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Article

Remote Monitoring of Ground Motion Hazards in High Mountain Terrain Using InSAR: A Case Study of the Lake Sarez Area, Tajikistan

by
Stephen Grebby
1,*,
Andrew Sowter
2,
David Gee
2,
Ahmed Athab
2,
Betsabé De la Barreda-Bautista
3,
Renoy Girindran
3 and
Stuart Marsh
1
1
Nottingham Geospatial Institute, University of Nottingham, Nottingham NG7 2TU, UK
2
Terra Motion Limited, Ingenuity Centre, Nottingham NG7 2TU, UK
3
School of Geography, University of Nottingham, Nottingham NG7 2RD, UK
*
Author to whom correspondence should be addressed.
Appl. Sci. 2021, 11(18), 8738; https://doi.org/10.3390/app11188738
Submission received: 22 July 2021 / Revised: 15 September 2021 / Accepted: 17 September 2021 / Published: 19 September 2021
(This article belongs to the Section Earth Sciences)
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Abstract

:
High mountain terrains, with steep slopes and deep valleys, are generally challenging areas to monitor using satellite earth observation techniques since the terrain creates perspective distortions and differences in illumination that can occlude or obfuscate a significant proportion of the land. This is particularly prominent in synthetic aperture radar (SAR) data, where the oblique geometry can result in large areas of layover and shadow, which must be excluded from any analysis. Interferometric SAR (InSAR) is an established technique for monitoring ground motion and this study assesses its potential for geohazard monitoring in mountainous areas using Lake Sarez in Tajikistan as a case study, applying SAR data from the Sentinel-1 mission. It is shown that, although the effect of layover and shadow is severe, a judicious combination of ascending and descending satellite passes is still capable of surveying 88% of the land surface. It is also demonstrated that, through the use of an advanced InSAR technique (the APSIS™ Intermittent Small Baseline Subset technique), near-complete coverage of ground motion measurements is possible, despite intermittent snow cover. Moreover, this is achieved without the need for ground control, which can be hazardous to establish in such areas. It is concluded that a combination of satellite passes and advanced InSAR techniques greatly facilitates the remote monitoring of ground motion hazards in high mountain areas.

1. Introduction

High mountain areas are unsurprisingly prone to a number of geohazards associated with steep slopes, such as rockfalls, debris flows, landslides, avalanches, and floods. These hazards impact infrastructure and human activity in those areas [1], and their occurrence can have an enormous human and economic cost. For example, in 2010, a rockslide dammed the Hunza River in Pakistan submerging several villages and 22 km of the strategic Karakoram Highway between Pakistan and China [2]. The flood was disastrous for the infrastructure of the mountain valleys and affected millions of people in the irrigated plains of Punjab and Sindh [3]. The economic impact of this disaster was estimated at almost US$4 billion [4].
Mountainous terrain can be difficult to access and hazardous to work in, and so remote sensing has a major role to play in the assessment and continued monitoring of the risks posed by geohazards in these settings [5]. The provision of free earth observation (EO) satellite data that is being routinely gathered over the land surface, such as that provided by the Copernicus programme of the European Union (https://www.copernicus.eu (accessed on 28 June 2021)), means that there is a basis for cost-effective monitoring programmes over such regions that could be sustained for the foreseeable future. Furthermore, the development of novel EO data processing techniques that are capable of providing dense sets of measurements without the need for ground surveys means that such monitoring can be undertaken safely and without any of the delays associated with establishing ground-based monitoring networks.
An EO technique that is becoming increasingly important in the monitoring of mass movements on slopes is interferometric synthetic aperture radar (InSAR), where its application could improve risk awareness and provide early warning of impending catastrophic slope failures in vast, inaccessible, or otherwise unmonitored regions [6]. However, one of the major disadvantages regarding the application of InSAR surveys to mountainous areas is that the extreme topography can result in differences in illumination and perspective distortions between foreslopes and backslopes, which can subsequently hinder the interpretation. This is a particular problem for oblique-looking synthetic aperture radar (SAR) sensors, where foreshortening, layover, and shadow effects are prevalent in mountainous terrain. This is evident in a study of the 2008 Wenchuan earthquake in China using SAR data, where Sowter [7] found that almost 50% of the ground area was obscured by layover and shadow. Similarly, in a landslide monitoring study of a mountainous region of China, Sun et al. [8] found as much as 50% of the area was affected by geometric distortions in data acquired using some SAR sensors. Layover and shadow effects were also responsible for an underestimation of active landslides in an InSAR study of a mountainous area of California and Oregon (USA) by Zhao et al. [9]. Further problems that are capable of affecting conventional InSAR surveys of mountain regions include the impersistent scattering characteristics of natural land cover (e.g., vegetation) and seasonal snow cover, which can also limit the density of ground motion measurements that can be obtained due to the decorrelation of the radar signal [10,11].
The current availability of Copernicus Sentinel-1 C-band SAR data, with high temporal and spatial resolution, and advanced InSAR processing techniques promise to offer an enhanced potential for the routine and ubiquitous remote monitoring of inaccessible areas. Nevertheless, in order to help fully exploit this potential, feasibility assessments are needed to explore the limitations and the enhanced opportunities afforded in terms of obtaining sufficient spatial coverage of ground motion measurements. Accordingly, the aim of this study is to evaluate the feasibility of Sentinel-1 InSAR for monitoring ground motion in high mountain terrain, based on a case study of the Lake Sarez area in Tajikistan. A similar assessment with respect to the effect of geometric distortions has previously been undertaken over the Zhouqu area in China, based on ALOS and ENVISAT SAR data acquired with opposing viewing geometries [8]. However, the objective of the current study is to assess the constraints on the efficacy of Senetinel-1 InSAR posed by both geometric distortions and decorrelation due to land cover, and to explore ways in which these could be mitigated through the choice of both viewing geometry and InSAR processing technique. Lake Sarez is a famous ‘quake lake’ threatened by a number of landslide hazards on several of the steep slopes that surround it. This site was selected as it has been widely studied in the past, and the application of new or improved remote sensing techniques would undoubtedly help supplement the knowledge of the risks around the lake and in the wider area [12].

2. Study Area and Data

2.1. Study Area

The Lake Sarez study site is located in the Rushon District of Gorno-Badakhshan province, Tajikistan, within the Pamir Mountains (Figure 1). The Pamir Mountains are part of the Himalaya-Hindu Kush-Karakorum-Pamir-Tian Shan mountain belt formed at the Indian-Eurasian collisional plate boundary [13].
The Western Pamir and the Eastern Pamir are well divided by their physiographic characteristics. For instance, the Eastern Pamir is characterised by its mountainous plateau, whereas the Western Pamir, containing Lake Sarez, is highly mountainous with deep valleys [14]. Lake Sarez has a continental climate, mainly influenced by the Westerlies, that is responsible for the precipitation in winter and dry summers. Temperatures are moderately warm in summer and moderately cold in winter, typically ranging from −10 °C to approaching 30 °C. Precipitation in this area decreases towards the Eastern Pamir due to the interception of precipitation in the Western peaks. These climatic conditions, in combination with the topography, result in mountainous vegetation, arid vegetation, shrublands, steppe, and semidesert ecosystems [15].
The Lake Sarez region lies within the Sarez-Karakul fault zone [16], resulting in extensive fracturing of the carboniferous rock mass (sandstone, schist, quartzite) of the Sarez Formation [17]. The lake itself is situated approximately 3250 m above sea level, is 75 km long, and contains ~17 km3 of stored water. Its surrounds are characterised by the steep topography of the peaks of the Pamirs, which rise to more than 2300 m above the level of the lake. As a result of the high degree of fracturing, mass movements in the form of rockfalls and talus deposits are frequent along the slopes, particularly on the right bank of the Murghab River valley [17].
The region is seismically active, with M > 6 earthquakes occurring approximately every 10 years [18]. Lake Sarez was formed when a landslide dammed the Murghab River following the Sarez-Pamir Earthquake (Mw~7.3) on 18th February 1911 [19]. The landslide dam, known as Usoy Dam (see Figure 1b), is the largest and highest natural dam in the world, and concerns have been raised with regards to the risk it could pose should it be breached [20]. If the dam were to fail, a flood would be catastrophic to the 5.5 million people living downstream in the Amu Darya river valley, which flows through Tajikistan, Afghanistan, Turkmenistan, and Uzbekistan. The three main concerns regarding dam failure are seismic shaking, seepage, and a landslide creating a displacement wave within the lake [21]. The latter is regarded as most likely given that nearly all the surrounding slopes are susceptible to landslides due to their steep, highly fractured slopes, which could be triggered by an earthquake. Previously, in 1968, a landslide induced a 2-m-high wave across the lake [22,23,24]. At present, a 3 km3 partially detached rock mass on the right bank (known as the Right Bank landslide; Figure 1b) is of particular concern. If triggered, the sliding or collapse of this rock mass into the lake could induce a deadly megatsunami causing water to overtop the dam [25], as has previously occurred at the Vajont Dam, Italy in 1963 [26].

2.2. InSAR for Remote Ground Motion Monitoring

InSAR is a geodetic method of measuring changes in the Earth’s surface height. It is based upon interferometry, where the interference of electromagnetic waves from two SAR acquisitions is utilised to derive precise changes in elevation [27]. Deformation studies have been revolutionised by differential InSAR (DInSAR) since the first detection of differential motion [28]. However, it is widely acknowledged that phase decorrelation (or incoherence) is a significant limitation of InSAR, which severely affects the spatial distribution and density of measurements outside of urbanised and arid terrain with sparse vegetation cover [29]. This effect is most prevalent in higher frequency radar bands, such as C-band, where incoherence is pervasive over agricultural fields, forests, semi-natural areas, and wetlands [30]. The poor density of InSAR measurements in rural areas in some extents can be mitigated through the deployment of artificial corner reflectors, installed in situ [31], although in steep, inhospitable terrain this can be dangerous and laborious over vast areas and further requires routine maintenance to ensure that their integrity is guaranteed over the entire monitoring period, including during times of snow cover. Logistically and administratively, it can slow the start of a monitoring programme and, as it is not possible to install them retrospectively, it excludes the possibility of exploiting historical observations contained within archived datasets [10].
The interaction of radar (particularly C-band) with snow is complex [32] and can result in significant interferometric decorrelation. Therefore, it is important to consider how this may affect the monitoring capabilities in high mountain areas and if any mitigating action can be taken. In permafrost areas in the high Arctic, where the ground is covered in snow for long periods, InSAR can prove almost impossible to use throughout an entire year due to prolonged incoherence and, to mitigate against this, artificial corner reflectors usually need to be installed in the field [33]. Lake Sarez falls in the 3000–4000 m elevation zone in the Himalayas where snow generally covers less than 40% of the land area throughout the year; there is a large inter-annual variability, with up to 60% cover in February to March, falling to almost nothing from April to August [34]. Nonetheless, these conditions could still significantly restrict the capabilities of InSAR techniques that require persistently high coherence throughout the entire period of observation. The challenge of obtaining a dense set of ground motion measurements has been demonstrated through previous InSAR surveys of the Lake Sarez area [35,36], which have been attempted using the persistent scatterers InSAR (PSInSAR) [37] and Small Baseline Subset (SBAS) [38] algorithms.
With coverage limited due to the effects associated with the extreme topography, maximising the density of measurements is especially important for capturing both large- and small-scale mass movements to enable a comprehensive assessment of hazards in the Lake Sarez area. In addition to considering multiple SAR imaging geometries, this may also be achieved using advanced InSAR techniques, such as the Intermittent Small Baseline Subset (ISBAS) algorithm [39,40]. The ISBAS algorithm has been demonstrated to greatly increase the density and spatial distribution of measurements at millimetre-level accuracy over bare soils and vegetated surfaces [41], which it achieves through a modification of the SBAS algorithm to consider the intermittent nature of coherence over dynamic land cover types. A number of comparative studies of PSInSAR survey point densities over different types of land cover classes have been attempted over the UK [42] and Nepal [43]. Although for urban classes, the density of measurements can be very high at around 1800 points per km2 using C-band SAR data, this rapidly falls to 300 or less for bare land, and 100 or less over the sparse mountain vegetation typical of this study area. In comparison, the ISBAS method can achieve 4–26 times more coverage than PSInSAR [44], routinely achieving more than 2200 pixels per km2 over the entire rural landscape when using Sentinel-1 and a survey resolution of 20 m. Moreover, as an intermittent coherent pixel technique, ISBAS does not rely on pixels being of permanently high coherence throughout the full period of observations, but instead merges observations of opportunity in each interferogram as they occur. Accordingly, this characteristic could help to readily mitigate the impact of seasonal snow, provided that the cover is neither ubiquitous nor sustained.
Another advantage of the ISBAS algorithm, and a consequence of the high density of measurements that can be achieved, is the ability to map ground motion without the use of ground control, such as GPS receivers and artificial corner reflectors. This has been demonstrated for a variety of disaster risk reduction applications associated with slope failures, such as landslide inventory mapping [45,46] and tailings dam monitoring [47]. The ability to monitor ground motion without any requirements for ground control or repeated field visits is particularly advantageous in inaccessible mountainous terrain. Although the Lake Sarez area is equipped with various sensors, including GPS stations, as part of a remote monitoring and early-warning system [35], these only provide a sparse set of discrete point measurements. Therefore, the detailed and widespread coverage provided by satellite InSAR has the potential to greatly complement the monitoring of the area.

2.3. Data

Sentinel-1 is an imaging SAR mission of the Copernicus programme that provides continuous, all-weather, day-night imagery for the C-band. It potentially images all global landmasses at regular intervals, at least every 12 days (6 days over Europe), with a typical resolution of 20 m. The mission consists of two satellites, the first of which was launched in 2014, followed by the second in 2016. Practically, this means that there is generally a good archive of data going back around 4–5 years from the present day. The free, full, and open data policy adopted for the Copernicus programme means that access to the imagery is freely available to all commercial, academic and institutional users. Accordingly, Sentinel-1 provides an excellent basis for a sustainable and cost-effective ground motion monitoring system anywhere around the world.
Over the Lake Sarez study area, two stacks of Sentinel-1 imagery were identified for the period September 2017–September 2019. The stacks comprised 60 SAR images acquired from ascending track N° 100 and 58 images from descending track N° 5. The temporal spacing of the images from each track was 12 days. The data are provided by the European Space Agency and were obtained from the Copernicus Open Access Hub (https://scihub.copernicus.eu/dhus/#/home (accessed on 27 November 2019)). Data products in the Interferometric Wide format were selected for processing. The footprint of each track and frame is shown in Figure 1a.
The processing of the SAR data was supported using a 90 m Shuttle Radar Topography Mission (SRTM) digital elevation model (DEM) [48]. Created in 2000, the SRTM DEM was used to remove the topographic phase from the interferograms and help identify areas affected by geometric distortions. Additionally, the SRTM DEM was used to geocode all ground motion outputs to a Universal Transverse Mercator (UTM) projection.

3. Methods

A set of differential interferograms was first generated for each Sentinel-1 stack using a 180-day limit on the temporal baseline, 150 m on the orbital baseline, and a multi-look factor of 7 × 2 pixels (Table 1). In doing so, the topographic phase was simulated and removed with the aid of the SRTM DEM. The resultant pixel spacing in ground-range is approximately 20 m.
Each set of differential interferograms were processed separately utilizing two different InSAR approaches: the first using a conventional SBAS approach, following Berardino et al. [38]; and the second using the ISBAS approach. The ISBAS processing was undertaken using the Advanced Pixel System using Intermittent SBAS (APSIS™) method (developed by Terra Motion Limited), which is an implementation of the ISBAS approach of Sowter et al. [39], but with additional capability for higher resolution processing, full stereo InSAR analysis and the ability to simulate the imaging geometry—important when monitoring areas of extreme topography. The processing for the two approaches is almost the same, except that the SBAS processing considers only pixels with consistent coherence throughout the entire stack, whereas the enhanced ISBAS processing considers pixels that satisfy the coherence threshold in a minimum number of interferograms—in doing so, permitting the analysis of features that are intermittently coherent. The optimum interferograms threshold can be identified based on an empirical relationship between the standard error of the ISBAS velocity solutions and the number of interferograms [44]. In this case, the minimum number of interferograms for the ISBAS processing was set as 350 (see Table 1), meaning that the maximum standard error was expected to be 0.59 mm/year.
Average velocities and time-series of ground motion for the entire period of SAR observations were then computed relative to a reference point (located at 38.320° N, 72.612° E) located on a mountain ridge 5 km north of Lake Sarez. The same reference point was used for each InSAR method, and it was assumed to be stable based on its location away from potentially unstable slopes and its high temporal coherence. Providing measurements at ~20 m resolution, these ground motion products were computed for each satellite track in an attempt to maximise the potential to identify potential ground motion hazards in the Lake Sarez area.
Geometric distortions occur in the Sentinel-1 imagery, which are generated by topographic features on the ground and are a consequence of the side-looking geometry and the SAR operational parameters (e.g., incidence angle). These manifest as areas of layover and shadow that essentially obscure measurement of the affected areas (Figure 2). These effects are not a consequence of the choice of the InSAR processing technique but are an inherent limitation associated with all InSAR methods. However, as alluded to above, the area affected by layover and shadow can be extensive in mountainous areas [7] and need to be excluded from any InSAR analysis [49]. As part of the processing, a full simulation of the SAR imaging geometry is performed using the SRTM DEM and the satellite orbit parameters. The output of this is layover and shadow masks that delineate the effect that the mountainous topography has upon the ability to monitor ground motion through satellite InSAR surveys.

4. Results and Discussion

4.1. Effect of Layover and Shadow

Ascending and descending satellite imagery are acquired from different positions in space and, therefore, illuminate different areas on the ground so that the areas affected by layover and shadow are different. In other words, an area in shadow in the ascending pass might be illuminated in the descending pass and vice versa. Within the Lake Sarez study area, from the geometry of tracks N° 5 and N° 100, 23% and 46% of the area on the ground, respectively, is occluded by either layover or shadow. Much of this difference between the two tracks is accounted for by the lack of shadow areas in the descending track, a consequence of a smaller incidence angle and the specific viewing geometry. The distribution of layover and shadow areas in each case is shown in Figure 3.
For Lake Sarez, it is clear that the descending geometry would be the best choice in terms of coverage if SAR data from only one track was available, with 77% of the ground able to be surveyed compared to 54% for the ascending track. However, there are still significant areas of slope on the lakeshore that would be excluded from the analysis if only the descending track was available. A potential solution to the lack of coverage from any single geometry is to combine the two geometries, in some way, to create a synergistic effect. This is certainly possible and, in this case, the coverage is increased to 88% of the land surface by combining the individual geometries, in doing so covering most of the slopes missing using the descending track only (Figure 4a).
Another possible analysis over such sites is to take areas that are mutually covered by the ascending and descending geometries and perform a stereo InSAR analysis, to separate out the Up-Down and East-West components of motion [50]. In this case, the potential area available for a stereo survey is only 32% of the total land surface (Figure 4b). Although the benefits of a stereo survey are manifold, it may be that, in this case, critically hazardous areas could be excluded from such an analysis.
For ground motion hazard monitoring in the Lake Sarez area, it is possible to conclude that it would be more advantageous to perform separate interpretations of the ascending and descending pass surveys where, in combination, 88% of the area can be assessed, instead of a stereo analysis where only 32% coverage is possible. A broader conclusion would be that, in high mountain terrain, data from both ascending and descending tracks is needed to guarantee the fullest possible coverage over steep slopes. However, opposite pass surveys are not always possible due to a lack of data in some parts of the world. For instance, the Sentinel-1 mission prioritises stereo (ascending and descending) surveys over Europe and tectonically active areas only, in order to support scientific and policy objectives, and so routine access to both ascending and descending acquisitions cannot be relied upon. Other SAR satellites are available, but these are usually at a premium, meaning that obtaining a pair of InSAR stacks over an area using such data may not be as cost-effective.
The significant difference between the coverage of the ascending and descending geometries illustrates the importance of the incident geometry and the specific slope and aspect of the terrain. If there are multiple options for surveying an area, via a choice of different satellites and geometries, a simple apriori estimation of the layover and shadow may, therefore, help to determine which of those are optimal for a given location. Although a full simulation, as performed in this study, is necessary to completely delineate layover and shadow, estimating it using an approximate geometry is sufficient to identify the potential problems in achieving adequate coverage. This can be readily performed in a Geographic Information System (GIS) environment using only an estimate of the radar incident geometry and a DEM [42].

4.2. Ground Motion

For each InSAR method and track, the following ground motion products were generated at 20-m resolution: (i) the average line-of-sight (LOS) velocity for each pixel over the 2017–2019 period of observation; (ii) a time-series of ground motion throughout the same period of observation. The former assumes a linear model of deformation, whereas the latter determines the relative change in LOS displacement between each SAR image acquisition assuming a non-linear model of deformation.
Ground motion is measured in the satellite LOS, which varies 29–46° from the surface normal across the swath from the near-to-far range. It should be noted that results from opposing geometries can appear to contradict each other. For example, the motion of an area of ground towards the satellite in the ascending data and might appear as motion away from the satellite in the descending data. However, this is simply a consequence of the side-looking geometry of the satellite, incidence angles, and steep topography (see Figure 5).
The difference in coverage between the conventional SBAS method and the ISBAS method for the western part of the study area is illustrated in Figure 6. Owing to only sparse vegetation, both techniques provide reasonable coverage of measurements over the site and identify areas that appear to be in significant motion. However, there are some significant gaps in the coverage of the SBAS results when compared to the ISBAS survey. The coverage and measurement densities for the different approaches, excluding layover and shadow areas, are shown in Table 2. Providing more than double the spatial coverage, it is clear that the ISBAS survey is superior to the SBAS method in being able to provide ubiquitous coverage of all visible slopes in the Lake Sarez area. This concurs with the observations of studies in other regions (e.g., [44]) and can be attributed to the intermittent nature of coherence associated with land cover types, such as vegetation and snow cover, that vary over time. With this in mind, only the ISBAS results will be considered from this point onwards.
Figure 7 shows the ISBAS average velocities from both geometries, and it can be seen that the wider surroundings of Lake Sarez are very dynamic. In this figure, the blue colour indicates motion towards the sensor and red away. Additionally, in this case, the ascending geometry (Figure 7a) is viewing from the left and the descending (Figure 7b) from the right. With a few exceptions, the observed motion can be predominantly attributed to mass movements down the steep slopes.
A notable observation is that there is very little motion towards the sensor (i.e., blue) in either ground motion map. This is in part due to the presence of layover, which may obscure foreslopes, but may also be due to the fact that the sensor is less sensitive to motion on foreslopes than backslopes. This is because it takes a larger amount of motion on a foreslope to elicit the same LOS change seen by a small shift on the backslope. This is clear from Figure 5, where the same motion down a west-facing slope elicits a larger signal in the descending pass than the ascending pass.
Considering the known landsliding areas (adapted from [12] and shown in Figure 7), motion is observed within most of those locations, but not in both ascending and descending geometries simultaneously. On the whole, this is due to occlusion by layover and shadow in one result or the other.
Other significant landsliding areas are also observed outside of the known locations. One of these is a large area on the north shore that appears in both surveys, between the Bazaytash and Batasayf landslide areas (indicated as location P in Figure 6 and Figure 7). This motion occurs on a steep south-facing slope that is not subject to significant layover or shadow. The observation that this area is subject to motion away from the sensor in both surveys implies that there is no strong lateral motion and the downward motion of the landslide is far greater than its motion towards the sensor in either of the viewing geometries. In fact, the presumption that this is a landslide can only be made based on the fact that it occurs on a steep slope, not from any notion of lateral motion. This illustrates a major drawback with the use of satellite InSAR from a single platform in a polar orbit; ascending and descending geometries may not detect the lateral movement of landslides on the north- or south-facing slopes as there will be little motion in the LOS direction. Possible solutions to this may be the integration of observations from different satellite platforms [8,51] or using the multi-aperture interferometry (MAI) technique [52].
Time-series of ISBAS-derived measurements corresponding to points A and B (locations indicated in Figure 6 and Figure 7) are shown in Figure 8 and Figure 9. Point A is located on the Right Bank landslide (also known as the Pravoberezhniy landslide), which has an area of around 3 km2 and lies approximately 5 km east of the Usoy Dam. This is an unstable slope with numerous cracks that has attracted the attention of researchers since the beginning of Lake Sarez investigations [12]. Cracks on the slope have been monitored for many years and the main landslide area was recorded as experiencing movement of up to 100 mm/year between 1985 and 1990 [53]. Significant downslope movement (~47 mm/year on average) is clearly detectable using InSAR (Figure 7 and Figure 8), with motion on parts of the mass reaching a maximum velocity of 105 mm/year. This is in accordance with localised field measurements of 10–20 mm/year [22] and ENVISAT-derived InSAR measurements up to 120 mm/year [35], both made during the period 1998–2006. Moreover, this supports the notion that the rate of movement on the Right Bank has been constant over the past 15–20 years. It is also noted that the motion, although clear from both geometries, has a smaller range and is noisier in the ascending geometry, which again illustrates the above discussion regarding the relative lack of sensitivity over foreslopes.
Point B is situated on the Usoy Dam. The Usoy Dam is generally regarded as being stable, with reports of contemporary surface displacements not exceeding 5–10 mm/year [17]. This is corroborated by the time-series shown in Figure 9, which reveals a general trend of stability overprinted with a clear seasonal effect, with displacements of up to ~8 mm between spring and autumn. This motion is likely attributable to either the varying hydrostatic load of the lake acting on the dam or changes in the internal pore water pressure [53] which will vary with the seasonal rise and fall of the water level. This may be as much as 12 m for Lake Sarez [54], coinciding with the behavior of lake levels across the Himalayas where peak levels usually occur in the summer months when there is a higher amount of precipitation [55]. The rise and fall of point B are in opposite sense in the ascending and descending data, which strongly indicates that this motion is much more lateral than vertical. This concurs with the suggestion of a sub-horizontal (25°) surface beneath the dam by Hanisch and Söder [53], and implies that the observed motion is most likely attributable to the higher horizontal water load forcing the dam away from the centre of the lake in the summer and its subsequent rebound in the winter when the lake level is at its lowest.

5. Conclusions

The aim of this study was to evaluate the application of InSAR to remotely monitoring ground motion in high mountain terrain, where steep topography, variations in snow cover, and general inaccessibility combine to make conventional surveying extremely challenging.
Using the Lake Sarez area in Tajikistan as a case study, two stacks of Sentinel-1 data from ascending and descending image geometries were processed, demonstrating that both surveys were severely affected by layover and shadow. Indeed, if focussing on areas that were mutually visible in both geometries, it was found that only 32% of the total ground area could be covered. The proportion of ground that was cumulatively covered by the geometries was much higher at 88%, and much higher than either the ascending or descending coverage alone, which was calculated to be 54% and 77%, respectively. If available, it is clear that both geometries should be interpreted separately to ensure the maximum possibility of identifying ground motion associated with geohazards in mountainous areas. This was also reinforced by the observation that neither of the geometries was singly able to identify all of the potential landslides whereas, in combination, the prospect was maximised.
Regarding snow cover, the effect that even sporadic cover can have upon a conventional InSAR method could be severely limiting in achieving a detailed and comprehensive survey across the landscape. The Lake Sarez area is affected by variable snow cover in the winter months only, and then to an extent of only around 60%. This did not preclude the application of the APSIS™ implementation of the ISBAS technique and, from the extent of the average motion maps and the time-series that were produced, did not appear to affect the results at all. Indeed, the method was shown to provide 100% coverage of the area not precluded by layover and shadow, which is more than double the amount possible using a conventional SBAS technique. While the coverage obtainable using an SBAS approach may be improved through careful selection of a temporal subset of SAR images not containing snow, the ISBAS method can be readily applied to the entire SAR stack due to its built-in consideration of intermittent coherence.
The result obtained using the ISBAS method confirm the occurrence of ground motion across landslide areas identified in previous studies, agreeing in terms of the extent and direction of motion, and rates measured in the field and in previous InSAR studies. Importantly, this was achieved at high resolution (20 m) using freely available Sentinel-1 data, without recourse to any ground survey data, and without having to install corner reflectors or alike in the field. Notable areas of ground motion included the Right Bank (Pravoberezhniy) landslide, with rates of up to 105 mm/year. In contrast, the Usoy Dam was found to be stable overall, but with seasonal displacements of up to ~8 mm between spring and autumn.
Monitoring high mountain terrain with EO data can be challenging, especially when using SAR data with an oblique viewing angle. However, as demonstrated here, extreme variations in topography, inaccessibility, and snow cover are not a barrier to the acquisition of dense measurements of ground motion as long as an appropriate InSAR method is utilised. Furthermore, an operational satellite mission acquiring data from ascending and descending geometries, such as Sentinel-1, with a good archive and a secure plan for the future provides a strong basis for a cost-effective routine remote and high-resolution monitoring system for geohazards in mountainous regions.

Author Contributions

Conceptualization, A.S. and S.G.; methodology, D.G., A.A. and R.G.; formal analysis, A.S., D.G. and A.A.; writing—original draft preparation, A.S., S.G. and B.D.l.B.-B.; writing—review and editing, D.G., A.A., R.G., S.M. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

The data used to support the findings of this study are included within the article.

Acknowledgments

This work was supported by the GeoEnergy Research Centre and Terra Motion Limited. The authors are grateful to the Copernicus programme for making the Sentinel-1 data freely available. The authors are also grateful to the three anonymous reviewers for their insightful comments and suggestions, which helped to improve the quality of this manuscript.

Conflicts of Interest

The authors declare no conflict of interest.

References

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Figure 1. The location of Lake Sarez. (a) The coverage of the ascending and descending Sentinel-1 frames, and (b) study area of interest (AOI).
Figure 1. The location of Lake Sarez. (a) The coverage of the ascending and descending Sentinel-1 frames, and (b) study area of interest (AOI).
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Figure 2. (a) Layover occurs in areas of steep topography when the peak of a feature (B) is actually closer to the radar than features on the slopes. This can result in a large area where reflections are superimposed (shown as a thick black line); in this scenario, the ground area between X and Y will all fall in layover. (b) Shadow occurs when the topographic feature blocks the radar signal from reaching areas on the backslope of a feature; in this scenario, the ground area between X and Y would be in shadow.
Figure 2. (a) Layover occurs in areas of steep topography when the peak of a feature (B) is actually closer to the radar than features on the slopes. This can result in a large area where reflections are superimposed (shown as a thick black line); in this scenario, the ground area between X and Y will all fall in layover. (b) Shadow occurs when the topographic feature blocks the radar signal from reaching areas on the backslope of a feature; in this scenario, the ground area between X and Y would be in shadow.
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Figure 3. Areas of layover and shadow for the (a) ascending (track N° 100) and (b) descending (track N° 5) geometries.
Figure 3. Areas of layover and shadow for the (a) ascending (track N° 100) and (b) descending (track N° 5) geometries.
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Figure 4. The coverage based on (a) combining the ascending and descending track geometries, and (b) the area common to both tracks.
Figure 4. The coverage based on (a) combining the ascending and descending track geometries, and (b) the area common to both tracks.
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Figure 5. Line-of-sight (LOS) motion on a west-facing slope viewed from opposing geometries. Should point A move downslope to point B between acquisitions, the ascending data would register a decrease in distance by an amount LOSasc whereas the descending data would identify an increase of LOSdesc. Owing to the imaging geometry, LOSasc < LOSdesc meaning that the descending data is much more sensitive to changes.
Figure 5. Line-of-sight (LOS) motion on a west-facing slope viewed from opposing geometries. Should point A move downslope to point B between acquisitions, the ascending data would register a decrease in distance by an amount LOSasc whereas the descending data would identify an increase of LOSdesc. Owing to the imaging geometry, LOSasc < LOSdesc meaning that the descending data is much more sensitive to changes.
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Figure 6. A comparison of the coverage between the SBAS and ISBAS methods for (a) ascending (track N° 100) and (b) descending (track N° 5) geometries for the western part of the study area. Layover and shadow areas have been excluded. Average motion derived is colour-coded, with red indicating motion away from the sensor and blue towards the sensor. Points A, B and P identify features of interest referred to in the text.
Figure 6. A comparison of the coverage between the SBAS and ISBAS methods for (a) ascending (track N° 100) and (b) descending (track N° 5) geometries for the western part of the study area. Layover and shadow areas have been excluded. Average motion derived is colour-coded, with red indicating motion away from the sensor and blue towards the sensor. Points A, B and P identify features of interest referred to in the text.
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Figure 7. ISBAS average velocities as calculated from the (a) ascending (track N° 100) and (b) descending (track N° 5) geometries. Known landslide areas are indicated (after [8]). Points A, B and P identify features of interest referred to in the text.
Figure 7. ISBAS average velocities as calculated from the (a) ascending (track N° 100) and (b) descending (track N° 5) geometries. Known landslide areas are indicated (after [8]). Points A, B and P identify features of interest referred to in the text.
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Figure 8. Time-series of ISBAS-derived cumulative LOS ground displacement for point A (indicated in Figure 6), the Right Bank landslide (also known as the Pravoberezhniy landslide).
Figure 8. Time-series of ISBAS-derived cumulative LOS ground displacement for point A (indicated in Figure 6), the Right Bank landslide (also known as the Pravoberezhniy landslide).
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Figure 9. Time-series of ISBAS-derived cumulative LOS ground displacement for point B (indicated in Figure 6), the Usoy Dam.
Figure 9. Time-series of ISBAS-derived cumulative LOS ground displacement for point B (indicated in Figure 6), the Usoy Dam.
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Table
Table 1. InSAR processing parameters.
Table 1. InSAR processing parameters.
GeometryAngle of Incidence at AOI CentreMax. Orbital Baseline (m)Max. Temporal Baseline (days)Multi-Look (Azimuth: Range)Coherence ThresholdN° of InterferogramsInterferogram ThresholdReference Point (lat/long)
Ascending~37°1501807:20.4571035038.320°/ 72.612°
Descending~35°1501807:20.45701350
Table
Table 2. Coverage and density of ground motion measurements from the two tracks and InSAR methods across the study area, with areas of layover and shadow excluded.
Table 2. Coverage and density of ground motion measurements from the two tracks and InSAR methods across the study area, with areas of layover and shadow excluded.
TrackInSAR MethodCoverage (%)Average Measurement Density (Pixels Per km2)
Ascending (N° 100)SBAS441100
ISBAS1002500
Descending (N° 5)SBAS35875
ISBAS1002500
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Grebby, S.; Sowter, A.; Gee, D.; Athab, A.; Barreda-Bautista, B.D.l.; Girindran, R.; Marsh, S. Remote Monitoring of Ground Motion Hazards in High Mountain Terrain Using InSAR: A Case Study of the Lake Sarez Area, Tajikistan. Appl. Sci. 2021, 11, 8738. https://doi.org/10.3390/app11188738

AMA Style

Grebby S, Sowter A, Gee D, Athab A, Barreda-Bautista BDl, Girindran R, Marsh S. Remote Monitoring of Ground Motion Hazards in High Mountain Terrain Using InSAR: A Case Study of the Lake Sarez Area, Tajikistan. Applied Sciences. 2021; 11(18):8738. https://doi.org/10.3390/app11188738

Chicago/Turabian Style

Grebby, Stephen, Andrew Sowter, David Gee, Ahmed Athab, Betsabé De la Barreda-Bautista, Renoy Girindran, and Stuart Marsh. 2021. "Remote Monitoring of Ground Motion Hazards in High Mountain Terrain Using InSAR: A Case Study of the Lake Sarez Area, Tajikistan" Applied Sciences 11, no. 18: 8738. https://doi.org/10.3390/app11188738

APA Style

Grebby, S., Sowter, A., Gee, D., Athab, A., Barreda-Bautista, B. D. l., Girindran, R., & Marsh, S. (2021). Remote Monitoring of Ground Motion Hazards in High Mountain Terrain Using InSAR: A Case Study of the Lake Sarez Area, Tajikistan. Applied Sciences, 11(18), 8738. https://doi.org/10.3390/app11188738

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