Machine Learning-Assisted FTIR Spectroscopy Analysis of Kidney Preservation Fluids for Delayed Graft Function Risk Stratification
Abstract
1. Introduction
2. Materials and Methods
2.1. Study Design and Cohort
2.1.1. Study Design, Setting, and Timeframe
2.1.2. Ethics Approval and Consent/Waiver
2.1.3. Eligibility Criteria (Inclusion/Exclusion) and Study Flow
2.1.4. Donor Pathways: DBD vs. DCD
2.1.5. Preservation/Perfusion Solutions: Celsior® vs. Custodiol®/HTK
2.1.6. Clinical Variables Collected (Donor/Recipient/Transplant)
2.1.7. Primary Endpoint Definition: Delayed Graft Function
2.2. Preservation Fluid Sampling and Handling
2.2.1. Sampling Timepoint and Workflow
2.2.2. Sample Processing, Aliquoting and Storage Conditions
2.2.3. Handling of Solution Matrix Effects (Pre-Analytical) (Celsior® vs. HTK)
2.3. FTIR Spectroscopy Workflow
2.3.1. FTIR Spectroscopy and Acquisition Settings
2.3.2. Spectral Preprocessing
2.3.3. Quality Control (QC) Criteria and Outlier Handling
2.3.4. Exploratory Unsupervised Analysis
2.3.5. Supervised Analysis Overview
2.4. Prediction Modeling Strategy
2.4.1. Model 1: Clinical Baseline Model
2.4.2. Model 2: FTIR-Only Model
2.4.3. Model 3: Combined Clinical Plus FTIR Model
2.5. Feature Selection and Leakage Control
2.5.1. Feature Selection
2.5.2. Encoding/Scaling/Imputation Strategy (Performed Within Folds)
2.5.3. Class Imbalance Handling (Class Weights/Resampling; PR-AUC Rationale)
2.5.4. Donor-Blinded Analysis Workflow
2.6. Validation Design and Performance Assessment
2.6.1. Internal Validation and Resampling (Donor-Blinded)
2.6.2. Discrimination Metrics
2.6.3. Calibration Assessment (Brier Score, Calibration Curve; Slope/Intercept if Desired)
2.6.4. Robustness Analysis
2.7. Clinical Utility
Decision Curve Analysis (DCA)
2.8. Reporting, Risk of Bias, and Reproducibility
2.8.1. Reporting Guideline: TRIPOD+AI
2.8.2. Risk of Bias/Applicability: PROBAST+AI
2.8.3. Software, Versions, and Code Availability
3. Results
3.1. Study Population, Sample Flow, and Endpoint Distribution
3.2. FTIR Spectral Data Quality Control and Retained Spectral Dataset
3.3. Global Spectral Structure and Potential Confounding
3.4. Prediction Models and Discrimination Performance
3.4.1. Clinical-Variable Benchmark Models
Full Cohort (DBD + DCD)
Donor Type (DCD-Only and DBD-Only)
3.4.2. FTIR-Only Benchmark Models
3.4.3. Combined Clinical and FTIR Model Performance
3.5. Calibration and Clinical Usefulness
3.5.1. Calibration (Donor-Blinded; Grouped CV by Donor Code)
3.5.2. Precision–Recall Performance (PR-AUC)
3.5.3. Clinical Usefulness (Donor-Blinded; Decision Curve Analysis)
3.5.4. “Plus” Analysis: Non-Blinded Validation to Illustrate Optimistic Bias
4. Discussion
4.1. Benchmarking Our Clinical Results Against Prior Work
4.2. Preservation Fluid Biomarkers: Where Our FTIR Spectroscopy Approach Fits
4.3. Why Preservation Solution Matters and Why We Should Not Ignore It
4.4. Combined Modeling: Complementarity Is Plausible, but Not Guaranteed in Small Cohorts
4.5. Why Donor-Clustered (“Donor-Blinded”) Validation Is the Right Primary Analysis
4.6. Calibration and Clinical Usefulness: Translating AUC into Decisions
4.7. Limitations and Next Steps
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| IRI | Ischemia–reperfusion injury |
| DGF | Delayed graft function |
| CIT | Cold ischemia time |
| FTIR | Fourier transform infrared spectroscopy |
| AI | Artificial intelligence |
| ML | Machine learning |
| DCA | Decision curve analysis |
| ULS São José | Unidade Local de Saúde de São José |
| WIT | Warm ischemia time |
| QC | Quality control |
| SNR | Signal-to-noise ratio |
| MDS | Multidimensional scaling |
| HCA | Ward hierarchical clustering |
| t-SNE | t-distributed stochastic neighbor embedding |
| FCBF | Fast correlation-based filter |
| KDPI | Kidney Donor Profile Index |
| KDRI | Kidney Donor Risk Index |
| PR-AUC | Area under the precision–recall curve |
| ROC-AUC | Area under the receiver operating characteristic curve |
| CRA | Cardiorespiratory Arrest |
| CVA | Cerebrovascular Accident |
| TBI | Traumatic Brain Injury |
| PCA | Principal component analysis |
| CV | Cross validation |
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| Variable | Overall (n = 56) | DGF No (n = 42) | DGF Yes (n = 14) | p Value |
|---|---|---|---|---|
| Donor age, years | 48.54 ± 17.24 | 47.43 ± 18.42 | 51.86 ± 13.08 | 0.333 a |
| Donor weight, kg | 70.00 [62.00, 75.00] (n = 54) | 70.00 [60.00, 75.00] (n = 42) | 73.00 [70.00, 75.00] (n = 14) | 0.459 b |
| Donor height, cm | 166.50 [160.00, 175.00] (n = 54) | 165.00 [160.00, 175.00] (n = 42) | 172.00 [165.00, 175.00] (n = 14) | 0.334 b |
| Donor BMI, kg/m2 | 25.14 ± 3.78 (n = 54) | 25.19 ± 3.89 (n = 42) | 25.00 ± 3.56 (n = 14) | 0.874 a |
| Donor serum creatinine, mg/dL | 0.95 [0.67, 1.11] | 0.80 [0.60, 1.05] | 1.08 [0.97, 1.47] | 0.008 b |
| Donor urea, mg/dL | 32.00 [21.00, 41.00] | 32.00 [21.00, 41.00] | 33.00 [22.75, 38.25] | 0.880 b |
| Donor eGFR, mL/min/1.73 m2 | 85.59 ± 29.72 | 90.86 ± 29.73 | 69.79 ± 24.32 | 0.013 a |
| KDPI, % | 51.17 ± 26.54 (n = 54) | 46.93 ± 25.81 (n = 41) * | 64.54 ± 25.23 (n = 13) * | 0.041 a |
| KDRI | 1.04 ± 0.28 (n = 54) | 0.99 ± 0.26 (n = 41) * | 1.20 ± 0.31 (n = 13) * | 0.044 a |
| Recipient age at transplant, years | 49.00 [39.00, 63.00] | 47.00 [38.00, 62.25] | 58.00 [51.25, 65.25] | 0.046 b |
| Time on renal replacement therapy, days | 1717.50 [1168.50, 2505.00] | 1732.50 [848.75, 2449.75] | 1661.50 [1473.50, 2555.00] | 0.755 b |
| Total HLA mismatches (A, B, C, DR) | 6.00 [4.00, 7.00] | 6.00 [4.00, 7.00] | 5.50 [3.00, 6.75] | 0.360 b |
| HLA-A mismatches | 1.00 [1.00, 2.00] | 1.00 [1.00, 2.00] | 1.00 [1.00, 2.00] | 0.974 b |
| HLA-B mismatches | 2.00 [1.00, 2.00] | 2.00 [1.00, 2.00] | 2.00 [0.25, 2.00] | 0.629 b |
| HLA-C mismatches | 1.00 [1.00, 2.00] | 2.00 [1.00, 2.00] | 1.00 [1.00, 1.75] | 0.211 b |
| HLA-DR mismatches | 1.00 [1.00, 2.00] | 1.00 [1.00, 2.00] | 1.00 [0.25, 2.00] | 0.249 b |
| Donor sex, male | 28 (50.0%) | 19 (45.2%) | 9 (64.3%) | 0.217 c |
| Donor hypertension, yes | 21 (37.5%) | 15 (35.7%) | 6 (42.9%) | 0.633 c |
| Donor diabetes, yes | 4 (7.1%) | 2 (4.8%) | 2 (14.3%) | 0.258 d |
| Donor Smoking, yes | 9 (16.4%) | 7 (16.7%) | 2 (15.4%) | 1.000 d |
| Donor type, DCD | 13 (23.2%) | 3 (7.1%) | 10 (71.4%) | <0.001 d |
| Donor ethnicity | 0.383 c | |||
| African | 2 (3.6%) | 2 (4.8%) | 0 (0.0%) | |
| White | 47 (83.9%) | 36 (85.7%) | 11 (78.6%) | |
| Unknown | 7 (12.5%) | 4 (9.5%) | 3 (21.4%) | |
| Donor cause of death | <0.001 c | |||
| CRA | 13 (23.2%) | 3 (7.1%) | 10 (71.4%) | |
| CVA | 25 (44.6%) | 23 (54.8%) | 2 (14.3%) | |
| HYPOXIA | 5 (8.9%) | 5 (11.9%) | 0 (0.0%) | |
| TBI | 13 (23.2%) | 11 (26.2%) | 2 (14.3%) | |
| Perfusion solution, Celsior® | 48 (85.7%) | 36 (85.7%) | 12 (85.7%) | 1.000 d |
| Donor cardiorespiratory arrest, yes | 25 (44.6%) | 15 (35.7%) | 10 (71.4%) | 0.020 c |
| Recipient sex, male | 39 (69.6%) | 29 (69.0%) | 10 (71.4%) | 1.000 d |
| Recipient ethnicity | 0.050 c | |||
| African | 13 (23.2%) | 6 (14.3%) | 7 (50.0%) | |
| Asian | 1 (1.8%) | 1 (2.4%) | 0 (0.0%) | |
| White | 41 (73.2%) | 34 (81.0%) | 7 (50.0%) | |
| Mixed | 1 (1.8%) | 1 (2.4%) | 0 (0.0%) | |
| Previous transplant, any | 8 (14.3%) | 6 (14.3%) | 2 (14.3%) | 1.000 d |
| Renal replacement therapy modality | 0.843 c | |||
| Hemodialysis | 47 (83.9%) | 35 (83.3%) | 12 (85.7%) | |
| Peritoneal dialysis | 6 (10.7%) | 5 (11.9%) | 1 (7.1%) | |
| Preemptive | 3 (5.4%) | 2 (4.8%) | 1 (7.1%) |
| Metric | DGF_yes Median [IQR] | DGF_no Median [IQR] | U | p | rank_biserial_r | DGF_yes Mean ± SD | DGF_no Mean ± SD |
|---|---|---|---|---|---|---|---|
| SNR_AmideI | 68.17 [61.97,129.49] | 74.03 [59.85,83.85] | 310.50 | 0.76 | −0.06 | 95.94 ± 70.36 | 77.94 ± 53.61 |
| Spike_count | 16 [8.45,75] | 11.5 [5.25,26.5] | 346.00 | 0.33 | −0.18 | 24.79 ± 21.02 | 18.48 ± 17.28 |
| Cosine_fp | 0.995 [0.89,0.997] | 0.994 [0.95,0.997] | 279.50 | 0.79 | 0.05 | 0.94 ± 0.07 | 0.956 ± 0.11 |
| Baseline_frac | 0.197 [0.143,0.23] | 0.21 [0.15,0.25] | 267.50 | 0.62 | 0.09 | 0.22 ± 0.18 | 0.85 ± 3.92 |
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Ramalhete, L.; Araújo, R.; Vieira, M.B.; Vigia, E.; Pena, A.; Carrelha, S.; Teixeira, C.; Ferreira, A.; Calado, C.R.C. Machine Learning-Assisted FTIR Spectroscopy Analysis of Kidney Preservation Fluids for Delayed Graft Function Risk Stratification. J. Clin. Med. 2026, 15, 2762. https://doi.org/10.3390/jcm15072762
Ramalhete L, Araújo R, Vieira MB, Vigia E, Pena A, Carrelha S, Teixeira C, Ferreira A, Calado CRC. Machine Learning-Assisted FTIR Spectroscopy Analysis of Kidney Preservation Fluids for Delayed Graft Function Risk Stratification. Journal of Clinical Medicine. 2026; 15(7):2762. https://doi.org/10.3390/jcm15072762
Chicago/Turabian StyleRamalhete, Luis, Rúben Araújo, Miguel Bigotte Vieira, Emanuel Vigia, Ana Pena, Sofia Carrelha, Cristiana Teixeira, Anibal Ferreira, and Cecilia R. C. Calado. 2026. "Machine Learning-Assisted FTIR Spectroscopy Analysis of Kidney Preservation Fluids for Delayed Graft Function Risk Stratification" Journal of Clinical Medicine 15, no. 7: 2762. https://doi.org/10.3390/jcm15072762
APA StyleRamalhete, L., Araújo, R., Vieira, M. B., Vigia, E., Pena, A., Carrelha, S., Teixeira, C., Ferreira, A., & Calado, C. R. C. (2026). Machine Learning-Assisted FTIR Spectroscopy Analysis of Kidney Preservation Fluids for Delayed Graft Function Risk Stratification. Journal of Clinical Medicine, 15(7), 2762. https://doi.org/10.3390/jcm15072762

