Standardizing Periocular Surface Electromyography: A Scoping Review of Methods and Emerging Applications
Abstract
1. Introduction
2. Materials and Methods
2.1. Protocol and Registration
2.2. Eligibility Criteria
- Population: Human participants undergoing sEMG recording of periocular muscles, including the OOM and LPS.
- Concept: Use of sEMG to assess muscle function, dysfunction, or treatment effects related to eyelid movement in clinical, surgical, rehabilitative, or experimental settings.
- Context: Studies from any discipline (e.g., ophthalmology, neurology, rehabilitation, biomedical engineering) reporting periocular sEMG outcomes.
2.3. Information Sources and Search Strategy
2.4. Selection of Sources of Evidence
2.5. Data Charting Process and Synthesis
2.6. Methodological Considerations
3. Results
3.1. Search Results and Study Characteristics



3.2. Population and Study Context
3.3. Methodological Synthesis
3.3.1. Instrumentation and Acquisition Variability
3.3.2. Analytical Approaches and Normalization
3.3.3. Temporal Epoch Definition and Blink-Related Signal Interpretation
3.3.4. Clinical and Translational Applications
3.3.5. Temporal and Technological Evolution
3.4. Summary of Key Insights
4. Discussion
4.1. Overview
4.1.1. Impact of Study Design on Data Comparability
4.1.2. Comparison with Existing sEMG Frameworks and Rationale for a Periocular-Specific Model
4.1.3. Derivation of the Methodological Framework
- Instrumentation consistency: electrode geometry, reference configuration, and sampling/filtering parameters.
- Analytical and normalization clarity: alignment of amplitude- versus time-based metrics with study objectives.
- Contextual alignment: ensuring that diagnostic, surgical, or experimental goals dictate task and timing choices.
4.2. Practical Recommendations: A Minimum Reporting Set for Periocular sEMG
- Anatomy/placement:
- 2.
- Acquisition:
- 3.
- Tasks/state:
- 4.
- Preprocessing/analysis:
- 5.
- Data transparency:
4.3. Technological Evolution and Temporal Heterogeneity
4.4. Clinical and Engineering Implications
4.5. Research Roadmap and Future Directions
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| sEMG | Surface electromyography |
| OOM | Orbicularis Oculi Muscle |
| LPS | Levator Palpebrae Superioris |
| SENIAM | Surface Electromyography for the Non-invasive Assessment of Muscles |
| PPC | Population–Concept–Context |
| RMS | Root Mean Square |
| MAV | Mean Absolute Value |
Appendix A. Preferred Reporting Items for Systematic Reviews and Meta-Analyses Extension for Scoping Reviews (PRISMA-ScR) Checklist
| SECTION | ITEM | PRISMA-ScR CHECKLIST ITEM | REPORTED ON PAGE # |
| TITLE | |||
| Title | 1 | Identify the report as a scoping review. | 1 |
| ABSTRACT | |||
| Structured summary | 2 | Provide a structured summary that includes (as applicable): background, objectives, eligibility criteria, sources of evidence, charting methods, results, and conclusions that relate to the review questions and objectives. | 1–2 |
| INTRODUCTION | |||
| Rationale | 3 | Describe the rationale for the review in the context of what is already known. Explain why the review questions/objectives lend themselves to a scoping review approach. | 3 |
| Objectives | 4 | Provide an explicit statement of the questions and objectives being addressed with reference to their key elements (e.g., population or participants, concepts, and context) or other relevant key elements used to conceptualize the review questions and/or objectives. | 3 |
| METHODS | |||
| Protocol and registration | 5 | Indicate whether a review protocol exists; state if and where it can be accessed (e.g., a Web address); and if available, provide registration information, including the registration number. | 4 |
| Eligibility criteria | 6 | Specify characteristics of the sources of evidence used as eligibility criteria (e.g., years considered, language, and publication status), and provide a rationale. | 4 |
| Information sources * | 7 | Describe all information sources in the search (e.g., databases with dates of coverage and contact with authors to identify additional sources), as well as the date the most recent search was executed. | 5 |
| Search | 8 | Present the full electronic search strategy for at least 1 database, including any limits used, such that it could be repeated. | 5 |
| Selection of sources of evidence † | 9 | State the process for selecting sources of evidence (i.e., screening and eligibility) included in the scoping review. | 5 |
| Data charting process ‡ | 10 | Describe the methods of charting data from the included sources of evidence (e.g., calibrated forms or forms that have been tested by the team before their use, and whether data charting was done independently or in duplicate) and any processes for obtaining and confirming data from investigators. | 6 |
| Data items | 11 | List and define all variables for which data were sought and any assumptions and simplifications made. | 6 |
| Critical appraisal of individual sources of evidence § | 12 | If done, provide a rationale for conducting a critical appraisal of included sources of evidence; describe the methods used and how this information was used in any data synthesis (if appropriate). | N/A |
| Synthesis of results | 13 | Describe the methods of handling and summarizing the data that were charted. | 6 |
| RESULTS | |||
| Selection of sources of evidence | 14 | Give numbers of sources of evidence screened, assessed for eligibility, and included in the review, with reasons for exclusions at each stage, ideally using a flow diagram. | 7 |
| Characteristics of sources of evidence | 15 | For each source of evidence, present characteristics for which data were charted and provide the citations. | 8–10 |
| Critical appraisal within sources of evidence | 16 | If done, present data on critical appraisal of included sources of evidence (see item 12). | 12, 14 |
| Results of individual sources of evidence | 17 | For each included source of evidence, present the relevant data that were charted that relate to the review questions and objectives. | 15–17 |
| Synthesis of results | 18 | Summarize and/or present the charting results as they relate to the review questions and objectives. | 18 |
| DISCUSSION | |||
| Summary of evidence | 19 | Summarize the main results (including an overview of concepts, themes, and types of evidence available), link to the review questions and objectives, and consider the relevance to key groups. | 18–25 |
| Limitations | 20 | Discuss the limitations of the scoping review process. | 21 |
| Conclusions | 21 | Provide a general interpretation of the results with respect to the review questions and objectives, as well as potential implications and/or next steps. | 26 |
| FUNDING | |||
| Funding | 22 | Describe sources of funding for the included sources of evidence, as well as sources of funding for the scoping review. Describe the role of the funders of the scoping review. | 26 |
Appendix B
- “Electromyography”[Mesh]
- “Electromyography”[tiab]
- “surface electromyography”[tiab]
- sEMG[tiab]
- #1 OR #2 OR #3 OR #4
- Orbicularis Oculi Muscle[Mesh]
- orbicularis oculi[tiab]
- levator palpebrae superioris[tiab]
- eyelid muscle[tiab]
- #6 OR #7 OR #8 OR #9
- “Eyelids”[Mesh]
- eyelid*[tiab]
- periocular[tiab]
- #11 OR #12 OR #13
- #5 AND #10 AND #14
- ‘electromyography’/exp
- ‘electromyography’:ti,ab
- ‘surface electromyography’:ti,ab
- semg:ti,ab
- #1 OR #2 OR #3 OR #4
- ‘orbicularis oculi muscle’/exp
- ‘orbicularis oculi’:ti,ab
- ‘levator palpebrae superioris’:ti,ab
- ‘eyelid muscle’:ti,ab
- #6 OR #7 OR #8 OR #9
- ‘eyelid’/exp
- eyelid*:ti,ab
- periocular:ti,ab
- #11 OR #12 OR #13
- #5 AND #10 AND #14
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| Study | Diagnosis | N (Patients/Controls) | Age (Mean or Range) | Sex Distribution | Study Design |
|---|---|---|---|---|---|
| Gehricke et al. (2002) [28] | Healthy | 15 (15/0) | 20–40 | Not stated | Experimental |
| VanderWerf et al. (2007) [31] | Bell’s palsy | 9 (9/0) | Not stated | Mixed | Longitudinal observational |
| Richard et al. (2009) [21] | Blepharospasm | 14 (7/7) | Not stated | Mixed | Analytical observational (case–control) |
| Price et al. (2010) [27] | Blepharospasm | 7 (7/0) | 50–70 | Mixed | Pilot |
| Frigerio et al. (2013) [15] | Healthy | 15 (15/0) | 26.4 ± 3.1 | 5 F/5 M | Experimental |
| Tu et al. (2016) [24] | Ptosis correction | 16 (4/12) | 65.1 ± 9.2 | Mixed | Prospective surgical cohort |
| Yılmaz et al. (2021) [19] | Hemifacial spasm | 30 (30/0) | 56.7 ± 11.5 | 21 F/11M | RCT |
| Krajewska-Węglewicz et al. (2022) [25] | Ptosis surgery | 68 (29/39) | Not stated | Mixed | Prospective Observational |
| Moon et al. (2023) [22] | Forehead rejuvenation | 31 (31/0) | Not stated | All F | Prospective interventional (split-face) |
| Hollander et al. (2023) [20] | Blepharoplasty | 54 (54/0) | 45–75 | Predominantly F | RCT |
| Krajewska-Węglewicz et al. (2023) [14] | Dermatochalasis | 26 (26/0) | 60–75 | Mixed | Pilot |
| Steiner et al. (2024) [26] | Facial palsy | 17 (17/0) | Not stated | Mixed | Pilot |
| Schneider et al. (2025) [23] | Facial synkinesis | 36 (36/0) | Not stated | Mixed | Prospective interventional |
| Krajewska-Węglewicz et al. (2025) [29] * | Healthy-demographic determinants | 84 | 27–87 | 44 F/40M | Cross-sectional study (predictor analysis) |
| Krajewska-Węglewicz et al. (2025) [7] | Ptosis | 54 (28/26) | 45–83 | 46 F/8M | Prospective observational study |
| Krajewska-Węglewicz et al. (2025) [30] * | Healthy—normative dataset | 84 | 63.12 | 44 F/40M | Cross-sectional study (normative) |
| Study (Reference) | Electrode Type, Placement, Inter-electrode Distance | Hardware and Acquisition Settings | Outcome Measures (e.g., RMS, Frequency, Blink Rate) | Main Results and Reported Limitations |
|---|---|---|---|---|
| Gehricke et al., 2002 [28] | Surface electrodes combined with EOG, inter-electrode distance NR | Sampling rate NR; filtering NR | Temporal and amplitude characteristics of blinks | Differentiated spontaneous vs. reflex blinks; limitations: pediatric study, generalizability |
| VanderWerf et al., 2007 [31] | Ag/AgCl surface electrodes, OO placement; inter-electrode distance NR | Sampling rate NR; filtering NR | Blink kinematics, blink rate, EMG activity | OO-EMG and blink kinematics characterized during various blink types; limitations: small sample, lack of sampling details |
| Richard et al., 2009 [21] | Surface electrodes, eyelid position, inter-electrode distance NR | Portable dual-channel EMG recorder; settings NR | Blink rate, muscle activity during reading tasks | Demonstrated EMG changes during reading; limitations: small sample, limited electrode details |
| Price et al., 2010 [27] | Miniature surface electrodes over eyelid muscles | Sampling rate NR; filtering NR | Blink frequency, EMG signal amplitude | Slight improvements in symptoms after methylphenidate; limitations: pilot study, small sample |
| Frigerio et al., 2012 [15] | Surface electrodes for detection | Sampling rate NR; filtering NR | Detection of EMG activity for artificial blink pacing | Proposed artificial blink system; limitations: proof-of-concept only |
| Tu et al., 2016 [24] | Surface electrodes (specifics NR), pretarsal placement | Sampling rate NR; filtering NR | Detrended Fluctuation Analysis (DFA) of EMG signal | Temporal correlations in sEMG signals evaluated pre-/post-surgery; limitations: lack of electrode placement specifics |
| Yilmaz et al., 2020 [19] | Placement NR | Sampling rate NR; filtering NR | Blink reflex amplitude, latency pre-/post-botulinum toxin | BTX effects evaluated; limitations: incomplete methodological transparency |
| Moon et al., 2023 [22] | Surface electrodes, forehead (frontalis muscle) | Sampling rate NR; filtering NR | Eyebrow height/movement, EMG activity | Split-face comparison of rejuvenation effects; limitations: forehead focus, not eyelid-centered |
| Krajewska-Węglewicz et al., 2022 [25] | Mid-pretarsal sEMG electrodes | Sampling rate NR; filtering NR | RMS values of EMG activity pre-/post-surgery | Increased muscle activation post-surgery; limitations: lack of long-term follow-up |
| Hollander et al., 2023 [20] | Placement NR | Sampling rate NR; filtering NR | EMG amplitude, frequency content, blink reflex | Compared techniques in blepharoplasty; limitations: electrode details incomplete |
| Krajewska-Węglewicz et al., 2023 [14] | Mid-pretarsal placement, sEMG electrodes | Sampling rate NR; filtering NR | EMG signal strength, muscle ultrastructure analysis | Age-related reduction in OO strength; limitations: small sample, pilot study |
| Steiner et al., 2024 [26] | Placement NR | Simulation-based, no specific sampling data | EMG input for closed-loop stimulation | Closed-loop simulation; limitations: simulation-only, requires in vivo testing |
| Schneider et al., 2025 [23] | High-resolution surface electrodes | Sampling rate NR; filtering NR | RMS values pre-/post-training, EMG biofeedback | Demonstrated EMG improvement post-training; limitations: pilot, no control group |
| Krajewska-Węglewicz et al. (2025) [29] * | Mid-pretarsal placement, sEMG electrodes | Sampling rate NR; filtering NR | RMS-MVC and RMS-GEC values; analysis of age, gender, and laterality effects | Designed to determine demographic influences on OOM sEMG and evaluate bilateral equivalence. Limitations implied: need for further investigation of physiological modifiers |
| Krajewska-Węglewicz et al. (2025) [7] | Mid-pretarsal placement, sEMG electrodes | Sampling rate NR; filtering NR | Electromyographic patterns of OOM and LPS to evaluate dynamic muscle interplay in ptosis before and after surgery | Designed to characterize neuromuscular mechanisms contributing to inferior scleral show and improve diagnostic insight |
| Krajewska-Węglewicz et al. (2025) [30] * | Mid-pretarsal placement, sEMG electrodes | Sampling rate NR; filtering NR | Mean amplitude, maximal amplitude, RMS for MVC and GEC; %MVC and GEC/MVC RMS ratio | Established normative periocular sEMG benchmarks. Limitations: need for standardized placement due to sensitivity of amplitude to electrode shifts |
| Study | Sample Size Limitation | Design Limitation | Reporting Limitation | Additional Concerns |
|---|---|---|---|---|
| Gehricke 2002 [28] | Very small healthy cohort | Experimental physiology | Limited acquisition detail | Early analog technology |
| VanderWerf 2007 [31] | Small clinical sample | Observational | Partial electrode description | No normalization |
| Richard 2009 [21] | Small case–control | Observational | Incomplete preprocessing details | Limited reproducibility |
| Price 2010 [27] | Pilot sample | Feasibility design | Minimal methodological justification | Exploratory outcomes |
| Frigerio 2013 [15] | Small healthy cohort | Experimental | Partial acquisition parameters | No scaling strategy |
| Tu 2016 [24] | Moderate sample | Surgical cohort | Limited electrode mapping | Postoperative timing variability |
| Yılmaz 2021 [19] | Moderate | RCT | Good reporting | Intervention timing variability |
| Krajewska-Węglewicz 2022 [25] | Moderate | Prospective observational | Partial normalization description | Single-center |
| Moon 2023 [22] | Moderate | Split-face | Adequate | Procedure-specific |
| Hollander 2023 [20] | Moderate–large | RCT | Strong reporting | Population skew (mostly female) |
| Krajewska-Węglewicz 2023 [14] | Small | Pilot | Limited parameter detail | Exploratory |
| Steiner 2024 [26] | Small | Pilot | Partial electrode reporting | Clinical heterogeneity |
| Schneider 2025 [23] | Moderate | Prospective interventional | Good | No consensus epoch strategy |
| Krajewska-Węglewicz 2025 [29] | Large | Cross-sectional | Strong | No longitudinal validation |
| Krajewska-Węglewicz 2025 [7] | Moderate | Prospective observational | Strong | Surgical population |
| Krajewska-Węglewicz 2025 [30] | Large (shared cohort) | Cross-sectional | Strong | Secondary analysis |
| Parameter | Recommendation | Rationale/Notes |
|---|---|---|
| Electrode Type | Miniaturized Ag/AgCl surface electrodes (<10 mm diameter), suitable for both clinical and wearable systems. | Small recording surfaces improve spatial selectivity for periocular muscles and reduce crosstalk from adjacent facial and extraocular muscles. Compatible with reusable or disposable configurations. |
| Electrode Placement | Mid-pretarsal placement for OOM specificity; lateral canthal placement for robust blink detection and inter-side comparisons. Maintain fixed inter-electrode spacing of 10–15 mm and clearly document electrode orientation and polarity. | Pretarsal alignment enhances reproducibility and minimizes variability in eyelid closure signals. Lateral placement improves blink detection in dynamic tasks and supports symmetry analysis. |
| Reference Electrode | Place on the forehead or mastoid process, maintaining consistent positioning across participants and sessions. | Stable reference placement reduces motion artifacts and inter-session variability. Forehead location preferred for ease of access; mastoid placement may improve signal stability in high-motion protocols. |
| Acquisition Settings | Band-pass filter 20–500 Hz; notch filter 50/60 Hz as appropriate; amplifier gain 1000–2000×; sampling rate ≥ 1000 Hz (≥2000 Hz for high-density arrays). | Ensures adequate bandwidth for periocular motor unit potentials and compatibility with both analog and digital amplifiers. Sampling rates ≥ 2000 Hz recommended for modern digital or wearable systems. |
| Signal Processing | Apply full-wave rectification; extract RMS or mean absolute value (MAV); perform baseline correction to remove tonic activity. Normalize to maximal voluntary contraction (MVC) when feasible, or to a standardized blink amplitude in non-MVC protocols. Adaptive filtering may be used for ocular artifact suppression. | Enhances cross-study comparability and supports reproducible quantitative analyses. Normalization and adaptive filtering improve signal quality for both physiological interpretation and machine-learning applications. |
| Outcome Measures | Amplitude-based metrics (RMS, MAV, peak activation); symmetry indices (inter-side ratio, symmetry index); temporal measures (blink frequency, latency, and duration); task-specific activation profiles (voluntary vs. reflexive closure). | Enables multidimensional interpretation of muscle performance, recovery, or intervention effects. Supports integration with automated analytical pipelines and AI-driven feature extraction. |
| Reporting Standards | Report: (1) electrode type, placement map, and inter-electrode distance; (2) acquisition parameters (filters, gain, sampling rate); (3) normalization and preprocessing procedures; (4) participant state and task design; (5) inclusion/exclusion criteria. | Transparent reporting ensures reproducibility, facilitates meta-analytic comparison, and supports AI-based secondary analyses. A structured checklist should accompany future periocular sEMG studies. |
| Future Integration | Encourage compatibility with high-density, flexible, or wearable sEMG arrays; promote multimodal integration with EOG, PPG, IMU, and OCT sensors for multimodal facial assessment. | Future-proofing of methodology will enable continuous monitoring, improved clinical diagnostics, and translational applications in rehabilitation, neuroengineering, and human–computer interaction. |
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© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
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Krajewska-Węglewicz, L.; Filipiak, E.; Dorobek, M. Standardizing Periocular Surface Electromyography: A Scoping Review of Methods and Emerging Applications. J. Clin. Med. 2026, 15, 2256. https://doi.org/10.3390/jcm15062256
Krajewska-Węglewicz L, Filipiak E, Dorobek M. Standardizing Periocular Surface Electromyography: A Scoping Review of Methods and Emerging Applications. Journal of Clinical Medicine. 2026; 15(6):2256. https://doi.org/10.3390/jcm15062256
Chicago/Turabian StyleKrajewska-Węglewicz, Larysa, Ewa Filipiak, and Małgorzata Dorobek. 2026. "Standardizing Periocular Surface Electromyography: A Scoping Review of Methods and Emerging Applications" Journal of Clinical Medicine 15, no. 6: 2256. https://doi.org/10.3390/jcm15062256
APA StyleKrajewska-Węglewicz, L., Filipiak, E., & Dorobek, M. (2026). Standardizing Periocular Surface Electromyography: A Scoping Review of Methods and Emerging Applications. Journal of Clinical Medicine, 15(6), 2256. https://doi.org/10.3390/jcm15062256
