1. Introduction
Against the backdrop of increasing terrestrial resource scarcity, the exploration and development of marine resources have become crucial strategies for alleviating resource crises [
1,
2]. The ocean contains vast reserves of seabed mineral resources, including cobalt-rich crusts, polymetallic nodules, and polymetallic sulfides. Notably, polymetallic nodules alone have an estimated reserve of approximately 3 trillion tons, containing valuable metals such as manganese, iron, copper, cobalt, and nickel, which can provide a stable and sustainable supply of resources for economic and industrial development [
3,
4,
5]. These nodules are primarily distributed at depths of 3000 to 6000 m on the seafloor. One of the most effective methods for extracting seabed minerals is deploying deep-sea mining vehicles via mining vessels [
6,
7,
8]. Throughout this process, mining vessels are continuously subjected to complex marine environmental loadings, including winds, waves, and currents. Ensuring the safety and stability of the mining vehicle during mining vehicle deployment, mineral extraction, and mining vehicle retrieval is a fundamental prerequisite for successful subsea mineral exploitation.
A maritime A-Frame is a type of mechanical framework used primarily in the maritime and offshore industries [
9,
10]. It is designed for lifting, handling, and deploying heavy loads, often in challenging and dynamic environments, such as floating vessels, offshore platforms, or rigs. In deep-sea mining operations, A-Frames provide essential structural support for deep-sea mining vehicles, facilitating the safe and efficient execution of deep-sea mineral extraction. An A-Frame system primarily comprises a base, gantry, luffing cylinder, list dampened system, docking head system and other assembly components, as shown in
Figure 1. It performs essential functions such as hoisting, inboard and outboard movement, as well as the deployment and retrieval of equipment [
11]. An A-Frame operates in two distinct statuses: inboard and outboard. The transitions between these two operational states result in variations in structural stress. In addition, during a deep-sea mining operation, an A-Frame must not only lift loads weighing tens of tons but also endures additional inertial forces induced by significant wave action. These dynamic loads impose substantial challenges on the structural integrity of the A-Frame, potentially affecting its long-term performance and safety. Consequently, implementing a comprehensive structural-health-monitoring system is essential to ensure the reliability and operational safety of the A-Frame during deep-sea resource exploitation [
12,
13].
Strain or stress monitoring is a vital aspect of structural health monitoring [
14,
15,
16,
17]. Detailed strain monitoring and analysis not only provide in-depth insights into structural stress variations during operation but also facilitate further design optimization, thereby enhancing the operational safety of structures. Extensive research in stress monitoring and analysis has been conducted in the field of structural health monitoring. Liu and Ren [
18] proposed a rapid acquisition method for structural stresses of the ship digital twin model. Yang et al. [
19] performed real-time monitoring of stress variations across different construction phases of bridges. By developing a finite element model to analyze and compare stress variations throughout the construction process, the consistency between empirical monitoring data and theoretical predictions was effectively validated. Yuan et al. [
20] proposed a method for evaluating the safety of crane metal structures based on the stress monitoring data in dangerous sections, thereby promoting the practical application of crane metal structures in engineering environments. Furthermore, studies have also been conducted on marine structures [
21,
22,
23,
24]. However, research specifically addressing the stress monitoring of A-Frames remains scarce. Existing studies provide only minimal exploration of stress monitoring and analysis within the context of real-world engineering applications.
By installing strain sensors at critical structural regions, such as the hot spots of a A-Frame, it is possible to capture variations in structural stress. However, due to constraints such as challenging on-site installation conditions and a limited number of available sensors, it is often impractical to place strain sensors at all critical locations [
25,
26,
27]. As a result, stress data can only be obtained from a limited number of measurement points, making it difficult to directly assess structural stress variations at all key positions. This limitation leads to an incomplete evaluation of the stress performance of the A-Frame. Therefore, estimating the stress responses at unmeasured locations using limited measurement data is a fundamental aspect of the health monitoring and safety assessment of an A-Frame. The existing responses estimation methods can be broadly categorized into physics-driven [
28,
29] and data-driven [
30,
31,
32] approaches, which attempt to reconstruct structural responses based on physical models and data analysis, respectively. While these methods have demonstrated effectiveness in reconstructing acceleration data, their performance in stress response estimation remains inadequate.
Another key challenge in stress estimation is the unknown initial stress state. For large self-weight structures such as A-Frames, the static strain, i.e., the strain under self-weight without external dynamic loads, constitutes a significant portion of the total measured strain [
33] since the weight of the items lifted by the A-Frame may be relatively small compared to the A-Frame itself. However, strain sensors are typically installed after the structure has already undergone pre-straining due to self-weight, preventing direct measurement of the static strain. Consequently, the initial stress state cannot be accurately determined, leading to significant uncertainties in prestress estimation, which, in turn, affects the accuracy of stress monitoring and structural assessment. Existing studies have not provided effective solutions for the prestress estimation problem, limiting their applicability in stress response estimation.
This study addresses the unprecedented challenges of conducting the world’s first 6000 m deep ocean mining test, where the maritime A-Frame functions as the critical lifting and support structure for the mining vehicle—an operation with no precedent. To prevent catastrophic system failures and optimize deep-sea mining operations, stress data from the A-Frame were strategically collected using FBG strain sensors. These data were then thoroughly analyzed to identify stress variation patterns throughout the operational cycle. Additionally, an FEM was constructed for simulation analysis, serving to validate the accuracy and reliability of the measured data. By integrating FEM simulations with experimental stress measurements, the actual stress values at critical locations were estimated, providing a more comprehensive assessment of the A-Frame. The findings of this research are anticipated to offer valuable insights into optimizing the operational performance of the A-Frame in marine resource mining projects.
2. Monitoring of the Operating A-Frame
Both the mining vehicle and A-Frame are custom-designed for this field test. The mining vehicle weighs 19 metric tons, the A-Frame is constructed from Q345 steel, and it has a load-bearing capacity of 80 metric tons. The side views of the A-Frame are shown in
Figure 2.
Figure 3 shows the monitored A-Frame structure that was installed on the stern deck. Due to installation constraints, only two FBG strain sensors, labeled S1 and S2, respectively, were installed at the variable cross-section of the A-Frame to monitor its strain response. The FBG strain sensor and its technical parameters are shown in
Figure 4 and
Table 1, respectively. The reason for using FBG sensors instead of resistive strain gauges is to prevent the risk of electrical leakage on the ship and to avoid signal attenuation during long-distance transmission [
34,
35,
36]. The sensors, labeled as S1 and S2, were positioned 0.4 m below and above, respectively, one of the variable cross-sections of the right portal frame of the A-Frame, as depicted in
Figure 3. Since the force exerted by the lifted load on the A-Frame during hoisting primarily acts in the vertical direction, the portal frame of the A-Frame is mainly subjected to axial tension and compression. Therefore, the FBG sensors were attached along the axial direction of the right portal frame to measure its axial strain.
The marine resource mining vessel was equipped with a fiber optic data acquisition system in the control room on the deck to monitor and record stress variations at designated measurement points on the A-Frame. The system consists of a fiber optic demodulator TV1600-8P (integrating an FBG interrogator) produced by Tongwei Technology Co., Ltd., Beijing, China, a network switch, a controller, and a server, enabling continuous data acquisition and transmission. Strain data collected from the A-Frame are first converted from optical to electrical signals by the fiber optic demodulator, then transmitted to the server for further analysis. The data transmission pathway is illustrated in
Figure 5. Optical signals are generated by the fiber optic demodulator using an amplified spontaneous emission broadband light source. The interrogator emits light, which is reflected by the strain sensors and subsequently received by the demodulator. Strain measurements are obtained by detecting shifts in the central wavelength of the reflected light, which correspond to variations in strain. The structural stress can be derived by multiplying the strain
by the elastic modulus
. The sampling rate of the strain monitoring was configured at 100 Hz.
3. Analysis of the Measured Strain Data
3.1. Deep-Sea Mining Process
The deep-sea mining operation was conducted in the South China Sea in September 2024, with two mining operations carried out on the 20th and 23rd, respectively. The operation officially commenced when the seafloor mining vehicle was placed on the deck of the vessel and connected to an umbilical cable, which was wound on the winch aboard the vessel. The seafloor mining vehicle was then attached to the docking head, which was connected to the main body of the A-Frame through steel cables. The seafloor mining vehicle was gradually hoisted by retracting the steel cables. Upon completing the lifting process, the A-Frame gradually swung outward, positioning the mining vehicle beyond the vessel’s stern before lowering it slowly to a depth of 10 m below the sea surface by releasing the steel cables. At this stage, the umbilical cable did not bear the weight of the seafloor mining vehicle. The docking head then disengaged from the mining vehicle, leaving it connected only via the umbilical cable. It is important to note that although the umbilical cable bore the entire weight of the seafloor mining vehicle, the A-Frame still carried a significant load because the umbilical cable passed through its guiding wheel. The mining vehicle continued to be lowered in a controlled manner, with the A-Frame swinging inboard to facilitate the installation of beacons and buoys. Upon reaching a depth of 200 m, the continuous deployment of the umbilical cable began, allowing the mining vehicle to descend steadily until it reached the designated operational depth. After completing the seabed exploration, the retrieval process followed the reverse sequence of the deployment of the mining vehicle.
Throughout both trial operations, the monitoring system continuously recorded the strain variations experienced by the A-Frame. The strain data were transformed into stress by multiplying the strain with the elastic modulus
. The stress responses of the A-Frame during these two seabed exploration processes, along with the depth of the mining vehicle monitored by the beacon, are presented in
Figure 6 and
Figure 7, respectively. It should be noted that the depth data of the mining vehicle were missing after 20:36 on 20 September, as shown in
Figure 6.
Figure 6 and
Figure 7 show that the monitoring system comprehensively recorded the stress variations at the A-Frame measurement points. The stress values remained entirely negative, indicating that the axial stress in the A-Frame was compressive compared to the inboard status of the A-Frame during which the sensors ware installed. The stress history of both measurement points exhibited consistent trends, with the compressive stress at point S1 being slightly higher than that at point S2. Throughout the seabed exploration process, the measured stress increased from zero and later returned to near zero, reflecting a clear and reversible operational cycle.
3.2. Detailed Analysis of A-Frame Stress
It is noted that the mining vehicle did not reach the seabed on 20 September. Therefore, the stress data obtained on 23 September was selected for analysis to provide a more comprehensive understanding of stress variations during seabed exploration. On 23 September, the mining vehicle was deployed to a depth of 3330 m over a period of 9.5 h. According to the operational sequence, the stress data were segmented into five distinct stages: (A) the mining vehicle was lifted, submerged, and released; (B) the beacons and buoys were installed to the umbilical cable; (C) the mining vehicle was continuously deployed to the seabed; (D) the mining vehicle conducted the seabed exploration; and (E) the mining vehicle was retrieved. The stress variations in the measured points during these five stages are shown in
Figure 7, which is accordingly divided into five regions.
Stage A: The mining vehicle was lifted, submerged, and released. Following the hoisting of the deep-sea mining vehicle, the A-Frame swung from a 25° inboard position to a 30° outboard maximum. Region A in
Figure 7 shows a continuous decrease in stress as the A-Frame swings outward. This indicates a progressive increase in compressive stress at the measured locations. Moreover, the stress variation at position S1 is slightly greater than that at position S2. Therefore, the stress variation at position S1 is analyzed to explain the observed trends. At 9:09 a.m., the A-Frame reached its maximum outward angle, recording a stress of −32.2 MPa at the monitoring point S1. Shortly after, at 9:11 a.m., the deployment of the mining vehicle into the water was completed, and the stress reduced to −30.6 MPa due to the buoyant force partially counteracting the suspended load. Following this, the mining vehicle detached from the docking head, which was then lifted above the water surface, transferring the full weight of the mining vehicle to the umbilical cable. As mentioned above, although the umbilical cable bore the entire weight of the seafloor mining vehicle, the A-Frame still carried a significant load because it supported both the weight of the umbilical cable and the mining vehicle. Therefore, the stress on the A-Frame was largely influenced by the attached seafloor mining vehicle and the incremental umbilical cable.
Stage B: The beacons and buoys were installed to the umbilical cable. During this stage, the A-Frame was required to swing out and back to facilitate the installation of the beacons and buoys. The recorded maximal swing angle was 26° at this stage. Region B in
Figure 7 demonstrates that the stress of the measured points was significantly influenced by the outward angle of the A-Frame, that is, the larger the angle, the greater the stress. Thus, in order to reduce the stress of the A-Frame when securing beacons and buoys, it is recommended to reduce the outward angle of the A-Frame if the deployment and retrieval operations of the deep-sea mining vehicle are allowed.
Stage C: The mining vehicle was continuously deployed to the seafloor. In this stage, the vehicle continuously lowered to the seafloor with the weight of the umbilical cable gradually increasing. The swing angle was kept at 26° during the continuous deployment. However, the stress at the monitoring points remained relatively stable with only minor fluctuations. This is because the weight of the incremental umbilical cable maximal, 4 tons, and of the mining vehicle, 9 tons, was negligible compared to the weight of the A-Frame, 114 tons. As a result, increasing the deployment speed could be considered to optimize operational efficiency without compromising safety.
Stage D: The mining vehicle conducted seafloor mining. When the mining vehicle reached the seabed at 11:48, the mining vehicle was fully supported by the seabed, resulting in approximately a 1 MPa decrease in stress at measurement point S1 of the A-Frame. At 15:03, after completing the seabed exploration, the mining vehicle was lifted, causing stress to increase by around 1 MPa. These slight stress variations confirm that the wet weight of the vehicle exerted minimal influence on the structural load of the A-Frame.
Stage E: The mining vehicle was retrieved. Region E of
Figure 7 shows the stress changes during the retrieval of the vehicle, exactly the reverse of the deployment process. The stress remained stable during the lifting stage. Between 17:27 and 17:58, the repeated swinging in and out of the A-Frame for detaching beacons and buoys caused notable stress variations. However, these values remained below the peak stress −31.9 MPa recorded at the maximum outward angle, ensuring operational safety. This confirms two critical findings: (1) the load variations during the retrieval process minimally impacted the stress of the A-Frame; and (2) the outward angle of the A-Frame significantly influenced stress, with larger angles generating higher stress, which is consistent with the finding in Stage B. At approximately 18:05, after the vehicle reconnected with the docking head and lifted out of the sea level, the stress increased by around 2 MPa due to the loss of buoyancy. This mirrors the stress reduction observed during submersion. Finally, as the A-Frame retracted, stress gradually decreased with the reduced outward angle, eventually returning to near zero.
The analysis of the stress data from 20 September yielded similar results, with two key differences. First, the 20 September operation focused solely on verifying the deployment and recovery procedures of the A-Frame, without including the seabed mining phase. As a result, there were no stress variations associated with the touchdown and detachment of the mining vehicle from the seabed. The second difference lies in the stress magnitude observed during the descent and recovery phases. On 20 September, the outward swing angle of the A-Frame during both descent and recovery was consistent with the angle used when lifting the mining vehicle off the deck, leading to similar stress levels in these two phases. In contrast, on 23 September, considering the significant influence of the outward swing angle on A-Frame stress, adjustments were made to reduce the swing angle during these phases. Consequently, the monitored stress levels were lower compared to those observed at a 30° outward swing.
5. Discussion
Although we obtained the stress values at the sensor locations, evaluating the structural strength requires determining the maximum stress at critical locations which were not directly measured. Additionally, since the sensors were installed after the A-Frame was constructed, the initial stress caused by the self-weight of the structure could not be captured. Therefore, it is also necessary to estimate this initial stress.
The swing angles of the A-Frame and the corresponding measured and simulated stress values at S1 are plotted in
Figure 10. As previously mentioned, the initial stress induced by the structural self-weight cannot be directly measured by the FBG sensors. Consequently, the initial zero reference of the measured stress is defined at the inboard swing angle of 25° before the mining vehicle was lifted. However, the simulation results indicate that the theoretical stress at the monitoring point under this condition should be positive, representing tensile stress. Therefore, the actual stress should be adjusted by shifting the measured stress towards the positive direction. Although the simulated stress 2.36 MPa does not precisely quantify the offset magnitude, it suggests that the offset is relatively small. Thus, the actual maximum compressive stress is estimated to be slightly less than the measured value 31.9 MPa.
The A-Frame design in this study adheres to the Chinese standards GB/T 3811-2008 [
37], GB/T 22437.1-2018 [
38], and GB/T 22437.5-2021 [
39]. According to these standards, the fundamental principle of failure prevention verification is to ensure that the calculated stresses induced by loads in crane structural components and mechanical parts remain below their corresponding design strengths. The standards recommend two structural design or capacity verification methods: the allowable stress method and the limit state method. The allowable stress method compares the design stress generated by combined loads with the allowable stress determined by component type or inspection conditions. In contrast, the limit state method applies partial safety factors to individual load components before combination and compares them against predefined limit states such as yielding or elastic instability. This study employs the allowable stress method for structural safety assessment, with the strength safety factor set at 1.34 as specified by the standards, resulting in an allowable stress of 235 MPa (315 MPa/1.34). Since the steel material used for the A-Frame has an allowable stress of 235 MPa that is far larger than 31.9 MPa, there is a substantial structural safety margin at the measured points.
The true stress of the critical locations of the A-Frame is expected to be inferred by considering the difference between the FEM and the real structure. Two critical steps need to be conducted. The first step is to understand the true stress values represented by the numerical simulation results in order to eliminate the differences between the numerical simulation and the measured data. Obviously, when the structural configuration remains unchanged and only the loading magnitudes change, the stress variations at different positions of A-Frame gantry columns exhibit remarkable similarity. This proportional correspondence in stress distribution enables an estimation of the critical stress values at hot spots through comparative analysis. In this paper, the stresses measured before and after the touchdown of the mining vehicle are used for the true stress estimation. These two conditions represent the scenarios where the structural state of the A-Frame remains unchanged with only the loading magnitudes varying. More specifically, after the mining vessel reached the seafloor, the A-Frame no longer bears the submerged weight of the mining vehicle, while all other conditions remain unchanged. By analyzing the proportional changes in the response of the A-Frame, the stress at unmeasured critical locations can be estimated based on the stresses obtained from other regions. A scaling coefficient characterizing modeling uncertainties is first established through comparative analysis of the numerical and measured stresses under two loading conditions, as follows:
where
and
denote the measured structural stress at the unmeasured and measured points, respectively; the superscript ^ denotes the corresponding simulated value that can be obtained by analyzing the FEM; and the subscripts 1 and 2 indicate the loading conditions before and after touchdown, respectively.
represents the proportional relationship between the measured stress and its simulated counterpart. By instituting the numerical and measured stresses into Equation (1), one can obtain
as 1.15. In addition, by incorporating
into the simulated value, uncertainties, such as the sensitivity of the FBG sensors, can be eliminated.
The next critical step is to establish the stress mapping from the measured locations to the unmeasured locations. A proportional relationship for stress variation between these two locations is maintained:
where
denotes the relationship between the two locations. Since only the axial stress is considered,
is only determined by the cross section of the gantry column according to Hooke’s Law. Assuming that the cross section of the numerical model is consistent with the real structure, they share the same
. Nevertheless, unlike numerical simulation, the measured data use an inboard swing of 25° as the reference zero point. Therefore, the initial stress at the inboard position needs to be eliminated by:
where
denotes the simulated stress at the reference point under the inboard 25° angle. Note that
is obtained from the scenario with an outboard angle of 26° instead of an inboard one of 25°. This is because the two distinct conditions where the A-Frame is unloaded and hoisting the mining vehicle cannot be identified only from the recorded strain. However, the obtained
suggests that the numerical model effectively represents the stress state of the actual A-Frame. The effect of using
obtained from another operating state may be negligible. By integrating Equations (1)–(3), the actual stress values
and
of the unmeasured location can be determined.
Figure 11 shows the stress contour maps of the monitored gantry column before and after the vessel’s touchdown. The maximum tensile and compressive stresses occur above and below the interface of the gantry column and the luffing cylinder, measuring 111.48 MPa and 116.34 MPa before touchdown, and 110.59 MPa and 114.52 MPa after touchdown, respectively, as listed in
Table 3.
By integrating the measured stress and the numerical simulation stress, the true maximal stress of the A-Frame structure is estimated, with the results summarized in
Table 3. The stress change rate before and after touchdown is calculated by:
where
is the change rate, and
and
represent the stress before and after touchdown, respectively. Additionally, the proportionality coefficient between the estimated and simulated values was calculated.
where
is the proportionality coefficient, and
and
represent the estimated and simulated stress, respectively.
Table 3 shows that the simulated maximum tensile stress changes by 0.80%, while the evaluated maximum tensile stress changes by 0.81%. The consistency in these change rates verifies the effectiveness of the inversion method used. A similar conclusion can be drawn from the results for maximum compressive stress. Meanwhile, the results show a discrepancy of approximately 1.13 times between the estimated and simulated stress, indicating that the simulated values cannot accurately represent the true structural stress. This discrepancy likely arises from uncertainties in the actual testing process and errors in the finite element modeling. Therefore, it is necessary to combine finite element modeling and experimental data to infer the structure’s true stress state. Moreover, the table indicates that the inferred stress at critical locations is significantly lower than the allowable stress, 315 MPa, suggesting that the frame operated within the elastic range throughout all work cycles. This finding provides valuable guidance for future seabed mining operations when a larger mining vehicle is employed.
6. Conclusions
This study presents the stress-monitoring campaigns conducted on an A-Frame during the deep-sea mining process, providing a detailed analysis of the structural stress throughout the mining operation. Due to the monitoring being limited to specific locations of the A-Frame, a correlation between the measured stress at monitoring points and the actual stress was established by integrating limited test data with numerical analysis from a finite element model. The analysis of stress data yields valuable insights of the structural safety, leading to several key conclusions as follows:
(1) The load variations due to lifting the mining vehicle, disconnecting the docking head, and deploying the umbilical cable exert minimal influence on the stress of the A-Frame, causing only minor stress fluctuations of 1 to 2 MPa. Consequently, when operational conditions permit, accelerating the deployment and retrieval speeds is advisable to enhance operational efficiency.
(2) A comparative analysis of different outward swing angles reveals that the swing angle of the A-Frame significantly affects its stress response; a larger outward swing angle results in increased stress. The peak stress, corresponding to the most critical operational condition, occurs when the A-Frame reaches its maximum outward swing. Therefore, minimizing the outward swing angle, within operational constraints, is recommended to improve safety.
(3) Based on the measurements and FEM simulations, it was demonstrated that the frame operated within the elastic range throughout all work cycles. After addressing the initial value issue of the measured stress, the actual maximum compressive stress at the measurement location is slightly lower than the test value and remains well below the allowable stress of the A-Frame. Additionally, the inferred stress at critical locations is within the safe range, indicating a high level of structural safety for the A-Frame under the current operating conditions.
This study represents the world’s first 6000 m deep marine mining test conducted on a maritime A-Frame, where full-field stress was inversely derived through limited testing. The consistent stress variation rates between inferred and simulated results at critical locations demonstrate the effectiveness of the proposed inverse algorithm. The stress variation caused by lifting operations is minimal, while the self-weight of the A-Frame has a significant impact on its stress state. As a result, the structure is subjected to continuous high stress levels regardless of its operational state. Addressing fatigue issues under long-term cyclic loading on the A-Frame based on measured data represents an avenue for future work.