Structured Happenstance: Pathways Toward Upward Mobility Among First-Generation Latine College Students
Abstract
1. Introduction
1.1. Contextualizing First-Generation College Students in Highly Selective Institutions
1.2. First-Generation College Students’ Acquisition of Dominant and Nondominant Capital
2. Positionality Statement
3. Materials and Methods
- What risk and protective factors did we encounter on our educational journeys?
- How have we drawn upon both dominant and nondominant forms of capital to persist and advance through our respective higher education and professional pathways?
- How have we experienced upward mobility, and how has this experience of boundary crossing shaped our path over time?
4. Results
4.1. Research Question 1 Results: What Risk and Protective Factors Did We Encounter on Our Educational Journeys?
4.1.1. Theme 1: Risk and Protective Factors Prior to College
Risk Factors
“Because of how we grew up. My mother basically said, ‘When you’re 18, you’re on your own,’ because she didn’t have the means to help us. Without an education, it was very difficult for her to support five kids…She was making it at that time with less than an eighth-grade education…but she managed to find work in our community at the public health center. We were in a difficult financial situation, but she was working around people who were educated—like doctors and nurses. She really saw how important education was for them to accomplish what they were achieving in their work.”
Protective Factors
“My mom has always been my greatest advocate. She was determined to give me the opportunities she never had as a young immigrant in the U.S. Although she dreamed of becoming a nurse, caretaking duties as the eldest daughter, strict gendered expectations, and her father’s prohibition of enrolling in the local community college kept her from pursuing higher education. On top of that, as a formerly undocumented immigrant, she would have had to pay additional tuition fees, which made college financially impossible…She had me soon after finishing high school, and she devoted herself to nurturing my growth. She read parenting books, volunteered in my elementary school classrooms, and supported both me and my younger brother in our learning. Because she faced so many unfair limitations growing up, she wanted to break generational cycles by making sure that I had the freedom to follow my academic dreams and apply to schools like [Selective University], even if it meant leaving home—which was a big deal for my family given than I’m the first to go to college and the first in my entire extended family to move away for school.”
“Despite being low-income, my parents always made me feel like attending college was an option. When considering the costs of attending an HSU, their perspective was never ‘I don’t know if we can afford it,’ rather ‘Focus on getting in and we’ll find a way to make things work.’”
“I think for me, I’m just very curious about what I can do. I was a blue-collar worker and now a researcher, and I’m doing it well, and… I didn’t know that I had that in me, so I started discovering more and more things when I dared to take risks and go into different sorts of fertile soils [life directions]…, so [this] is a north star for me. I’m just very curious about life and want to know what’s around when I open that next door… like what’s going to be there? And so that motivates me a lot…Sometimes it’s scary. And you think, no, they’re gonna say, no, you have to sort of say, I’m just gonna go for it. I’m gonna open that door, even if it’s scary…I’ve learned enough to know…you can fall sometimes. But it’s pretty exciting. Curiosity drives me.”
Collaborator W, too, emphasized how embracing risk functioned as a protective factor. For him, moving forward required a deliberate openness to uncertainty:“I just refused to accept no as an answer, and that’s always been my mindset. My mindset has gotten me to that next step, you know. Throughout my entire educational journey and my career, I would say to myself, ‘No you can do this. You have to believe that you can do this, that there is a way forward.’”
“Taking risks is really important. If an opportunity shows itself, but it might be risky to take it—take it anyway. That’s been kind of my philosophy. If you don’t take a risk, you get in a rut. It’s very comfortable to stay doing the same thing.”
4.2. Research Question 2 Results: How Have We Drawn upon Both Dominant and Nondominant Forms of Capital to Persist and Advance Through Our Respective Higher Education and Professional Pathways?
4.2.1. Theme 2: Accessing Elite Schooling and Higher Education by Happenstance
“In first grade, I had a teacher who served on the board of a private school in Illinois. She got me admitted because my test scores were out of the norm at that stage. Then, in middle school, A Better Chance, a nonprofit scholarship program compiled a list of students based on their Iowa test of basic skills and GPAs. Those two identifiers brought me to their attention, and they contacted my school. They worked with the Chicago Public Schools district. One of my teachers in the gifted program I attended from 6–8th grade told me, ‘You should go to this information session. Kids that go to this program, 90% of them go on to college, and you should do it.’”
“I actually came from a community where … all the males were dropouts. I don’t know one single male that was in high school in my neighborhood…I was a high-school dropout who read a lot. When I went to take a practice test at a local community center for high school equivalency, an instructor there noticed I had high test scores, which I attributed to my voracious reading habits. She encouraged me to take the real tests and motivated me to enroll in college. It all happened within the span of three weeks. I went from a blue-collar worker to a college student. A complete change of life with no prior plan, other than this instructor’s belief in me that I could excel academically.”
“I’m being honest—my very revealing answer to that question is, I feel it was divine intervention that I was recruited. At the time, [elite boarding school] had these admissions officers who would go to different schools. If they came to [my city], they’d go to all the private schools—they had a list. They’d hit all these old schools. Now, if they had time and wanted to, they might go to one or two public schools with gifted and talented programs, but they weren’t required to. That year, an Asian American male admissions officer—who has since become a surgeon with his own practice, but at the time was working admissions—said he had time to come to my middle school, which had a vanguard program. The counselor there pulled a dozen of us into a room—students of color—and they showed us a short video. I just remember seeing small class sizes, people rowing, and snow. I had never seen those things before.”
“My orientation at [elite boarding school] was: This is my shot, and I cannot screw it up. I cannot do anything that would jeopardize this chance. I have to make a different life for myself and my family. So when I went to [Selective University], in many ways, I felt like I had already had a lot of preparation. For one, I didn’t have to adjust to living away from home—that was huge.”
4.2.2. Theme 3: The Role of Cultural and Social Capital in Upward Mobility
“At [Selective University], the people you meet and the social connections play the largest role in increasing your social mobility. I think [Selective University] has a lot of student clubs that facilitate that. For a moment, I was interested in business and finance, and there were so many clubs on campus that mirrored the rigor of trying to go through the interviews in those field. Because of the name and because of the way the clubs are set up, you get to experience what it would be like to find a full-time job … years before you even try to do that for real. You’re forced to mingle with so many different people to even get those opportunities on campus, that when it comes time to navigate those experiences later on … it comes a lot easier. There is a lot of intermingling at [Selective University] between different [social] groups, and I think you quickly learn how to navigate a lot of different social situations which is incredibly valuable afterwards.”
“I eventually found my way to the university and became the first in my family to graduate from college. I didn’t even know about [Selective University] until I got interested in psychology and started studying it. Back then, [Selective University]’s psychology program was world-renowned. If you were a psych major, everything you read seemed to be coming out of [Selective University]. But I never imagined I’d ever get there—I didn’t even know where it was. To me, it was just the place where all the famous psychologists lived and worked. Eventually, I found my way to [Redacted Western Public University] and joined the faculty there. I became a full professor. At one point, someone from the President’s Office at [Selective University], an old friend, called me. He’d heard I was looking to leave [Redacted Western Public University]. I wanted to move for family reasons. I had a young child and didn’t like living in Los Angeles anymore. So, I came to [Selective University] initially as a visiting faculty member, and eventually I moved as a full professor…Personal connections have been really, really vital for me.”
“I’ve been part of a women’s group for almost 30 years. It started with 10 of us, and went down to 5 relatively early. We would meet once a month, and our goal was simply to remain working women, even as we became mothers. That ended up becoming an important form of support. We weren’t even in the same career field! That emotional support navigating parenthood and work led to a lot of group success. Four of the five are CEOs, one managing her own consultancy, and one is a teacher. We’ve been there through thick and thin—marriage, divorce, the loss of family members, the sandwich generation. It’s been super important.”
“Almost every place I worked had somebody from [Selective University] who worked there, who assumed that if I could get my degree there, I was probably going to be halfway decent. So that was helpful. And I had role models—I was really lucky… I worked for a mentor out of law school… He supported us to learn our trade and gave us opportunities to do important work… Another was a Latino general counsel who was a [Selective University] undergrad… I asked him for an informational interview… by the end of lunch, he offered me a job. I said, “I totally was not going to ask you for a job,” and he said, “You didn’t ask—I offered.” So I went to work for him, and I learned from his playbook what to do to advance in my profession.”
“I’ve been really fortunate with some of the good people I’ve happened to work with. One of the key things I mentioned was informational interviewing. I worked at the Career Center for seven years when I was a student at [Selective University]. I went there to get a part-time job through work-study as a freshman… And basically, those good people made me go to every single workshop at the [Selective University] Career Center as well as learn how to do informational interviews. Even when I was at [large technology company], I remember reaching out to general counsels at McDonald’s and tech companies like eBay, asking how they navigated the growth of a company that was scaling so fast, or how they handled growing internationally. A lot of those basic skills—being able to make a cold call, get on the phone, and ask for help—were things I learned at [Selective University].”
4.3. Research Question 3 Results: How Have We Experienced Upward Mobility, and How Has This Experience of Boundary Crossing Shaped Our Path over Time?
Theme 4: Upward Mobility as a Collective and Continuous Process
“One of my parents almost died, and I was dealing with a lot of other stressors at the same time. I was also partially supporting my family, financially. I don’t think people [who’ve not had similar experiences] really understand what that’s like. They just expect you to produce—‘do this, do that’—and when you’re not producing, there’s this pressure and judgment.”
“I certainly understand that from a personal standpoint, in terms of family members that just didn’t have the same opportunities, they don’t know what it’s like to go away to college, earn a degree, or to get a job that is different from most people who know you. The social, psychological, and economic distance that this creates, and the feeling that you still feel part of the community, but where people you know no longer treat you like a person from the community anymore…can be difficult. My youngest brother really struggled with this. He would say things like, ‘You’re not from here anymore, you’re different.’ I helped him financially, and it just never seemed to improve our dynamic. He always had that space that kept us at a distance.”
“[My mother] used to say, “I thought you went to college so you could have an easier life.” She was really surprised at how much I worked. At a law firm where I worked in Chicago (I was staying at my mom’s). I’d work 80–100 hours a week because I was new to the work and I needed an offer of full-time employment to repay my student loans. At [large technology company], especially when it was growing fast, there were times when I’d be pulling all-nighters. As a lawyer in general, there are plenty of times when you’re working on something that’s an important deal for a company, and you’re just working all hours. It wasn’t that much of an easier life. Although I always felt it’s a lot easier to work 60 plus hours in an office than to work in the fields under the burning sun like they [my parents] did when they came from Puerto Rico. But it was hard for my family to relate, and the more success, in fact, the harder it was. My mother would come to all of the award ceremonies she could when I was a kid, but as I got older, she just did not feel comfortable in some of these environments. Like when you end your service as a trustee at [Selective University], they have a special dinner, and your family’s invited; she wouldn’t feel comfortable coming to those things. It was hard for her to relate to the communities, concerns, and the pressures of the positions I’ve had.”
“I often reflect on the opportunities the women in my family never had the time or resources to pursue. At times, it feels as though my mom, tías, and abuelitas are living part of their dreams through my own journey at [Selective University] and all the life-changing experiences I’ve been fortunate to explore, like studying abroad or interning at the state capitol. I carry their hopes, sacrifices, and ambitions with me at every step of my path. In many ways, my aspirations aren’t mine alone—I see them as seeds of possibility that have been planted across generations before me. Being able to share this journey with my family is what truly drives me.”
“My parents made such a huge sacrifice for me. We had loans for [elite boarding school] and [Selective University]. I went from [elite boarding school] to [Selective University], then worked in government for 10 years without making much money. My parents still helped me along the way. Later, I moved to [large city in western U.S.], joined [large ridesharing company], and started making real money. I sold some shares early, paid off all my debts and my parents’ debts…Now, in 2025, I’ve invested everything in my firm and am trying to secure contracts. And through all this, my parents are still supporting me. It feels like a full circle: they helped me, then I helped them, and now they’re helping me again. I’ve always believed my money is our money, and sharing brings more back. I truly believe my purpose is to show up for my community in this space. It’s hard, expensive, and even harder to do it with integrity. I won’t ask others to work for free. I’m deeply grateful for my parents—my life partners.”
“When [large ridesharing company] went public, I did well but after taxes and stock drops, it was less. My success made me ask: what now? At [large ridesharing company], I saw how powerful investors are—they make things happen—and I chose to be one of them to have a bigger impact beyond just one company. But it’s hard and expensive to start a venture firm, and 96% of capital is controlled by white men who don’t want to change the system. The industry expects free work—something I did for five years—but I could only afford that because I had money. Most people of color can’t.”
5. Discussion
5.1. Social Mobility as a Collective and Relational Negotiation
5.2. The Uneven Terrain of Opportunity: Chance, Structure, and Access
5.3. Implications for Higher Education Policy and Practice
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| FGC | First-generation college |
| HSU | Highly selective university |
| PWI | Predominantly white institution |
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| Research Question | Parent Code Examples | Child Code Examples | Analytic Approach |
|---|---|---|---|
| (1) What risk and protective factors did we encounter on our educational journeys? | Family and Home Neighborhood and Community Early Schooling Internal Protective Factors | Familial Support Familial Poverty Home Instability Neighborhood Violence Academic Motivation Persistence | Deductive |
| (2) How have we drawn upon both dominant and nondominant forms of capital to persist and advance through our respective higher education and professional pathways? | Cultural Capital Social Capital Nondominant Capital | Non-kin Mentors (i.e., institutional agents like school counselors) “Chance” Encounters (i.e., happenstance) Elite Preparatory Schools Peer/Social Networks Elite Preparatory Schools Academic Prestige | Combination of Inductive and Deductive |
| (3) How have we experienced upward mobility, and how has this experience of boundary crossing shaped our path over time? | Upward Mobility Experiences at a Highly Selective University Upward Mobility Experiences in the Workplace Upward Mobility Experiences at Home and with Family | Crossing Social Class Boundaries Ongoing Negotiation of Identity Responsibility to Family/Community Cultural Divides Between Home and School/Work | Inductive |
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Gutiérrez, C.; Padilla, A.M.; Rosales, O.; Rivera, M.; Juarez, V.; Spencer, M. Structured Happenstance: Pathways Toward Upward Mobility Among First-Generation Latine College Students. Soc. Sci. 2025, 14, 629. https://doi.org/10.3390/socsci14110629
Gutiérrez C, Padilla AM, Rosales O, Rivera M, Juarez V, Spencer M. Structured Happenstance: Pathways Toward Upward Mobility Among First-Generation Latine College Students. Social Sciences. 2025; 14(11):629. https://doi.org/10.3390/socsci14110629
Chicago/Turabian StyleGutiérrez, Clarissa, Amado M. Padilla, Oswaldo Rosales, Miriam Rivera, Veronica Juarez, and Michael Spencer. 2025. "Structured Happenstance: Pathways Toward Upward Mobility Among First-Generation Latine College Students" Social Sciences 14, no. 11: 629. https://doi.org/10.3390/socsci14110629
APA StyleGutiérrez, C., Padilla, A. M., Rosales, O., Rivera, M., Juarez, V., & Spencer, M. (2025). Structured Happenstance: Pathways Toward Upward Mobility Among First-Generation Latine College Students. Social Sciences, 14(11), 629. https://doi.org/10.3390/socsci14110629

