1. Introduction
Buildings in the world require large amounts of energy for cooling and heating, while the cost of the most types of energy is continuously increasing [
1,
2,
3,
4,
5]. The amount of energy required for providing comfortable living conditions inside the buildings in a particular region depends on the weather conditions prevalent in that region [
6,
7,
8,
9,
10,
11,
12,
13].
An architectural element such as a shading device could be an important tool for reducing the energy consumption of a building, especially in hot climates. In summer, shading can protect the windows from intense solar radiation; while it allows maximum solar radiation in the wintertime. Shading devices have been used in different buildings [
14,
15]. There are different types of shading devices which improve the energy performance of buildings, such as external shadings [
16], internal shadings [
17], overhangs [
18], Venetian blinds [
19] and canopies [
20].
One of the best energy saving strategies in buildings is the use of passive solar energy in buildings [
21]. Iranian traditional architecture has offered appropriate solutions for the optimal use of passive solar energy [
22]. These schemes can be found in building elements like Windcatchers [
23], Shovadans [
24], Courtyards [
25] and Domed roofs [
26] as well as in spaces like cisterns [
27] and ice-pits [
28]; most of which have been used for cooling purposes in hot-arid regions [
29]. Shading against solar rays plays a significant role in reducing the cooling loads of a building [
30,
31]. The thermal performance of a building with a shading model developed for its windows was studied in [
32].
The shading device selected for this study was externally fixed horizontal louvers with various slat lengths and the research was carried out in four different Italian cities. These researchers found the proper shading device that improved the thermal performance of buildings in each of the considered cities. By varying the depth and design of horizontal shading devices, Mehrotra simulated the simultaneous parameters of a building’s thermal performance and illuminance levels. The effects of various shading devices (internal, external and overhangs) on the thermal performance of buildings in four different locations in Italy were simulated by TRNSYS software in order to obtain the best shading device for each location [
33,
34]. Some studies have shown that for energy-efficient buildings, the effect of external shading on thermal improvement is greater than that of internal shading [
35,
36].
The effects of vertical and horizontal shading devices on the quality of daylight in buildings and the associated energy saving were examined by Hussain et al. [
37]. Yu Huang et al. [
38] analyzed the thermal performance and the daylight quality provided by glazing and shading designs in an office building located in dominantly cool climates. They found out that, with the increase of latitude, shading designs on the south windows perform better. The relationship between the use of exterior shading devices and the availability of natural light was investigated by Kim et al. [
39]. They suggested that optimal shading systems should increase daylight levels while controlling the amount of excessive sunlight. The feasibility of using external shading for different exposures and at different latitudes was studied by El-Refaie et al. [
40]. They concluded that shading devices are required for saving energy and reducing the cooling load of buildings. An experimental investigation of energy distribution and energy efficiency, with regard to the effect of shading on each zone of a solar pond, was presented by Karakilcik et al. [
41]. The effects of adjacent shading on the thermal performance of residential buildings in a subtropical region were investigated by Chan [
42]. The results showed that the use of shading could practically reduce the cooling load of a building by up to 18.3%.
The impact of external solar shadings devices on the energy needs of a typical air-conditioned office building for Italian climates has been studied by Bellia et al. The results demonstrated that exterior solar shading provides the highest energy saving for warm summers and hot climates—for instance, a 20 percent reduction in building energy consumption for Palermo’s climate. Huang et al. study a methodology for analyzing the energy and CO
2 emission payback periods of external overhang shading in a university campus in Hong Kong. They resulted that the overhang shading system could reduce almost half of the cooling load in the research climate [
43]. In the other study, electrochromic (EC) windows were combined with overhangs to evaluate if there were practical architectural and control strategy solutions that would significantly eroding energy-efficiency benefits. The results, which were conducted for south-facing private offices, showed that EC windows with overhangs can significantly reduce the annual energy use savings if the window area is large. For example, electric demand can be decreased by 7–8% for moderate-area windows and by 14–16% for large-area windows [
44].
The impacts of variable exterior climatic conditions and different glazing and shading schemes on indoor thermal comfort levels and on the heating demand of spaces exposed to solar radiation were studied by Tzempelikos et al. [
45]. They found that facades with insulating and low-transmittance glass create more comfortable and stable conditions. Also, using different types of shading devices, they studied experimentally the indoor thermal environment near a full-scale glass facade under varying climatic conditions in winter [
46]. The most significant reason for using a shading device is to prevent the penetration of direct sunlight into a building during the heating seasons while allowing the wanted solar radiation gains during the cooling seasons [
47].
One of the most important and complex steps in the building design is solar incident and the shading calculation. At this stage, the architect should analyze thermal performance and daylighting computation simultaneously. The improper analysis of these two factors can lead to increase in building energy consumption. For instance, the design of openings that are radically exposed to sunlight in hot climates will lead to growth in building cooling loads. In addition, the entrance of intense daylight into the building leads to glare problems of residents. An external shading device needs a lot of design analyses such as solar geometry, the physical dimension of the elements, materials, finishes, control strategies and aesthetics. The shading controls the size of solar radiation received by the building as a building facade elements. This strategy offers positive results when operating on the facade opening because they are the elements that transmit the highest radiation to the building. The American Society of Heating, Refrigerating and Air-conditioning Engineering (ASHRAE) includes shading coefficient (SC) among the factors to be considered in Calculation of heating and cooling demand of a building. This coefficient is defined as the ratio of solar heat through a Considering opening system under the specific conditions to the solar thermal performance through the standard 3 mm single clear glass [
48].
Iwan is a type of external shading device for improving the energy performance of buildings. It has been considered as one of the main shading elements and passive cooling devices in the Middle Eastern and North African architectures [
49]. Its difference from overhangs and balconies is that the thermal effect of Iwan often covers the whole surfaces of walls and openings.
In this research, Iwan is explored as a semi-open space in architecture and its structural characteristics and especially its various types are investigated for different climatic conditions. Unlike most shading devices for buildings, which are usually used in one direction only (vertically, horizontally, or obliquely), Iwan, as an external shading element, is an integration of vertical and horizontal shading devices. Moreover, contrary to previous studies on the thermal performance of shading devices, which focus more on solar gains through exterior openings, Iwan, in addition to providing shading for exterior openings, can also reduce the absorption of solar radiation through building walls. Although a review of the literature published on the energy performance of buildings indicates the use of several different shading mechanisms to improve the thermal efficiency of buildings, the effect of Iwan on energy efficiency has not been investigated yet.
This study can be categorized as the external shading design researches in buildings. Most of the Prior researches, usually focused on one shading type, such as overhang, side fan, Venetian blinds shadings, self-adaptive shadings etc. and its impact on reducing building energy consumption. Besides, the shadings span usually is more focused on building openings [
35,
36,
37,
38,
39,
40,
41,
42,
43,
44,
45,
46,
47]. As respects in this study, Iwan as an integrated shading system that covers both the wall and the building’s openings, moreover, as a semi-space in Islamic architecture with various forms, dimensions and directions have been analyzed for the first time and eventually, to what extent, the traditional architects have been able to apply climatic efficiency design to Iwan element in buildings. For basic research, we need to reduce the number of research variables (such as building plan variety, the form and dimensions of openings, material properties etc.) and only focus on the Iwan’s form, depth and orientation to determine clearly the impact of the Iwan itself. Therefore, in this paper, the performance of Iwan in terms of cooling and heating improvements and its effect on the comfort and convenience of building residents are analyzed through experiment and simulation. The effects of different orientation and various models and dimensions of Iwan are investigated and analyzed for four different climates. Using an Iwan with the right depth and at proper orientation could be very effective in reducing the energy consumption of buildings. So, the optimal depth and geometrical form of Iwan, as well as its best geographical direction that can improve the energy performance, are explored in this research. The results of this study can be used by contemporary architects to estimate the energy efficiency of traditional buildings.
5. Result and Discussions
The results obtained in this paper are based on computer simulations and experimental measurements. The numerical results of this study are done by (the whole energy simulation software) EnergyPlus. First of all, we should see that this software can be used as a base simulation for solar calculation in buildings, such as shading performance and energy consumption and we can cite its results in this research. As we know, many studies in the world have used Energy Plus as energy simulation software for shading design in buildings and extracted the results and outputs of temperature, humidity, energy consumption etc. [
57,
58,
59].
In the meantime, some studies have compared the results of this software with experimental and empirical data and validate the results of Energyplus in shading simulation of buildings [
60,
61,
62,
63]. In this study, in particular, for validating the inputs, outputs and the simulation method, an experimental building with specifications approximately given in
Figure 1 and
Table 1 was used to validate the computer model in hot and dry climate. The room placed on the southern side of buildings and with 4 × 4 m dimensions in the plan, three meters height and openings of 1 × 1.8 m, which is close to the simulation conditions. As shown in
Figure 4, the exterior wall, window and Iwan are oriented to the south and the depth of the Iwan is one meter.
The location of the experiment is Yazd in Iran, with the Latitude {31°52′ N} and Longitude {54°16′ E}, which is considered as a hot and dry climate. To measure the temperature and humidity, three of the TES’s thermometer and Hygrometer data-logger instrument, which have been previously qualified in an experimental study, have been used (
Figure 4). Two of the instruments were inside the room and one of them was placed outside the building in outdoor and all this connects to a central computer for data analysis. To better understand the performance of devices and simulation software in hot climates, a typically hot summer week, 20–26 July (2017), was selected as the test time. Data loggers have taken the temperature and humidity information every hour, from the room and the outside. The same room was modeled in the Energy Plus software and analyzed and evaluated by the weather data of Yazd, approved by the U.S. Department of Energy.
The input data in Energy Plus software is set similar to the
Table 3. The temperature and humidity outputs were resulted from the software on an hourly basis during the week of the July and analyzed and compared with experimental results. In
Figure 5 the average of the temperatures recorded from the first and second data loggers inside the room and third outside the building, as well as the temperatures resulted from the simulation, are compared. As is clear, the temperatures resulted from the software and experimental records are in good agreement with each other.
In
Table 6, the minimum and maximum hourly data resulted from the software and instruments in seven days of July are presented. The accuracy and adequacy of the simulation method are confirmed by achieving an error of about 6–7% between the experimental and simulation results. The precisions of the measuring instruments used in the experiments (thermometer, hygrometer) are ±0.5 °C, 3% respectively.
5.1. Simulation Results
In the present study, the effect of Iwan on energy consumption rate in a building has been investigated and the general guidelines for the design of Iwan for different climates have been obtained. An ideal air load has been defined for the considered building in order to calculate the cooling and heating loads. The thermal zones are controlled by means of a thermostat, with its low and high temperatures being +18 °C and +24 °C, respectively. Based on this, the software program analyzes the cooling and heating loads of the building. At first, the abovementioned building is simulated without an Iwan, for the four major climates mentioned. For this purpose, the weather information of the following four regions is used: hot & dry climate (City of Yazd), hot & humid climate (City of Bandar Abbas), temperate & humid climate (City of Sari) and cold & mountainous climate (City of Tabriz). The weather data is obtained from the US Department of Energy website, specially developed for application in EnergyPlus software in EPW format. Weather data are for 6 cities of Iran based on periods of record from 30 to 43 years. The files were created using TmyCreator by the Building and Housing Research Center (BHRC) of Iran.
In order to understand how much an Iwan can be reduced the cooling and heating loads of buildings in different climates, Firstly, we should assess the thermal loads of buildings without Iwan in the same climates, upon which after applying Iwan, the rate of building loads changes is measured and thermal performance of Iwan in different climate is estimated. In
Figure 6, the examined building has its maximum thermal load in the hot & humid climate, followed by the hot & dry, temperate & humid and cold & mountainous climates. In addition, the maximum cooling load is obtained in the hot & humid climate, followed by the hot & dry and temperate & humid climates. The maximum and the minimum heating loads are obtained in the cold & mountainous and hot & humid climates, respectively. The maximum and the minimum heating loads are required on the north and south elevation, respectively. On the other hand, as
Figure 6 shows, the cooling load is much time higher than the heating load in three climates, except the cold & mountainous climate, in which the heating loads of buildings are slightly higher than the cooling loads. For example, the cooling load is 100 times the heating load in a hot & humid climate. Therefore, it is essential to reduce the cooling loads of buildings. One solution for reducing a building’s cooling load is to construct an Iwan over the warm side of the building and to use various Iwan forms and dimensions based on a particular climate. Commonly, the height of an Iwan equals the height of a building roof and it has a depth of 1–2 m. Also, in terms of form, Iwans are usually enclosed from one, two or three sides. So, in order to study the effect of Iwan on the cooling load, an Iwan was added to the considered building over each of its four sides. First, an Iwan in the form of an overhang was added in each of the four directions of the building. In the next step, in each of the four directions, a side fan, as wide as Iwan depth, was added to the right side of Iwan. Then, the location of the fan was changed from the right to the left side. At the final step, two fans were added together from the right and left sides of Iwan in each of the four existing directions (
Table 7).
The numerical simulations investigated a different Iwan mode for each of the four directions. The simulations were performed for four different climatic regions and the heating and cooling loads of the building were calculated. Also, the effects of orientations on the energy optimization achieved by all Iwan forms were investigated. First, the building was modeled with no Iwan installed in any of the four orientations and then the simulations were performed for four forms of Iwan. Six different Iwan depths were studied. So, in total, 120 different cases have been simulated. The building and all the above cases of Iwan have been modeled for four different climates and the results for the cooling and heating loads of the building have been illustrated in the following diagrams (
Figure 6 and
Table 8). It is noteworthy that, there are many factors affecting the impact of shading on the building performance that has been studied in many researches. The effects of site and geographic shape around the shadings on the building solar incident is mentioned as an important factor, such as the height of surrounding buildings and generally the urban texture surrounding the building, as well as vegetation and surrounding trees. Self-shading and geometry of the buildings can also have a positive or negative impact on building energy consumption depending on their climates. Other main factors can be the behavior of residents [
64,
65]. In this research, the environmental factors around the building and urban texture are eliminated to reduce the variables in the simulation.
Regarding the above diagram (
Table 8,
Figure 7), we can see that after applying an Iwan, the heating loads increase and the cooling loads diminish. Therefore, it can be said that in this case an Iwan acts as a cooler for the building and, consequently, it decreases the cooling load and increases the heating load in all climatic conditions. Another point is that for all climates, the maximum reduction of cooling load occurs on the south elevation of the building and that Iwan Form S4 is the best form among all Iwan forms, because the reduction of building’s thermal load is achieved by using this form. The results did not change much by using Iwan Forms S2 and S3 and the maximum change in the results occurred by using Iwan Form S1. Therefore, we can say that the key element in the design of an Iwan is its roof, because it can result in a tangible reduction of temperature. An ideal direction in which an Iwan can be used is the south elevation that provides a maximum rate of thermal load (cooling and heating) before using an Iwan and a max rate of thermal load reduction after applying an Iwan. According to diagrams and calculations, the south elevation of a building is the ideal elevation to use an Iwan in all climates.
5.2. Studying the Southern Zone
Now that we know the south elevation is the ideal elevation for installing an Iwan in all climates, we try to find the best Iwan depth that can reduce the thermal load.
In a cooling load analysis (
Figure 8), an Iwan with a depth of 1.5 m achieves tangible and gradual reduction in the cooling load; however, above the depth of 1.5 m, the differences in the results are negligible. Therefore, the best way of reducing the cooling load is to use Iwans with a depth of 1.5 m. In this respect, the minimum and the maximum cooling load reduction is achieved in the cities of Tabriz and Bandar Abbas, respectively. However, by increasing the Iwan depth and thus increasing the shading, the heating load increases in all climates. As for the thermal load of a building, we can say that in temperate & humid and in dry & hot climates, the lowest thermal load is achieved by Iwans of 1.5 m depth and that in cold & mountainous regions, the thermal load is reduced slightly by using Iwans with 0–1.5 m depth and it is increased by using Iwans of larger depths. In hot & humid climates, the lowest thermal load is achieved by Iwans with a depth of 3 m; but there is no significant difference between the thermal loads when using Iwans with a depth of 1.5–3 m. Also, a gradual increase in thermal load is observed when using Iwans with a depth of less than 1.5 m. Generally, we can say that the best depth for Iwans, in all climates, is 1.5 m.
Table 9 shows the thermal performances of various Iwans with respect to their depth.
6. Conclusions
In this paper, the effects of Iwan, as an exterior shading element, on the reduction of energy utilization in a building and on the thermal comfort level of the building’s residents were evaluated by modeling various forms of Iwan for different climates and different orientations. The obtained results indicate that the most important element in the design of Iwan is the overhang. By using overhangs, the annual thermal load of a building in hot & humid, cold & mountainous, temperate & humid and dry & hot climates is reduced by 18%, 14%, 28% and 24%, respectively. A maximum reduction of thermal and cooling loads is achieved by applying an Iwan over the south elevation of a building. Therefore, the ideal orientation for using an Iwan is the south elevation and the best climate is the hot & humid climate, followed by temperate & humid, hot & dry and finally cold & mountainous climates. Knowing that the ideal Iwan depth is 1.5 m and that the southward direction is the best direction to use an Iwan for a building’s energy consumption optimization, meanwhile, the results show that Form S4 is good for hot & dry, hot & humid and humid & temperate climates but not at all suitable for a cold & mountainous climate. Forms S2 and S3 have no effect on energy efficiency in a cold & mountainous climate but they perform well in the other three climates. Form S1 is excellent for hot & dry, hot & temperate and humid & temperate climates and good for a cold & mountainous climate. So, according to the results, S1 is the best form of Iwan for different climatic conditions.
Experimental and numerical results show that, from the perspective of energy efficiency and the reduction of a building’s thermal load, using Iwans (especially with depths larger than 1 m) in a cold & mountainous climate is not economical. The best depth for Iwans on the south elevation is 1.5 m; and by using a 1.5 m deep Iwan in the south direction, a thermal load reduction of 32%, 26%, 29% and 14% is generally achieved in temperate & humid, hot & humid, dry & hot and cold & mountainous climates, respectively. Naturally, Iwan is a kind of shading that covers both wall and openings of the building and is available in a variety of forms that can be applied to the building. Given that a comprehensive study that examines the thermal properties of Iwan has not been studied, these results cannot be compared accurately with previous studies, so an overall and relative comparison with some of the research results presented in the introduction can be done. Iwan in an ideal form which is located in the south-facing, depending on its climate, approximately reduces between 14% and 32% of the building’s energy consumption. Compared with the results of the research in the introduction [
44,
45,
46,
47], Different reductions for building thermal loads are mentioned, which range between 7% and 35%. The conclusions of this research paper are summarized as follows:
The best possible orientation for using an Iwan is the south direction.
The most optimal Iwan depth is 1.5 m.
The best Iwan form is S1.
By using an Iwan in the south direction, the energy consumption of buildings in temperate & humid, hot & humid, dry & hot and cold & mountainous climatic regions is reduced by 32%, 26%, 29% and 14%, respectively.