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29 September 2022

Contemporary Study on Deep Neural Networks to Diagnose COVID-19 Using Digital Posteroanterior X-ray Images

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1
Department of Computer Science, University of Karachi, Karachi 75270, Pakistan
2
College of Computing & Information Sciences, Karachi Institute of Economics & Technology, Karachi 75190, Pakistan
3
Department of Computer Science, National University Computer and Emerging Sciences, Karachi 54700, Pakistan
4
Faculty of Computing & Informatics, Universiti Malaysia Sabah, Jalan UMS, Kota Kinabalu 88400, Sabah, Malaysia
This article belongs to the Special Issue Digital Trustworthiness: Cybersecurity, Privacy and Resilience

Abstract

COVID-19 is a transferable disease inherited from the SARS-CoV-2 virus. A total of 594 million people have been infected, and 6.4 million human beings have died due to COVID-19. The fastest way to diagnose the disease is by radiography. Deep learning has been the most popular technique for image classification during the last decade. This paper aims to examine the contributions of machine learning for the detection of COVID-19 using Deep Learning and explores the overall application of convolutional neural networks of some famous state-of-the-art deep learning pre-trained models. In this research, our objective is to explore the various image classification strategies for CXIs and the application of deep learning models for optimization and feature selection. The study presented in this article shows that the accuracy of deep learning models when detecting COVID-19 on the basis of chest X-ray images ranges from 93 percent to above 99 percent.

1. Introduction

COVID-19 was originally discovered in Wuhan City, China in December 2019. It rapidly spread out of Wuhan to other countries [1]. At that time, treatment and vaccines for COVID-19 were not available. This pandemic situation was faced all over the world. Early diagnoses for initial control were essential in order to better understand COVID-19, because no particular treatment was available at that time.
In this survey, we mainly focus on the detection of COVID-19 using CXIs from Deep Learning (DL) models used in the state-of-the-art studies mentioned in Table 1. These models have been discussed in detail from an architectural perspective, and in terms of their dataset limitations and their future directions. However, to the best of our knowledge, these are the most important issues regarding the classification task when using DL models. The main contributions of this paper are as follows.
Table 1. Name of the model and internal architecture details, along with classification strategy.
  • The architecture used in the state-of-the-art studies presented in Table 1 are discussed, describing their internal structure and how classification is achieved using the DL models; for instance, [2,3] do not use classical approaches for the classification task, whereas the rest of the studies use classical approaches from feature extraction for the classification task.
  • As is widely known, COVID-19 is a relatively new disease, and datasets are still very limited; most studies use the same datasets. Details about the datasets used by the authors in Section 2.2.
  • Results are discussed on the basis of the datasets used by the authors and the methodology used by state-of-the-art studies. Table 2 shows the number of images used by the authors in their studies and their corresponding accuracies, while Section 3 presents a comparison of the results obtained in recent studies in terms of percentage.
    Table 2. Number of images used by the authors in their studies and their accuracy.
  • The discussions presented in the studies are compiled. Section 4 represents the advantages and the future work reported by the authors discussed in this survey.
During the past several years of COVID-19, it has changed into multiple variants, and these variants are different from one another, with their infecting power, symptoms, and ratio of deaths in the current environment being employed differently. All variants are recognized by the World Health Organization (WHO). For this purpose, deep learning on COVID-19 can help experts to diagnose the disease. When studies for the diagnosis of COVID-19 using deep learning are initiated, images created on the basis of computed tomography (CT) and chest X-ray images (CXIs) are used. Conversely, as a COVID-19 diagnostic procedure, real-time RT–PCR is drastically faster, because the entire technique can be carried out inside a closed tube.
The aim of this survey paper includes research on deep learning techniques. CXIs or CT, as routine tools for pneumonia diagnosis, are easy to perform, and offer rapid diagnosis [1]. Imaging techniques like CXIs and CT used to find the characteristics and signs presented in studies on COVID-19 [2]. Additionally, current studies recommend the use of CXIs for the initial screening of COVID-19. Therefore, screening by means of CXIs can be used as an alternative to the PCR method.
Artificial Intelligence (AI) has produced very promising results in this area with the use of imaging-based data. Figure 1 shows several aspects of AI and ML that are successfully employed in the health industry. A study by Apostolopoulos and Mpesiana [10] demonstrated the detection of COVID-19 from digital CXIs, and this was the first study performed using CXIs, which constitute a transfer learning approach for the detection of disease. In this study, several pre-trained models of deep learning were used, i.e., MobileNet V2, VGG19, Inception, and Inception ResNet V2 and Xception, which are the most frequently used.
Figure 1. Several aspects of AI and ML technology employed in health care.
In this research survey, we attempt to solve the problem of data shortage in COVID-19 by discussing the datasets used in the detection of COVID-19 from CXIs. Additionally, in this study, state-of-the-art architectures are presented in detail, along with their success rate, limitations, and future research directions.
This paper is structured as follows,
  • A literature review is provided, discussing the contributions reported in the literature with respect to the detection of COVID-19 using digital CXIs.
    • The datasets used by different authors for the CXIs are also discussed.
    • Proposed and state-of-the-art pre-trained architecture are also discussed.
    • Details of the training, testing, validations, and numbers of images used by different authors in their studies are described. Table 1 gives a summary of the state-of-the-art architectures used by various authors with promisingly high success rates in the classification task.
  • The results of different research studies are discussed, and different state-of-the-art architectures are compared. Table 2 presents a summary of the results.
  • Conclusion. The future work discussed and recommended by the authors of the short-listed articles is presented.

3. Comparison of Results

In this section, the results presented for some state-of-the-art models are discussed in terms of their performance, and some of those models, selected by the authors, are presented in Table 2 with respect to the detection of COVID-19 using CXIs in binary and multi-class classification tasks. In the table below, we compare the results of the state-of-the-art models developed by the mentioned authors. Table 2 provides details of the number of CXIs with COVID-19 infection, healthy, and with other diseases (e.g., viral/bacterial pneumonia).
Every model was evaluated using different standards for classification tasks: sensitivity, i.e., true positive rate, area under the ROC Curve, specificity, and accuracy. Sensitivity or specificity alone are not a benchmark for performance evaluation; however, they can be used specifically in the case of imbalanced data. In this regard, the performance of the model presented in Figure 4 was assessed using each of the aforementioned criteria. Higher ROC AUC scores were more accurate for differentiating between COVID-19 and without COVID-19 in medical applications [8]. Equations (1)–(4) were used to calculate specificity, accuracy, sensitivity, and precision, respectively.
Specificity = True   Negatives True   Negatives   +   False   Positives
Accuracy = True   Negatives   +   True   Positives True   Positives   +   False   Positives   +   True   Negatives   +   False   Negatives
Sensitivity = True   Positives True   Positives   +   False   Negatives
Precesion = True   Positives True   Positives   +   False   Positives
Figure 4. Comparison of results reported in recent studies [2,3,4,6,7,8,9,10,11,12,13,32] in term of percentage.
Khishe et al. [4], after repeating the training ten times, achieved an accuracy on the validation dataset between 89.22% and 93.98%. Using weight validation accuracy, the ten trained OptiDCNNs were formed into an ensemble on the basis of weight average. DCNN had an accuracy of between 78% and 90%; however, OptiDCNN achieved a validation accuracy of 91.09% and the ensemble achieved an accuracy of 88.3% on the validation dataset. Wu et al. [5] computed the precision, accuracy, recall, and F1-score of each classification class, i.e., COVID-19 and healthy, using K-fold validation; the author and his team used 1 to 5 folds in this study, as shown in Table 3, below.
Table 3. Experimental results of the ULNet proposed in [5] in terms of percentage.
The authors applied their proposed ULNet on different datasets, i.e., Kaggle’s and the QaTa COVID-19 CXI datasets. Table 4, below, shows the performance of both datasets used by the author.
Table 4. Performance of the proposed ULNet on Kaggle’s dataset in terms of percentage.
Sheykhivand et al. [6] used seven different scenarios for their proposed DNN model for the automatic classification of pneumonia on the basis of digital CXIs. All seven scenarios achieved accuracy greater than 90%, except one of them. The proposed model for binary classification classes, i.e., Healthy and COVID-19, achieved accuracy greater than 99%. A scenario including Healthy and COVID-19 had 564 CXIs of COVID-19 in the test set that were properly identified by the model; however, two samples were misidentified. Murat Canayaz [2] used two datasets, i.e., original and enhanced datasets. The table below shows the performance of different state-of-the-art pre-trained models using SVM for the classification of three classes, namely, pneumonia, healthy, and infected with COVID-19. The proposed network produced stable results for both datasets. Training and testing used 70% and 30% of the data, respectively, in every approach. K-fold cross-validation with a value of 5 for k was used to test the consistency of the experiment. In this study, with the original dataset, accuracies of 97.55%, 98.16%, 95.10% and 95.71% were achieved using AlexNet, VGG-19, GoogleNet, and ResNet, respectively. After the original dataset, the enhancement dataset was used for classification with SVM, achieving accuracies of 97.55%, 98.47%, 96.94%, and 96.94% using AlexNet, VGG-19, GoogleNet, and ResNet, respectively. GoogleNet and ResNet achieved the best overall accuracies, at 95.6% and 96.61%, respectively. Each algorithm was evaluated individually, because this shows the properties obtained from the algorithms with respect to the success of the classification. Table 5 shows the details of the results and tuning.
Table 5. Results of the models used in the enhanced dataset in terms of percentage.
The BPSO method uses a total of 499, 488, 488, and 477 features for AlexNet, VGG-19, GoogleNet, and ResNet, respectively. The BPSO method on combined features using k-fold (k = 5) and a total of 987, 965 features for AlexNet and VGG-19, GoogleNet and ResNet, respectively. Hemdan et al. [7] used 80% and 20% of the data for model training and testing purposes, respectively, for the proposed COVIDX-Net. F1-scores of 0.89 and 0.91 were successfully recorded for healthy and COVID-19, respectively, using VGG-19 and DenseNet; however, the worst classification performance of 0.67 for healthy and 0.00 for COVID-19 was recorded using the Inception v3 model. Togaçar et al. [3] used 70% and 30% of the datasets for training and testing purposes, respectively. The experiment consisted of three steps. The k-fold cross-validation method was used. SqueezeNet and MobileNetV2 models were used with SVM as the classifier in the last layer. On the basis of the results of the classification, it was stated that an overall accuracy of 99.27% was achieved. Table 6, below, shows the metric values of the models used in [3].
Table 6. Results of the confusion matrix obtained by the models used in [3].
A dataset with 1357 features was obtained, and 30% of the feature set was used as test data. A classification accuracy of 99.27% was achieved by combining the efficient features. The Social Mimic Optimization (SMO) algorithm was able to achieve success in classification by combining the selected features. Boran Sekeroglu and Ilker Ozsahin [8] performed 38 experiments for the ConvNet using three groups. These groups were used in combination with COVID-19, with the first group being Healthy, the second group being Pneumonia, and the last group being Healthy and Pneumonia. In each group, the number of COVID-19 images was 225. Validation was performed using K-Fold cross-validation. For the first group, 1583 Healthy patients were trained, and a maximum mean accuracy of 98.34% was obtained; after applying Average Pixel Per Node (APPN), a maximum mean accuracy of 98.23% was achieved. However, original images with different dimensions were used, resulting in a mean accuracy of 99.11%. In the second group, 4292 Pneumonia patients were trained, and a maximum means accuracy of 99.09% was achieved; after applying APPN, a maximum mean accuracy of 98.93% was achieved. However, original images with different dimensions were used, resulting in a mean accuracy of 99.44% being achieved. In the last group, 4292 Pneumonia and 1583 Healthy patients were trained, and a maximum mean accuracy of 95.99% was obtained when using DenseNet121. Afshar et al. [9] stated that the proposed COVID-CAPS was able to achieve an accuracy of 98.3%. The author and his team used a capsule network-based architecture on CXIs to diagnose COVID-19 on the aforementioned dataset without the use of any preprocessing techniques, as described in detail in the previous section. Apostolopoulos et al. [10] used the transfer learning approach on CNN with a success rate of 98.75% without the application of preprocessing techniques on the CXI data. A total of 1427 CXIs were used to classify viral pneumonia, bacterial pneumonia, and COVID-19. The accuracy of transfer learning models, i.e., Xception, MobileNet v2, ResNet v2, VGG, and Inception, however, was recorded at 98.75% for the Inception model in two-class classification, while an accuracy of 93.48% was recorded for three-class classification tasks. Ozturk et al. [11] used the DarkNet model, and an accuracy of 98.08% was recorded when using 17 convolutional layers. However, the performance was evaluated using a 5-fold cross-validation method for triple and binary classification tasks. Brunese et al. [12] achieved an average accuracy of 97%. Heidari et al. [13] used CAD schemes with CNN, and recorded an overall accuracy of 94.5%; however, in two-class classification tasks, an accuracy of 98% was achieved. Meanwhile, without the use of preprocessing, the proposed system with CAD yielded an accuracy of 88%, which is very low compared to the results presented in other state-of-the-art studies, as shown in Figure 4.

4. Discussion

A review of the applications of artificial intelligence ML-based architectures/mechanisms for the detection of COVID-19 on the basis of CXIs is presented in this research. AI plays a vital role in identifying COVID-19 by applying image processing techniques to CXIs. Table 7, below, shows the advantages reported by and future work suggested in recent studies. Still, there is a shortage of datasets for the detection of COVID-19 and the training of models. Appropriate feature selection plays a vital role in the detection of COVID-19 using CXIs. Table 3 presents the best results obtained in recent studies.
Table 7. Advantages and future work reported by the authors.

5. Conclusions

This article reviewed a deep transfer learning model and a deep learning classic model, and independently developed architectures described by various authors were covered in detail with respect to the automatic detection of COVID-19 on the basis of CXIs from among three other classes (bacterial pneumonia, viral pneumonia, and normal CXIs). While this review study examined studies addressing important research questions, there are still a limited number of datasets available for performing the training/testing tasks. However, some recent studies have used the same datasets to perform these tasks, as it is widely accepted that, as this is a new kind of disease, it will require more time to address issues related to datasets and performance. In order to make it easier for researchers, academics, and practitioners to use and access the current methodologies, applications, and datasets, this research also explored and organized the available literature. The most important AI and ML objectives are diagnosis, classification, and prediction. Moreover, the size of the dataset was not sufficient to be able to perform the experiments carried out by some of the authors mentioned in Section 2.2. In this regard, several data augmentation and preprocessing techniques [2,3,4,6,7,8,13] have been used to enhance the dimensions of the data. Murat Canayaz [2] and Togaçar et al. [3] used SVM as a classifier for the classification task; however, the remainder of the studies discussed in this paper used a fully connected layer for the classification task. The transfer learning model, as well as other models discussed in this review, could help doctors to make accurate decisions regarding the diagnosis of COVID-19, which is an alternate option to the PCR test method. Researchers who plan to develop models or architectures for the detection of COVID-19 on the basis of CXIs can reuse the existing models rather than designing them from the scratch, thus saving time, because they are currently able to achieve accuracies greater than 99%.

6. Future Directions

The COVID-19 epidemic has changed our lives to an exceptional extent. However, the contributions of the research community have been vast across various fronts. In this regard, the direction provided in this paper describes an approach for future researchers for the detection of COVID-19 on the basis of digital CXRs, as well as an in-depth discussion of the datasets used by the authors mentioned in Figure 2, as well as the conclusions drawn on the basis of the datasets used in the various state-of-the-art studies reported here, with the hope that in the future, more real data will become available. However, our survey has some limitations. There is a need for further detailed exploration of the internal architectures of the architectures/models employed in the recent state-of-the-art studies described in Section 2.2. Additionally, it is necessary to keep a continuous eye on new publicly available dataset sources, and, importantly, to collaborate with hospitals and radiology diagnosis departments in order to obtain samples related to COVID-19 CXIs. Moreover, CT images are also efficient for the purposes of feature extraction, and have demonstrated promising outcomes.

Author Contributions

S.A.: propose idea, methodology, write original draft preparation, investigation, analysis, finalize paper; H.T.: validation, analysis, supervision; M.F.: data curation, visualization, draft editing; G.A.: project administration, review and changes; H.J.S.: editing draft, review and changes. All authors have read and agreed to the published version of the manuscript.

Funding

This research was partially funded by Universiti Malaysia Sabah, Jalan UMS, 88400 Kota Kinabalu, Sabah, Malaysia.

Conflicts of Interest

The authors declare no conflict of interest.

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