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Article

Non-Compensatory Security and Utility Gates for Blockchain Lifecycle Assessment: Framework Development and an Operational-Energy Application to the Ethereum Merge

1
CoE “National Center of Mechatronics and Clean Technologies”, 1000 Sofia, Bulgaria
2
Department of Computer Systems, Faculty of Computer Systems and Technologies, Technical University of Sofia, 1000 Sofia, Bulgaria
Appl. Sci. 2026, 16(15), 7820; https://doi.org/10.3390/app16157820
Submission received: 12 July 2026 / Revised: 1 August 2026 / Accepted: 4 August 2026 / Published: 5 August 2026

Featured Application

The framework supports auditable sustainability and cyber risk assessment of cloud-integrated blockchain infrastructures, protocol upgrades, and public-sector or industrial distributed-ledger deployments.

Abstract

Environmental comparisons of blockchain systems are often reduced to electricity per transaction, although operational services also depend on validators, cloud gateways, storage, monitoring, key management, recovery, and hardware replacement. This study develops a lifecycle assessment framework with non-compensatory security and utility gates and applies its operational-energy module to Ethereum’s transition from proof of work (PoW) to proof of stake (PoS). Three units are separated: 24 h of observed network operation (FU-O), 24 h of fully security- and utility-qualified service (FU-Q), and one million included layer-1 transactions (FU-B, an attributional diagnostic). FU-Q is not evaluated because several mandatory gates remain UNRESOLVED. Matched 28-day activity windows are combined with dated network-energy estimates, not continuous metering over those windows. Using the independent Cambridge baseline, daily operational electricity decreased from 58,617.39 to 5.376 MWh, a factor of 10,903.5 and a reduction of 99.99083%. The CCRI replication factor was 8804.9, while an adverse bounded pairing still yielded a factor of 3424.7. Across 100,000 Monte Carlo realizations generated by the supplied executable workflow, the median FU-O reduction was 99.98698%, with a central 95% interval of 99.97492–99.99441%. Jansen sensitivity analysis identified post-Merge annual energy as the dominant input to the FU-O factor. The additional post-Merge cloud and annualized embodied burden required to eliminate FU-O parity was 21,408 GWh/year. The result is a bounded operational-energy application and does not establish the complete lifecycle, cloud, cybersecurity, or functional-equivalence framework.
Keywords: blockchain life-cycle assessment; Ethereum Merge; proof of work; proof of stake; non-compensatory assurance gates; cloud computing; cybersecurity; Monte Carlo uncertainty; Jansen sensitivity; operational-energy application blockchain life-cycle assessment; Ethereum Merge; proof of work; proof of stake; non-compensatory assurance gates; cloud computing; cybersecurity; Monte Carlo uncertainty; Jansen sensitivity; operational-energy application

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MDPI and ACS Style

Hinov, N. Non-Compensatory Security and Utility Gates for Blockchain Lifecycle Assessment: Framework Development and an Operational-Energy Application to the Ethereum Merge. Appl. Sci. 2026, 16, 7820. https://doi.org/10.3390/app16157820

AMA Style

Hinov N. Non-Compensatory Security and Utility Gates for Blockchain Lifecycle Assessment: Framework Development and an Operational-Energy Application to the Ethereum Merge. Applied Sciences. 2026; 16(15):7820. https://doi.org/10.3390/app16157820

Chicago/Turabian Style

Hinov, Nikolay. 2026. "Non-Compensatory Security and Utility Gates for Blockchain Lifecycle Assessment: Framework Development and an Operational-Energy Application to the Ethereum Merge" Applied Sciences 16, no. 15: 7820. https://doi.org/10.3390/app16157820

APA Style

Hinov, N. (2026). Non-Compensatory Security and Utility Gates for Blockchain Lifecycle Assessment: Framework Development and an Operational-Energy Application to the Ethereum Merge. Applied Sciences, 16(15), 7820. https://doi.org/10.3390/app16157820

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