euclidean space-time, then discretise the lattice action, which contains the gauge-field term S g and the fermion matter-field term S f ,
S = S g + S f .
We use the standard Wilson plaquette action for the gauge fields. With the bare lattice coupling β = 4 N / g 2 , it gives
S g β x μ < ν 1 1 2 N Re Tr P μ ν ,
where the plaquette P μ ν is defined as
P μ ν ( x ) U μ ( x ) U ν ( x + μ ^ ) U μ ( x + ν ^ ) U ν ( x ) .
The gauge link U μ ( x ) S p ( 2 N ) transforms in the fundamental representation. The massive Wilson–Dirac action for fermionic fields is
S f a 4 j = 1 N f x Q ¯ j ( x ) D m ( f ) Q j ( x ) + a 4 j = 1 n f x Ψ ¯ j ( x ) D m ( a s ) Ψ j ( x ) ,
with the definition of the massive Wilson–Dirac operator
D m R ψ j R ( x ) ( 4 / a + m 0 R ) ψ j R ( x ) 1 2 a μ ( 1 γ μ ) U μ R ( x ) ψ j R ( x + μ ^ ) + ( 1 + γ μ ) U μ R , ( x μ ^ ) ψ j R ( x μ ^ ) ,
where we denote as a the lattice spacing, R is the representation, with  ( f ) and ( a s ) being the fundamental and antisymmetric, respectively, and  m 0 R is the (degenerate) bare masses of the fermion fields ψ i R . The link variable for fundamental fermions, U μ ( f ) ( x ) , is the same as U μ ( x ) in Equation (48). For the antisymmetric fermions, the link variable, U μ ( a s ) ( x ) , is obtained by the construction
U μ ( a s ) ( a b ) ( c d ) ( x ) Tr ( e ( a s ) ( a b ) ) U μ ( x ) e ( a s ) ( c d ) U μ T ( x ) , with a < b , c < d .
The basis matrices are defined as
( e ( a s ) ( a b ) ) c , N + c ( e ( a s ) ( a b ) ) N + c , c 1 2 a ( a 1 ) , for c < a , ( a 1 ) 2 a ( a 1 ) , for c = a ,
for b = N + a with 2 a N , and 
( e ( a s ) ( a b ) ) c d 1 2 ( δ a d δ b c δ a c δ b d )
for b N + a . We assign the multi-index pairs ( a b ) with the order 1 a < b 2 N . In this work, the spatial extents, L x / a , L y / a and L z / a , of the lattice are taken to be the same, while the temporal extent, T / a , can be different. Periodic boundary conditions are imposed for all fields in the spatial directions. For the temporal direction, we use periodic and anti-periodic boundary conditions for the gauge and fermion fields, respectively. Using the lattice actions described above, we generate gauge-field ensembles with Monte Carlo (MC) methods, as described in the next section.
The lattice theory with N f = 2 and n f = 3 (massive) Dirac flavours is expected to exhibit the same global (flavour) symmetry breaking pattern of the continuum theory discussed in Section 2.1. Namely, the breaking patterns are S U ( 4 ) S p ( 4 ) and S U ( 6 ) S O ( 6 ) , for the fundamental and antisymmetric sectors, respectively. This information is encoded in the spectrum of the Dirac operator, which can be modelled by chiral random matrix theory (ChRMT) [344]. In particular, ChRMT predicts that the distribution of the unfolded density of spacings, s, between subsequent Dirac eigenvalues, P ( s ) , is described by the Wigner surmise with a Dyson index different for the symmetry breaking patterns. In Ref. [10], we computed the Dirac eigenvalues for fermions in the fundamental and antisymmetric representations from a quenched ensemble with lattice size 4 4 , and found that the numerical results are in good agreement with the ChRMT predictions of P ( s ) . We hence confirmed that fermions are correctly implemented in the code used for numerical simulations and measurements.

3.2. Simulation Strategies

In the lattice studies reported in Refs. [2,3,4,5,6,7,8,9,10,11,12,13,14,15], numerical calculations are carried out by using the HiRep code [345,346], with bespoke software implementation of S p ( 2 N ) gauge groups [347]. For pure S p ( 2 N ) gauge theories, gauge configurations are generated with the heat bath (HB) algorithm, and decorrelation between configurations is improved by micro-canonical over-relaxation (OR) updates. Similar to the case of S U ( N c )  [264], the gauge links evolve with the minimal set of S U ( 2 ) subgroups covering the whole S p ( 2 N ) group to ensure ergodicity. A variant of the (modified) Gram–Schmidt algorithm allows to correct the link variables and keep them in the desired group manifold over the updates. This re-symplectisation procedure is important for correcting the numerical errors arising from the limit of machine precision.
Simulations with dynamical fermions are performed using the hybrid Monte Carlo (HMC) algorithm for an even number of Dirac flavours. For simulating an odd number of Dirac flavours, we resort to the rational HMC (RHMC) algorithm [348]. Contrary to the HB algorithm, the explicit form of the group generators of S p ( 2 N ) enters the definition of the molecular dynamics (MD) update (see also Refs. [349,350] for the relevant choice of integrators and conditioning of the fermion matrices). Again, the link variables are re-symplectised to correct for machine-precision errors. Beside the Gram–Schmidt method mentioned above, this can also be achieved by carrying out projections with the quaternion basis, as described in Appendix C of Ref. [2].
Correlations between consecutive trajectories (Monte-Carlo steps) exist in the algorithms mentioned above. In order to obtain independent gauge-field configurations, we monitor the average value of the plaquette along Monte-Carlo steps, and investigate its autocorrelation time in all of our simulations. We find that it is sufficient to perform measurements for every 12 trajectories in quenched simulations, and for every 8 to 28 trajectories for dynamical calculations. Furthermore, we typically discard a few hundred initial trajectories for the purpose of thermalisation, which is monitored via the plaquette value. Statistical analysis employs the standard bootstrap method.

3.3. Scale Setting and Topology

The raw data obtained from lattice calculations are all expressed in lattice units—each ensemble with a given set of lattice parameters defines a lattice theory at some value of the lattice spacing, a, which depends on the chosen couplings. It is therefore necessary to set a common scale to convert all the lattice results to the same continuum theory in a consistent way, using a procedure of scale setting. The gradient flow method for the scale setting is particularly suitable for lattice studies of novel strongly coupled theories, such as the ones considered here. The lattice version of the gradient flow for the gauge fields, the Wilson flow, is nowadays common practice in the field. Thus we do not venture into a complete treatment of this technique here, referring the reader to Refs. [351,352] for further details; we instead briefly define the gradient flow scheme used for this work and discuss the key numerical results.
The gradient flow is defined via a diffusion equation in which a new gauge field B μ ( t , x ) at a fictitious flow time t (having length dimension two) is defined from the four-dimensional gauge field A μ ( x ) as
d B μ ( t , x ) d t = D ν G ν μ ( t , x ) , with B μ ( 0 , x ) = A μ ( x ) ,
where D ν is the covariant derivative and G ν μ is the field-strength tensor. For t > 0 any gauge invariant observables built out of B μ ( t , x ) are renormalised [353]. An observable that does not generate new operators along the flow time is the action density,
E ( t , x ) = 1 2 Tr G μ ν ( t , x ) G μ ν ( t , x ) .
After defining a dimensionless quantity using the expectation value of E ( t , x ) ,
E ( t ) t 2 E ( t , x ) ,
one can obtain the scale t 0 by imposing the condition
E ( t ) | t = t 0 = E 0 .
Here, the renormalisation scale can be identified with the diffusion radius μ = 1 / 8 t . The reference scale E 0 is chosen empirically so that the lattice artefacts are minimised. Two further choices are made: firstly, rather than taking the simple plaquette operator G μ ν = P μ ν , in Equation (55) one can replace G μ ν with a four-plaquette clover, denoted by C μ ν , that will also be used to define the topological charge density. Second, rather than E ( t ) , one can consider
W ( t ) t d d t E ( t ) ,
and define the scale w 0  [354] by the relation
W ( t ) | t = w 0 2 = W 0 0.35 .
Since w 0 and t 0 are affected differently by discretisation effects, their comparison allows for an assessment of their magnitude.
While the flow scale shows mild quark-mass dependence in a typical lattice calculation for QCD with light quarks [354], for the S p ( 4 ) theory involving dynamical fermions considered here it turns out to significantly depend on the fermion mass, as shown in Figure 3. Notice that the mass dependence is milder on finer lattices. We introduce the hatted notation to present physical quantities in units of the Wilson flow scale w 0 , e.g., m ^ m w 0 = m latt w 0 latt with m latt m a and w 0 latt w 0 / a .
When studying S p ( 2 N ) pure gauge theories on the lattice, it is convenient to define a way to relate the value of the scales obtained at different values of N. It can be shown that the following relation holds true,
E ( t ) = 3 λ 64 π 2 C 2 ( F )
at leading order in a perturbative expansion in the ’t Hooft coupling, defined as λ = 4 π N c α , with  α ( μ ) the renormalized coupling in the Wilson Flow scheme and C 2 ( F ) = ( 2 N + 1 ) / 4 the quadratic Casimir of the fundamental representation of the S p ( 2 N ) group. It is then natural, especially in the context of studies about the large- N c limit of gauge theories, to set
E 0 = c e C 2 ( F ) , W 0 = c w C 2 ( F ) .
where c e and c w are empirically chosen constants. The usefulness of this scaling law outside of perturbation theory can be assessed numerically. The behaviours of E ( t ) and W ( t ) , rescaled with C 2 ( F ) , as a function of the rescaled flow times t / t 0 and t / w 0 2 , respectively, are displayed in Figure 4. Notice the approximate superposition of the curves corresponding to different values of N and similar values of the ’t Hooft coupling, which holds beyond perturbation theory.
We close this section with a brief discussion on the topological charge Q. The discretisation of this observable is not unique. As  a 0 , valid lattice definitions differ by terms proportional to a 4 . Regardless of the definition, lattice measurements of Q are dominated by UV fluctuations. In order to extract the value of the topological charge at finite lattice spacing, an efficient strategy is to compute Q on configurations that have been evolved according to the Wilson flow, Equation (54), up to a finite flow-time t.
In the lattice studies on S p ( 2 N ) we review, the definition of the topological charge Q L is
Q L ( t ) = x q ( t , x ) , q L ( t , x ) = 1 32 π 2 ε μ ν ρ σ Tr C μ ν ( t , x ) C ρ σ ( t , x ) .
where q L ( t , x ) and C μ ν ( t , x ) are, respectively, the topological charge density and the four-plaquette clover-leaf operator computed at space-time site x and flow time t [355,356]. This observable is used for monitoring the simulations. Specifically, for each of the lattice settings, the topological charge is computed and its value as a function of simulation time is inspected to ascertain the absence of topological freezing, so that the Monte Carlo configuration are not stuck in particular values of Q L , which would indicate that one is not correctly sampling the space of the configurations—more sophisticated ideas exist to address topological freezing [357,358,359], and might be implemented in the future. As an example, the Monte Carlo time history of the topological charge Q L is reported in Figure 5 for the case N c = 2 N = 6 . The trajectory of Q L does not display any sign of topological freezing. In the side panel, the frequency histograms of Q L are reported. The distribution of Q L is compatible with a Gaussian centred at Q L = 0 , as expected from theoretical considerations. When the topological charge plays a quantitative role in the physics observables of interest, for instance in the measurement of its susceptibility, its α -rounded version is used in order to further reduce the discretisation effects, see Section 4.3 for details.

3.4. Measurements: Two-Point Functions, Masses, and Decay Constants

Spectroscopy studies are a crucial component in understanding gauge theories. These studies involve the computation of masses and decay constants of the low-lying hadronic states, such as those listed in Table 1 and  Table 2.
Two-point correlation functions are a central tool for these calculations. For mesons, the structure of a generic two-point correlator (using the notation x ( t , x ) ) is
C M , M ( t ) x O M ( x ) O M ( 0 ) ,
where M and M are labels appearing in the first column of Table 1, with  O M and O M being the corresponding interpolating operators. These operators overlap with the lowest-lying mesonic states with zero spatial momentum. Carrying out the Wick contraction for the fermion fields in Equation (63), the correlation function is
C M , M ( t ) = x Tr Γ M S R ( x ) Γ M γ 5 S R ( x ) γ 5 ,
where the trace is taken in both spinor and colour spaces, with  Γ M ( ) being the relevant Dirac matrix in O M ( ) . In Equation (64), the symbol S R denotes the fermion propagator in the representation R. We define respectively the ( f ) and ( a s ) fermion propagators as
S Q b α β i a ( x ) = Q α i a ( x ) Q i b ¯ β ( 0 ) and S Ψ c d α β k a b ( x ) = Ψ α k a b ( x ) Ψ k c d ¯ β ( 0 ) ,
where a , b , c , d are colour indices while α and β are spinor indices. In the case of a point source, the meson interpolating operator is constructed at one space-time point, and the fermion propagator is computed by solving the Dirac equation
D a α , b β R ( x , y ) S c γ R b β ( y ) = δ x 0 δ α γ δ a c ,
with D R referring to the Dirac operator in representation R. Using Z 2 × Z 2 single-time stochastic wall sources [360] (with the number of hits 3, in our case) improves the signal by increasing the overlap of interpolating operators and the lowest-lying physical state. At large Euclidean time t , the correlator with M = M behaves as
C M , M ( t ) 0 O M M 2 2 m M e m M t + e m M ( T t ) ,
where | M denotes the lowest-lying mesonic state that overlaps with O M , with  m M being its mass, and T the temporal extent of the lattice. The combination M = PS and M = AV is used to determine the pseudoscalar meson decay constant, as the correlator reads
C PS , AV ( t ) 0 O AV PS 0 O PS PS * 2 m PS e m PS t e m PS ( T t ) .
The decay constants of the PS, V, and AV mesons are extracted from the matrix elements:
0 O AV PS 2 f PS p μ ,
0 O V V 2 f V m V ϵ μ ,
0 O AV AV 2 f AV m AV ϵ μ ,
where p μ and ϵ μ are the momentum and polarisation four-vectors, respectively. The PS decay constant, f PS , is normalised by adopting the convention, which yields f PS 93 MeV in QCD. Furthermore, we renormalise the decay constants using the renormalisation constants obtained in lattice perturbation theory for Wilson fermions at the one-loop level with tadpole improvement [361].
The zero momentum two-point function of a chimera baryon, after the Wick contractions, takes the form,
C CB ( t ) x O CB ( x ) O CB ¯ ( 0 ) = x Γ 2 S Ψ k c d c c d ( x , 0 ) Γ 2 ¯ Ω c b Ω b c Ω a d Ω d a × Tr Γ 1 S Q b b ( x , 0 ) Γ 1 ¯ S Q a a ( x , 0 )
where we define Γ ¯ γ 0 Γ γ 0 , with  Γ 1 , 2 being the Dirac matrices appearing in the second column of Table 2. The trace is over the spinor indices. Unlike mesonic correlators, the chimera-baryon two-point function in Equation (72) contains contributions from both even and odd parity states. The asymptotic behaviour of such a correlator at t is thus,
C CB ( t ) P e c e e m e t + c o e m o ( T t ) P o c o e m o t + c e e m e ( T t ) ,
where P e , o ( 1 ± γ 0 ) / 2 are the parity projectors in the non-relativistic limit. We denote as m e and m o the masses of the baryons in parity even and odd states, respectively, while c e and c o are coefficients related to matrix elements of the interpolating operator between the baryon states and the vacuum. By combining the correlators of both parity projections, C e P e C CB and C o P o C CB , we obtain
C ˜ CB ( t ) = 1 2 C e ( t ) C o ( T t ) t 1 2 c e e m e t + c o e m o ( T t ) .
The masses are extracted by fitting Equation (67) for a meson and Equation (74) for a chimera baryon.
Glueballs and torelons are colour-singlet states of the system. Their existence descends from the confining nature of the theory. These states transform according to the irreducible representations of the spacetime symmetries of the system, which identify classification channels. In the continuum, the symmetry channels are the J P representations of the Poincaré group. The lattice is governed by the octahedral group, which is the symmetry group (rotations and parity transformation) of the cube. Near the continuum limit, degeneracies of states arise, which restore Poincaré invariance. The masses of the low-lying glueball states in all J P channels and of the ground state torelon were determined in S p ( 2 N ) theories for N = 1 , 2, 3, and 4—see Ref. [7] and references therein. In the rest of this section, we provide an overview of the methodology that underpins Ref. [7], with the results reviewed in Section 4.1.
On the lattice, states are generated from the vacuum by the action of gauge-invariant operators. These are defined as the trace of path-ordered, P , products of link variables along closed space-like lattice paths C ,
U C ( t , x ) = Tr P ( x , μ ) C U μ ( x ) ,
where x = ( t , x ) are the coordinates of any site that belongs to the path. Elementary paths can be linearly combined with suitably chosen weights that preserve the symmetry channel. This fact can be exploited to optimise the signal-over-noise ratio, for instance using a variational approach involving the combination of multiple operators for each given symmetry channel. This observation underpins efficient methods of extraction of masses from lattice data, such as smearing and blocking.
Glueballs are sourced by operators defined on contractible paths. They transform in the trivial representation of the centre of the group. As mentioned above, on the lattice the spacetime symmetries are described by the octahedral group, which has five irreducible representations, each with two parity sectors. These 10 channels are labelled by A 1 ± , A 2 ± , E ± , T 1 ± , T 2 ± , where ± indicate the parity P and A 1 , A 2 , etc., the irreducible representations R in standard crystallographic notation. The ground state mass in channel R P is determined variationally. Among all the possible linear combinations of operators defined as in Equation (75), the ones with the maximal overlap with the ground state, denoted by O ˜ R P , are found. The large Euclidean-time behaviour of the two-points correlation functions of these operators then allows to extract the mass in channel R P , for different choices of the lattice spacing, at each value of N.
Torelons are sourced by operators defined on paths that wind around the lattice along a compactified direction. They transform non-trivial representation under the action of the centre of the group. From the ground state energy of the torelon, the string tension, σ , can be extracted. The string tension is defined as the energy per unit length of a fluxtube winding around a compactified direction of the system. If the length of the winding direction is L and m is the mass of the torelon, then in general
m = σ L 1 + k = 1 d k ( σ L 2 ) k ,
where d k are dimensionless coefficients. The first three subleading terms in this expansion have been computed and have been shown to be constrained by symmetries (i.e., they are universal) [234,362,363,364,365,366,367,368,369,370,371]. For a winding direction of sufficiently large length,
m = σ L ,
in agreement with the classical picture of fluxtubes as strings of constant energy per unit length. In Ref. [7], the value of the string tension σ has been obtained from fits of the Nambu–Goto formula
m NG ( L ) = σ L 1 π σ L 2 ,
which can be shown to reproduce the universal terms of Equation (76), to order L 5 .

3.5. Bulk Phase Structure and Finite Volume Effects

The lattice action in Equation (46) involves at most three bare parameters: the lattice coupling β and two bare masses m 0 , latt ( f ) a m 0 ( f ) and m 0 , latt ( a s ) a m 0 ( a s ) , as we restrict the attention to mass matrices that are flavour degenerate. The continuum and massless counterpart of this lattice theory can be obtained by taking the zero limit of 1 / β and m latt R (after accounting for the additive renormalisation to the bare mass of the Wilson–Dirac fermions). Understanding the phase space of the lattice theory is necessary to choose appropriate values of β , for which numerical simulations are doable on lattices of realistic size, without severe finite size effects, and yet such as to still be in the weak coupling regime. The latter condition is particularly important when the strong and weak coupling regimes are separated as a first order bulk phase transition: the dynamics of the strong coupling regime could systematically differ from the continuum theory.
The average plaquette value is an order parameter for lattice bulk phase transitions. By measuring the ensemble average of the plaquette with initial configuration as either unity or random, on a small lattice (e.g., 4 4 ), one associates the presence of (strong) hysteresis as a sign of first order phase transitions. By computing the plaquette susceptibility and using different sizes of lattice, the study of the volume dependence can confirm the order of phase transition and pin down the location of the phase boundaries.
The phase structure of S p ( 4 ) Yang–Mills has first been studied with (unimproved) Wilson plaquette action in Ref. [1], and later in Ref. [2]. The bulk phase transition disappears above β 7.5 . With degenerate fermions in a given representation the parameter space extends to a two-dimensional plane that can be scanned by measuring the average plaquette values. References [2,3] show that the bulk transition is of first order at strong coupling in the S p ( 4 ) theory with N f = 2 fundamental and n f = 3 antisymmetric Wilson–Dirac fermions, respectively. The weak coupling regime is β 6.7 for the former and β 6.5 for the latter. The critical beta value associated with the phase boundary decreases as more fermionic degrees of freedom are involved. Finally, the phase space of the S p ( 4 ) theory with fermions in both representations, two fundamental and three antisymmetric Dirac flavours, has been explored in Ref. [10]—see Figure 6—and the weak coupling region extends to smaller beta values β 6.3 . The infinite mass limit of either a m 0 ( f ) or a m 0 ( a s ) recovers the phase structure of the theory with the same number of dynamical Dirac fermions in the fundamental or antisymmetric representation, which is asymmetric, as represented by the green solid line in Figure 6.
Finite volume (FV) effects are an inherent source of systematic errors in lattice calculations. In confining theories, they are expected to be exponentially suppressed or in quantities that do not involve scattering states, if the volume is larger than the longest (intrinsic) scale of the theory, e.g., the Compton wavelength of the lightest state—usually, the pseudoscalar meson, for which one requires m PS inf L 1 . To quantify the size of FV effects, we compute m PS by varying the spacial lattice extent L and investigate its dependence on m PS inf L . Illustrative examples for different dynamical theories are shown in Figure 7: the top-left and top-right panels are for the S p ( 4 ) theories with N f = 2 fundamental [4] and n f = 3 antisymmetric fermions [9], respectively, while the bottom panels are for the theory with both N f = 2 fundamental and n f = 3 antisymmetric fermions [10]. We find that the FV effects can be safely neglected if the condition m PS inf L 7.0 is satisfied, except for a m PS f in the two-representation theory, in which the condition becomes more stringent as m PS inf L 8.5 . Such conditions are sufficient to ensure that FV effects are within a percent level.
We highlight that the FV corrections to a m PS have the opposite sign for mesons composed of fundamental and of antisymmetric fermions. This can be understood within the low-energy description of chiral perturbation theory ( χ PT), as FV corrections are dominated by the contribution of PS states wrapping around each lattice spatial direction. The NLO expression of the PS mass squared at finite volume in the continuum theory is
m PS 2 = M 2 1 + a M A ( M ) + A FV ( M ) F 2 + b M ( μ ) M 2 F 2 + O ( M 4 ) ,
where M and F are the mass and decay constant of the PS meson defined at the leading order in the χ PT, and  μ is the renormalisation scale. A ( M ) is the chiral logarithm arising from the one-loop integral at infinite volume, while A FV ( M ) is the FV contribution obtained by replacing integrals with discrete sums on a cubic box of size L. A ( M ) and A FV ( M ) are independent of the details of the theory, encoded in the coefficient a M  [372]
a M = 1 2 1 N f , for S U ( 2 N f ) S p ( 2 N f ) , 1 N f , for S U ( N f ) × S U ( N f ) S U ( N f ) , 1 2 1 2 N f , for S U ( 2 N f ) S O ( 2 N f ) .
For the two fundamental and three antisymmetric flavours, corresponding to the first and the third classes, one finds that a M = 1 and + 1 / 3 . The resulting FV corrections would have an opposite sign and thus agree with our findings in Figure 7.

4. Numerical Investigation I: Pure Sp ( 2 N )

We summarise in this section the main results for the measurement of physical observables obtained in S p ( 2 N ) lattice gauge theories in which only gauge dynamics is included in generating the ensembles. Section 4.1 focuses on string tension and glueball masses [2,6,7], Section 4.2 reports a selection of measurements of meson masses in the quenched approximation [2,5], and Section 4.3 reports on the topological susceptibility of the S p ( 2 N ) theories [11,12]. We only reproduce some illustrative examples, and refer the reader to the original publications for more extensive selections of numerical results, and for technical details about the calculations.

4.1. Glueballs and String Tension

Numerical results for glueballs and string tension are available for several values of the lattice spacing. For each S p ( 2 N ) group, and for each representation R P , the extrapolation for the ratio m R P / σ is performed with the relation
m R P σ ( a ) = m R P σ ( 1 + c R P σ a 2 ) .
The leading-order linear behaviour in a 2 in Equation (81) describes the data well for all channels, as attested by the values of the χ 2 / N d . o . f . reported in the figure. As an example, Figure 8 shows the extrapolations to the continuum limit for all the channels in the case N = 4 . Similar results are obtained for N = 1 , 2, and 3 [7]. The values of the masses in the spectrum extrapolated to the continuum limit are reported in Table 3, and displayed in Figure 9. The masses in the E ± and T 2 ± channels have degenerate continuum limit, as expected by rotational invariance. Because the masses are degenerate even at non-zero values of a, we infer that discretisation effects are small in all the ensembles. The lightest glueball states in the spectrum are found in the channels 0 + , 2 + , and  0 , for every value of N, consistently with the pattern observed in gauge theories with S U ( N c ) groups [226].
The leading-order, finite-N correction to glueball masses near the N limit is
m R P σ ( N ) = m R P σ ( ) + c R P N ,
and is used to perform the large-N limit extrapolation in each R P channel. The results are displayed in Figure 10, for all symmetry channels. The numerical results are also reported in the last column of Table 3.
Figure 9 also displays large- N c extrapolations in the S U ( N c ) family of gauge groups [225], for comparison, showing the compatibility of the results obtained for the two different group sequences. This is in agreement with the expectation that, in the large-N limit, the gauge theories based on the S p ( 2 N ) and the S U ( N c ) families of groups agree in their common sector.
Measurements of glueball masses in S p ( 2 N ) and S U ( N c ) gauge theories can be used to test conjectured universal behaviours in Yang–Mills theories. We mention two such tests here, referring to Ref. [223] and Ref. [6] for details. Ref. [223] suggested that the ratio of the mass of the lightest 0 + + glueball to the string tension, normalised to the ratio C 2 ( F ) / C 2 ( A ) of the Casimir operator for the fundamental (F) and adjoint (A) representation, might be a universal quantity in Yang–Mills theories, denoted as η , dependent only on the space-time dimensionality. By fitting a constant to the numerical results for Yang–Mills theories in d = 2 + 1 and d = 3 + 1 dimensions [7,223] yields:
η m 0 + + 2 σ C 2 ( F ) C 2 ( A ) = 5.388 ( 81 ) ( 60 ) , ( d = 3 + 1 ) 8.440 ( 14 ) ( 76 ) , ( d = 2 + 1 ) .
Here, first and second parentheses denote statistical and systematic uncertainties, respectively, with the latter estimated as the difference between the two sequences of gauge groups. Although none of them is conclusive, several arguments, based on Bethe–Salpeter equations, scale anomaly, and sum rules, might be able to explain the striking agreement between this conjecture and numerical results displayed in Figure 11 for d = 3 + 1 dimensions—see Ref. [223] for similar results in d = 2 + 1 dimensions. In a similar spirit, we borrow Figure 12 from Ref. [6], to highlight a regular pattern in the ratio R m 2 + + m 0 + + , a quantity that can also be compared with a plethora of predictions obtained with non-perturbative instruments alternative to lattice techniques.

4.2. Quenched Mesons

The first step in the study of any new gauge theory with fermion matter content is the measurement of the spectrum of mesons in the quenched approximation as it sets a reference framework for subsequent dynamical fermion simulations. Furthermore, this exercise already provides useful information in the mass regime, which is interesting for model-building purposes; for example, both for CHMs and for SIMPs based on the S U ( 4 ) / S p ( 4 ) coset, which are microscopically realised by S p ( 2 N ) theories with N f = 2 fundamental fermions, the masses of the underlying fermions are not small, so that the quenched approximation already provides useful estimates of the meson spectrum, which can then be refined with dynamical simulations. Ref. [5] performed the quenched analysis for S p ( 4 ) , restricted to flavoured mesons, both for fermions transforming in the fundamental as well as the 2-index antisymmetric representations. Further research will extend these studies in the future by performing the calculations for chimera baryons composed of fermions in these two representations [15], as well as considering mesons composed of fermions in the symmetric representation, and finally by extending the study to theories with larger groups [9].
A complete description of the ensembles, and the measurements they are used for, can be found in Ref. [5]. A total of 200 thermalised configurations are generated for each value of the coupling used for the glueballs in Ref. [7], β = 7.62 , 7.7 , 7.85 , 8.0 , 8.2 , but  on larger lattices, with  N t × N s 3 = 48 × 24 3 for β = 7.62 , and N t × N s 3 = 60 × 48 3 for the other ensembles. In order to ensure that finite-volume effects are negligible, in comparison with statistical uncertainties, the fermion masses in the propagators are chosen so that m PS , ps L 7.5 . By inspection, one finds that f PS L 1.6 and f ps L 2.3 for the fundamental and antisymmetric representation fermions, respectively, are large enough to ensure applicability of the Chiral Perturbation Theory. All the measurements have m V , v / m PS , ps < 2 , so that the vector bound states cannot decay.
Figure 13 and Figure 14 are taken from Ref. [5], and show the massless and continuum extrapolations of the lattice measurements of the flavoured-meson decay constants and the masses, respectively. Lattice measurements are combined by making use of a double expansion in small m ^ PS 2 and a ^ —we recall that the hatted notation uses the gradient flow scale w 0 , as discussed in Section 3.5, so that m ^ m w 0 , for example—by adopting the tree-level NLO Wilson Chiral Perturbation Theory (W χ PT) [355,376] (see also Ref. [377], and  Refs. [378,379] on improvement), and writing
f ^ M 2 , NLO f ^ M 2 , χ ( 1 + L f , M 0 m ^ PS 2 ) + W f , M 0 a ^ ,
m ^ M 2 , NLO m ^ M 2 , χ ( 1 + L m , M 0 m ^ PS 2 ) + W m , M 0 a ^ ,
where f ^ χ and m ^ χ are the decay constant and the mass in the chiral limit, while L 0 and W 0 are low-energy constants to be determined from the fits to the numerical data. Implicit in this formalism is the replacement of the pseudoscalar mass squared for the fermion mass, which is justified at this order of the chiral expansion, as long as the relation m ^ PS 2 = 2 B m ^ f holds.
In Figure 13 and Figure 14, each data point has been obtained by subtracting the finite lattice-spacing correction from the raw data, and the bands denote the results of the fit obtained after removing the last terms in Equations (84) and (85). The width of the bands represents the statistical uncertainties. With present accuracy, there is no evidence of corrections beyond linear order in m ^ PS , ps 2 , to f ^ PS , ps 2 for m ^ PS , ps 2 0.4 and to all the other observables for m ^ PS , ps 2 0.6 , in agreement with Equations (84) and (85). The masses and decay constants of mesons composed of fermions transforming in the antisymmetric representation are always larger than those of fundamental ones, for equal values of the pseudoscalar masses. A particularly important quantity in the context of CHM and top partial compositeness is the pseudoscalar decay constant, which shows the hierarchy f ^ ps 2 / f ^ PS 2 = 1.81 ( 4 ) , in the massless limit. The masses of vector and tensor mesons are consistent with each other, as the two channels contain the same states, although  these two measurements are affected by comparatively large discretisation effects [5].
Figure 15 summarises the mass spectra of the ground states for (flavoured) mesons and glueballs in the quenched S p ( 4 ) theory. The meson masses are shown as a function of the pseudoscalar mass squared, chosen to be the same for the fundamental and antisymmetric representations. We also include the pseudoscalar decay constants, for completeness. Glueball masses are denoted by their quantum numbers J P . As seen in the figure, the mass dependence of mesons in the two different representations are similar to each other, but the antisymmetric ones are heavier than the fundamental ones, in all individual channels. The lightest 0 + glueball has a mass of the order of that of heavy mesons in the antisymmetric representation.
We anticipate, as a closing comment, some of the results of Section 5.1, obtained with dynamical calculations for mesons in the theory with N f = 2 fermions in the fundamental representation. The comparison between dynamical and quenched calculations of continuum and chiral extrapolations show discrepancies of about 25 % for m ^ S 2 , 20 % for f ^ PS 2 , 10 % for m ^ V 2 , and smaller for the other measurements. In the case of the two-index antisymmetric representation, only preliminary results for mesons have been reported recently [14], but the massless extrapolation has not been made, and thus the analogous comparison is not yet possible. Dedicated investigations are undergoing and the results will be published in the near future [13].

4.3. Topology

We report here a selection of results taken from Ref. [12], in which the ( α -rounded) topological charge [241], denoted as Q ˜ L , is studied for several values of β and groups S p ( 2 N ) . The topological susceptibility is then obtained for each value of N and β from
χ L ( t ) a 4 1 L 4 Q ˜ L ( t ) 2 .
The continuum extrapolations can be obtained with the Wilson flow scale-setting procedure using the relation
χ L ( a ) t 0 2 = χ L ( a = 0 ) t 0 2 + c 1 a 2 t 0
where c 1 is a dimensionless coefficient. Alternatively, one can adopt w 0 to set the scale, and use the same formula, but replacing t 0 with w 0 2 . These extrapolations are displayed in Figure 16.
One would like to compare the value of the topological susceptibility in S p ( 2 N ) and S U ( N c ) gauge theories. Scaling arguments (see for instance Ref. [11]) suggest to rescale the topological susceptibility in units of the squared string tension as follows:
η χ χ σ 2 C 2 ( F ) 2 d G ,
where d G is the dimension of the gauge group, and test whether it captures universal feature of Yang–Mills theories. In the large-N regime, one expects that
lim N χ σ 2 C 2 ( F ) 2 d G = b χ σ 2 = η χ ( ) ,
where b = 1 / 4 for S p ( 2 N ) and b = 1 / 8 for S U ( N c ) . A compilation of results from the literature on S U ( N c ) gauge theories, along with the results for S p ( 2 N )  [11,12], on the rescaled topological susceptibility, is displayed as a function of 1 / d G in Figure 17. A combined fit yields
lim N c η χ = 48.42 ± 0.77 ± 3.31 × 10 4 ,
where the first error is the statistical error from a 2-parameters linear fit in 1 / d G . The second error is the difference between the result of a 2-parameters fit O ( 1 / d G ) , and  a 3-parameter O ( 1 / d G 2 ) , performed on the same data. Both fits are displayed in Figure 17. We observe that the naïve dimensional analysis estimate for η χ ( ) is of the same order of magnitude as the numerical results.

5. Numerical Investigations II: Dynamical Fermions in Sp(4)

This section contains a selection of numerical results obtained in S p ( 4 ) gauge theories with dynamical matter fields. In the case of N f = 2 fundamental Dirac fermions, we show in Section 5.1 the results for the masses and decay constants of flavoured mesons in various spin-0 and spin-1 channels, and discuss their implications for low-energy dynamics. More complete information can be found in Refs. [2,3,4]. For theories with other fermion field content, we discuss in general terms the spectrum of mesons and (chimera) baryons in Section 5.2. We refer the reader to Refs. [10,13,14,15] for extended selections of numerical results.

5.1. N f = 2 Fundamental Fermions

The S p ( 4 ) gauge theory with N f = 2 dynamical fermions transforming in the fundamental representation is treated with the Wilson–Dirac formulation and HMC algorithm, as discussed in Section 3.1 and Section 3.2. Careful analysis of the average plaquette value and its susceptibility indicates the existence of a first-order bulk phase transition [2], that can be avoided for β 6.8 . Reference [4] hence discusses five values of the coupling: β = 6.9 , 7.05 , 7.2 , 7.4 , 7.5 . The bare fermion mass m 0 is chosen so that the (pseudoscalar and vector meson) composite states are lighter than the cut-off scale, identified with the inverse of the lattice spacing, 1 / a .
The gauge ensembles used for the measurements reported in Ref. [4] typically consist of 100 150 thermalised configurations, separated by at least one autocorrelation time. In order for the size of finite-volume effects, as discussed in Section 3.5, to be negligibly small, in respect to the statistical uncertainties, the stringent bound m PS L 7.5 is imposed, and ensembles that do not satisfy this criterion are discarded.
All dimensional quantities are expressed in terms of the gradient flow scale, w 0 , discussed in Section 3.5, in line with the treatment of quenched measurements. While the gradient flow itself depends non-trivially on both β and m 0 , yet a mass-dependent scheme is adopted in the massless and continuum limit extrapolations, in which the gradient flow scale is measured at a given fermion mass, as in Ref. [91]. This approximation neglects corrections appearing only in higher-order terms of the effective field theory.
As the S p ( 4 ) theory with N f = 2 fundamental Dirac fermions is expected to lie deep inside of the chiral symmetry broken phase, classical results such as the GMOR relation in Equation (22) should hold. The left panel of Figure 18 shows how the pseudoscalar mass squared, m ^ PS 2 , and decay constant, f ^ PS 2 , depend on m ^ 0 ( m 0 a ) ( w 0 / a ) and the critical value m ^ 0 c —identified numerically by performing a linear fit to the lightest five data points, and extrapolating to the limit m ^ P S 2 0 —for the choice β = 7.2 . The decay constant f ^ PS extrapolates to a finite value in the massless limit. Both f ^ PS and m ^ PS 2 are linear in the fermion mass when m ^ PS 2 0.4 .
The right panel of Figure 18 shows the relation between w 0 / a and m ^ PS 2 , for the same ensemble with β = 7.2 . One expects it to obey the next-to-leading-order (NLO) result [380]:
w ^ 0 NLO ( m ^ PS 2 ) = w ^ 0 χ 1 + k 1 m ^ PS 2 ( 4 π f ^ PS ) 2 ,
and the lightest five points exhibit this linear behaviour. A fit to the data using Equation (91) yields χ 2 / N d . o . f 0.5  [4], supporting the adoption of W χ PT, as in Equations (84) and (85).
In contrast to the quenched theory, however, in the case of dynamical fermions the w 0 scheme is mass-dependent, as discussed above: m ^ PS 2 and a ^ are measured in units of w ^ 0 ( m ^ PS 2 ) , with the replacement of w ^ 0 ( m ^ PS 2 ) by w ^ 0 χ . The key requirements for the validity of W χ PT can hence be summarised as follows:
m PS Λ χ , a Λ χ < 1 and f PS L > 1 ,
where Λ χ is the symmetry breaking scale, roughly estimated as Λ χ = 4 π f PS . By restricting attention to m ^ PS 2 0.4 for pseudoscalar mesons (extended to m ^ PS 2 0.6 for all the other mesons), the first condition is automatically satisfied. The second condition is satisfied by restricting the acceptable lattice spacing to a ^ < 1 , which is also needed in the expansions in Equations (84) and (85). The ensembles satisfying these two conditions also have f PS L 1.5 , satisfying the third one. Continuum and massless extrapolations are restricted to ensembles satisfying all of these conditions, making use of Equations (84) and (85), as for the quenched theory. We refer the reader to Ref. [4] for details of the fits, including the values of χ 2 / N d . o . f .
As discussed in Section 2.3, HLS further extends the EFT to include the spin-1 states. Reference [4] focuses on the 11 lightest and finest ensembles with m ^ PS 2 0.4 , in which range one is allowed to replace the fermion mass by the pseudoscalar mass squared. The resulting expressions involve 10 of the 12 unknown parameters in Equation (20). The final results of the global (uncorrelated) fit are presented by blue bands in Figure 19, along with the continuum values of the masses and decay constants. The value of χ 2 / N d . o . f 0.4 supports the EFT fit, and, despite the weak constraints on some other combinations of the parameters, one finds that g VPP χ = 6.0 ( 4 ) ( 2 ) —the first and second parentheses—denote statistical and systematic errors in the numerical fits.
The EFT based on HLS incorporates several striking, testable predictions. The first one is the GMOR relation extended to include NLO corrections:
m PS 2 f PS 2 = m f ( v 3 + m f v 5 2 ) ,
where v and v 5 are associated with the spurion mass terms in Equation (20)—see the top-left panel in Figure 20.
Within this truncated EFT treatment, reasonable assumptions lead to the omission of certain operators, and one finds that the sum of the decay constant squared for PS, V, and AV,
f 0 2 f PS 2 + f V 2 + f AV 2 ,
is independent of m f  [2]. The top-right panel of Figure 20 shows the measurements of f 0 at finite mass and the massless extrapolation, providing strong evidence of the mass independence of f 0 2 . In addition, the violations of Weinberg’s sum rules are independent of the fermion mass, as shown in the bottom panels in Figure 20.
We conclude this section by comparing several lattice gauge theory calculations taken from the literature, all with N f = 2 (dynamical) fundamental fermions. We consider the ratio m V / 2 f PS , that, as discussed in Section 4.2, appears in the right-hand side of the KSRF relation, g VPP = m V / 2 f PS . For S p ( 4 ) one finds that the lightest ensemble yields m V / 2 f PS = 5.47 ( 11 ) , while the massless extrapolation is m V / 2 f PS = 5.72 ( 18 ) ( 13 ) . The latter is statistically consistent with g VPP χ = 6.0 ( 4 ) ( 2 ) , determined from the global fit of the EFT, provided that some support for the aforementioned KSRF relation holds. For QCD, using experimental values of m π 140 MeV , m ρ 775 MeV , f π 93 MeV , and  Γ ρ 150 MeV , one finds m ρ / 2 f π 5.9 , while one can obtain g ρ π π 6.0 from the tree-level definition of the decay rate of ρ , Γ ρ g ρ π π 2 48 π m ρ 1 4 m π 2 m ρ 2 3 / 2 .
Figure 21 displays the lattice results for S U ( 2 )  [84], S U ( 3 )  [381], S U ( 4 )  [91], and  S p ( 4 )  [4], as well as the experimental QCD value. In the case of S U ( 4 ) , the result has been obtained by using dynamical ensembles with additional n f = 2 dynamical (massive) Dirac fermions in the two-index antisymmetric representation. Near the threshold of the two-pseudoscalar decay, the ratio m V / 2 f PS in S p ( 4 ) is close to those of S U ( 3 ) and S U ( 4 ) . Large- N c arguments suggest that this ratio should be larger for S U ( 2 ) , as is indeed observed numerically.

5.2. Antisymmetric and Multiple Representation Dynamical Fermions

As discussed in Section 2.4, the S p ( 4 ) gauge theory with matter consisting of n f = 3 Dirac fermions transforming in the antisymmetric representation (but N f = 0 in the fundamental) is interesting in itself as a completion for alternative CHM and SIMP proposals [62], and it is hence worth studying it in detail. Most importantly, understanding its dynamics is a necessary first step towards the study of the theory with multiple species of fermions, transforming in different representations of the gauge group, which is relevant to TPC models. A large-scale lattice exploration of the parameter space of this theory is under way [13]. We comment briefly on some preliminary results of this exploration that have been presented at the Lattice 2022 Conference [14]. The main focus of the ongoing study is the spectroscopy of the spin-0 and 1 mesons listed in Table 1, together with the decay constants for pseudoscalar, vector, and axial vector mesons. Preliminary results for the ratio m PS / f PS indicate that this theory is likely in the broken phase, as evidenced by a sharp drop of the ratio towards the massless limit—see Figure 2 in Ref. [14]. Yet, the theory also exhibits a strong mass dependence in the gradient flow scale, and it is difficult to lower the physical mass of the mesons (expressed in units of w 0 ) in the numerical calculations. These observations might be explained by the proximity of this theory to the lower edge of the conformal window, as suggested by the perturbative analysis in Section 2.2. The long distance dynamical features in this theory in the limit of massless fermions might show substantial differences from the theory with N f = 2 fundamental fermions, or other QCD-like theories, but a dedicated study is needed to ascertain this.
A main target for the study of lattice gauge theories with the S p ( 4 ) gauge group is the theory with N f = 2 Dirac fermions transforming in the fundamental representation combined with n f = 3 transforming in the 2-index antisymmetric representation. The literature on lattice calculations with multiple fermionic representations is quite limited [10,91,92,93,94,95,96,97]. We have developed the necessary software, adapted from HiRep [345], and performed non-trivial technical tests by studying the bulk phase structure and finite volume effects [10]. The first results characterising the non-perturbative dynamics of phenomenologically interesting regions of parameter space are available.
Several species of chimera baryon states with different parity and spin quantum numbers have been identified. Their spectrum for representative examples of parameter choices are under study [10,15], and future dedicated studies will report on this extensive work. In Figure 22, we present the combined mass spectrum of mesons composed of fermion constituents in the fundamental and antisymmetric representations, together with the lightest chimera baryon. For the one choice of lattice parameters specified in the caption of the figure, the mass of the chimera baryon with J P = 1 2 + is slightly lighter than the mass of the scalar meson composed of constituent fermions in the antisymmetric representation. A comprehensive study will be carried out in the lattice parameter space to determine how the masses of chimera baryons depend on bare masses of fermion constituents in both representations.

6. Summary and Outlook

Lattice gauge theories with the S p ( 2 N ) gauge group are interesting for a variety of reasons, both in abstract terms and in view of applications, and this review summaries just the first few steps of the systematic programme of explorations of the parameter space of these theories, a programme that we envision will further develop in the near future. We listed a number of interesting results, and connected them to the ongoing theoretical and phenomenological developments. We briefly summarise these results and connections in this short section, and indicate future avenues for further study.
In the case of pure Yang–Mills theories, we collected results for S p ( 2 N ) theories with N = 1 , , 4 , and the extrapolation to the large-N limit. We presented the measurements of string tension, masses of glueballs, and topological susceptibility. All these quantities have primarily a theoretical interest, for example because we expect to find agreement in the large-N extrapolations of the same observables in the S U ( N c ) sequence of gauge theories. There is also an interesting connection with gauge-gravity dualities, in which the non-perturbative regime of the large-N theories is captured by perturbative supergravity calculations. All the quantities we have been able to compute so far show hints of interesting regular patterns when extrapolated towards the large-N limit, and furthermore it seems that the convergence is comparatively fast, with  S p ( 8 ) being close to the continuum limit for several observables. Applications, for example in the context of dark-matter model building, would benefit from the measurement of additional observables, related to interactions between glueballs (such as 3-point functions, decay rates, and scattering cross-sections).
The calculation of observables involving quenched fermions provides a good approximation of the complete dynamical theory if the number of fermion species is small, and their mass is large. This regime is important for SIMP models, for example, but is also relevant in the CHM context. We summarised an extensive number of measurements in the S p ( 4 ) theory, for mesons built with fermions transforming either in the fundamental representation, or the 2-index antisymmetric one. These studies will be extended in three directions: we will consider additional fermion representations (e.g., fermions transforming in the 2-index symmetric representation of the gauge group), study the masses of composite states containing two fundamental and one antisymmetric fermions (chimera baryons), and extend the study to S p ( 2 N ) groups with larger N.
The study of theories with dynamical fermions is much more challenging, for a number of reasons. It requires specifying the number of species of each type of fermion (in different representations), and for each case one has to identify the regime of lattice parameters that is useful in numerical studies. So far, rather extensive studies of the S p ( 4 ) mesons in ensembles with dynamical fermions in the fundamental representation have been performed, so that the continuum limit can be taken. Masses and decay constants of mesons relevant to CHM phenomenology have been made available. The masses of the fermions in these studies are large enough that they preclude the decay of the spin-1 states onto PNGBs, hence it is not yet possible to measure directly, say, the coupling of a vector and two pseudoscalar mesons. Similar studies, but with dynamical matter transforming in the 2-index antisymmetric representation, are under way. High precision calculations performed with lattice parameters closer to the massless (chiral) regime require a new numerical strategy, which combines smaller fermion masses with larger volumes, and, possibly, adopts an improved action, to accelerate the convergence towards the continuum limit.
In the case of S p ( 4 ) with multiple dynamical fermion representations (fundamental and 2-index antisymmetric), the phase space of the lattice theory is rather complicated, as we have shown in a relevant example, and this observation affects the choice of parameters that allows us to approach the continuum limit. Preliminary results have been published for one choice of lattice parameters, showing that both meson and chimera baryon 2-point correlation functions can be measured. This study will be extended, to allow for a systematic study of the continuum and massless extrapolations, by making use of an extended selection of ensembles. Work on the observables themselves is also being carried out, to gain access to an extended set of composite states and, where possible, their excitations. These are the first necessary steps towards testing whether the minimal models combining composite Higgs and top partial compositeness are viable. A critical requirement is also to understand how the couplings and dimensionalities of the composite operators are affected by the presence of many fermions in the dynamics; the presence of large, non-perturbative anomalous dimensions would have important model-building implications, but it is not known what theories yield them.
To make contact with CHM phenomenology, one would couple the SM fields to the strong coupling sector—the S p ( 2 N ) gauge theories. For example, this would allow to compute the contributions to the effective potential for the PNGBs, and to study vacuum (mis-)alignment. In this way, one would be able to directly test the properties of the strong coupling sector and its heavy resonances. Part of this programme can be performed by approximating the dynamics of the combined system of strong and weak coupling fields by ignoring the back-reaction of the latter on the former, which is along the lines of what is routinely done for QCD in the B-mesons system, for instance, and hence by computing matrix elements of higher-order operators in the strongly coupled theory.
Last but not least, finite temperature studies are currently being performed, aimed at characterising the confinement/deconfinement phase transition of S p ( 2 N ) theories, and hence extending the pioneering work in Ref. [1]. The results of this investigation might play an important role in the context of dark matter, for example as a source of (detectable) stochastic gravitational wave background. In general, the complete characterisation of such phase transitions is a topic that has great potential to reveal new, theoretical and phenomenological, possible developments.
Lattice studies of S p ( 2 N ) gauge theories represent a lively field of research, which is still in its infancy. We have gathered a large compilation of results, yet this is simply a taster of the wealth of information contained in the original literature [1,2,3,4,5,6,7,8,9,10,11,12,13,14,15,16,17,18]. This is the first stage of what will be a fertile ground for testing new ideas, and learning new lessons, which are going to inform further theoretical developments as well as applications.

Author Contributions

All authors have contributed equally to the conceptualization, formal analysis and writing of this work. All authors have read and agreed to the published version of the manuscript.

Funding

The work of E.B. has been supported by the UKRI Science and Technology Facilities Council (STFC) Research Software Engineering Fellowship EP/V052489/1, and by the ExaTEPP project EP/X017168/1. The work of J.H. at the University of Maryland is partially supported by the Center for Frontier Nuclear Science at Stony Brook University. The work of J.H. at Michigan State University is supported by NSF grant PHY 2209424 as well as the Research Corporation for Science Advancement through the Cottrell Scholar Award. The work of D.K.H. was supported by Basic Science Research Program through the National Research Foundation of Korea (NRF) funded by the Ministry of Education (NRF-2017R1D1A1B06033701). The work of J.W.L. was supported in part by the National Research Foundation of Korea (NRF) grant funded by the Korea government (MSIT) (NRF-2018R1C1B3001379) and by IBS under the project code, IBS-R018-D1. The work of D.K.H. and J.W.L. was further supported by the National Research Foundation of Korea (NRF) grant funded by the Korea government (MSIT) (2021R1A4A5031460). The work of H.H. and C.-J.D.L. is supported by the Taiwanese MoST grant 109-2112-M-009-006-MY3. The work of B.L. and M.P. has been supported in part by the STFC Consolidated Grants No. ST/P00055X/1 and No. ST/T000813/1. BL and MP received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation program under Grant Agreement No. 813942. The work of B.L. is further supported in part by the Royal Society Wolfson Research Merit Award WM170010 and by the Leverhulme Trust Research Fellowship No. RF-2020-4619. The work of D.V. is supported in part by the Simons Foundation under the program “Targeted Grants to Institutes” awarded to the Hamilton Mathematics Institute. Numerical simulations have been performed on the Swansea University SUNBIRD cluster (part of the Supercomputing Wales project) and AccelerateAI A100 GPU system, on the local HPC clusters in Pusan National University (PNU) and in National Yang Ming Chiao Tung University (NYCU), and on the DiRAC Data Intensive service at Leicester. The Swansea University SUNBIRD system and AccelerateAI are part funded by the European Regional Development Fund (ERDF) via Welsh Government. The DiRAC Data Intensive service at Leicester is operated by the University of Leicester IT Services, which forms part of the STFC DiRAC HPC Facility (www.dirac.ac.uk available 13 April 2023). The DiRAC Data Intensive service equipment at Leicester was funded by BEIS capital funding via STFC capital grants ST/K000373/1 and ST/R002363/1 and STFC DiRAC Operations grant ST/R001014/1. DiRAC is part of the National e-Infrastructure.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

No new data were generated for this manuscript.

Conflicts of Interest

The authors declare no conflict of interest.

Abbreviations

    The following abbreviations are used in this manuscript:
(as)2-index antisymmetric (representation)
(A)T(Axial-)Tensor (operator, particle)
(A)V(Axial-)Vector (operator, particle)
BZBanks-Zaks
CBChimera Baryon
CDMCold Dark Matter
CERNEuropean Organisation for Nuclear Research
CHMComposite Higgs Model
ChRMTChiral Random Matrix Theory
CoDMComposite Dark Matter
(E)Euclidean (space-time)
EFTEffective Field Theory
ETCExtended Technicolor
EW(SB)ElectroWeak (Symmetry Breaking)
(f)fundamental (representation)
FCNCFlavor Changing Neutral Current
FVFinite Volume
GIMGlashow-Iliopoulos-Maiani (mechanism)
GMORGell-Mann-Oakes-Renner
GWGravitational Wave
HBHeat Bath
(R)HMC(Rational) Hybrid Monte Carlo
IRInfra-Red
KSRFKawarabayashi-Suzuki-Riazuddin-Fayyazuddin (relation)
HLSHidden Local Symmetry
HPCHigh Performance Computing
LHCLarge Hadron Collider
LISALaser Interferometer Space Antenna
LLRLogarithmic Linear Relaxation
(M)Minkowski (space-time)
MCMonte Carlo
MDMolecular Dynamics
NDANaive Dimensional Analysis
NLONext-to-Leading Order
OROver-Relaxation
PNGBPseudo-Nambu–Goldstone Boson
PSPseudoscalar (operator, particle)
QCDQuantum Chromodynamics
RG(E)Renormalisation Group (Equation)
SScalar (operator, particle)
SIMPStrongly Interacting Massive Particle
SMStandard Model (of particle physics)
(W)TC(Walking) Technicolor
TPCTop Partial Compositeness
URLUniform Resource Locator
UVUltra-Violet
VEVVacuum Expectation Value
WIMPWeakly Interacting Massive Particle
WZWWess–Zumino–Witten (interaction term)
(W) χ PT(Wilson) Chiral Perturbation Theory

Appendix A. Groups, Algebras and Technical Details

We collect in this Appendix the technical details, in particular regarding conventional choices and group theory notions, that support the main narrative of the paper.
We start from the generators of the global symmetry group S U ( 4 ) . We adopt the convenient parametrisation of the 15 generators of S U ( 4 ) in Ref. [87]. The generators obey the relations Tr T ˜ A T ˜ B = 1 2 δ A B , and  are written as follows—see Equations (12) and (13).
T ˜ 1 = 1 2 2 0 1 0 0 1 0 0 0 0 0 0 1 0 0 1 0 , T ˜ 2 = 1 2 2 0 i 0 0 i 0 0 0 0 0 0 i 0 0 i 0 , T ˜ 3 = 1 2 2 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 , T ˜ 4 = 1 2 2 0 0 0 i 0 0 i 0 0 i 0 0 i 0 0 0 , T ˜ 5 = 1 2 2 0 0 0 1 0 0 1 0 0 1 0 0 1 0 0 0 , T ˜ 6 = 1 2 2 0 0 i 0 0 0 0 i i 0 0 0 0 i 0 0 , T ˜ 7 = 1 2 2 0 0 0 i 0 0 i 0 0 i 0 0 i 0 0 0 , T ˜ 8 = 1 2 2 0 i 0 0 i 0 0 0 0 0 0 i 0 0 i 0 , T ˜ 9 = 1 2 2 0 0 i 0 0 0 0 i i 0 0 0 0 i 0 0 , T ˜ 10 = 1 2 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 , T ˜ 11 = 1 2 2 0 0 0 1 0 0 1 0 0 1 0 0 1 0 0 0 , T ˜ 12 = 1 2 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 , T ˜ 13 = 1 2 2 0 1 0 0 1 0 0 0 0 0 0 1 0 0 1 0 , T ˜ 14 = 1 2 2 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 , T ˜ 15 = 1 2 2 1 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1
Following Refs. [5,87], we define the unbroken subgroup S O ( 4 ) 0 S U ( 2 ) L , 0 × S U ( 2 ) R , 0 as the subset of the unbroken global S p ( 4 ) S U ( 4 ) that is generated by the following elements of the associated algebra:
T ˜ L , 0 1 = 1 2 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 , T ˜ L , 0 2 = 1 2 0 0 i 0 0 0 0 0 i 0 0 0 0 0 0 0 , T ˜ L , 0 3 = 1 2 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 ,
T ˜ R , 0 1 = 1 2 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 , T ˜ R , 0 2 = 1 2 0 0 0 0 0 0 0 i 0 0 0 0 0 i 0 0 , T ˜ R , 0 3 = 1 2 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 .
The T L , 0 and T R , 0 generators satisfy the algebra T L i , T L j = i ϵ i j k T L k , T R i , T R j = i ϵ i j k T R k , and  T L i , T R j = 0 . In the vacuum aligned with Ω ˜ , this is the natural choice of embedding of the S O ( 4 ) E W symmetry of the Higgs potential that leaves it unbroken. These are linear combinations of the generators T ˜ 10 , T ˜ 12 , T ˜ 6 , T ˜ 9 , T ˜ 14 , and  T ˜ 15 in Equation (A1).
The following alternative choice of generators defines S O ( 4 ) T C S U ( 2 ) L , T C × S U ( 2 ) R , T C  [87]:
T ˜ L , T C 1 = 1 2 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 , T ˜ L , T C 2 = 1 2 0 i 0 0 i 0 0 0 0 0 0 0 0 0 0 0 , T ˜ L , T C 3 = 1 2 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 ,
T ˜ R , T C 1 = 1 2 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 , T ˜ R , T C 2 = 1 2 0 0 0 0 0 0 0 0 0 0 0 i 0 0 i 0 , T ˜ R , T C 3 = 1 2 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 .
These are linear combinations of the generators T ˜ 1 , T ˜ 2 , T ˜ 3 , T ˜ 8 , T ˜ 13 , and  T ˜ 14 in Equations (A1). The vacuum 6 Ω ˜ breaks S U ( 2 ) L , T C × S U ( 2 ) R , T C to its diagonal subgroup S U ( 2 ) V , T C .

Appendix B. Data and Analysis Code

Recently, our collaboration has resolved to openly release full datasets for the work that goes into our future publications, as well as, where possible, the analysis software used, both to obtain these data and to prepare them for publication. By doing so, we enable other researchers to make maximal use of our results, and to fully understand the process by which they are obtained. Starting from Refs. [10,11,12], our analysis can be fully reproduced,10 by means of the data and analysis code packages referred to within the publications themselves. The intended benefits of this policy include (but are not limited to) the following.
  • A potential reader might be interested in learning how to apply one of the techniques that we have used in our work to their own research. Some technical detail might have been omitted from the published paper for presentation reasons (length or readability constraints). The reader will benefit from direct inspection of the complete procedure we followed, which can be found in the associated code release.
  • A reader, who seeks to independently replicate one of our findings, might discover some tension between the results of our and their own implementation of the analysis. Direct inspection of the software we used would enable this reader to identify at what point the divergence between the two processes occurs, avoiding protracted arguments on reproducibility—see, e.g., the case described in Ref. [383].
  • Lattice studies frequently generate more data than what can be feasible to fully exploit for a single group of researchers. The interested reader may perform their own, additional analysis on our data, with alternative methodologies, without the need to regenerate the data from scratch (which might require a significant investment of computer time). For example, more advanced fitting algorithms may give more detailed or precise results, or gain access to additional observables.
  • Phenomenologists and other researchers who look to build on the numerical results of lattice computations may import the data from our work directly into their computational environment, without the need to resort to copying and pasting from published tables (or reading numbers off published plots). By doing so, one reduces the risk of introducing additional uncertainties, and avoids one source of potential human error.
In the following, we discuss our approach to releasing our data, our analysis code, and other components of our workflow that affect the reproducibility of our work, before briefly returning to discussing the benefits we see in our process for the robustness of our final results. This appendix will focus on the approach that has been taken to date by our collaboration, with specific reference to Refs. [10,11,12]; a more general, pedagogical guide to adopting this approach is in preparation [384].

Appendix B.1. Data Release

The primary data we publish are plaintext output files from production of configurations and from subsequent computation of observables (measurements). We do not release gauge configurations used for Refs. [10,11,12], due to the unavailability of a suitable hosting platform with adequate capacity, but restrict our release to the measurements. Even in the case where such capacity were to be available, releasing the measurement output files significantly reduces the barrier to entry (in terms of computer time and capability required) for those readers who are looking to reproduce the analysis.
To be more specific, we release four primary classes of data:
 
Raw data, such as correlation functions and gradient flow histories, are released in their native formats as generated by the HiRep code [345,347], in accordance with the principle of “keeping raw data raw” [385]. By doing so, we reduce the chances of human error in transcription of data formats, while increasing the opportunity to detect such type of errors in a subsequent validation process.
 
Reformatted raw data, obtained by taking the output files of raw data, condense the salient information in tables stored in HDF5 format [386]. Commonly available library functions can read the data in this format, so that one does not need to write a parser to interpret the bespoke formats generated by HiRep. Currently this information is generated from the raw log files as part of the analysis process.
 
Metadata are collections of parameter values that identify the analysis performed. They include physical parameters, such as the lattice coupling β , algorithmic ones, such as the number of trajectories between successive configurations, and analysis ones, such as the start and end of plateaux in effective mass plots. The metadata we publish are primarily those which enable the analysis.
 
Final results, also presented in tabular form in the corresponding publications, are released in CSV format; they are typically compact enough that using a denser format such as HDF5 would not yield a significant benefit (in file size, for example), and the use of CSV files makes the data accessible without specialist software tools.
If a data format is not formally defined, we also include in the release detailed descriptions to enable the user to understand and parse the data. This aids users who are unfamiliar with data formats used by bespoke software packages, such as HiRep.
We publish the data to Zenodo [387], a general-purpose data repository maintained by the European Organisation for Nuclear Research (CERN). Each data set (or each version of a dataset, in cases where revisions are necessary) is allocated a Digital Object Identifier (DOI) which may be used to cite the data directly. Unlike a Uniform Resource Locator (URL), typically used to refer to a web page, a DOI is designed to avoid “link rot”, where changes in website structure cause links to become invalid. Zenodo, as other dedicated data repositories, is planned to outlast a typical institutional affiliation, and its data sets are expected to remain available past the time when the author has retired, changed institutions, or simply stopped paying a hosting bill. The Zenodo DOI is cited from the paper in order to alert the reader to its availability.

Appendix B.2. Analysis Code Release

We automate the analysis leading to a publication: our tooling takes the data and metadata release, and its output consists of the full set of plots and tables in the paper. This analysis kit is not written a priori and then run on the data obtained from High Performance Computing (HPC) simulations. Rather, any manual steps are subsequently translated into data that can be used a posteriori to compute the result. To provide a concrete example, our choice of plateaux in mesonic correlation functions is not fully algorithmic: the positions of the plateaux are identified by a member of the collaboration in a semi-algorithmic way, and then the results (start and end time of the plateaux) stored in text files are subsequently read by the analysis code to be released. The end user of the release does not have to identify the plateaux manually (which would compromise the reproducibility), yet they may inspect and test our choices.
Our collaboration has developed a body of bespoke software, coded in several different computer languages: Python [388] (in particular the packages Numpy [389], Scipy [390], and Matplotlib [391]), Mathematica [392], and to lesser extent Bash [393]. Individual analysis tools are combined together using GNU Make [394], which offers a few significant advantages over using a hard-coded shell script.
1.
Dependencies between steps are automatically managed. The ordering of steps is automatically decided, rather than requiring the user’s input.
2.
Steps can automatically be run in parallel, with Make ensuring that no step runs before its prerequisites are complete. This allows the analysis process to scale with the available compute capacity.
3.
The workflow can be interrupted partway and resumed subsequently, without the need to re-run previously completed steps.
4.
Make is able to re-run only the steps of the analysis that depend on specific files, if data are updated, thereby expediting the debugging cycle.
The moderate cost to pay for these benefits is that writing and debugging a Makefile for the type of workflow we automate is relatively complex.
The workflows for Refs. [10,11,12] were originally run interactively, hence required postproduction reworking and automation before release. Reformulating our toolchain to be written in an automation-first way is an ongoing internal project that will significantly reduce the effort required for future code releases.
We verify that repeated runs of the analysis give identical output. Small fluctuations (within uncertainties) due, for example, to changes in the bootstrap samples have been removed by fixing the random seeds based on metadata about the files being processed.
Where possible, we specify the full software environment used to perform the analysis—for example, the version of Python and all Python packages used. Doing so is necessary to enable reproducibility, as some libraries give quantitively different results when switching between versions. We specify this such via an environment.yml file compatible with the Conda package manager [395].
Analysis tools are held in GitHub [396] while they are being actively developed, and then pushed to Zenodo [387] when they are ready for publication, where they acquire a persistent identifier (DOI). This process also identifies the specific revision of the code used to generate the publication; as we move to building tools that are used for multiple publications and modified or updated in between, this will remove any ambiguity regarding the software version. As with the data release, the analysis code release on Zenodo is cited in the paper to alert the reader to its availability.

Appendix B.3. Closing Remarks

Not all data sets can be released, due to the excessive requirements of storage and computer time, but also not all steps of a computation can be automated. We document as much of the process as possible in the steps of our computations that cannot be prepared and published as automated reproducible pipelines. As an example, while we make use of the open-source tool HiRep [346], we have also made a number of customised modifications on it, including adapting the Monte Carlo to the S p ( 2 N ) groups and implementing the measurement of the chimera baryon correlators. These modifications are publicly released elsewhere [347], and the specific branch used is identified in our publications.
In the process of preparing data and analysis software for release, we identified a number of minor inconsistencies in our data sets that otherwise might have been overlooked, and ultimately did not affect the conclusions of our work. The mentioned inconsistencies originate from the fact that working with a large number of files and data is inherently prone to unavoidable human error. They might have adversely affected the ability of someone else to replicate our work. The very adoption of our open release policy ultimately had the serendipitous consequence of adding one more layer of independent consistency checks, making our scientific output more robust.
We refer the reader to Refs. [397,398] and references therein for recent surveys on open science.

Notes

1
We borrow the terminology and nomenclature associated with mesons and baryons from QCD, when referring to the analogous composite states in new strongly coupled gauge theories.
2
In the presence of fermions transforming in different representations of the gauge group, the triangle anomaly gives mass to only one linear combination of the PNGBs associated with the breaking of the chiral U ( 1 ) symmetries acting on the different flavour species. The phenomenological implications are discussed for example in Ref. [47].
3
This property is useful in defining the Cabibbo–Marinari [264] updating algorithm for S p ( 2 N ) ; see Appendix A of Ref. [7] for technical details.
4
We denote the set of PNGBs of S U ( 6 ) / S O ( 6 ) as 20 , for consistency with the conventional notation of S U ( 4 ) S O ( 6 ) , as there are three inequivalent representations with 20 degrees of freedom, usually denoted as 20, 20 , and 20  [266].
5
Although only integer values of N f are physically meaningful, N f is treated as a continuous variable. An alternative argument could be made by taking the large- N c (Veneziano) limit while holding fixed the continuous ratio x f = N f / N c .
6
After the 5-loop beta function was computed [276,277], the conformal window has also been studied for m a x = 5 , and  in Ref. [278] the authors report on a strong instability of the perturbative expansion over a wide range of N f in the would be conformal window of S U ( 3 ) gauge theories.
7
This critical condition should agree with γ IR * = 1 , yet it gives rise to different results at finite order in the expansion. This critical condition reproduces the value of the critical coupling α cr obtained from the Schwinger–Dyson analysis in the ladder approximation [296], and furthermore | 1 γ IR * | has a square-root singularity with respect to when the IR and UV fixed point merge [295].
8
By preserving the whole S O ( 4 ) E W , the model preserves custodial symmetry, suppressing new physics contributions to the T parameter [306].
9
The important difference between CHMs and TC is that v W f π , so that Λ can naturally be larger than the TeV scale.
10
In this work we use “reproduce” to mean “perform the same analysis on the same data and obtain the same result”, and “replicate” to mean “repeat the same or a similar analysis on freshly-obtained data and obtain compatible results”, as suggested by the Turing Way [382].

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Figure 1. Left panel: Conformal window of S p ( 2 N ) gauge theories with N R Dirac flavours in the fundamental (top, blue), antisymmetric (middle, green), and symmetric (bottom, red) representations. Right panel: Conformal window of S p ( 4 ) gauge theories with N F = 2 N f fundamental and N A 2 = 2 n f antisymmetric Weyl fermions. The red diamond, blue circle, and black square indicate some representative CHMs, quoted in the main text. The left and right plots are from Refs. [295] and [294], respectively.
Figure 1. Left panel: Conformal window of S p ( 2 N ) gauge theories with N R Dirac flavours in the fundamental (top, blue), antisymmetric (middle, green), and symmetric (bottom, red) representations. Right panel: Conformal window of S p ( 4 ) gauge theories with N F = 2 N f fundamental and N A 2 = 2 n f antisymmetric Weyl fermions. The red diamond, blue circle, and black square indicate some representative CHMs, quoted in the main text. The left and right plots are from Refs. [295] and [294], respectively.
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Figure 2. From Ref. [2], the symmetries and their representations in the low-energy EFT descriptions based on HLS. In the left panel, S U ( 4 ) 6 A is gauged, while S U ( 4 ) 6 B is a global symmetry and the fact that S 6 and 6 are non-trivial in the vacuum breaks the symmetry to S p ( 4 ) . As a result, all the gauge bosons are heavy, and, in addition, one has five PNGBs. In the right panel, the same construction is applied to S U ( 6 ) 21 B × S U ( 6 ) 21 A and to its breaking to the S O ( 6 ) subgroup.
Figure 2. From Ref. [2], the symmetries and their representations in the low-energy EFT descriptions based on HLS. In the left panel, S U ( 4 ) 6 A is gauged, while S U ( 4 ) 6 B is a global symmetry and the fact that S 6 and 6 are non-trivial in the vacuum breaks the symmetry to S p ( 4 ) . As a result, all the gauge bosons are heavy, and, in addition, one has five PNGBs. In the right panel, the same construction is applied to S U ( 6 ) 21 B × S U ( 6 ) 21 A and to its breaking to the S O ( 6 ) subgroup.
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Figure 3. Inverse of the gradient flow scale, a / w 0 , in the S p ( 4 ) gauge theory coupled to N f = 2 fundamental fermions, as a function to the mass of the lightest pseudoscalar m ^ PS = m PS w 0 . Different colours denote different β values; from top to bottom: 6.65 (blue), 7.05 (magenta), 7.2 (green), 7.4 (red) and 7.5 (brown). The plot is taken from Ref. [4].
Figure 3. Inverse of the gradient flow scale, a / w 0 , in the S p ( 4 ) gauge theory coupled to N f = 2 fundamental fermions, as a function to the mass of the lightest pseudoscalar m ^ PS = m PS w 0 . Different colours denote different β values; from top to bottom: 6.65 (blue), 7.05 (magenta), 7.2 (green), 7.4 (red) and 7.5 (brown). The plot is taken from Ref. [4].
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Figure 4. Left panel: E ( t ) / C 2 ( F ) as a function of the rescaled flow time, t / t 0 . Right panel: W ( t ) / C 2 ( F ) as a function of the rescaled flow time t / w 0 2 . Both quantities are computed using the four-plaquette clover-leaf discretisation on the ensembles corresponding to the finest and coarsest available lattices for each N c , with C 2 ( F ) = ( N c + 1 ) / 4 . The figure adopts the choice c e = c w = 0.225 (horizontal dashed line). The plots are taken from Ref. [12].
Figure 4. Left panel: E ( t ) / C 2 ( F ) as a function of the rescaled flow time, t / t 0 . Right panel: W ( t ) / C 2 ( F ) as a function of the rescaled flow time t / w 0 2 . Both quantities are computed using the four-plaquette clover-leaf discretisation on the ensembles corresponding to the finest and coarsest available lattices for each N c , with C 2 ( F ) = ( N c + 1 ) / 4 . The figure adopts the choice c e = c w = 0.225 (horizontal dashed line). The plots are taken from Ref. [12].
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Figure 5. The topological charge Q L as a function of simulation time (trajectory) for the ensembles corresponding to the coarsest (top) and finest (bottom) lattice with N c = 6 . The value of Q L is computed at t = t 0 , where the value of t 0 is obtained from c e = 0.225 . The average value of the topological charge along the trajectory is reported in the bottom left-hand side of the plot. The side panel contains the cumulative histogram of the values of Q L ( t 0 ) . The orange curve is a Gaussian fit to the cumulative histogram. The plots are taken from Ref. [12].
Figure 5. The topological charge Q L as a function of simulation time (trajectory) for the ensembles corresponding to the coarsest (top) and finest (bottom) lattice with N c = 6 . The value of Q L is computed at t = t 0 , where the value of t 0 is obtained from c e = 0.225 . The average value of the topological charge along the trajectory is reported in the bottom left-hand side of the plot. The side panel contains the cumulative histogram of the values of Q L ( t 0 ) . The orange curve is a Gaussian fit to the cumulative histogram. The plots are taken from Ref. [12].
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Figure 6. Schematic diagram of the phase space of S p ( 4 ) lattice gauge theory with N f = 2 and n f = 3 Wilson–Dirac fermions. The black surface denotes the 1st order phase transition. The coloured solid lines represent three distinct cases with fixed β values: the transition is always 1st order (red), it becomes crossover for an interval with small masses (blue), and is only 1st order with a large mass of antisymmetric fermions (green). The image is taken from Ref. [10].
Figure 6. Schematic diagram of the phase space of S p ( 4 ) lattice gauge theory with N f = 2 and n f = 3 Wilson–Dirac fermions. The black surface denotes the 1st order phase transition. The coloured solid lines represent three distinct cases with fixed β values: the transition is always 1st order (red), it becomes crossover for an interval with small masses (blue), and is only 1st order with a large mass of antisymmetric fermions (green). The image is taken from Ref. [10].
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Figure 7. Volume dependence of pseudoscalar meson masses. Top-left and top-right panels show the results for the S p ( 4 ) theories containing N f = 2 fundamental and n f = 3 antisymmetric fermions, respectively. Bottom-left and bottom-right panels display the masses of the PS meson composed of fundamental and antisymmetric fermions, respectively, but measured in the dynamical S p ( 4 ) theory containing both N f = 2 fundamental and n f = 3 antisymmetric fermions. The lattice parameters are β = 7.2 , a m 0 ( f ) = 0.79 (top-left), β = 6.8 , a m 0 ( a s ) = 1.03 (top-right), and β = 6.5 , a m 0 ( f ) = 0.71 , a m 0 ( a s ) = 1.01 (bottom panels). The mass in the infinite volume limit, a m PS inf , is estimated from the largest available lattice, except for the top-left panel in which it is determined from infinite volume extrapolation (dashed line). Plot derived from Refs. [4,9,10].
Figure 7. Volume dependence of pseudoscalar meson masses. Top-left and top-right panels show the results for the S p ( 4 ) theories containing N f = 2 fundamental and n f = 3 antisymmetric fermions, respectively. Bottom-left and bottom-right panels display the masses of the PS meson composed of fundamental and antisymmetric fermions, respectively, but measured in the dynamical S p ( 4 ) theory containing both N f = 2 fundamental and n f = 3 antisymmetric fermions. The lattice parameters are β = 7.2 , a m 0 ( f ) = 0.79 (top-left), β = 6.8 , a m 0 ( a s ) = 1.03 (top-right), and β = 6.5 , a m 0 ( f ) = 0.71 , a m 0 ( a s ) = 1.01 (bottom panels). The mass in the infinite volume limit, a m PS inf , is estimated from the largest available lattice, except for the top-left panel in which it is determined from infinite volume extrapolation (dashed line). Plot derived from Refs. [4,9,10].
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Figure 8. Glueball masses in units of σ in each channel R P of the S p ( 2 N ) theory with N = 4 , as a function of σ a 2 . The value at σ a 2 0 is obtained, for each symmetry channel R P , by a likelihood analysis of the measurements with Equation (81)—see the solid lines. The plots are taken from Ref. [7].
Figure 8. Glueball masses in units of σ in each channel R P of the S p ( 2 N ) theory with N = 4 , as a function of σ a 2 . The value at σ a 2 0 is obtained, for each symmetry channel R P , by a likelihood analysis of the measurements with Equation (81)—see the solid lines. The plots are taken from Ref. [7].
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Figure 9. Continuum limit of the glueball spectrum of S p ( 2 N ) gauge theories in units of σ for N = 1 , 2 , 3 , 4 and N = , for each R P channel (bottom horizontal axis), and continuum channels (top horizontal axis). The spectrum A 1 + + , A 1 + + * , and E + + states for S U ( ) is also reported, for comparison [225]. The boxes represent 1 σ statistical errors. The plot is taken from Ref. [7].
Figure 9. Continuum limit of the glueball spectrum of S p ( 2 N ) gauge theories in units of σ for N = 1 , 2 , 3 , 4 and N = , for each R P channel (bottom horizontal axis), and continuum channels (top horizontal axis). The spectrum A 1 + + , A 1 + + * , and E + + states for S U ( ) is also reported, for comparison [225]. The boxes represent 1 σ statistical errors. The plot is taken from Ref. [7].
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Figure 10. Glueball masses in units of σ for each channel R P , as a function of 1 / 2 N . The value of m R P / σ ( ) is obtained from the best fit of Equation (82) to the numerical measurements at fixed N. The plots are taken from Ref. [7].
Figure 10. Glueball masses in units of σ for each channel R P , as a function of 1 / 2 N . The value of m R P / σ ( ) is obtained from the best fit of Equation (82) to the numerical measurements at fixed N. The plots are taken from Ref. [7].
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Figure 11. Top panel: the ratio η for S U ( N c ) and S p ( N c = 2 N ) theories in d = 3 + 1 space-time dimensions. Fits of η are shown for the S p ( N c ) family, the S U ( N c ) family and their combination. Bottom panel: ratio m 0 + + 2 / σ η , plotted as a function of 1 / N c in d = 3 + 1 ; the lines are the ratios of the quadratic Casimir operators, C 2 ( A ) / C 2 ( F ) , of the adjoint representation over the corresponding ones of the fundamental representation. The plots are taken from Ref. [7].
Figure 11. Top panel: the ratio η for S U ( N c ) and S p ( N c = 2 N ) theories in d = 3 + 1 space-time dimensions. Fits of η are shown for the S p ( N c ) family, the S U ( N c ) family and their combination. Bottom panel: ratio m 0 + + 2 / σ η , plotted as a function of 1 / N c in d = 3 + 1 ; the lines are the ratios of the quadratic Casimir operators, C 2 ( A ) / C 2 ( F ) , of the adjoint representation over the corresponding ones of the fundamental representation. The plots are taken from Ref. [7].
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Figure 12. Numerical and semi-analytical results for the ratio R. Different markers denote lattice continuum extrapolations in 3 + 1 dimensions for S p ( N c ) and S U ( N c ) [225], as well as in 2 + 1 dimensions for S O ( N c ) [229] and S U ( N c ) [373]. Extrapolations to the N c limit are also included. Differently rendered lines at R = 2 , 1.46 , 1.57 , 1.61 , 1.74 are the holographic calculations in the GPPZ model [214], the circle reduction of AdS 5 × S 5 [212,220], the holographic model B 8 conf in Ref. [374], the Witten model [212,217], and the circle reduction of Romans supergravity [215,217], respectively. With R = 2 , 1.64 we report the field theoretical results from Refs. [222] and [375], for YM theories in 3 + 1 and 2 + 1 dimensions, respectively. The plot is taken from Ref. [6].
Figure 12. Numerical and semi-analytical results for the ratio R. Different markers denote lattice continuum extrapolations in 3 + 1 dimensions for S p ( N c ) and S U ( N c ) [225], as well as in 2 + 1 dimensions for S O ( N c ) [229] and S U ( N c ) [373]. Extrapolations to the N c limit are also included. Differently rendered lines at R = 2 , 1.46 , 1.57 , 1.61 , 1.74 are the holographic calculations in the GPPZ model [214], the circle reduction of AdS 5 × S 5 [212,220], the holographic model B 8 conf in Ref. [374], the Witten model [212,217], and the circle reduction of Romans supergravity [215,217], respectively. With R = 2 , 1.64 we report the field theoretical results from Refs. [222] and [375], for YM theories in 3 + 1 and 2 + 1 dimensions, respectively. The plot is taken from Ref. [6].
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Figure 13. Decay constant squared, as a function of the pseudoscalar meson mass squared, of flavoured mesons composed of fermion constituents in the fundamental (blue) and antisymmetric (red) representations in the quenched approximation. The plots are taken from Ref. [5].
Figure 13. Decay constant squared, as a function of the pseudoscalar meson mass squared, of flavoured mesons composed of fermion constituents in the fundamental (blue) and antisymmetric (red) representations in the quenched approximation. The plots are taken from Ref. [5].
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Figure 14. Mass squared of flavour non-singlet mesons, as a function of the pseudoscalar meson mass squared, composed of fermion constituents in the fundamental (blue) and antisymmetric (red) representations in the quenched approximation. The plots are taken from Ref. [5].
Figure 14. Mass squared of flavour non-singlet mesons, as a function of the pseudoscalar meson mass squared, composed of fermion constituents in the fundamental (blue) and antisymmetric (red) representations in the quenched approximation. The plots are taken from Ref. [5].
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Figure 15. A summary plot of quenched mass spectra of S p ( 4 ) gauge theory. The red and blue colours denote the mesons composed of fermions in the fundamental and antisymmetric representations, respectively. The black coloured data are for the glueballs in various channels classified by the quantum number J P . The plot is taken from Ref. [8].
Figure 15. A summary plot of quenched mass spectra of S p ( 4 ) gauge theory. The red and blue colours denote the mesons composed of fermions in the fundamental and antisymmetric representations, respectively. The black coloured data are for the glueballs in various channels classified by the quantum number J P . The plot is taken from Ref. [8].
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Figure 16. Topological susceptibility per unit volume χ L t 0 2 as a function of a 2 / t 0 (top panels) and χ L w 0 4 as a function of a 2 / w 0 2 (bottom), in S p ( N c ) Yang–Mills theories with N c = 2 , 4 , 6 , 8 . We adopt reference values c e = c w = 0.225 (left panels) and c e = c w = 0.5 (right). Our continuum extrapolations are represented as dashed lines. The plots are taken from Ref. [12].
Figure 16. Topological susceptibility per unit volume χ L t 0 2 as a function of a 2 / t 0 (top panels) and χ L w 0 4 as a function of a 2 / w 0 2 (bottom), in S p ( N c ) Yang–Mills theories with N c = 2 , 4 , 6 , 8 . We adopt reference values c e = c w = 0.225 (left panels) and c e = c w = 0.5 (right). Our continuum extrapolations are represented as dashed lines. The plots are taken from Ref. [12].
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Figure 17. Ratio of topological susceptibility and square of the string tension, rescaled by the group factor C 2 ( F ) 2 / d G , as a function of 1 / d G . Dotted and dashed-line are results of a 2-parameter (dotted line), and 3-parameter fit (dashed line) including O ( 1 / d G 2 ) corrections. The horizontal dashed line is the naïve dimensional analysis estimate 1 / ( 4 π ) 2 . The plot is taken from Ref. [11].
Figure 17. Ratio of topological susceptibility and square of the string tension, rescaled by the group factor C 2 ( F ) 2 / d G , as a function of 1 / d G . Dotted and dashed-line are results of a 2-parameter (dotted line), and 3-parameter fit (dashed line) including O ( 1 / d G 2 ) corrections. The horizontal dashed line is the naïve dimensional analysis estimate 1 / ( 4 π ) 2 . The plot is taken from Ref. [11].
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Figure 18. The square of masses (green) and decay constants (blue) of the pseudoscalar mesons as a function of the bare fermion masses (left panel), and the relation between gradient flow scale w 0 / a and squared pseudoscalar masses (right), for β = 7.2 . The plots are taken from Ref. [4].
Figure 18. The square of masses (green) and decay constants (blue) of the pseudoscalar mesons as a function of the bare fermion masses (left panel), and the relation between gradient flow scale w 0 / a and squared pseudoscalar masses (right), for β = 7.2 . The plots are taken from Ref. [4].
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Figure 19. Global fit and continuum extrapolation of masses and decay constants of flavour non-singlet spin-0 and spin-1 mesons, based upon the low-energy EFT considerations based on hidden local symmetry (HLS). The plots are taken from Ref. [4].
Figure 19. Global fit and continuum extrapolation of masses and decay constants of flavour non-singlet spin-0 and spin-1 mesons, based upon the low-energy EFT considerations based on hidden local symmetry (HLS). The plots are taken from Ref. [4].
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Figure 20. Continuum extrapolation of GMOR relation and Weinberg sum rules in the S p ( 4 ) gauge theory with N f = 2 fundamental Dirac fermions. The plots are taken from Ref. [4].
Figure 20. Continuum extrapolation of GMOR relation and Weinberg sum rules in the S p ( 4 ) gauge theory with N f = 2 fundamental Dirac fermions. The plots are taken from Ref. [4].
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Figure 21. Vector meson masses in units of the pseudoscalar decay constant obtained from several lattice gauge theories coupled to two fundamental Dirac fermions: magenta, red, blue, and green colours denote S U ( 2 ) , S U ( 3 ) , S p ( 4 ) , and S U ( 4 ) gauge groups, respectively. The black dot denotes the real-world QCD value. The plot is taken from Ref. [4].
Figure 21. Vector meson masses in units of the pseudoscalar decay constant obtained from several lattice gauge theories coupled to two fundamental Dirac fermions: magenta, red, blue, and green colours denote S U ( 2 ) , S U ( 3 ) , S p ( 4 ) , and S U ( 4 ) gauge groups, respectively. The black dot denotes the real-world QCD value. The plot is taken from Ref. [4].
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Figure 22. Masses of composite states in the S p ( 4 ) lattice theory coupled to N f = 2 Dirac fermions transforming in the fundamental and n f = 3 in the antisymmetric representation. Blue and red colours denote mesons with constituents in the fundamental and antisymmetric representations, respectively. In magenta we display the chimera baryon composed of two constituent fermions in the fundamental and one in the antisymmetric representation. The lattice parameters used are β = 6.5 , a m 0 ( a s ) = 1.01 , a m 0 ( f ) = 0.71 , and N t × N s 3 = 54 × 28 3 . The plot is taken from Ref. [10].
Figure 22. Masses of composite states in the S p ( 4 ) lattice theory coupled to N f = 2 Dirac fermions transforming in the fundamental and n f = 3 in the antisymmetric representation. Blue and red colours denote mesons with constituents in the fundamental and antisymmetric representations, respectively. In magenta we display the chimera baryon composed of two constituent fermions in the fundamental and one in the antisymmetric representation. The lattice parameters used are β = 6.5 , a m 0 ( a s ) = 1.01 , a m 0 ( f ) = 0.71 , and N t × N s 3 = 54 × 28 3 . The plot is taken from Ref. [10].
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Table 1. Interpolating operators O M built with Dirac fermions of types (f) and (as). Colour and spinor indices are implicit and summed over, and flavour combinations are denoted generically. More details can be found in Ref. [5]. We also show the J P quantum numbers, the  corresponding QCD meson sourced by the operator with analogous quantum numbers, and  the irreducible representation of the unbroken global S p ( 4 ) × S O ( 6 ) symmetry groups.
Table 1. Interpolating operators O M built with Dirac fermions of types (f) and (as). Colour and spinor indices are implicit and summed over, and flavour combinations are denoted generically. More details can be found in Ref. [5]. We also show the J P quantum numbers, the  corresponding QCD meson sourced by the operator with analogous quantum numbers, and  the irreducible representation of the unbroken global S p ( 4 ) × S O ( 6 ) symmetry groups.
Label
M
Interpolating Operator
O M
Mesons in
N f = 2 QCD
J P Sp ( 4 ) SO ( 6 )
PS Q I ¯ γ 5 Q J π 0 51
S Q I ¯ Q J a 0 0 + 51
V Q I ¯ γ μ Q J ρ , ρ 1 101
T Q I ¯ σ μ ν Q J ρ , ρ 1 101
AV Q I ¯ γ 5 γ μ Q J a 1 1 + 51
AT Q I ¯ γ 5 σ μ ν Q J b 1 1 + 101
ps Ψ k ¯ γ 5 Ψ j π 0 1 20
s Ψ k ¯ Ψ j a 0 0 + 1 20
v Ψ k ¯ γ μ Ψ j ρ , ρ 1 115
t Ψ k ¯ σ μ ν Ψ j ρ , ρ 1 115
av Ψ k ¯ γ 5 γ μ Ψ j a 1 1 + 1 20
at Ψ k ¯ γ 5 σ μ ν Ψ j b 1 1 + 115
Table 2. Interpolating operators O CB sourcing the lightest chimera baryons, built with two Dirac fermions of types (f) and one of type (as), with their S p ( 4 ) × S O ( 6 ) quantum numbers. Details can be found in Ref. [10].
Table 2. Interpolating operators O CB sourcing the lightest chimera baryons, built with two Dirac fermions of types (f) and one of type (as), with their S p ( 4 ) × S O ( 6 ) quantum numbers. Details can be found in Ref. [10].
Label Interpolating Operator  Sp ( 4 ) SO ( 6 )
O CB , 1 L , R Q 1 a ¯ γ 5 Q 2 b + Q 2 a ¯ γ 5 Q 1 b Ω b c P L , R Ψ k c a
O CB , 2 L , R i Q 1 a ¯ γ 5 Q 2 b + Q 2 a ¯ γ 5 Q 1 b Ω b c P L , R Ψ k c a
O CB , 3 L , R Q 1 a ¯ γ 5 Q 1 b Q 2 a ¯ γ 5 Q 2 b Ω b c P L , R Ψ k c a 56
O CB , 4 L , R i Q 1 a ¯ Q C 2 b + Q C 2 a ¯ Q 1 b Ω b c P L , R Ψ k c a
O CB , 5 L , R i i Q 1 a ¯ Q C 2 b + i Q C 2 a ¯ Q 1 b Ω b c P L , R Ψ k c a
O CB , 1 L , R i Q 1 a ¯ Q 2 b + Q 2 a ¯ Q 1 b Ω b c P L , R Ψ k c a
O CB , 2 L , R Q 1 a ¯ Q 2 b Q 2 a ¯ Q 1 b Ω b c P L , R Ψ k c a
O CB , 3 L , R i Q 1 a ¯ Q 1 b Q 2 a ¯ Q 2 b Ω b c P L , R Ψ k c a 56
O CB , 4 L , R Q 1 a ¯ γ 5 Q C 2 b + Q C 2 a ¯ γ 5 Q 1 b Ω b c P L , R Ψ k c a
O CB , 5 L , R i Q 1 a ¯ γ 5 Q C 2 b Q C 2 a ¯ γ 5 Q 1 b Ω b c P L , R Ψ k c a
Table 3. Continuum limit extrapolations of m R P / σ . For N = 2 , these values are the weighted average of those in Refs. [2,7]. In the case of S U ( N c ) , we have m / σ = 3.307 ( 53 ) for the A 1 + + channel, 6.07 ( 17 ) for the A 1 + + * channel, and  4.80 ( 14 ) for the E + + channel [225]. The table is taken from Ref. [7].
Table 3. Continuum limit extrapolations of m R P / σ . For N = 2 , these values are the weighted average of those in Refs. [2,7]. In the case of S U ( N c ) , we have m / σ = 3.307 ( 53 ) for the A 1 + + channel, 6.07 ( 17 ) for the A 1 + + * channel, and  4.80 ( 14 ) for the E + + channel [225]. The table is taken from Ref. [7].
1234
R P m R P / σ m R P / σ m R P / σ m R P / σ m R P / σ
A 1 + 3.841 ( 84 ) 3.577 ( 49 ) 3.430 ( 75 ) 3.308 ( 98 ) 3.241 ( 88 )
A 1 + * 5.22 ( 33 ) 6.049 ( 40 ) 5.63 ( 32 ) 5.58 ( 44 ) 6.29 ( 33 )
A 1 6.20 ( 14 ) 5.69 ( 16 ) 5.22 ( 23 ) 5.36 ( 26 ) 5.00 ( 22 )
A 1 * 7.37 ( 72 ) 7.809 ( 79 ) 6.59 ( 49 ) 7.76 ( 85 ) 7.31 ( 45 )
A 2 + 6.81 ( 31 ) 7.91 ( 16 ) 7.36 ( 39 ) 6.5 ( 1.0 ) 8.22 ( 46 )
A 2 8.99 ( 86 ) 9.30 ( 38 ) 8.60 ( 67 ) 7.2 ( 1.4 ) 8.69 ( 83 )
T 2 + 5.29 ( 20 ) 5.050 ( 88 ) 5.09 ( 16 ) 4.73 ( 23 ) 4.80 ( 20 )
T 2 6.55 ( 34 ) 6.879 ( 88 ) 6.47 ( 43 ) 6.36 ( 35 ) 6.71 ( 35 )
E + 5.33 ( 18 ) 5.05 ( 13 ) 5.03 ( 13 ) 4.62 ( 29 ) 4.79 ( 19 )
E 6.61 ( 37 ) 6.65 ( 12 ) 6.34 ( 40 ) 6.29 ( 29 ) 6.44 ( 33 )
T 1 + 8.58 ( 41 ) 8.67 ( 28 ) 7.77 ( 59 ) 8.45 ( 52 ) 8.33 ( 51 )
T 1 9.63 ( 77 ) 9.24 ( 33 ) 9.15 ( 69 ) 8.90 ( 75 ) 8.76 ( 72 )
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Bennett, E.; Holligan, J.; Hong, D.K.; Hsiao, H.; Lee, J.-W.; Lin, C.-J.D.; Lucini, B.; Mesiti, M.; Piai, M.; Vadacchino, D. Sp(2N) Lattice Gauge Theories and Extensions of the Standard Model of Particle Physics. Universe 2023, 9, 236. https://doi.org/10.3390/universe9050236

AMA Style

Bennett E, Holligan J, Hong DK, Hsiao H, Lee J-W, Lin C-JD, Lucini B, Mesiti M, Piai M, Vadacchino D. Sp(2N) Lattice Gauge Theories and Extensions of the Standard Model of Particle Physics. Universe. 2023; 9(5):236. https://doi.org/10.3390/universe9050236

Chicago/Turabian Style

Bennett, Ed, Jack Holligan, Deog Ki Hong, Ho Hsiao, Jong-Wan Lee, C.-J. David Lin, Biagio Lucini, Michele Mesiti, Maurizio Piai, and Davide Vadacchino. 2023. "Sp(2N) Lattice Gauge Theories and Extensions of the Standard Model of Particle Physics" Universe 9, no. 5: 236. https://doi.org/10.3390/universe9050236

APA Style

Bennett, E., Holligan, J., Hong, D. K., Hsiao, H., Lee, J. -W., Lin, C. -J. D., Lucini, B., Mesiti, M., Piai, M., & Vadacchino, D. (2023). Sp(2N) Lattice Gauge Theories and Extensions of the Standard Model of Particle Physics. Universe, 9(5), 236. https://doi.org/10.3390/universe9050236

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