Shape Memory Alloy Actuators in Robotics
Abstract
1. Introduction
- electromagnetic actuators;
- electric motor—driven actuators;
- pneumatic actuators;
- hydraulic actuators.
- piezoelectric actuators;
- magnetostrictive actuators;
- electrostatic actuators;
- thermal actuators based on shape memory alloys (SMAs);
- wax-based thermal actuators.
- What type of motion must be implemented (linear or rotary)?
- What working stroke/rotation and what output force/torque are required?
- What positioning accuracy and operating speed are required?
- What level of efficiency and overall effectiveness is required?
- What additional requirements must be satisfied (e.g., dimensions, mass, control strategy, power-supply constraints, electrical current consumption, required ingress protection rating (IPXX), capability to operate in explosive atmospheres and environments with elevated fire risk, permissible operating temperature and humidity ranges, resistance to chemical agents, minimum service life, cost, etc.)?
1.1. Data Collection, Inclusion, Deduplication and Classification Procedure
1.1.1. Data Collection and Search Strategy
- WOS: Title, Abstract, Author Keywords, Keywords Plus
- Scopus: Title, Abstract, Keywords
- IEEE Xplore: Document Title, Abstract, Author Keywords, IEEE Terms
- Document type: Article, Conference Paper, Review
- Language: English
- Time limit: no time limit (from the oldest available records to the end of 2025)
1.1.2. Exclusion of Irrelevant Publication Records
- It contained an explicit mention of SMA materials (e.g., “shape memory alloy”, “SMA”),
- It also dealt with their use as an actuator (not just material research),
- It had a content overlap with technical or robotic applications.
- focused exclusively on material characterization without an actuation application,
- related exclusively to superelasticity without an actuation use,
- without an available abstract (if relevance could not be verified),
- were clearly irrelevant (e.g., biomedical stents without an actuation function).
1.1.3. The Process of Deduplication of Publication Records Between WOS, Scopus and IEEE Xplore Databases
- Primary rule—DOI match: If two records had identical DOIs → they were considered duplicates. One record was kept (preferably with full abstract).
- Secondary rule—title + year + first author match: Used in case of missing DOIs. Publication names were normalized (converted to lowercase; removed punctuation; removed extra spaces).
- In case of conflicts, the record with full abstract, available DOI, richer metadata was kept.
1.1.4. Publication Record Classification Process
- Application area (robotics, medicine, aerospace, MEMS, civil construction, industry, etc.)
- Thematic focus in robotics (mobile robots, microrobotics, grippers, manipulators, exoskeletons, control, etc.)
1.1.5. Pseudocode of Publication Record Classification Process
| Pseudocode: |
| INPUT: WOS_records, Scopus_records, IEEE_records STEP 1: Merge all records R ← WOS_records ∪ Scopus_records ∪ IEEE_records STEP 2: Normalize metadata for each record r in R: r.doi_norm ← normalize_DOI(r.DOI) r.title_norm ← normalize_title(r.Title) r.first_auth ← first_author(r.Authors) r.key_noDOI ← (r.title_norm + r.Year + r.first_auth) STEP 3: Apply inclusion criteria (Title + Abstract + Keywords) R ← keep r where has_SMA_terms(r) AND has_actuator_terms(r) STEP 4: Deduplicate R ← deduplicate_by_DOI(R) R ← deduplicate_by_key_noDOI(R) // (title_norm + year + first_author) for records without DOI STEP 5: Classify application area for each record r in R: r.area ← assign_primary_area(r.Title, r.Abstract, r.Keywords) STEP 6: Classify robotics topic (only for robotics) for each record r in R where r.area == “Robotics”: r.topic ← assign_robotics_topic(r.Title, r.Abstract, r.Keywords) // treat “micromachine” as robotics if context indicates robot mobility/function OUTPUT: Deduplicated + classified dataset R (area, topic) |
1.2. Organization of Rest of the Paper
2. Materials and Methods
- SMA actuator activation can be achieved using a power source capable of regulating a constant electric current.
- SMA actuators operate quietly.
- A key advantage is their biocompatibility, which makes them well-suited for applications in biomedical engineering.
- A very limited stroke (typically up to ~5% of the active length).
- A slow response time (one motion cycle usually takes several seconds, depending on actuator dimensions and the heating and cooling approach).
- One of the most significant limitations is the long response time, which is governed by the heating and, in particular, the cooling rate. Cooling is typically the primary bottleneck; therefore, dedicated cooling methods must be considered.
- Pronounced nonlinearity and hysteresis in the relationship between stroke and excitation current complicate position control of SMA actuators. If only end-to-end motion between two stroke limits is required, control is generally straightforward; however, difficulties arise when accurate control to intermediate positions is needed.
2.1. Actuator Design Configuration—Setup of Actuator
2.2. Termination and Fixation of SMA Actuators
2.3. Excitation of SMA Actuators
2.4. Cooling of SMA Actuators
2.5. Control Strategies of SMA Actuators
- ➢
- Open-loop current control (constant current or PWM-based)
- ➢
- Closed-loop position/force control
- ➢
- Model-based control with hysteresis compensation
- ➢
- Sensorless (self-sensing) control based on resistance estimation
2.5.1. Open-Loop and Current-Based Control
- ➢
- thermal time constants (0.1–2 s depending on wire diameter),
- ➢
- nonlinear resistance–temperature relation,
- ➢
- absence of hysteresis compensation.
2.5.2. Closed-Loop Control with External Sensing
- ➢
- position sensors (encoders, LVDTs, flex sensors),
- ➢
- force sensors (load cells),
- ➢
- temperature sensors (thermocouples).
2.5.3. Hysteresis Compensation and Model-Based Control
- ➢
- Preisach-based models
- ➢
- Bouc–Wen models
- ➢
- Prandtl–Ishlinskii models
- ➢
- phenomenological thermomechanical models
- ➢
- reduced overshoot,
- ➢
- faster settling times,
- ➢
- improved repeatability,
- ➢
- enhanced robustness to ambient temperature variations.
2.5.4. Self-Sensing (Resistance-Based Sensing)
- ➢
- eliminates external position sensors,
- ➢
- reduces system mass and wiring complexity.
- ➢
- resistance–strain relationship is nonlinear and temperature-dependent,
- ➢
- sensitive to noise and supply fluctuations.
- ➢
- sampling frequencies up to 1 kHz,
- ➢
- ➢
- separate heating/cooling mappings,
- ➢
- hysteresis compensation, or
- ➢
2.5.5. Thermal Management Considerations
- ➢
- ➢
- ➢
- ➢
2.5.6. Control Strategies in the Context of SMA Actuator Applications in Robotics
3. Application Potential of Shape Memory Alloy Actuators in Robotics
- ➢
- compact, structurally simple mechanisms with minimal peripheral integration (commonly grippers and micro-manipulation systems), and
- ➢
- performance-oriented, engineering-grade systems (primarily wearable devices and exosuits), where actuation is tightly integrated with sensing, control, and thermal management [116].
| Robotic Subdomain | Application | SMA Type | Stroke, Deformation, Strain | Force, Torque | Reaction, Frequency | Cooling |
|---|---|---|---|---|---|---|
| Grippers | Monolithic compliant gripper for microassembly [101] | SMA wire (≈0.15 mm) | Max finger tip stroke 1.2 cm; Max SMA contraction 3% | SMA force 2.8 N, Gripper force 0.38 N | Not mentioned | Passive |
| Wearables/exosuits (rehabilitation) | Soft exosuit elbow with multi-bundle SMA [49] | multiple wires (bundle), wire ~0.51 mm | Rotation 0–120°, position error 0.03 mm | 105 N | 0.065 Hz, 28 s per cycle | Passive |
| Wearables/exoskeleton (SMA springs) | Soft bionic elbow exoskeleton [50] | SMA springs | Rotation 0–80° | 48 N | 0.13 Hz | Passive |
| Soft/biomimetic robots | Aurelia-Inspired Robot Based on SMA Artificial Muscles [52] | SMA “artificial muscle modules” from SMA wires | Not mentioned Locomotion | Not mentioned | 2 Hz, max. velocity 12 cm/s | Water cooling |
| Robotic hands + microrobotics (SMA fibers/coils) | Functionalized SMA coil (PDA-AgNW) for robotic arm and microrobot [54] | SMA coil (SMAc), surface modified | Strain 40–200% | 0.77 N (40 = strain), 1.72 N (200% strain) | 1 Hz | Passive |
| Exoskeleton (ankle) | SMA-driven ankle exoskeleton [117] | SMA wire | Stroke 4 mm | 150 N | 0.5 Hz | Not mentioned |
3.1. Mobile Robots
3.2. Manipulators and Grippers
3.3. Biomedical Application
3.4. Industrial Approaches to the Implementation of SMA Actuators
4. Discussion
4.1. Future Development of SMA Actuator Applications in Robotics Research Areas
- Additive manufacturing and advanced fabrication technologies, including 3D printing, laser processing, lattice structures, and multi-material integration of SMA actuators.
- Soft robotics and compliant structures, where SMA actuators are used to achieve muscle-like behavior and safe interaction with the environment.
- Microrobotics and micromachines, often without explicitly using the term “robot”, yet with clearly identifiable mobility or functionality within robotic systems.
- Closed-loop control and sensorless control, aimed at compensating hysteresis, nonlinearities, and the temperature dependence of SMA actuators.
- Composite and multifunctional material solutions, combining SMA elements with polymers, fibers, or multilayer structures.
- Soft grippers and compliant robotic hands: Research focuses on adaptive grasping, bioinspired manipulation, and safe human–robot interaction using SMA-driven fingers and end effectors.
- Microrobots and micromachines: Applications are dominated by miniature mobile systems, untethered microrobots, and microdevices, often extending to medical and inspection tasks.
- Advanced manufacturing of SMA robotic systems: Increasing emphasis is placed on additive manufacturing, laser-based technologies, and the integration of SMA elements into modular robotic structures suitable for repeatable production.
- Compact joints and actuator modules: SMA actuators are increasingly developed as integrated bending or rotary modules for lightweight manipulators, continuum robots, and modular robotic architectures.
- Wearable and rehabilitation devices: A substantial portion of work targets rehabilitation gloves, exoskeletons, and assistive devices, where quiet operation and a high power-to-mass ratio are key advantages.
- Control and sensing in robotic systems with SMA actuators: Although fewer in number, these studies address a technologically critical area focused on precise position control, state estimation, and improved motion repeatability.
- Terrain and inspection robotics (in-pipe, climbing, and crawling robots): These applications remain relevant in specific scenarios where compactness, compliance, and the ability to operate in confined spaces are decisive.
4.2. Industrial Perspectives on SMA Actuators in Robotic Applications
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| ADC | Analog to Digital Converter |
| FRP | Fiber-Reinforced Plastic |
| GFRP | Glass Fiber–Reinforced Plastic |
| IEEE | Institute of Electrical and Electronics Engineers |
| MEMS | Micro Electro Mechanical Systems |
| MCU | Microcontroller Unit |
| PWM | Pulse Width Modulation |
| OP | Operational Amplifier |
| OWSME | One-Way Shape Memory Effect |
| PID | Proportional-Integral-Derivative (PID) controller |
| PZT | Piezoelectric Actuator (Lead Zirconate Titanate) |
| SMA | Shape Memory Alloy |
| TWSME | Two-Way Shape Memory Effect |
| WoS | Web of Science |
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| Actuator | Max. Stress (MPa) | Max. Strain (%) | Efficiency (%) | Power Density (W/cm3) |
|---|---|---|---|---|
| Shape memory alloy (NiTi) [10,11,12] | 200–600 | 6–8 | 1–10 | 10–100 |
| Piezoceramic (PZT) [13] | 30–100 | 0.1–0.15 | 30–70 | 1–10 |
| Electromagnetic (solenoid/voice coil) [14,15] | 1–10 | 5–50 | 20–60 | 0.5–5 |
| Pneumatics [20] | 0.5–5 | >100 | 10–30 | 0.05–1 |
| Hydraulics [20] | 10–50 | >100 | 40–70 | 1–10 |
| Magnetostrictive (Terfenol-D) [16] | 70–150 | 0.1–0.2 | 20–40 | 5–20 |
| Electrostatic (MEMS) [7,17,18] | 0.01–1 | 10–100 | 50–90 | 0.01–0.1 |
| Thermal wax (Paraffin) [19] | 1–10 | 10–20 | <1 | 0.01–0.1 |
| Primary Area | Representative Keywords/Expressions |
|---|---|
| Robotics | robot, robotic, manipulator, gripper, locomotion, mobile robot, exoskeleton, micromachine, continuum robot |
| Automotive | automotive actuator, vehicle system, active aerodynamics, engine control, transmission actuator, adaptive suspension |
| Medicine/Biomedical Engineering/Medical Applications | biomedical, medical device, surgical tool, stent, catheter, implant, minimally invasive, prosthesis |
| Aerospace/Space Applications | aerospace, space structure, satellite, deployable structure, morphing wing, space mechanism |
| Micromachine/MEMS/Microsystems | MEMS, microactuator, microsystem, micromirror, microgripper, microdevice |
| Civil Structures/Vibration Control | vibration control, seismic damping, structural control, smart structure, active vibration |
| Mechanical Engineering/Industrial/Mechanical Applications | valve, pump, industrial actuator, automation system, positioning system, precision mechanism |
| Energetics, Energy Systems | energy harvesting, thermomechanical conversion, heat recovery, energy conversion |
| Electronics/Optics/RF | RF switch, tunable antenna, optical switch, adaptive optics, reconfigurable device |
| Materials Research (excluded if no actuation context) | phase transformation, microstructure, fatigue behavior, martensitic transformation |
| Robotics Subdomain | Representative Keywords/Expressions |
|---|---|
| Robotic Grippers and End-Effectors | gripper, prehensile, end-effector, grasping, compliant finger |
| Manipulators and Robotic Arms | robotic arm, manipulator, joint actuation, articulated mechanism |
| Ground Mobile Robots (UGVs)/Wheeled/Tracked/Legged/Crawled | mobile robot, wheeled robot, tracked robot, locomotion platform |
| Flying Robots/UAVs | UAV, unmanned aerial vehicle, drone, aerial robot, flapping wing robot |
| In-Pipe/Inspection Robots | in-pipe robot, pipeline inspection, pipe crawler |
| Snake/Continuum Robots | snake robot, continuum robot, hyper-redundant robot |
| Microrobotics/Micromachines | microrobot, micromachine, micro-swimmer, untethered microdevice |
| Wearable Robotics/Exoskeletons | exoskeleton, wearable robot, assistive device |
| Soft Robotics | soft robot, soft actuator, compliant robot, elastomeric structure |
| Motion control and Modeling for Robotics | motion control, position control, hysteresis compensation, modeling, feedback control, trajectory tracking |
| Other Robots | bio-inspired robot, hybrid robot, reconfigurable robot, experimental robotic platform |
| Alloy | Weight Fraction (%) | Transformation Range (°C) |
|---|---|---|
| Ag-Cd [10,11,35,36,37] | Ag ~75%, Cd ~25% | −50 to +100 |
| Au-Cd [10,11,35,36,37] | Au ~50%, Cd ~50% | −100 to +100 |
| Cu–Al–Ni [10,11,35,36,37,38] | Cu ~82–88%, Al ~11–14%, Ni ~3–5% | −140 to +100 |
| Cu–Zn–Al [10,11,35,36,37,38] | Cu ~68–80%, Zn ~15–30%, Al ~3–8% | −200 to +100 |
| Ni–Ti (Nitinol) [10,11,35,36,37] | Ni ~55%, Ti ~45% | −100 to +110 |
| Fe–Mn–Si [10,11,35,36,37,39] | Fe ~65–70%, Mn ~25–30%, Si ~5–6% | −200 to +150 |
| Ni–Ti–Cu [10,11,35,36,37] | Ni ~45%, Ti ~45%, Cu ~10% | −50 to +100 |
| Ni–Al [10,35,37] | Ni ~62%, Al ~38% | +100 to +250 |
| Co–Ni–Al [10,35,37] | Co ~38–40%, Ni ~33–35%, Al ~25–27% | −50 to +200 |
| SMA Form | Typical Recoverable Strain | Typical Force/Stress | Typical Frequency | Cooling |
|---|---|---|---|---|
| Straight wire [47,48] | 3–4% (≤5% safe cyclic) | 150–400 MPa recovery stress | 0.1–1 Hz | Natural convection/forced air |
| Coiled wire (spring) [49,50] | 5–20% geometric stroke | 5–50 N (geometry dependent) | 0.05–0.5 Hz | Passive/limited active cooling |
| SMA bundle (multi-wire) [49,51] | 3–4% per wire | 50–200 N (bundle dependent) | 0.05–0.2 Hz | Sequential activation |
| Foil/thin strip [52,53] | 2–4% | Thickness dependent | 1–5 Hz (micro-scale) | Improved surface cooling |
| Tube/rod [47] | 2–4% | High axial force | <0.5 Hz | High thermal mass |
| Functionalized coil/fiber [54] | 10–40% geometric stroke | 0.5–2 N (micro-scale) | 0.5–1 Hz | Enhanced heat transfer |
| Application | Control Method | Sensing Strategy | Driver Type | Loop Frequency | Reported Performance |
|---|---|---|---|---|---|
| SMA gripper [88] | Constant current + PWM | None (open-loop) | PWM current driver | - | Slow response (<1 Hz), qualitative control |
| Continuum robot [89] | PID position control | External position sensor | Linear current driver | 100 Hz | <5% tracking error |
| Robotic manipulator [92] | Model-based + PID | Encoder | Current-controlled PWM | 200 Hz | 50–70% hysteresis reduction |
| Micro-robot [95] | Self-sensing control | Resistance-based | PWM | 1 kHz sampling | 2–5% position estimation error |
| Soft robotic actuator [91] | Preisach + feedback | Force sensor | Current driver | 50 Hz | Improved repeatability, reduced overshoot |
| Exoskeleton joint [96] | Adaptive control | Resistance + temperature | PWM | 500 Hz | Stable control under load variation |
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© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
Share and Cite
Romančík, J.; Miková, Ľ.; Šarga, P.; Kelemenová, T.; Kelemen, M. Shape Memory Alloy Actuators in Robotics. Actuators 2026, 15, 162. https://doi.org/10.3390/act15030162
Romančík J, Miková Ľ, Šarga P, Kelemenová T, Kelemen M. Shape Memory Alloy Actuators in Robotics. Actuators. 2026; 15(3):162. https://doi.org/10.3390/act15030162
Chicago/Turabian StyleRomančík, Jaroslav, Ľubica Miková, Patrik Šarga, Tatiana Kelemenová, and Michal Kelemen. 2026. "Shape Memory Alloy Actuators in Robotics" Actuators 15, no. 3: 162. https://doi.org/10.3390/act15030162
APA StyleRomančík, J., Miková, Ľ., Šarga, P., Kelemenová, T., & Kelemen, M. (2026). Shape Memory Alloy Actuators in Robotics. Actuators, 15(3), 162. https://doi.org/10.3390/act15030162

