Artificial Intelligence-Based Optimal Energy and Water Management System in Agrivoltaics
Abstract
1. Introduction
1.1. Motivation
1.2. Literature Survey
1.3. Contributions
- An integrated artificial intelligence-assisted day-ahead framework is developed in which Bayesian optimization-based PV forecasting is directly coupled with MILP-based agrivoltaic operation. The framework jointly coordinates PV generation, BESS operation, bidirectional grid-interaction, groundwater pumping, water-storage, irrigation scheduling, and crop-specific soil-water constraints with literature-based microclimate adjustments, and agricultural and personal EV charging, thereby integrating electrical, hydraulic, agronomic, and mobility-related decisions within a single operational model;
- The forecasting stage is established through a rigorous and controlled evaluation pipeline rather than the selection of a single model a priori. Six forecasting model families are assessed in twenty-one configurations over 316 daily forecast origins, with and without archived day-ahead NWP inputs and Bayesian hyperparameter optimization, using moving-block bootstrap confidence intervals. In addition, an astronomy-based screening procedure corrects mixed time bases and identifies outages, snow-cover days, and provider-side copy fills, strengthening the credibility of the PV profile transferred to the optimization model;
- A unified MILP energy–water management model is formulated to co-optimize electrical and irrigation decisions while enforcing BESS, grid, pump, water-tank, and physically consistent root-zone soil-water constraints. Potential agrivoltaic influences on evapotranspiration and precipitation transmission are incorporated through literature-based coefficients, providing an explicit operational linkage between crop-water conditions and energy scheduling rather than treating irrigation as an independent demand;
- The integrated framework is evaluated for a five-decare tomato-based agrivoltaic system in Antalya, Türkiye, under eight representative operating scenarios, including high EV charging demand, grid import restrictions, limited grid-connection capacity, and emergency grid support. This scenario-based assessment demonstrates the operational implications of jointly coordinating renewable generation, storage, irrigation, mobility, and grid interaction under practically distinct conditions.
1.4. Paper Organization
2. Proposed Structure and Mathematical Modeling
2.1. Day-Ahead PV Power Forecasting
2.1.1. Forecasting Task, Data, and Quality Screening
2.1.2. Input Features and Day-Ahead Weather Forecasts
2.1.3. Bayesian Hyperparameter Optimization-Based Sequence-to-Sequence LSTM
2.1.4. Benchmark Models, Evaluation Protocol, and Metrics
2.2. Energy and Water Management Model
3. Test and Results
3.1. The System and Simulation Setup
3.2. PV Forecasting Results
3.3. Energy and Water Management Results
- Case 1 (Proposed System): The proposed agrivoltaic system operates under the nominal configuration with all system components enabled;
- Case 2 (Without PV): The PV generation system is excluded to evaluate the contribution of RES integration;
- Case 3 (Without BESS): The BESS is removed to investigate its impact on system operation;
- Case 4 (Without PV and BESS): Both the photovoltaic (PV) system and the BESS are removed to evaluate the system performance under complete dependence on the utility grid;
- Case 5 (High EV Charging Demand): The number of electric farm vehicles is increased from one to two to represent intensive agricultural operations. Each electric farm vehicle is equipped with an 80 kW DC fast charger and is charged during the designated charging windows from 11:00 to 13:00 and from 18:00 to 20:00. The personal electric vehicle is charged using an 11 kW AC charger, and its charging demand remains unchanged;
- Case 6 (Without Grid Import): Grid power import is prohibited, while electricity export to the utility grid remains permitted. Consequently, all local electricity demand must be supplied by the PV generation and BESS, whereas surplus PV generation can still be exported to the utility grid;
- Case 7 (Limited Grid Connection Capacity): The maximum power exchange with the utility grid is limited to 150 kW for both electricity import and export, representing practical grid connection capacity constraints;
- Case 8 (Emergency Grid Support): Following a utility grid outage, the proposed agrivoltaic system provides up to 300 kW of emergency grid support to supply critical loads between 12:00 and 18:00. During this period, the required support power is jointly provided by the PV generation and BESS while respecting the 300 kW emergency support limit. This case demonstrates the capability of the proposed system to maintain reliable power support for critical loads and enhance grid resilience during grid outage conditions.
4. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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| Ref. | PV | PV Forecasting | BESS | Grid Interaction | EV Charging | Water Management | Crop/Soil Water Model | Operational Energy–Water Co-Optimization | AV Microclimate Effects | Method |
|---|---|---|---|---|---|---|---|---|---|---|
| [4] | ✓ | – | – | – | – | – | ✓ | – | ✓ | Comprehensive modeling/simulation review |
| [7] | ✓ | – | – | – | – | – | – | – | – | Simulation framework/APV design optimization |
| [8] | ✓ | – | – | – | – | – | – | – | – | Rhinoceros simulation + Monte Carlo optimization |
| [9] | ✓ | – | – | – | – | ✓ | – | – | – | MINLP + fractional programming |
| [10] | ✓ | – | – | – | – | – | – | – | ✓ | Experimental modeling + ANN-GA |
| [11] | – | – | – | – | – | – | – | – | – | SimVP + CBAM + temporal consistency regularization |
| [12] | – | – | – | – | – | – | – | – | – | AVEMDG-GCN + variational/Bayesian inference |
| [13] | ✓ | – | ✓ | ✓ | – | ✓ | – | – | – | HOMER + Shannon entropy-TOPSIS |
| [14] | ✓ | – | – | – | – | – | – | – | ✓ | Ray tracing (bifacial_radiance) + field validation |
| [15] | ✓ | – | – | – | – | – | – | – | – | Python/PVlib simulation + dynamic tilt optimization |
| [16] | ✓ | – | – | – | – | ✓ | ✓ | – | ✓ | PVsyst + AquaCrop + AgriPV + HOMER Pro + MCDM |
| [17] | ✓ | – | – | – | – | – | – | – | – | Expert interviews + energy/environmental justice framework |
| [18] | ✓ | – | – | – | – | – | – | – | – | Genetic algorithm + field/building performance analysis |
| [19] | ✓ | – | – | – | – | – | – | – | ✓ | Field monitoring and experimental analysis |
| [20] | ✓ | – | – | – | – | – | ✓ | – | ✓ | MATLAB R2021a modeling + genetic algorithm |
| [21] | ✓ | – | ✓ | – | – | – | – | – | – | Hybrid MCDM (linguistic trust/cloud/IDOCRIW/TODIM) |
| [22] | ✓ | – | – | – | – | – | – | – | – | Irradiance-energy model + crop model |
| [23] | ✓ | – | – | – | – | – | – | – | – | Experimental system + techno-economic assessment |
| [24] | ✓ | – | ✓ | ✓ | ✓ | ✓ | – | – | – | RETScreen/field implementation + techno-economic analysis |
| [25] | ✓ | – | – | – | – | – | ✓ | – | – | PVsyst + DSSAT + techno-economic analysis |
| [26] | ✓ | – | ✓ | ✓ | – | – | – | – | – | 8760 h linear programming power-system model |
| [27] | ✓ | – | – | – | – | – | – | – | – | PVsyst regional potential simulation |
| [28] | ✓ | – | – | – | ✓ | – | ✓ | – | – | DSSAT + PV simulation + H2 storage/refueling techno-economics |
| [29] | ✓ | – | – | – | – | – | – | – | ✓ | Experimental concentrator AV + techno-economic analysis |
| [30] | ✓ | – | – | – | – | – | – | – | – | Ladybug/Honeybee irradiance modeling + SAM |
| [31] | ✓ | – | – | – | – | – | – | – | ✓ | Field measurements + Ecotect light simulation |
| [32] | ✓ | – | – | – | – | – | – | – | – | Contingent-valuation survey |
| [33] | ✓ | – | – | ✓ | – | ✓ | – | – | ✓ | Multi-site agrivoltaic field trials |
| [34] | ✓ | – | – | – | – | – | – | – | – | Experimental PV performance monitoring |
| [35] | ✓ | – | – | – | – | – | – | – | – | Multi-constellation GNSS field experiment |
| [36] | ✓ | – | – | – | – | – | – | – | ✓ | Six-year agronomic/microclimate field experiment |
| [37] | ✓ | – | ✓ | – | ✓ | – | ✓ | – | – | DSSAT + PVsyst + Li-ion battery + PEM electrolysis |
| [38] | ✓ | – | – | – | – | – | – | – | ✓ | One-year field monitoring + crop analysis + VR survey |
| This Study | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ | Bayesian-optimized Seq2Seq LSTM + MILP |
| Family | Search Space | Selected (No Weather) | Selected (Weather) |
|---|---|---|---|
| SARIMA/SARIMAX orders | 8 combinations of (p,0/1,q)(P,1,Q)24 with p,q ≤ 2 and P,Q ≤ 1 | (2,0,1)(1,1,0)24 | (2,0,1)(1,1,0)24 |
| LightGBM | objective ∈ {L2, L1}; trees 100–1500; lr 0.01–0.3; leaves 15–255; min. child samples 5–100; feature and bagging fraction 0.5–1; L1/L2 penalties 10−8–10 | L1 objective, 587 trees, lr 0.075, 105 leaves | L1 objective, 949 trees, lr 0.082, 228 leaves |
| LSTM | hidden ∈ {64, 128, 256}; layers 1–3; dropout 0–0.4; lr 10−4–3 × 10−3; batch ∈ {32, 64, 128}; H ∈ {96, 168, 336}; wd 10−6–10−2; loss ∈ {Huber, L1}; stride ∈ {3, 6, 12} h | 64 units, 2 layers, dropout 0.36, lr 5.7 × 10−4, batch 32, H 96, L1, stride 3 h | 64 units, 3 layers, dropout 0.08, lr 6.6 × 10−4, batch 32, H 96, L1, stride 12 h |
| CNN–LSTM | as for the LSTM | 64 units, 2 layers, dropout 0.10, lr 1.5 × 10−3, batch 64, H 96, L1, stride 3 h | 64 units, 3 layers, dropout 0.07, lr 4.3 × 10−4, batch 64, H 96, L1, stride 6 h |
| TCN | as for the LSTM, plus channels ∈ {32, 64, 128}; levels 4–7; kernel ∈ {2, 3, 5} | 128 channels, 5 levels, kernel 2, dropout 0.16, H 96, L1, stride 6 h | 64 channels, 4 levels, kernel 3, dropout 0.17, H 168, L1, stride 3 h |
| Configuration | MAE [MW] | CI95 [MW] | RMSE [MW] | nMAE [%] | MAPE [%] | WMAPE [%] | R2 | Skill [%] |
|---|---|---|---|---|---|---|---|---|
| LSTM, weather, tuned | 0.268 | 0.215–0.315 | 0.640 | 4.37 | 24.5 | 14.5 | 0.915 | +42.0 |
| LightGBM, weather, tuned | 0.289 | 0.242–0.334 | 0.641 | 4.72 | 23.6 | 15.6 | 0.915 | +37.4 |
| LightGBM, weather, default | 0.316 | 0.272–0.356 | 0.653 | 5.17 | 24.6 | 17.1 | 0.911 | +31.5 |
| CNN–LSTM, weather, tuned | 0.317 | 0.265–0.376 | 0.751 | 5.19 | 25.9 | 17.2 | 0.883 | +31.2 |
| LSTM, weather, default | 0.340 | 0.284–0.393 | 0.735 | 5.55 | 27.0 | 18.4 | 0.888 | +26.4 |
| TCN, weather, default | 0.344 | 0.299–0.392 | 0.714 | 5.62 | 27.6 | 18.6 | 0.894 | +25.4 |
| CNN–LSTM, weather, default | 0.348 | 0.289–0.405 | 0.736 | 5.68 | 27.4 | 18.8 | 0.888 | +24.7 |
| TCN, weather, tuned | 0.362 | 0.292–0.435 | 0.845 | 5.91 | 28.5 | 19.6 | 0.852 | +21.6 |
| SARIMAX, weather, default | 0.384 | 0.331–0.425 | 0.719 | 6.27 | 31.4 | 20.7 | 0.893 | +16.9 |
| TCN, no weather, tuned | 0.404 | 0.320–0.497 | 0.918 | 6.60 | 37.9 | 21.8 | 0.825 | +12.6 |
| LSTM, no weather, tuned | 0.406 | 0.303–0.504 | 0.983 | 6.63 | 41.5 | 21.9 | 0.799 | +12.1 |
| LightGBM, no weather, tuned | 0.439 | 0.363–0.527 | 0.922 | 7.17 | 39.1 | 23.7 | 0.824 | +4.9 |
| LSTM, no weather, default | 0.440 | 0.363–0.517 | 0.841 | 7.18 | 38.7 | 23.8 | 0.853 | +4.8 |
| CNN–LSTM, no weather, tuned | 0.453 | 0.364–0.555 | 1.005 | 7.41 | 39.5 | 24.5 | 0.790 | +1.8 |
| CNN–LSTM, no weather, default | 0.458 | 0.381–0.540 | 0.874 | 7.48 | 38.1 | 24.8 | 0.841 | +0.8 |
| Persistence (24 h) | 0.462 | 0.371–0.549 | 1.094 | 7.54 | 37.7 | 24.9 | 0.752 | +0.0 |
| SARIMA, default | 0.466 | 0.391–0.537 | 0.875 | 7.61 | 38.1 | 25.2 | 0.841 | −0.9 |
| TCN, no weather, default | 0.468 | 0.389–0.552 | 0.880 | 7.65 | 38.1 | 25.3 | 0.839 | −1.4 |
| SARIMA, tuned | 0.474 | 0.388–0.563 | 1.028 | 7.74 | 38.9 | 25.6 | 0.781 | −2.6 |
| LightGBM, no weather, default | 0.476 | 0.414–0.552 | 0.939 | 7.78 | 40.4 | 25.7 | 0.817 | −3.2 |
| SARIMAX, weather, tuned | 0.501 | 0.393–0.628 | 1.111 | 8.19 | 39.9 | 27.1 | 0.744 | −8.6 |
| Configuration | Summer (1639 h) | Autumn (1378 h) | Winter (1127 h) | Spring (1060 h) |
|---|---|---|---|---|
| Persistence (24 h) | 0.268 (—) | 0.472 (—) | 0.697 (—) | 0.498 (—) |
| SARIMAX, weather, default | 0.291 (−9%) | 0.418 (+11%) | 0.483 (+31%) | 0.376 (+24%) |
| LightGBM, weather, tuned | 0.210 (+21%) | 0.314 (+33%) | 0.367 (+47%) | 0.294 (+41%) |
| LSTM, weather, tuned | 0.180 (+33%) | 0.251 (+47%) | 0.354 (+49%) | 0.333 (+33%) |
| CNN–LSTM, weather, tuned | 0.224 (+17%) | 0.258 (+45%) | 0.510 (+27%) | 0.335 (+33%) |
| TCN, weather, default | 0.277 (−4%) | 0.304 (+36%) | 0.463 (+34%) | 0.373 (+25%) |
| Cases | Total Operating Cost [EUR] | Cases | Total Operating Cost [EUR] |
|---|---|---|---|
| Case 1 | −31.321 | Case 5 | −14.316 |
| Case 2 | −6.794 | Case 6 | −26.385 |
| Case 3 | −16.893 | Case 7 | −14.936 |
| Case 4 | 7.678 | Case 8 | −25.134 |
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Share and Cite
Kırat, O.; Şafak, B.; Zaimoğlu, A.; Çiçek, A.; Tan, M. Artificial Intelligence-Based Optimal Energy and Water Management System in Agrivoltaics. Appl. Sci. 2026, 16, 8982. https://doi.org/10.3390/app16188982
Kırat O, Şafak B, Zaimoğlu A, Çiçek A, Tan M. Artificial Intelligence-Based Optimal Energy and Water Management System in Agrivoltaics. Applied Sciences. 2026; 16(18):8982. https://doi.org/10.3390/app16188982
Chicago/Turabian StyleKırat, Oğuz, Burak Şafak, Aslı Zaimoğlu, Alper Çiçek, and Mustafa Tan. 2026. "Artificial Intelligence-Based Optimal Energy and Water Management System in Agrivoltaics" Applied Sciences 16, no. 18: 8982. https://doi.org/10.3390/app16188982
APA StyleKırat, O., Şafak, B., Zaimoğlu, A., Çiçek, A., & Tan, M. (2026). Artificial Intelligence-Based Optimal Energy and Water Management System in Agrivoltaics. Applied Sciences, 16(18), 8982. https://doi.org/10.3390/app16188982

