An Overview of Reinforcement Learning Algorithms for Handover Management in 5G Ultra-Dense Small Cell Networks
Abstract
:1. Introduction
1.1. Motivation
1.2. Contribution
1.3. Road Map of the Survey
2. Related Surveys
3. Overview of HO Management in 5G UDSC Network
3.1. 5G Technologies and Features
3.2. 5G Small Cells Architecture
- Using single gateway in UDSC network;A single gateway is deployed, configured, and installed at the macrocell BS having the capacity to embed large number of MIMO mmWave antennas. The purpose of integrating these antennas is to accept wireless back haul traffic coming from small cells located in macrocell. After collecting all the back haul traffic, it is moved to the macrocell BS through multi-hope mmWave links, which is then further forwarded to core network by using fiber links.
- Using multiple gateways in UDSC network;In this scenario, multiple gateways are used and deployed at massive microcell BSs by examining the conditions of back haul traffic and geographic scenarios. The reason to use multiple gateways instead of single gateway is that they are more flexible to handle back haul traffic and forward it to the core network. In this case, all the back haul traffic from small cells is dispersed over the multiple gateways in the macrocell, and then combined at gateway to move towards the core network by fibre-to-the-cabinet (FTTC) links [45].
States of RRC
- Broadcasting system information;
- Paging notification and release;
- Connection establish and releasing;
- Reconfiguration and release;
- Outer loop power control;
- RRC connection mobility procedures.
- Idle State;In the RRC idle mode, the content of user equipment access stratum is not available in UE and network. It means that its main function is to save power and energy, for instance, when there is no need to transfer or receive data, the UE changes its mode to RRC idle by turning off both Tx and Rx. Similarly, when UE is following RRC idle mode, it regularly checks the call channel, handles incoming cases, and chooses the cell for camping by following mobility measurements [47]. Camping of user equipment performs the following purposes:
- Getting system information for the camping in the cell;
- Establishing RRC connection setup over the camped cell;
- Getting call messages to shut the mobile calls within the camped cell;
- Getting public warning system alerts.
- Connected State;In the RRC connected mode, the context of UE AS is present in both network and user equipment. When UE is present in RRC connected mode, it not only transmits or receives user plane data but also control plane signaling. It means that in this case, UE requires to monitor link quality of the former and target cell to get the radio link information. Subsequently, the consumption of battery is higher than idle mode [48]. However, DRX (discontinuous reception) is deployed in RRC connected mode to save power.
- Inactive State;Although when UE is present in RRC connected mode, networks do not suffer communication delays, yet high power consumption is a major challenge to address. And regular transition of UE from idle to connected or connected to idle creates undesirable signaling load, which amplifies latency. RRC inactive state or mode therefore is introduced by 5G NR to reduce power consumption, network signaling load and latency. In RRC inactive mode, the content of user equipment access stratum is stored in both core network and UE, whereas the connection between radio access network and core network is remained active to avoid power consumption along with the control plane delay. In this mode, the quantity of CN signals needed to paging a UE is estimated to be reduced, which is notable to improve latency performance. In the prior study, it is estimated that RC inactive states saves over 200% latency reduction in contrast to RRC idle states and 40% UE power consumption comparing to RRC connected mode [49].
- Registration and Paging of UE.Once the user equipment develops the potential to take benefit from the services and capabilities of network, its registration over the network must be initiated. The basic of registration process relies on the broadcasting of control messages amid UE, gNB and AMF, where gNB stands for NG NodeB and AMF is used for access & mobility management function. The registration of UE ensures that it can be controlled, handled and monitored over the network and reachable. Registration conditions including initial, periodic, mobility and emergency registration are essential to initiate the registration procedure. When the device is switched on, UE starts the initial registration to connect with the network. In periodic registration, network regularly monitors the UE to begin a new registration process. It enables the UE located in the registration area to determine whether its registration is eradicated without alerting the network or not [50].
3.3. 5G Small Cells Working Model
3.4. Mobility Management in 5G UDSC Network
3.5. HO Management in 5G UDSC Network
3.6. Classification of HO Types
- Horizontal HO; This type of HO is executed when the networks are same e.g., HO occur between 3G to 3G is called horizontal HO. This type of HO is also called intra-technology HO.
- Vertical HO; When HO executed between base stations of different network is called vertical HO. For example, HO is occurring between 3G to 4G. To proceed this type of HO, layer 2 and 3 of OSI model play an important role.
- Intra-frequency HO; When two distinct base stations work on the same operating frequency bands, then it supports intra-frequency HO.
- Inter-frequency HO; When two distinct base stations work on the different operating frequency bands, then it provides inter-frequency HO.
- Soft HO; It follows the make-before-make strategy where first new connections are built between UEs and wireless links before breaking the previous ones.
- Hard HO; It follows the break-before-make strategy where all the wireless links are first removed from UEs to build new wireless communication connections.
- Controller based HO; This type of HO is executed by mobile station. There are further three type of classifications: network controlled HO (NCHO), Mobile controlled HO (MCHO), and mobile assisted HO. In NCHO, the decision step is detained by a controller while mobile station takes initiation step, In MCHO, mobile station takes both steps initiation step as well as the decision step, while in a MAHO, network takes the decision and mobile only collect and send basic information i.e., received signal strength indication, and signal to interference-plus-noise ratio [77].
4. Reinforcement Learning Algorithms for HO
4.1. Reinforcement Learning
- Deterministic; Same actions are performed for all the states and processed by the policy pie.
- Stochastic; Every action corresponds to a certain policy model based. In this method, a virtual model is designed for all types of surrounding atmosphere or environment. After creating a virtual model, learning process of agent begin to perform in that environment.
4.2. Related Contributions
4.3. Types of Reinforcement Learning
- Positive;Positive RL is referred to event that happens because of the specific behavior. It amplifies the intensity and oscillation of behavior and impacts on the activities performed by the agent. It maximizes the performance of an event and maintain changes for a longer period while an excessive implementation of RL may create over optimization state that impacts the outcomes of actions.
- Negative;In this type of RL, actions are taken to improve the strength of behavior that happens because of the undesirable conditions. These undesirable conditions should be stopped or reduced to achieve the minimum standpoint of performance. Nevertheless, a lot of effort is needed to achieve the conditions of that standpoint [115].
5. Challenges and Future Research Directions
- QoS/QoE for multimedia traffic; The requirements for quality of service and serving capability of multimedia traffic are different from the data and voice traffic. HO techniques deliver different QoS/QoE in different use cases to perform various types of multimedia traffic [116]. Providing the best machine learning solution while considering the QoS/QoE in HO management, is an active research area for beyond 5G wireless small cell networks where huge data will be drive with low latency and best connectivity.
- Controlling Communication Overhead; Existing HO solutions required complicated and frequent collaboration between all nodes available for communication i.e., Macrocell, small cells and the UEs. This phenomenon required large number of network resources to exchange the necessary information [117]. Providing the best machine learning solution for controlling communication overhead while considering is an active research area for beyond 5G wireless small cell networks.
- Network Performance in Outdoor Use Cases; Primarily, huge data traffic broadcast in indoor scenarios where wired and wireless connections are the best available option [118]. while providing the best machine learning solution for outdoor scenarios should be consider carefully is an active research area for beyond 5G wireless networks.
- Battery Life in Smartphone; Advance antenna, applications and optimized use case scenarios required huge processing and this killing behavior consuming the battery life of smart phones and wireless connected drones [119]. So, providing the best machine learning solution for limited energy supply is another critical challenge is an active research area for beyond 5G wireless networks.
- Wireless Back haul Spectrum Efficiency; In beyond 5G wireless networks, cell BSs requires wireless back haul network with massive capability to handle the large number of wireless connections and flexible deployment [120]. Hence, providing the best machine learning solution for spectrum resource management, networking complexity, and infrastructure cost to handle the large number of cells in beyond 5G wireless networks is an active research area.
- Advanced Techniques Integration; In 5G small cell networks, mmWave, massive MIMO, and mMTC are the key enablers to improve the network capacity up to 100 times. And massive signaling overhead of these advance technologies produce dense communication and processing [121]. Therefore, providing the resource efficiency, cost efficiency, and interference mitigation using machine learning in beyond 5G wireless networks is also an active research area.
- Security and Privacy Concerns; The most critical and crucial challenges in HO management for UD 5G small cell networks are security and privacy concerns since the high densification of the cells and UEs. Number of new functions and applications dealing with communication data pose new challenges for security compromise and privacy concern [122]. Hence, efficient counterstep using machine learning in beyond 5G small cell wireless networks also an active research direction.
- HO in Drone Mobility; According to 3GPP, unmanned ariel vehicles possibly experience weak signal-to-interference-plus-noise ratio (SINR) than terrestrial UEs. Because of obstacles occurring between the wireless signals and possibility of HOs increases so it is inevitable to improve these issues. As mentioned previously, small cell technology and cell densification also bring challenges for mobility and HO management. In UD networks, the coverage range of cells is limited and overlaid. As a result, UEs, covering mobility functions, need to move from one cell to another or face frequent HOs. Mobility management is a key feature of 5G infrastructure as it improves user experience and use cases that will be coming in future. Therefore, HO functions and operations must be completed without interference and interruption instances to perform the requirements of 5G mobility management. In this paper, we discuss challenges of mobility and HO management in 5G UD cellular network and scrutinize multiple ways to overcome these challenges. In drone communication, telepresence, dominance in line of sight (LoS), coordinated multi-point transmission, air-borne-base station required more efficient solutions to conduct different services [123,124]. Therefore, cost effective machine learning based solution in UD networks also an active research direction.
- Load Imbalance; Despite all the advantages of HetNets and cell densifications, small cell technology comes with hurdles that must be solved first. Load imbalance, for instance, occurs due to variation in transmitted power and coverage area from unlike tiers of cells. Henceforth, small cells will not serve substantial purpose by using traditional user association rules which revolve around only received power. Cell range expansion (CRE) or biasing is a persuasive technique to fight against this challenge [125].
- Inter-cell Interference; Inter-cell interference is yet another issue present in cell densification that can be solved through eICIC, an abbreviation used for cell interference Coordination. This mitigation technique exploits Almost blank subframes (ABS) to eradicate noises or interference from Macrocell BSs. ABSs are integrated in HetNets to optimize interference of high power nodes. However, low power nodes know the interference pattern, allowing the CRE to be embedded over the low power nodes and can serve large number of UEs without getting interference from high power nodes [126].
- Radio Resource Control (RRC). The mobile management and HO operation challenges can be controlled by RRC. Being a layer three network protocol, it is located between UE and BS nodes, used in UMTS, LTE and 5G and considered as a part of air interface control plane. Consequently, RRC has a potential to enhance the latency, power, and energy consumption in UD 5G cellular networks. Some other functions include transferring system information, initiating or emancipating RRC connections, paging, transferring nonaccess stratum (NAS) messages essential to handle communication between user equipment and core nets [127].
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
5G | Fifth Generation |
3GPP | Third Generation Partnership Project |
AI | Artificial Intelligence |
B5G | Beyond 5G |
BS | Base Station |
CP | Control Plane |
DL | Deep Learning |
DRL | Deep Reinforcement Learning |
DNN | Deep Neural Network |
D2D | Device to Device |
DP | Data Plane |
eMBB | Enhanced Mobile Broadband |
gNB | gNodeB |
HO | Hand Over |
HetNet | Heterogeneous Network |
IoT | Internet of Things |
LTE | Long Term Evolution |
MAB | Multi-arm Bandit |
MDP | Markov Decision Process |
ML | Machine Learning |
mMIMO | Massive Multiple input Multiple Output |
mMTC | Massive Machine type communication |
mmWave | Millimeter wave |
M2M | Machine to Machine |
NFV | Network FunctionVirtual |
NGWN | Next Generation Wireless Network |
NOMA | Non-Orthogonal Multiple Access |
NR | New Raadio |
OFDM | Orthogonal Frequency Division Multiplexing |
QoE | Quality of Experience |
QoS | Quality of Service |
RAT | Radio Access Technology |
RAN | Radio Access Network |
RL | Reinforcement Learning |
RSRP | Reference Signal Received Power |
RSRQ | Reference Signal Received Quality |
RSSI | Reference Signal Strength Indicator |
SC | Small Cell |
SDN | Software Defined Networks |
SON | Self Organized Network |
UAV | Unmanned Ariel Vehicle |
UAV-BS | UAV- Base Station |
UAV-UE | UAV-User Equipment |
UDN | Ultra-Dense Network |
uRLLC | Ultra-Reliable low-latency communications |
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Authors | Improving Bandwidth Efficiency | Increasing Uplink Power Consumption | Quality of Service Provision | Efficient Spectrum Utilization | Mobility Handover | Reinforcement Learning |
---|---|---|---|---|---|---|
Yu | ✓ | ✓ | ✓ | ✓ | ✓ | ✕ |
Luong et al. | ✕ | ✕ | ✓ | ✕ | ✓ | ✕ |
Althamary et al. | ✕ | ✕ | ✓ | ✕ | ✓ | ✕ |
Jiang et al. | ✓ | ✕ | ✕ | ✕ | ✓ | ✕ |
Adedoyin and Falowo | ✕ | ✕ | ✓ | ✕ | ✓ | ✕ |
tayyab et al. | ✓ | ✕ | ✕ | ✓ | ✓ | ✕ |
Bithas et al. | ✕ | ✕ | ✕ | ✕ | ✓ | ✕ |
Agiwal et al. | ✓ | ✕ | ✕ | ✓ | ✓ | ✕ |
Van Quang et al. | ✓ | ✕ | ✕ | ✓ | ✓ | ✕ |
Lee and Qin | ✕ | ✕ | ✕ | ✕ | ✓ | ✕ |
Zaidi et al. | ✕ | ✕ | ✕ | ✕ | ✓ | ✕ |
Ullah et al. | ✕ | ✕ | ✕ | ✕ | ✓ | ✕ |
Mao et al. | ✕ | ✕ | ✕ | ✕ | ✓ | ✕ |
Sharma et al. | ✕ | ✕ | ✕ | ✕ | ✓ | ✕ |
Kibria et al. | ✓ | ✓ | ✕ | ✕ | ✓ | ✓ |
Abdellah and Koucheryavy | ✕ | ✕ | ✕ | ✕ | ✓ | ✓ |
Peng and Shen | ✕ | ✕ | ✓ | ✕ | ✓ | ✓ |
Our Survey | ✓ | ✓ | ✓ | ✓ | ✓ | ✓ |
RSS Based Decision Schemes | QoS Based Decision Schemes | Function Based Decision Scheme | Intelligence Based Decision Scheme | Context Based Decision Schemes |
---|---|---|---|---|
Dwell Timer based Schemes | Available bandwidth based Schemes | Utility function based Schemes | Artificial neural based Schemes | Mobile agent based Schemes |
RSS threshold based Schemes | SINR based Schemes | Cost function based Schemes | Fuzzy logic based Schemes | AHP based Schemes |
Channel scanning based Schemes | User profile based Schemes | Network score function based Schemes | Intelligent protocol based Schemes | Mobility prediction based Schemes |
Prediction based Schemes | Cooperation based Schemes MIH based Schemes |
Handover Information Gathering | Handover Decision Making | ||
---|---|---|---|
Network Related | Mobile Terminal Related | Criteria Based | Strategy Based |
Cost Based | Velocity Based | RSS Based | ANN Based |
Coverage Based | Stations Based | Velocity Based | Function Based |
Link Quality Based | User Preference Based | Security Based | Traditional Based |
Quality of Service Based | QoS Parameters | Fuzzy Logic Based | |
Bandwidth Based | User Centric Based | ||
Battery Usage Based | Context Aware Based | ||
Available RATs Based | Multiple Attribute Based | ||
User Preferences Based | |||
Operator Performance Based |
Schemes | Advantages | Disadvantages |
---|---|---|
Hard HO | Efficient user of spectrum No data overhead | Short interruption of service Sensitive to link transfer time (may result in dropped call) |
Seamless HO | Reliable (no service interruption) | Inefficient use of spectrum Data overhead |
Soft HO | Highly reliable No loss of QoS in HO | Data overhead Inefficient use of spectrum |
Predictive Rerouting | Minimized HO latency | Signaling over-head Possible data overhead |
Static GC | Reserved channels for HO | Possible under-utilization of spectrum |
Dynamic GC | Reserved channels for HO More efficient use of spectrum | Signaling and computational overhead |
Queuing Schemes | Easy to Implement (FIFO) Queue reorder according to degradation of channel | Degradation of channel disregarded (FIFO Queue) Signaling and computational overhead |
Reference | Algorithm | Model | Description |
---|---|---|---|
Minh-Thang Nguyen, et al. [97] | Reinforcement Learning | Model Free | Suggest an algorithm for seamless mobility management using optimized HO parameters in arbitrarily deployed small-cell networks. |
S. S. Mwanje, et al. [98] | Reinforcement Learning | Model Free | Suggest a framework, enables an advance behavior of SON that learn the best possible configurations autonomously using reinforcement learning for mobility optimization and mobility load balancing. |
K. T. Dinh, et al. [99] | Fuzzy and Reinforcement Learning | Model Free | Suggest a combined solution of Fuzzy Q-Learning Control and a heuristic Diff_load algorithm to optimize the HO and load balancing issue by adapting hysteresis and the time to trigger parameters for SON enabled networks. |
Y. Koda, et al. [100] | Reinforcement Learning | Model Free | Suggest a reinforcement learning optimal HO decision-making policy in millimeter-wave (mmWave) communication networks to maximize throughput considering the velocities and locations of a pedestrians. |
C. Lee, et al. [101] | Deep Learning | DNN Model | Suggest a policy for conditional HO by forecast the target cells get prepared for a forthcoming HO. |
L. Yan, et al. [102] | Supervised Machine Learning | Model Free | Proposed to assist HO using existing chronological data such as channel state information (CSI) and K-nearest neighbor algorithm in mmWave vehicular networks for efficient HO decision. |
C. Wang, et al. [103] | Deep Learning | Model Based | Suggest a multi-user multi-step trajectory prediction to predict user’s future location using the Long Short Term Memory (LSTM) for HO management. |
Mollel, Michael S., et al. [104] | Deep Reinforcement Learning | Model free | Suggest an offline reinforcement learning algorithm that optimize the HO decisions considering existing user connectivity and throughput within both time and frequency domains. |
Bahra, Nasrin, et al. [105] | Deep Reinforcement Learning | Model free | Suggest a hybrid approach to obtain the existing user mobility patterns and predict the future trajectory of a user. |
Wang, C, et al. [106] | Deep Learning | Model free | Suggest a multi-user trajectory prediction using LSTM cells that learns the user’s historical mobility patterns. |
Xu, J., et al. [107] | Deep Learning | Model Free | Suggest a model to understand the mobility patterns for trajectories destination prediction. |
Bahra, N., et al. [108] | Deep Learning | Model free | Suggest a mobility model to simplify the user’s trajectory using recurrent neural network variations and eliminating the irrelevant data. |
Sadri, A., et al. [109] | Deep Learning | Model Free | Suggest a mobility model of existing relations from all existing trajectories for future path prediction using a similarity metric. |
Ozturk, M., et al. [110] | Deep Learning | Model Free | Proposed an analytical model to determine the holistic cost of HO i.e., latency, signaling overhead, and call dropping. |
M. Alrabeiah, et al. [111] | Deep Learning | Model Free | Suggest a technique to predict obstruction and mmWave beam for mobility management considering sub-6 GHz channels. |
C. Lee, et al. [112] | Deep Learning | Model Free | Suggest a policy to predict the upcoming cell for proactive conditional HO using deep neural network in mmWave networks. |
Z. Wang, et al. [113] | Deep Learning | Model Free | For low latency mobile networks, hidden Markov process implemented for learning the optimal HO controllers and to prediction the next connected access point. |
Chih-Lin I, et al. [114] | Deep Learning | Model Free | Proposed a proactive HO method based on novel data-driven intelligent radio access network. The technique decreases the number of service interruptions and the impact of ping-pong effect. |
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Tanveer, J.; Haider, A.; Ali, R.; Kim, A. An Overview of Reinforcement Learning Algorithms for Handover Management in 5G Ultra-Dense Small Cell Networks. Appl. Sci. 2022, 12, 426. https://doi.org/10.3390/app12010426
Tanveer J, Haider A, Ali R, Kim A. An Overview of Reinforcement Learning Algorithms for Handover Management in 5G Ultra-Dense Small Cell Networks. Applied Sciences. 2022; 12(1):426. https://doi.org/10.3390/app12010426
Chicago/Turabian StyleTanveer, Jawad, Amir Haider, Rashid Ali, and Ajung Kim. 2022. "An Overview of Reinforcement Learning Algorithms for Handover Management in 5G Ultra-Dense Small Cell Networks" Applied Sciences 12, no. 1: 426. https://doi.org/10.3390/app12010426
APA StyleTanveer, J., Haider, A., Ali, R., & Kim, A. (2022). An Overview of Reinforcement Learning Algorithms for Handover Management in 5G Ultra-Dense Small Cell Networks. Applied Sciences, 12(1), 426. https://doi.org/10.3390/app12010426