Definitions, Classification Schemes for Active Faults, and Their Application
Abstract
:1. Introduction
2. Definition of Active Faults
2.1. Basic Definition of Active Faults
2.2. Time Limit of Active Faults
2.3. Terms Related to Active Faults
3. Classification of Active Faults
3.1. Fault Activity Schemes
3.1.1. The Slip Rate Criterion
3.1.2. The Fault Recurrence Interval Criterion
3.2. The Last Activation Time Schemes
3.3. Other Classification Schemes
- A:
- A well-defined fault trace of limited geographic width, typically a fewer meters tens of meters wide.
- B:
- Deformation is distributed over a relatively broad geographic width, typically tens to hundreds of meters wide, and usually comprises multiple fault traces and/or folds.
- C:
- The location of fault traces is uncertain, as they either have not been mapped in detail or cannot be identified. This is typically a result of gaps in the traces or erosion or coverage of the traces.
4. Definitions and Classifications Adopted by Representative Countries and Regions
4.1. The United States
- (1)
- An active fault is a fault that has had movement in the late Pleistocene to the Holocene. This is the most widely adopted definition in California on a plate boundary. A representative example of such a definition is in the “Alquist–Priolo Special Studies Zones Act”—renamed as the “Alquist–Priolo Earthquake Fault Zoning Act” in 1994—after the 1971 San Fernando Mw6.6 earthquake, also known as the “Alquist–Priolo Act” or AP Act” [73]. It is the first mandatory active-fault surface-rupture hazard avoidance regulation in the world. In this act, an active fault is defined as “a fault that has had surface displacement within Holocene time (about the last 11,000 years)” [37,73]. In addition to this, the “Division of Safety of Dams (DSOD) Fault Activity Guidelines” recommended defining an active fault as “having ruptured within the last 35,000 years”. It also added and defined the terms “conditionally active fault” and “inactive fault” [10].
- (2)
- Active faults are “capable ones” that have had movement since the mid-Pleistocene. This is more frequently found in the siting and construction criteria for nuclear facilities that have high geological safety requirements. For example, the U.S. Nuclear Regulatory Commission (U.S. NRC) has long used the term “capable fault” to describe a fault that has moved multiple times about the last 0.5 Ma and has moved once within the past 50 ka [6].
- (3)
- Active fault definitions with a single time limit are not comprehensive. In addition, Quaternary active faults must be classified. Considering that active faults must include faults having the potential for M ≥ 6.5 earthquakes (or for surface rupturing), due to the significantly different fault activity and predominantly long earthquake recurrence intervals in the Basin Range Province in the western United States, it is inappropriate to use one single time limit for defining an active fault. The “Definition of Fault Activity for the Basin and Range Province” released by the Western States Seismic Policy Council (WSSPC) recommended using the following definitions of fault activity in acts, standards, and guidelines to categorize potentially hazardous active faults in that physiographic province: Holocene active fault (within the last 10,000 years), now updated to be between the latest Pleistocene and Holocene (about 15,000 years B.P.), Late Quaternary active fault (about the last 130,000 years), and Quaternary active fault, formerly about the last 1,600,000 years, but now updated as about the last 2,600,000 years [36]. These definitions have been adopted by Nevada, Utah, and its capital city, Salt Lake City, in their respective guidelines for assessing the potential surface rupture hazards of active faults [74,75,76].
- (4)
- Definitions of Quaternary active faults apply throughout the country. The “US Quaternary Fault and Fold Database”, which was released by the United States Geological Survey (USGS) in 2004, identified Quaternary (since 1.6 Ma) faults and folds as potential seismogenic sources for M > 6.0 earthquakes and defined the faults as seismogenic faults that have had, and will have in the future, large intensity earthquakes (M > 6.0 earthquakes) with geologic evidence or that are likely to cause surface deformation [35]. Active faults were defined as “only those known or mapped faults that show geologic evidence of having been the source of large-magnitude, surface-deforming earthquakes (M > 6.0) during the Quaternary (since 1.6 Ma)” or the ones that are “likely to become the source of another earthquake sometime in the future”.
4.2. Japan
4.3. Italy
4.4. Greece
- (1)
- Seismic fault: a fault that has directly caused a known significant seismic event.
- (2)
- Holocene active fault: a fault that has had displacement in the last 10 ka and generally with a relatively high slip rate.
- (3)
- Late Quaternary active fault: a fault that has had displacement in the last 40 ka. This time value was selected mainly in consideration of the upper limit of 14C dating.
- (4)
- Quaternary active fault: a fault that has had displacement in the last 2.6 Ma and generally with a relatively weak to moderate slip rate.
- (5)
- Capable fault with undefined age: a fault whose geometric and kinematic characteristics make it very likely to move again and lead to destructive seismicity in the current tectonic stress field, and is actually equivalent to a “neotectonic fault”.
- (6)
- Fault with undefined activity: a fault that is likely to remain inactive.
4.5. New Zealand
4.6. Taiwan
- (1)
- Category I: faults that have had movement within the past 10 ka, which are equivalent to Holocene active faults. The main indicator of these faults is displacement within the last 10 ka, the faulting of modern buildings or alluvial fans, or association with seismicity (i.e., a seismic fault), as confirmed by topographic monitoring results.
- (2)
- Category II: faults that have had movement in the past 100–10 ka, which are equivalent to late Pleistocene active faults. The main indicator of these faults is displacement within the last 100 ka or the faulting of terrace accumulation or platform accumulation.
- (3)
- Category III: “suspected active faults”, namely, faults that have had movement in the past 500 ka but whose fault activity in the last 100 ka—including the existence of faulting, the exact movement time, and the likelihood of another movement in the future—is undefinable, and are essentially similar to mid-Pleistocene active faults. The main indicator of these faults is the faulting of Quaternary rock formations or the gentle relief surface of laterite (in Taiwan, the age of this geomorphological surface approximately corresponds to the late stage of the early Pleistocene to the early stage of the mid-Pleistocene), or topographical signatures of active faulting but with no reliable evidence from geological data.
4.7. Chinese Mainland
- (1)
- The neotectonic period or the Quaternary time is emphasized as the main time limit for identifying an active fault. Under this proposition, a fault is considered active if it “has moved constantly or intermittently since the late Tertiary or the late stage of the Pliocene (primarily within the last 3.4 Ma), especially since the Quaternary, and has the potential of movement in the future” [64,126,127,128,129,130,131,132,133].
- (2)
- Late Quaternary activity is emphasized. Under this proposition, a fault is considered active if it “has moved since the late Quaternary (primarily in the time span of 100–120 ka B.P.), is still moving at present, and is likely to move in the future” [11,12,118,134,135], or if there is “evidence of displacement in the late Pleistocene, especially since the Holocene” [136].
- (3)
- The initiation time of active faults may differ among different regions, and faults are active as long as they are still moving now. Accordingly, the provision of a defined and rigid upper limit of fault activity is unscientific and unnecessary. According to this proposition, a fault is considered active if it “is still moving now and is likely to move again in the future” [53,121,137]. Here, “now” is a thousand-year time scale for geological consideration equivalent to the word “present” [53]. For specific purposes, additional words related to the initiation time, such as “since the Cenozoic”, “since the late Tertiary”, “since the Quaternary”, “late Quaternary”, or “Holocene”, may be added, or, to meet the requirements of standards and operability policies, the upper time limit of fault activity may be clearly defined as appropriate for the purpose. That is, the definition of active faults may vary in the practical application according to the nature and requirements of the work performed [127]. However, considering the time scale needed for project safety assessment, the time limit for fault activity should not be too long [121]. Accordingly, an active fault can be defined as a fault “that has had movement since the late Pleistocene, namely, in the last 100 ka, especially the last 10 ka, and is still likely to move in the future [118,138].
- (1)
- Movement since 50 ka B.P.
- (2)
- Quaternary active, with a genetic connection to deep faults, Cenozoic rifts, or grabens.
- (3)
- Deep faulting, large faulting, or Quaternary faulting with an extended length greater than 30 km.
5. Active Fault Standards Used in Mapping and Spatial Database Building of Active Fault
5.1. Task Group II-2 Project on Major Active Faults of the World
5.2. The Global Neotectonic Fault Database under the GEM Faulted Earth Project
5.3. The “U.S. Quaternary Fault and Fold Database” Project
5.4. The Euro–Mediterranean Database of Seismogenic Faults (EDSF)
5.5. Japan’s Active Fault Mapping
5.6. Russia’s Southeastern Siberia Pliocene–Quaternary Faults Database
5.7. Active Fault Database of Turkey
- (1)
- Fault with Earthquake Surface Rupture: A fault that produced a large magnitude earthquake after 1900, where reliable data were available to document the rupture location and the total length of the surface rupture.
- (2)
- Holocene active fault: A fault that has evidence of surface rupture during Holocene time (last 11,000 years).
- (3)
- Quaternary active fault: A fault that has evidence of surface rupture during Quaternary time (last 2.588 million years).
- (4)
- Probable Quaternary fault or lineament: A fault with possible, but not definitive Quaternary activity. These faults may be associated with linear topographic features, which could be related to neotectonic or paleotectonic structures that control the present geomorphology. There is no clear evidence for surface rupture during Quaternary time.
5.8. China’s Active Fault Mapping
6. Discussion
6.1. The Earthquake Magnitude Criterion in the Definition of Active Faults
6.2. The Time Limit Problem in the Definition of Active Fault
6.3. Fault Activity vs. Faulting Hazard
7. Conclusions
- (1)
- The core issue of active fault identification and evaluation is whether a fault will move within a future period of concern to humans. The typical manifestations of fault activity are earthquakes and surface deformation. Therefore, the most critical and controversial parameter determining the definition of active faults is the time limit. Therefore, the most critical and controversial parameter determining the definition of active faults is the time limit. In addition, the magnitude standard can determine the activity intensity of the active fault. At present, the most widely accepted time limits focus on five time scales: neotectonic, Quaternary, late Quaternary, Holocene, and historical. Three magnitude values are most frequently used: M ≥ 5.0, M ≥ 6.0, and M ≥ 6.5 corresponding in turn to damaging earthquakes, strong earthquakes, and earthquakes with potential for surface displacement or deformation.
- (2)
- When developing regulatory guidelines or standards or mapping active faults, it must consider the particular conditions of the area concerned and the particular application intended, including the regional active tectonic setting (including the current geodynamic setting, seismotectonic, or active tectonic regime), application purpose, geological operability, and the limitations of existing measures in the definition of active faults. Among them, the first two are the most important. Where a plate boundary zone with intense tectonic activity is concerned, a shorter time scale such as late Quaternary or Holocene is preferable. Where an intraplate deformation region or a Stable Continental Region (SCR), or a region containing multiple active tectonic domains is concerned, a longer time scale such as Quaternary or neotectonic would be preferable. Also, M ≥ 5.0 should be an appropriate magnitude value if disaster prevention and mitigation are addressed, whereas M ≥ 6.5 should be highlighted if active fault avoidance is being considered instead.
- (3)
- There are many schemes for the classification and evaluation of active faults in the world, but most of them are based on indicators such as fault activity (typically involving geological–geomorphological manifestation, fault slip rate, fault recurrence interval), last activation time, and criteria combining surface deformation and historical seismic behavior. In regulatory guidelines and mapping tasks, the most widely accepted classification schemes are those based on fault activity and frequency (as described by the two quantitative parameters of fault slip rate and earthquake recurrence interval) and active time. When determining the exact quantitative parameter for different fault categories, we must consider the divergence in the fault activity and active time of the major active faults in the area concerned, and the availability and validity of existing data, so that the scheme selected will effectively discriminate different categories of active faults and provide an effective basis for evaluating the potential movement risk of active faults.
- (4)
- When evaluating active faults, it is crucial to distinguish between fault activity and faulting hazard. The former is described by quantitative parameters reflecting the past movement of a fault, such as the last activation time (or elapsed time), average slip rate, and average large earthquake recurrence interval. The latter is targeted at the potential future movement of an active fault, namely, the hazard potentially caused by fault movement and its risk level within a period of concern to humans or the life cycle of a project. To address the faulting hazard, it is essential, on the basis of a comprehensive analysis of fault activity, to further determine the possible location and magnitude of the future strong earthquake, the distribution of potential surface ruptures and the size of the displacement, and the type and distribution of the secondary geological hazards. Furthermore, identifying hazardous or precautionary faults and the risk degree of the fault so as to provide a more practical and useful basis for government regulators and engineering planners to effectively mitigate, prevent, or manage the active faulting hazards.
- (5)
- The active fault definitions and classifications among representative countries and regions in the world differ in terms of regional active tectonic dynamic setting and application purpose, as well as geological operability. However, there is one common point: in countries where active faults are more developed and more hazardous, nationwide active fault surveys are unexceptionally a highlighted endeavor. In these nations, compiling comprehensive, renewable, and publicly accessible national active fault maps and spatial databases based on active fault investigation is carried out as a constant, important fundamental geological task, as well as an important means to effectively respond to the active faulting hazards and meet the needs of society. The practice has also demonstrated that the active fault avoidance acts or guidelines of the western states of the United States and New Zealand are so far the most effective measures in the world for mitigating surface rupturing fault deformation. This is a lesson well worth learning by China and other countries where active faults exist in large numbers and fault-related hazards are particularly prominent.
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
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Terms | Basic Definition and Its Main Application in Relevant Specifications and Guidelines | Reference |
---|---|---|
Active fault | The fault has been offset during the present seismotectonic regime and is likely to have renewed displacement in the future. Most, but not all, are seismogenic. The definition generally includes a time indication of either the most recent offset or a recurrence interval. | [17,18,19] |
Active tectonics | The tectonic movements that have been moving during the late Quaternary (mainly the period from the present to about 500,000 years ago) concern society. | [27] |
Neotectonics | The tectonic movements processing in Anthropogeny (Pliocene and Quaternary period, up till present), or processing since the formation of the current stress regime and tectonic-geomorphological framework. The key signature of the occurrence of neotectonic activity is the establishment of the current plate boundaries and kinematic images. | [30,31,32] |
Neotectonic fault | The fault that has been active or causes earthquakes and surface deformation in the current stress regime of a region. The time period will vary from region to region. It is used in the “Global Neotectonic Fault and Fold Database”, and Australia’s “Neotectonic characteristics database”. | [23,33,34] |
Quaternary active fault | The fault that has moved or shows geologic evidence of having been the source of large-magnitude, surface-deformation earthquakes (M > 6) in the last 1,600,000 years. It is used in the “US Quaternary Fault and Fold Database”. | [23,35,36] |
Late Quaternary active fault | A fault whose movement in the past 130,000 years has been large enough to break the ground surface, including the late Pleistocene active faults and Holocene active faults. Used in the guidelines for evaluating the surface rupturing risks of active faults in Utah and other places in the US, and active fault databases of Japan, Greece, New Zealand, and Taiwan. | [23,36] |
Holocene active fault | A fault that has moved or produced displacement in the Holocene (generally about the past 10,000 years) has been large enough to break the surface. It is used in the Alquist-Priolo (AP) Special Investigation Zone Act of California, USA (also known as active fault avoidance act), and the guidelines for evaluating the surface rupturing risks of active faults in Utah and other places in the United States. Also, it occurred in the latest national standard of “the People’s Republic of China (PRC): the Active Fault Detection (GBT 36072-2018)”. | [4,23,37,38] |
Capable fault | It is a subset of active faults, indicating the capacity to rupture the ground surface. From the frequency of activity, it has been displaced once during the last 35,000 years, or more than once during the last 500,000 years. It is used in the “Italy Hazards from Capable Faulting (ITHACA)” thematic database. | [8,39,40] |
Potentially active fault | It is similar to the capable fault, showing potential for displacement and/or deformation at or near the ground surface, generally during the Quaternary time (last 1.6 million years). It is frequently found in California’s Active Fault Avoidance Act and the American Nuclear Society’s (ANS) regulatory guides on seismic risk, surface rupture, and deformation assessment. | [37,41,42] |
Seismic fault | Faults that are related to earthquakes that have occurred, but may be long inactive. Used in the Database of Individual Seismogenic Sources (DISS) of Italy and China’s Code for Seismic Design of Nuclear Power Plants (GB/T 50267-97). | [43,44] |
Seismogenic fault | Faults that are capable of generating earthquakes, formalizing the Seismogenic Source, where slip occurs, and where most seismic energy is released during an earthquake. Included in “Euro-Mediterranean Database of Seismogenic Faults (EDSF)”, and China’s Code for Geological Investigation of Hydropower Engineering (GB 50287-2016), etc. | [45,46,47,48] |
Precaution fault | An active fault with a relatively high potential for a near future destructive earthquake. “Elapsed time of the last large earthquake” and “Chain reaction or triggering effect of strong earthquakes within the same fault zone” are two important criteria for judging them. | [20,49] |
Hazardous fault | A fault with a relatively high risk of potential strong earthquakes in the future. The elapsed time of the latest surface rupturing event approaches or exceeds the average interval of recurrent surface faulting. | [4] |
Blind fault | The fault that does not directly reach the ground surface, may as well be capable of deforming the ground surface, and can even activate secondary (sympathetic) ground rupturing along more superficial faults, not necessarily connected directly with the master fault. Appears in the relevant standards and specifications for the siting of nuclear power plants developed by the ANS, and the “Global Neotectonic Fault and Fold Database” of the Global Earthquake Model (GEM). | [34,39,42] |
Buried or Concealed active fault | The fault overlain by Quaternary loose deposits and showing no remarkable traces, or the fault whose deformation traces are consistently overlain by later deposits after surface deformation. Appears in the ANS regulatory guides on seismic risk, surface rupture, and deformation assessment, and the National Standard of the “People’s Republic of China (PRC): the Active Fault Detection (GBT 36072-2018)”. | [38,41] |
Category | Definition of Criteria |
---|---|
I | Faults that have moved repeatedly in the last 5 ka, or have moved repeatedly in the last 50–5 ka and have moved at least once in the last 5 ka. |
II | Faults that have moved repeatedly in the last 0.5 Ma–50 ka, or that have moved once in the last 50–5 ka and have moved at least once in the last 5 ka, or that have not moved in the last 5 ka but have moved repeatedly in the last 50–5 ka. |
III | Faults that have not moved in the last 50–5 ka but have moved in the last 5 ka, or have moved once in the last 0.5 Ma–50 ka and once in the last 5 ka, or that have not moved in the last 5 ka but have moved repeatedly in the last 0.5 Ma–50 ka, or have moved once in the last 50–5 ka. |
IV | Faults that have had no movement 5 ka B.P. but have moved once in the last 5 ka. |
Classification Basis | Category | Activity Characteristics or Signs | Institutions and Sources | |
---|---|---|---|---|
Movement rate and level of geological–geomorphological significance | A | Rate greater than 1 m per 1000 years (high movement rate). | [19,55] | |
B | Topographic indications give clear evidence of fault activity. | |||
C | Undefined topographical evidence of fault activity. | |||
D | Qualitative evaluation that lacks adequate geological evidence and quantitative data support for fault activity. | |||
Risk levels based on their relationship with earthquakes | Active fault (in the narrow sense) | A fault “that has ruptured within the last 35,000 years”. According to the youngest faulted deposits, two subcategories of active faulting can be defined: Holocene active faulting and the latest Pleistocene active faulting. | [19,56] | |
Potentially active fault | A fault that is Quaternary active (about 1,600,000 years B.P.), but whose “displacement history in the last 35,000 years is not known well enough to determine activity or inactivity”. Again, two subcategories can be defined: Quaternary active fault and pre-Quaternary active fault (faults that have not had displacement in the Quaternary but are likely to move again under the current tectonic stress field). | |||
I | High-latency–defined as a fault with evidence of Holocene activity, such as ① faulting of Holocene deposits. ② Groundwater anomalies on a fault extending into a Holocene formation. ③ Small earthquakes along the fault. ④ Strong manifestation of a faulted terrain (e.g., displacement of the mountain spur, mountain ridge, or river valley, especially demonstrable fault disturbance or restriction on the Holocene terrain). | |||
II | Low-latency–where evidence of fault activity similar to subtype I predominantly appears in the Pleistocene time, especially the early stage of the Quaternary (about 1 Ma). | |||
Inactive fault | A fault structure that has neither indication of fault displacement or activity in the Holocene nor deluvial period (the period of relatively humid climate in the Western Hemisphere during the Pleistocene) nor significant movement in the Quaternary. |
Type | Fault Recurrence Interval (FRI) |
---|---|
I | FRI ≤ 2.0 kyr |
II | 2.0 kyr < FRI ≤ 3.5 kyr |
III | 3.5 kyr < FRI ≤ 5.0 kyr |
IV | 5 kyr < FRI ≤ 10 kyr |
V | 10 kyr < FRI ≤ 20 kyr |
VI | 20 kyr < FRI ≤ 125 kyr |
Inactive | FRI > 125 kyr |
Category | Activity Characteristics or Signs |
---|---|
Active fault (or active seismic source) | A fault “that has ruptured within the last 35,000 years”. According to the youngest faulted deposits, two subcategories of active faulting can be defined: Holocene active faulting and the latest Pleistocene active faulting. |
Conditionally active fault (or conditionally seismic source) | A fault that is Quaternary active (about 1,600,000 years B.P.), but whose “displacement history in the last 35,000 years is not known well enough to determine activity or inactivity”. Again, two subcategories can be defined: Quaternary active fault and pre-Quaternary active fault (faults that have not had displacement in the Quaternary but are likely to move again under the current tectonic stress field). |
Inactive fault | a fault whose inactivity “is demonstrated by a confidently located fault trace that is consistently overlain by unbroken deposits 35,000 years or older, or other characteristics indicating lack of displacement within the last 35,000 years”. |
Category (ACF_x) | Definition of the ACF_x | Explanatory Notes |
---|---|---|
ACF_a | Certain and Defined | The main surface and related coseismic phenomena are recognized as certain. This category includes secondary tectonic structures and transfer areas between distinct segments of ACF. |
ACF_b | Uncertain | The elements comprising ACF and related coseismic phenomena cannot be mapped with certainty and/or in detail due to the absence of data or because they cannot be identified (transfer zones, gaps, erosion, sedimentary cover, etc.). |
Classification Basis | Category or Level | Definition or Criteria (or Indexes) |
---|---|---|
Time and mode of activities | Holocene active fault | A fault that has had relatively strong seismicity in the modern geological period (in the last 10,000 years) or has moved recently and is likely to continue to move in the future (the next 100 years). |
Seismogenic fault | A fault that has produced M ≥ 5.0 earthquakes in the recent period (about the last 500 years) or can produce M ≥ 5.0 earthquakes in the next 100 years to come. | |
Non-Holocene active fault | A fault that has had movement about 10,000 years B.P. but has not had any movement in the past 10,000 years. | |
Activity intensity | Strong Holocene active faults | Faults with an average movement rate greater than 1 mm/yr have caused M ≥ 7 strong earthquakes. |
Medium Holocene active faults | Faults with an average movement rate greater than 0.1 mm/yr but smaller than 1 mm/yr have caused M6~M7 strong earthquakes. | |
Weak Holocene active fault | Faults with an average movement rate smaller than 0.1 mm/yr and have caused M < 6 earthquakes. |
Region | Initial Scheme | Western Hemisphere | Eastern Hemisphere | ||||
---|---|---|---|---|---|---|---|
Basis | Name | Time Limit | |||||
Last Activation Time | Historical active fault (1) | <200 yr–2000 yr | <150 yr | Adopted | |||
Holocene active fault | <10 ka | End of late Pleistocene–Holocene active faults | <15 ka (2) | Late Pleistocene–Holocene active faults | <100 ka | ||
Late Quaternary active fault | <100–130 ka | <130 ka | |||||
Middle–late Quaternary active fault (3) | <700–730 ka | <750 ka | Middle Pleistocene active faults | <0.7–1.0 Ma | |||
Quaternary active fault | <1.6 Ma | <1.6 Ma | Not adopted | ||||
Average Slip Rate (V) | Class I fault | V ≥ 5 mm/yr | V > 5 mm/yr | Adopted | |||
Class II fault | 1 mm/yr < V < 5 mm/yr | 1 mm/yr ≤ V ≤ 5 mm/yr | |||||
Class III fault | V ≤ 1 mm/yr | 0.2 mm/yr ≤ V ≤ 1 mm/yr | |||||
Class IV fault (4) | — | V < 0.2 mm/yr | — |
Basis | The Last Activation Time | The Average Slip Rate (V) (mm/yr) | The Average Recurrence Interval (I) (kyr) | |||
---|---|---|---|---|---|---|
Category | Name | Time Limit | Name | Rate | ||
I | Historical and recent 1 ka | 0~1000 yr B.P. | Very high | 100 ≤ V < 200 | 0.01 ≤ I < 0.1 | |
II | Holocene | 1~11.7 ka B.P. | 50 ≤ V < 100 | 0.1 ≤ I < 1.0 | ||
III | Late stage of late Pleistocene | 11.7~50 ka B.P. | 10 ≤ V < 50 | 1 ≤ I < 2 | ||
IV | Early stage of late Pleistocene | 50~100 ka B.P. | High | 5 ≤ V < 10 | 2 ≤ I < 5 | |
V | End of the early Pleistocene to the beginning of the late Pleistocene | 100~1.0 Ma | Moderate | 1 ≤ V < 5 | 5 ≤ I < 10 | |
VI | Late stage of the middle Pleistocene to the end of early Pleistocene | 1~10 Ma | Low | 0.1 ≤ V < 1 | 10 ≤ I < 100 | |
VII | — | — | Very low | 0.01 ≤ V < 0.1 | 100 ≤ I < 500 | |
VIII | — | — | 0.001 ≤ V < 0.01 | 0.5 Ma ≤ I < 1.0 Ma | ||
IX | — | — | — | 1 Ma ≤ I < 10 Ma |
Last Activation Time | Definition |
---|---|
Historical | Faults with surface dislocation in history (since 150 years ago). |
Holocene (early scheme) Late Pleistocene to Holocene (new scheme) | A fault whose movement in the Holocene (about the past 10,000 years) has been large enough to break the ground surface. A fault whose movement from late Pleistocene to Holocene (in the past 15,000 years) has been large enough to break the ground surface. |
Late Quaternary | A fault whose movement in the past 130,000 years has been large enough to break the ground surface. |
Mid-Late Quaternary | A fault whose movement in the past 750,000 years has been large enough to break the ground surface. |
Quaternary (undivided) | A fault whose movement in the past 2,600,000 years has been large enough to break the ground surface. |
Uncertain time | Similar to potentially active fault |
Level | Name | Slip Rate Value = V (mm/yr) |
---|---|---|
I | Very high rate | 10 ≤ V < 50 |
II | High rate | 5 ≤ V < 10 |
III | Moderate rate | 1 ≤ V < 5 |
IV | Low rate | 0.5 ≤ V < 1 |
V | 0.1 ≤ V < 0.5 | |
VI | Very low rate | 0.05 ≤ V < 0.1 |
VII | 0 < V < 0.05 |
Fault Accuracy | Fault Activity (or Activity Intensity) | ||
---|---|---|---|
Category | Categorization Criteria | Level | Slip Rate Value = V (mm/a) |
I | Faults with confident evidence of Quaternary movement, are usually easy to determine using remote sensing images or aerial photos. | AA | 10 ≤ V < 100 |
II | Suspected active faults are faults whose movement direction and displacement can be inferred but lack high-confidence data or evidence of Quaternary movement. | A | 1 ≤ V < 10 |
III | Possible active faults are suspected to have had Quaternary movement due to the existence of demonstrable linear traces on the ground surface but there is the possibility that these linear structures are topographic remnants produced by river or sea erosion or along-the-fault erosion. | B | 0.1 < V ≤ 1.0 |
— | — | C | 0.01 ≤ V < 0.1 |
— | — | D | V ≤ 0.01 |
Categories | Definition |
---|---|
Holocene active fault | An active fault that produced displacement in the Holocene time. |
Late Pleistocene active fault | An active fault that has faulted late Pleistocene deposits, geological, or geomorphological units but has no evidence of Holocene activity. |
Early-Middle Pleistocene fault | A fault that has faulted early to mid-Pleistocene deposits, geological, or geomorphological units but has no evidence of activity since the late Pleistocene. |
pre-Quaternary fault | A fault that has been inactive since Quaternary. |
Activity Level | Main Indexes | Overall Characteristics | |||||
---|---|---|---|---|---|---|---|
No. | Name | Geomorphic Display Degree | Deformation Rate (R)/(mm/yr) | In-Situ Recurrence Interval of M ≥ 7.0 Earthquake (T)/(kyr) | |||
Strike-Slip Fault | Normal Fault | Reverse Fault | |||||
AA | Very strong | Particularly significant | R > 15.0 | R > 2.0 | R > 10.0 | T ≤ 0.5 | The faults constitute boundaries of plates or large active blocks/fault blocks and feature large size, good regional continuity, high slip rate, and strong earthquake frequency. |
A | Strong | Significant | 5 ≤ R < 15 | 0.5 ≤ R < 2.0 | 2 ≤ R < 10 | 0.5 < T ≤ 2.5 | The faults often constitute boundaries of large intraplate active blocks/fault blocks and feature large size, good regional continuity, relatively high slip rate, and strong earthquake frequency. |
B | Moderate | Relatively significant | 0.5 ≤ R < 5.0 | 0.1 ≤ R < 0.5 | 0.2 ≤ R < 2.0 | 2.5 < T ≤ 10 | The faults are often intraplate faults, of which some constitute boundaries of moderate to large active blocks/fault blocks, and feature moderate or relatively large size, relatively good regional continuity, moderate slip rate, and strong earthquake frequency. |
C | Weak | Average | R < 0.5 | R < 0.1 | R < 0.2 | 10 < T | The faults often lie inside active blocks/fault blocks and feature relatively small size, poor regional continuity, low slip rate, and the ability to induce destructive earthquakes. However, strong earthquake frequency is low. |
Term | Basic Definition | Characteristics and Parameters of Active Faults to Be Identified in Engineering Survey |
---|---|---|
Engineering active fault | Faults with possible surface deformation or M ≥ 5.0 earthquake during the project life (about 100 years in the future), especially those active repeatedly since 750,000 years ago (since the middle Pleistocene) or about 130,000 years ago (from the late Pleistocene to the Holocene). |
|
Hazardous fault (or Precaution fault) | Faults with a high risk of activity during the project life, generally those with the elapsed time of the last surface deformation (or major earthquake) approaching or exceeding its average recurrence interval. | |
Surface active fault | Active faults that can cause surface or near-surface deformation (including folds, etc.). | |
Seismic fault (or Seismogenic fault) | Faults relating to earthquakes that have occurred or forming the seismogenic source and controlling the occurrence of future earthquakes. |
|
Degree | Determining Criterion | Characteristics | Prevention Advice in Engineering |
---|---|---|---|
High | Te ≈ Tr or Te > Tr | The elapsed time of the last surface deformation or large earthquake of the fault (Mw ≥ 6.5) has been very close to or exceeds the average FRI, and the probability of surface deformation or major earthquake occurring again within the project life is very high. | Projects with high safety requirements (such as dam sites and nuclear facilities) must be avoided, and other projects should be avoided as much as possible. When linear projects cannot be avoided, fault deformation concentrated section or weak deformation section can be selected to cross with low-cost simple projects. |
Middle | Te > Tr × 50% and Te < Tr × 80% | The elapsed time of the last surface deformation or large earthquake (Mw ≥ 6.5) of the fault exceeds 50% of the average FRI but is less than 80%. There is still the possibility of surface deformation or major earthquakes occurring again within the project life. | |
Low | Te < Tr × 50% and Te > Tr × 20% | The elapsed time of the last surface deformation or large earthquake (Mw ≥ 6.5) is less than 50% of the average FRI, but more than 20% of it. The probability of surface deformation or large earthquakes occurring again within the project life is low. | Projects with high safety requirements can be avoided, and other projects cannot consider the impact of fault activity. |
Extremely Low | Te < Tr × 20% | The fault has just experienced a surface deformation or a large earthquake (Mw ≥ 6.5) recently (within a hundred years), or its elapsed time is less than 20% of the average FRI, which can exclude the possibility of surface deformation or a large earthquake occurring again within the service life of the project. | The influence of fault activity may not be considered. The fault can be treated as a general fault fracture zone or weak zone. |
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Wu, Z.; Hu, M. Definitions, Classification Schemes for Active Faults, and Their Application. Geosciences 2024, 14, 68. https://doi.org/10.3390/geosciences14030068
Wu Z, Hu M. Definitions, Classification Schemes for Active Faults, and Their Application. Geosciences. 2024; 14(3):68. https://doi.org/10.3390/geosciences14030068
Chicago/Turabian StyleWu, Zhonghai, and Mengmeng Hu. 2024. "Definitions, Classification Schemes for Active Faults, and Their Application" Geosciences 14, no. 3: 68. https://doi.org/10.3390/geosciences14030068
APA StyleWu, Z., & Hu, M. (2024). Definitions, Classification Schemes for Active Faults, and Their Application. Geosciences, 14(3), 68. https://doi.org/10.3390/geosciences14030068