1. Introduction
Adobe is one of the most widely used traditional construction materials in seismic regions, particularly throughout the Andean highlands. In this context, historic adobe churches hold significant architectural, cultural, and religious value. However, despite their historical importance and widespread use, adobe structures are inherently vulnerable to seismic actions due to their brittle material behavior, low mechanical strength, and inadequate wall-to-wall and wall-to-diaphragm connections. These vulnerabilities often result in characteristic damage patterns, including orthogonal wall separation, in-plane shear cracking, and out-of-plane wall collapse. Seismic performance is further compromised by the lack of box-like action, which is attributed to weak wall interconnections, insufficient bracing, and non-rigid diaphragms. In addition, adobe masonry is characterized by relatively low mechanical properties. In air-dry conditions, compressive strength typically ranges between 1–3 MPa for adobe units and 0.5–3 MPa for the masonry assembly [
1]. The Young’s modulus of adobe masonry is generally below 1 GPa, with minimum values as low as 100 MPa reported [
1].
Recognizing the critical need to protect earthen architectural heritage from seismic risks, the Getty Conservation Institute (GCI) initiated two major projects: the Getty Seismic Adobe Project (GSAP) and the Seismic Retrofitting Project (SRP). GSAP, launched in the early 1990s, aimed to develop minimally invasive retrofitting techniques for historic adobe buildings. It combined laboratory testing of adobe models on shake tables with post-earthquake field surveys (most notably after the 1994 Northridge earthquake) to evaluate the effectiveness of retrofitting methods and their compatibility with conservation principles [
2,
3]. The SRP, which commenced in 2009, focused on applying these principles in the Peruvian Andes [
4,
5]. The project developed and tested a methodology for the seismic retrofitting of historic churches, as exemplified by the intervention at the Church of Kuñotambo, which integrates structural analysis, field testing, and traditional construction techniques [
6].
Recent efforts emphasize the use of integrated assessment methodologies for historic adobe structures. These approaches combine detailed on-site investigations with advanced numerical simulations to improve reliability. For example, Aguilar et al. [
7] proposed a comprehensive workflow that begins with high-definition 3D laser scanning and photogrammetry to obtain accurate geometry, along with ambient vibration testing to identify dynamic properties, and then the generation of calibrated finite element (FEM) models for nonlinear analysis. Using this methodology on a 16th-century adobe church in Peru, the researchers were able to predict the likely seismic damage patterns, notably global rocking of the façade and partial collapse of the gable tympanum, which corresponded closely to observed vulnerabilities. Similarly, Briceño et al. [
8] demonstrated the efficacy of an integrated multi-tool assessment on the Andahuaylillas church in Cusco, combining non-destructive evaluation (laser scanning, infrared thermography, sonic tests) with model updating and pushover analysis. The results showed that a combination of such techniques can properly predict the observed damage from past earthquakes. Advanced case studies like these validate that an interdisciplinary approach yields the most insight into an adobe monument’s seismic performance.
Researchers have also studied other adobe building typologies under seismic actions. Tarque et al. [
9,
10] have demonstrated the potential of FEM modeling using continuum damage plasticity approaches to replicate both in-plane and out-of-plane failure modes under dynamic loading in typical one-story Peruvian adobe dwellings using a displacement-based framework. Similar efforts have emerged beyond South America. Momin et al. [
11] applied nonlinear dynamic simulation to Portuguese adobe buildings, introducing novel damage metrics (crack propagation and volume loss) to derive fragility and fatality risk curves. Li et al. [
12] explored seismic vulnerability of Chinese earthen buildings through statistical models.
Despite these significant contributions, many challenges remain in the field. The seismic behavior of adobe structures is complex and often nonlinear, involving multiple failure mechanisms such as rocking, sliding, and cracking. Experimental data on the inelastic response of adobe is limited, particularly for full-scale structures under realistic seismic loading. As a result, there is a strong need for advanced numerical tools that can accurately capture the nonlinear behavior of adobe buildings, predict critical failure modes, and assess seismic capacity in a performance-based framework. The calibration of these models remains challenging due to the variability in material properties and construction techniques, and their application to real-world heritage structures is still limited. Each historic adobe structure presents unique challenges that necessitate a case-by-case study. Factors such as architectural layout, construction quality, prior damage, and past interventions can differ widely and influence seismic behavior. Thus, continued in-depth assessments of individual heritage buildings are essential to refine our general understanding.
This study contributes to closing this gap by presenting structural performance and seismic safety assessment of the Church of Santo Tomás de Aquino, a 17th-century adobe church located in Rondocan, Cusco, Peru. The church comprises a single nave with a presbytery and two annexes (a baptistery and a sacristy), with thick adobe walls supporting a timber roof system composed of wooden trunks and clay tiles. Some walls are strengthened with buttresses. The building underwent conservation interventions between 1994 and 1997. The present research was developed under the auspices of the Getty Conservation Institute (GCI), with fieldwork, testing, and numerical modeling conducted by the University of Minho.
The main objective of this work is to evaluate the seismic performance and safety level of the church using advanced nonlinear numerical modeling techniques. A macro-modeling approach is adopted, treating adobe and stone masonry as homogenized continuum materials and incorporating nonlinear behavior through a total-strain rotating-crack model. Material properties were derived from in situ testing and literature data, and the model was calibrated using results from ambient vibration testing.
The assessment integrates nonlinear static (pushover) and kinematic analyses to identify critical collapse mechanisms and to estimate the seismic capacity relative to the seismic demand as defined in the Peruvian seismic code [
13,
14]. Particular emphasis is placed on the behavior of the lateral walls and façades. The methodology involves (1) the development of a finite element model including foundations, walls, and timber tie beams; (2) the calibration of material properties based on dynamic identification tests; (3) the execution of pushover analyses along the principal axes to derive capacity curves and to identify potential failure mechanisms; (4) the evaluation of performance against the Damage Limitation (DL) and Life Safety (LS) limit states using kinematic analyses; and (5) the interpretation of the results to assess structural safety.
Thus, this work also contributes to the growing body of knowledge on the seismic assessment of heritage adobe buildings by demonstrating the applicability and limitations of advanced numerical tools within a conservation-driven framework. A key contribution of this work is the integrated analytical–numerical strategy, which combines kinematic limit analysis with nonlinear FEM modeling. This dual approach enables cross-validation of failure mechanisms and seismic capacity estimates, improving confidence in the results, this being an important factor given the uncertainties typically associated with historic structures. By providing a step-by-step process of its implementation and calibration, this study also contributes to replicability and methodological transparency, enabling its adaptation to other adobe heritage buildings. Although several studies present detailed analyses, they often lack a clear connection between their results and a performance-based or code-aligned context, which limits their utility for informing risk mitigation or conservation decisions. These gaps highlight the need for assessment methods that combine analytical and numerical tools, incorporate real structural data, and translate engineering output into practical conservation criteria. In response, this study is framed within a performance-based assessment approach, an aspect still underutilized in the analysis of adobe buildings. By linking the findings to recognized performance thresholds, the results ensure their applicability in heritage preservation and seismic safety decision-making.
2. General Description of the Building and Its Current Damage State
The Church of Santo Tomás de Aquino in Rondocan, Peru, is an adobe structure dating back to the 17th century (
Figure 1). The building consists of a single nave with a presbytery, along with an adjacent baptistery and sacristy on the south side.
Figure 2 and
Figure 3 depict the plan, elevations, and sections obtained through the geometric survey performed by Carleton Immersive Media Studio (CIMS). The interior space of the nave and presbytery measures approximately 34.0 m in length and 8.0 m in width. The church is situated on a plot with a slope of approximately 10% (
Figure 2c,e). The structure comprises a foundation of rubble stone masonry laid using earth mortar, walls and buttresses built with adobe, and a gable roof made of timber beams and clay tiles. The current structural configuration and decoration date post-1650 earthquake interventions. Between 1994 and 1997, the church underwent extensive conservation works, which included the replacement of the roof cover and adobe blocks as well as the addition of timber keys. However, there is no available information on the exact locations of these interventions [
15].
The foundation extends above ground level, reaching up to 2.0 m in certain elements of the main façade. The lateral walls and the main façade have a thickness of approximately 2.0 m, while the walls of the baptistery and sacristy range from 1.0 to 1.2 m in thickness. The main façade (
Figure 2b) faces west, toward the plaza, and its gable end reaches a height of 11.5 m (measured from the reference level 0.0 m). This façade features the principal entrance, a door with stone jambs and a semicircular arch on the outer side of the wall, while the inner side has splayed jambs (embrasure) that support a timber lintel. A similar gate is situated in the middle of the north wall (
Figure 2c).
The rear façade (
Figure 2d), located on the east side, is approximately 1.9 m thick, with its gable end rising about 9.7 m above ground level (13.6 m measured from the reference level). It features a window with an embrasure and a niche positioned above it (
Figure 3a).
All the windows and doors of the lateral walls, main façade, baptistery, and sacristy are characterized by embrasures, with timber lintels for the windows and semicircular arches for doors. In the triumphal arch, adobe was used for the pilasters, while
quincha was employed for the spandrels and the arch. The richly decorated choir loft is located above the main entrance and is made of a timber structure supported by four
quincha columns and fixed to the walls of the nave and the main façade (
Figure 3).
The roof system consists of timber trusses made of wooden trunks placed at a spacing of 0.60 to 0.75 m. Each truss is composed of two top rafters supported on the tops of the lateral walls, two bottom rafters resting on an interior timber wall plate, and a collar tie connecting the upper half of the bottom rafters (
Figure 4). All the rafters are fixed to a timber ridge beam that runs along the nave and presbytery. The top rafters overhang by approximately 0.50 m and support a layer of canes, a layer of earth mixed with straw, and clay tiles. Nine timber tie beams connect the lateral walls at the height of the wall plates: five in the nave, three in the presbytery, and one located inside the triumphal arch. Additionally, two tie beams are placed in the baptistery and two more in the sacristy.
Regarding decoration and artwork, the interior of the church features mural paintings extending across its full height. In addition, the church houses several movable paintings, many of which are attributed to Bernardo Bitti, an Italian Jesuit painter who significantly influenced South American art in the 16th and 17th centuries [
16,
17]. Additionally, the main altarpiece, crafted in the Baroque style, entirely covers the wall behind the altar, showcasing wooden carvings and canvases depicting religious themes. The altarpiece is anchored to the rear wall with horizontal timber ties. Due to its construction techniques, traditional architecture, and decorative elements, including Bitti’s paintings, the church was declared a National Cultural Heritage site in 2016 [
18].
An on-site inspection conducted in 2024 revealed the deterioration and damage affecting the building. In terms of structural damage, cracks were detected at the intersection of the lateral walls with both the rear and main façades, as well as separation of the choir loft connections. In the main façade, vertical cracks, visible from both the interior and exterior, extended along the entire height at the intersections with the lateral nave walls. The choir loft also exhibited separation from the façade and the lateral walls, causing deformation of the timber elements. The most severe damage was identified in the rear façade, where vertical cracks had developed at the intersection with the lateral walls (
Figure 5a,b), leading to near-total separation from the rear façade. Borescopic inspection at a 2.0 m height revealed that the crack depths were at least 0.30 m at the south corner and 0.50 m at the north corner (
Figure 5c). Additional vertical cracks were detected at the midspan of the gable walls in the baptistery and sacristy. Furthermore, the spandrels of the triumphal arch were tilted toward the nave, resulting in cracks at their connection with the lateral walls.
4. Nonlinear Pushover Analyses
A series of nonlinear pushover analyses was conducted to evaluate the global seismic performance of the church and to identify its most vulnerable structural elements. The building was initially subjected to gravity loading, followed by an incremental monotonic lateral load, which represents inertial forces. Due to the geometric and structural complexity of irregular masonry buildings, multidirectional pushover analysis is essential to capture the full range of possible collapse mechanisms [
35]. Therefore, the loads were applied in the four principal directions, i.e., along the X and Y axes, in positive and negative directions. The lateral loading was increased until the structure reached its ultimate capacity. Among the various lateral-load distribution patterns available, the mass-proportional distribution was adopted, as this has been recognized as being the most appropriate for complex unreinforced masonry structures [
36]. The modal pattern was not considered reliable in this case, as the eigenvalue analysis showed that the vibration modes are predominantly local, involving the response of individual walls with minimal associated mass participation [
36]. The convergence criteria were based on energy, set at 0.1%, and force, which was equal to 5%. The standard Newton–Raphson iterative method was applied for a self-weight load (gravitational loading), while a secant method was used for lateral loading [
20].
The structural seismic response is given in terms of capacity curves describing the relationship between the load factor (equivalent ground acceleration) and the displacements of control points located at the top of selected walls, depending on the direction of analysis. Damage patterns were identified at the ultimate displacement using principal tensile strains. These analyses were able to reproduce the main observed damage patterns, including the formation of cracks at the corners of the building, thus providing valuable insight into the church’s structural vulnerabilities.
In the +X direction (positive transverse direction), the structure reached a peak capacity of 0.22 g, with a corresponding displacement of 2.62 cm measured at the top of the south nave wall (
Figure 12a). Damage started at the intersections between the lateral walls and the façades, with the onset of vertical cracks at the upper corners. As the lateral load increased, diagonal cracks developed, and a horizontal crack opened at the interface between the rubble stone foundation and the adobe masonry. At peak load, the out-of-plane failure mechanism of the south wall was fully developed. In the post-peak phase, buttresses detached from the walls due to shear failure, and cracking also led to partial separation of the gable walls of the sacristy and baptistery (
Figure 13a). The maximum displacement recorded at the south nave wall in this phase reached 3.90 cm (
Figure 12a).
This failure mechanism can be attributed to the limited out-of-plane restraint of the wall due to the absence of ring beams, perpendicular walls, intermediate slabs, or a rigid horizontal diaphragm, all of which are typically used to enhance lateral stability. Moreover, the low tensile and shear strength of adobe makes the wall highly susceptible to cracking and detachment under lateral loading. The poor anchorage between the buttresses and the wall led to their detachment once shear forces exceeded the interface shear strength.
In the −X direction (negative transverse direction), the building exhibited slightly lower strength (a 10% reduction), with a maximum strength capacity of 0.20 g and a peak displacement of 2.15 cm at the north nave wall (
Figure 12b). Although the buttress exhibited a stiffer response up to the peak load, its deformation capacity was similar to that of the north nave wall by the end of the analysis, both reaching approximately 3.40 cm (
Figure 12b). The structural continuity provided by the tie beams resulted in nearly symmetric deformation responses in the lateral walls of the nave (
Figure 12b). The damage started with cracking at the connections between the lateral walls and the baptistery and sacristy. As the deformation increased, diagonal and horizontal cracks formed, leading to the full development of an out-of-plane collapse mechanism of the complete north wall (
Figure 13b). The north buttress exhibited crushing at the base and shear failure along its connection with the north wall, resulting in detachment. By the end of the analysis, all three buttresses on the north side had separated from the main structure (
Figure 13b).
As in the case of the south wall, the failure of the north wall was primarily driven by insufficient out-of-plane restraint and a lack of mechanical connection between the structural elements. The adobe material properties contributed to its vulnerability, but the absence of structural continuity, particularly the lack of ring beams, stiff horizontal diaphragms, and transverse walls, was the dominant factor in the formation of this failure mode. The relatively long vertical and horizontal spans further exacerbated the wall’s vulnerability. The detachment of the buttresses was again the result of inadequate anchorage and low shear strength, highlighting the need for improved detailing in future strengthening strategies.
As seen in
Figure 12c, in the +Y direction (positive longitudinal direction), the rear (east) façade exhibited an initially stiff response, followed by a strength drop at 0.12 g and a partial recovery leading to a peak at 0.17 g, with a displacement of 5.40 cm. The post-peak phase was characterized by a short plateau, reaching a maximum displacement of 7.00 cm (
Figure 12c). In general, the damage was concentrated primarily at the intersections of the rear façade with the lateral walls, with the onset of cracking observed at a load factor of 0.12 g. This damage started at the corners, with vertical cracks propagating downward, followed by diagonal cracking near the presbytery window (north wall) and the formation of a horizontal hinge at the base of the rear façade (
Figure 13c). At peak load, the out-of-plane collapse mechanism was completely developed, characterized by full detachment of the rear façade, with vertical cracks at both corners and the formation of a horizontal hinge along the base of the foundation (
Figure 13c). This collapse mechanism is directly associated with the stress concentration at the corners and the poor mechanical properties of the material, along with weak continuity between the rear façade and the adjoining lateral walls. That is, in the absence of proper anchors, ring beams, and rigid roof, the façade relies only on the tensile strength of adobe, which is very limited. Once the tensile capacity is exceeded, vertical cracking and detachment occur. The rear façade has no buttresses, which increases its susceptibility to out-of-plane overturning. The observed failure is thus the result of inadequate mechanical restraint and unfavorable geometry.
In the –Y direction, the main (west) façade and its buttresses experienced the most significant deformations. The structure exhibited the highest lateral load capacity among all directions, with a peak of 0.26 g and a displacement of 1.53 cm (
Figure 12d). However, this response was characterized by brittle behavior. The initial drop in stiffness at 0.19 g was associated with the onset of vertical cracks at the upper corners, which propagated downward as the lateral load increased. At peak load, the vertical cracks at the main façade corners extended along the full wall height, and damage developed in the gable walls of the baptistery and sacristy (
Figure 13d). Additionally, the connection between the buttresses and the main façade failed due to shear, resulting in detachment. The post-peak behavior was marked by limited ductility and rapid strength degradation, reaching a maximum displacement of 2.55 cm (
Figure 12d). These results confirm that, despite its relatively high strength, the main façade is prone to brittle failure under seismic loading. Finally, partial detachment of the baptistery and sacristy from the rest of the structure was identified (
Figure 13d).
5. Nonlinear Kinematic Analyses
The seismic safety evaluation of the church was assessed in terms of displacement demand, following the kinematic approach outlined in the Italian code [
29,
30]. This is a simplified procedure that takes into account the expected failure mechanisms, which, in this case, considered the collapse mechanisms identified in the nonlinear pushover analyses. The structural elements are modeled as rigid bodies, and their equilibrium capacity under horizontal seismic loads is evaluated through kinematic limit analysis. The models include a portion of the south lateral wall with a hinge at the top of the foundation layer (
Figure 14a); the whole north lateral wall, considering a horizontal hinge at ground level (
Figure 14b); the main façade with its buttresses (
Figure 15a); and the whole rear façade (
Figure 15b).
The verification procedure was carried out using both linear and nonlinear approaches. In the linear method, the activation of each collapse mechanism was assessed by computing the horizontal load multiplier, , i.e., the minimum seismic coefficient required to trigger body motion. The nonlinear approach, on the other hand, involves constructing a load–displacement capacity curve (), which describes the progressive capacity of the rigid block until equilibrium loss (collapse). Typically, these curves exhibit a linear reduction of as the displacement increases, eventually reaching zero.
The methodology outlined in [
29,
30] is based on the assumptions that (1) masonry exhibits no tensile strength, (2) sliding between blocks does not occur, and (3) macro-blocks behave as monolithic rigid bodies. These assumptions result in a linear capacity curve with infinite initial stiffness up to the activation of the collapse mechanism, which is defined by the load multiplier
. While effective for simplified analysis, this rigid-body approach tends to overestimate the horizontal load multiplier
when compared with deformable body models [
37,
38,
39]. However, such an overestimation is more significant in the case of free-standing cantilever walls than in walls that develop flexural out-of-plane resistance before the activation of an overturning mechanism [
29,
30], as was observed in the case of the church (
Figure 12). Once the mechanism is activated, the rigid-body curve approximates well the deformable-body curve [
40].
Although the kinematic limit analysis treats the blocks as rigid, the limited compressive strength of adobe masonry can be considered by adjusting the location of the horizontal hinge to account for compression stresses at the wall toe. This modification shortens the lever arm associated with gravity loads and, consequently, reduces the stabilizing moment, allowing for a more realistic representation of the material’s mechanical limitations within the rigid-body framework. Considering the previous hypotheses and the assumption of a uniform distribution of stress, the location of the rotation hinge, t, can be calculated as
where
is the total vertical load acting on the mechanism,
is the compressive strength of the material, and
is the length of the hinge.
The self-weight of the blocks was applied at their respective centers of mass. The roof weight was calculated by considering the timber elements, the canes, the earthen layer, and the roof tiles. These loads were applied at two locations, i.e., at the top (center of the wall) and bottom (inner face) chords of the timber trusses (
Figure 16). The vertical and horizontal components of the roof loads were determined based on the tributary area supported by each wall. The horizontal resistance provided by the tie beams was estimated using Equation (4), where
is the thickness of the wall. Equation (4) was derived through linear regression based on the results obtained from pull-out tests performed on the timber tie beams [
5]. A partial safety factor of 2.0 was applied to reduce the capacity of the ties according to [
41]. Seismic forces were assumed to act at both the center of mass of the rigid blocks and the application points of the roof load. The load multiplier,
, was computed using the principle of virtual work by equating the stabilizing moments and the overturning moments.
Seismic safety was evaluated by converting the Multi-Degree of Freedom (MDOF) system into the equivalent Single-Degree of Freedom (SDOF) system. The structural capacity was assessed in terms of both force (linear analysis) and displacement (nonlinear analysis) and compared against the corresponding spectral demands following the methodology outlined in [
29,
30]. These demands were determined based on the performance requirements of two limit states defined in [
29,
30]: Damage Limitation (DL), associated with a return period of 95 years, and Life Safety(LS), also referred to as Significant Damage [
42], which is associated with a return period of 475 years. For the return period of 95 years, the reference PGA of the return period of 475 years was scaled by a factor of 0.58, as recommended in [
42].
The reference ground acceleration was established according to the Peruvian seismic code for Zone 2 (
0.25 g), soil type S
2 (
1.2), and an importance factor corresponding to building category B (
1.3) [
13]. This results in a reference ground acceleration equal to 0.39 g. However, the code permits a reduction in this value based on the characteristics of the structure. In the case of adobe buildings, it refers to the provisions of code E.080 [
14], where the reference ground acceleration can be taken as 0.29 g. This reduction aligns with strategies adopted in recommendations for the assessment of heritage structures, where assuming long return periods and high peak ground accelerations, while linked to the importance of the structure, is avoided to prevent excessively invasive interventions [
43]. For a more conservative, yet realistic, assessment, the following verifications were carried out, assuming a reference ground acceleration of 0.30 g (
0.25 g,
1.2).
The horizontal load multiplier,
, is calculated using the Principle of Virtual Work, which equates the external and internal work associated with a virtual displacement configuration. In this approach, the virtual displacement,
, produced by each force in the direction of loading is derived from the virtual rotation,
, applied to the mechanism. The system is assumed to be in equilibrium when the work performed by the external forces equals the internal resisting work,
. The equilibrium condition is expressed as
where
represents the weight of the blocks,
is the weight contribution from the floor and roof,
includes the internal and external non-mass-related forces, e.g., the horizontal resistance provided by the tie beams, and
,
, and
are the corresponding virtual displacements in the direction of each force component.
The transformation of the mechanism into an equivalent SDOF system requires the estimation of the equivalent mass,
, the fraction of participating mass,
, and the equivalent acceleration,
, as defined by the following equations:
where
is the gravity acceleration, and FC is the confidence factor, assumed as 1.0, corresponding to knowledge level LC3, based on the Italian code [
29,
30]. According to [
29,
30], the verification for the DL limit state is carried out through the linear approach. The verification is satisfied if the acceleration for the activation of the mechanism,
is larger than the demand acceleration evaluated in the DL elastic spectrum at period
, i.e.,
(for a return period of 95 years,
,
):
For the LS limit state, the verification in terms of force (linear approach) is satisfied if the
acceleration is larger than the acceleration specified in the LS elastic spectrum (for a return period of 475 years,
,
), considering a behavior factor
[
29,
30]:
The LS limit state verification was also performed through the nonlinear approach, which involved comparing the displacement capacity of the mechanism,
, with the displacement demand,
. The verification is satisfied if
. The calculation of the center of mass of the system is required to estimate the finite rotation
at which the mechanism loses its stability (angle measured from the vertical). Therefore, the center of mass of the system is given by
The displacement of the control point (
) at which the mechanism loses its stability is estimated as follows:
where
is the height of the control point. This displacement is transformed into an equivalent displacement of a SDOF system,
:
where
is the virtual displacement of the control point. The displacement capacity for LS limit state is given by [
29,
30]:
with an equivalent acceleration,
:
and equivalent period,
:
The displacement demand is calculated using Equation (17), applying the Peruvian seismic code, where
s and
s [
13].
For the mechanisms of the south and north lateral walls, further considerations were assumed to determine their geometric parameters and hinge location. Given the building location on a slope, the height of the equivalent masonry block was defined using the average height of the wall section. Similarly, the roof load was applied at an average height representative of its actual distribution. Since the buttress is included in the calculation of the hinge location, Equation (3) must be adjusted. The new expression assumes that the buttresses have proper connections to the longitudinal walls, and that the entire section of the buttress falls within the plastic range [
44]:
where
and
are the area and the depth of the buttress, respectively, and
is the effective depth of the area under compression, measured from the outer edge of the buttress to the inner face of the wall. This adjustment enables the calculation of the geometric centroid of the compressed area, which defines the location of the hinge.
Table 3 summarizes the results and the key parameters used in the seismic safety assessment of the four out-of-plane mechanisms. These values were calculated using Equations (5)–(17).
Appendix A provides the expressions derived from the Virtual Work Principle (Equations (A1)–(A4)), along with the corresponding forces and geometric parameters used in each case (
Table A1,
Table A2,
Table A3 and
Table A4).
The force-based verifications for both the DL and LS limit states were satisfied for the out-of-plane collapse mechanism for the main façade, indicating that the seismic demand is lower than the lateral load capacity of the mechanism. Furthermore, the displacement capacity of the façade significantly exceeds the expected displacement demand, confirming safety in terms of deformation as well (
Figure 17c). In contrast, the other three mechanisms (corresponding to the rear façade and the south and north lateral walls) did not meet the force-based verification criteria for either the DL or LS limit states, suggesting that the seismic force demand exceeds their lateral load capacities. Nonetheless, despite being activated under seismic loading, these mechanisms are capable of sustaining displacements beyond those expected during a design-level earthquake without reaching instability, as illustrated in
Figure 17. However, these mechanisms only barely fulfilled the displacement-based criteria, suggesting a restricted deformation capacity. This highlights the need for caution regarding the stability and safety of these structural elements against out-of-plane collapse.
6. Conclusions
This study presents a comprehensive seismic performance assessment of the historic Church of Santo Tomás de Aquino in Rondocan, Peru, using advanced numerical modeling techniques. Despite conservation efforts undertaken between 1996 and 1997, the structure exhibits significant vulnerabilities, notably at the intersections of lateral walls and façades.
A finite-element model employing a macro-modeling approach was developed and calibrated using in situ sonic and ambient vibration tests. The results confirmed that the timber tie beams contribute to the global structural behavior under low-intensity seismic excitation. Their effectiveness in resisting moderate to strong seismic forces is largely determined by the condition and integrity of their mechanical connections. Notably, all nonlinear analyses were performed assuming that existing cracks in the rear façade had been repaired and that effective connections exist at wall-to-wall and wall-to-buttress interfaces. These assumptions must be verified or achieved in future conservation actions to ensure the validity of the numerical predictions.
The accuracy and relevance of numerical simulations in heritage structures heavily rely on their calibration using field data. In this context, in situ inspections and experimental campaigns are indispensable. They provide critical information about material properties, boundary conditions, existing damage, and the effectiveness of previous interventions. This information is essential not only for model validation but also for reducing uncertainties in the assessment of seismic performance. When dealing with historically and culturally significant structures, the availability of experimental data becomes even more vital, as it informs appropriate intervention strategies that balance safety and preservation.
The model effectively replicated observed damage patterns, particularly at the wall corners, highlighting the vulnerability of different structural elements. The nonlinear pushover analyses showed that seismic loading along the transverse axis (X direction) produced widespread damage, while longitudinal loading (Y direction) concentrated the damage within either the main or rear façade, depending on the loading direction. The rear (east) façade was identified as the element most vulnerable to out-of-plane collapse, with a maximum load factor of 0.17 g, even under idealized conditions (assuming repaired cracks). In contrast, the main (west) façade showed the highest capacity, with a peak load factor of 0.27 g, although it exhibits a brittle post-peak response. The lateral walls also demonstrated susceptibility to overturning despite the presence of buttresses, with load factors ranging from 0.20 to 0.22 g. In all cases, failure also involved the detachment of buttresses due to shear stress at the connection with the walls.
Given the design-level peak ground acceleration (PGA) of 0.30 g (or up to 0.39 g in the case where an importance factor of 1.3 is adopted to account for the cultural value), the results from the force-based analyses indicate that the church does not meet the life safety performance targets under current conditions. This underscores the need for a global strengthening strategy that focuses on enhancing the connectivity between structural elements: namely, the roof-to-wall ties, transverse-to-longitudinal wall intersection, and wall-to-buttress interfaces.
To complement the nonlinear static (pushover) analyses, a kinematic limit analysis was conducted for four critical out-of-plane mechanisms, identified based on geometric configurations and damage patterns. The mechanisms were evaluated under force- and displacement-based criteria, following established guidelines for historic masonry structures [
29,
30]. Only the main façade mechanism satisfied the verification requirements for both Damage Limitation (DL) and Life Safety (LS) limit states, with a safety factor of 2.5. The remaining mechanisms (for the rear façade and the lateral walls) did not meet the force-based criteria but barely fulfilled the displacement-based verifications, with safety indices ranging from 1.03 to 1.11. Despite satisfying the displacement-based criteria, the values of observed deformations may compromise the structural stability of the roof and endanger occupants. Future interventions should prioritize the implementation of out-of-plane restraint systems to prevent roof collapse. In particular, the out-of-plane displacements of the lateral walls highlight the need for restraints to reduce the risk of instability and collapse.
Overall, the study confirms the value of advanced numerical modeling as a tool for assessing the seismic performance of complex earthen heritage buildings. Numerical models, when rigorously calibrated with field data, serve as powerful instruments for predicting failure mechanisms and optimizing interventions. Their continued development and application depend on robust experimental input and a feedback loop between field observations and analytical refinement.
The results support the implementation of comprehensive seismic strengthening measures that prioritize not only structural safety but also the preservation of architectural elements such as mural paintings and decorative features. Continued research should aim to reduce modeling uncertainties by integrating more detailed testing, extensive damage surveys, and performance monitoring of strengthened structures.
This study advances current methodologies for the seismic assessment of historic adobe structures by applying a calibrated numerical model within a performance-based framework, which is still underutilized in the seismic safety assessment of earthen heritage buildings. The integration of field data, through sonic and ambient vibration testing, allowed for a more realistic representation of material and possible connection deficiencies, which, in turn, informed both the nonlinear and kinematic analyses. By combining these complementary approaches, the study not only identified critical vulnerabilities but also provided actionable insights for retrofitting that are grounded in code-based performance criteria. This reinforces the role of advanced modeling as a decision-support tool that links structural analysis with conservation needs in a practical and meaningful way.