1. Introduction
Building energy consumption occupies a substantial share of the global energy consumption structure and is one of the primary drivers of sustained growth in energy demand. According to the International Energy Agency (IEA), the building sector accounts for approximately 30% of global final energy consumption and contributes about 28% of global carbon dioxide emissions [
1]. Among these, energy consumption during the operational phase of existing buildings constitutes one of the major sources of greenhouse gas emissions [
2]. In Europe, buildings account for approximately 40% of total energy consumption, with heating and cooling representing the dominant end uses, particularly in Northern and Eastern Europe, where heating demand is especially pronounced [
3].
As one of the fastest-growing economic regions globally, Asia has also experienced a rapid increase in building energy consumption. In China, building energy consumption accounts for approximately 20–30% of total national energy consumption, and this proportion continues to increase with accelerating urbanization [
4]. Particularly in severe cold regions of northern China, building energy consumption exceeds 40% of regional energy consumption, largely driven by intensive winter heating demand [
5]. Owing to inadequate thermal performance of building envelopes, heating energy consumption in existing residential buildings typically accounts for 60–70% of total building energy use, significantly exceeding the national average and exacerbating energy waste and carbon emissions [
6]. Therefore, enhancing the thermal performance of existing building envelopes to reduce heating energy consumption represents a critical pathway for advancing building energy efficiency and achieving carbon peaking and carbon neutrality targets.
As existing buildings are expected to dominate the building stock for decades to come, governments worldwide have actively promoted energy-efficient retrofit initiatives. Approximately 85% of the European building stock was constructed before 2001, and it is estimated that 85–95% of these buildings will remain in use by 2050 [
7]. In response, the European Union launched the “Renovation Wave” initiative in 2020, aiming to increase the annual renovation rate to 2% by 2030 and achieve carbon neutrality by 2050 [
7].
China possesses an existing building stock exceeding 65 billion m
2 [
8]. In alignment with the strategic goals of carbon peaking by 2030 and carbon neutrality by 2060, national policies—including the 14th Five-Year Plan for Building Energy Efficiency and Green Building Development and the General Code for Energy Efficiency and Renewable Energy Application in Buildings (GB 55015–2021) [
9]—explicitly emphasize the large-scale implementation of green and energy-efficient retrofitting for existing buildings [
10]. In severe cold regions, where heating periods are prolonged and energy intensity is high, the demand for energy-efficient retrofitting is particularly urgent. Consequently, improving building envelope performance has emerged as a critical pathway for reducing energy consumption and carbon emissions in these regions.
Previous studies consistently indicate that the thermal performance of building envelopes is a key determinant of building energy consumption. Building energy efficiency standards specify upper limits for heat transfer coefficients of building envelopes [
11], while green building assessment standards further require envelope thermal performance improvements of 5–20% relative to baseline energy efficiency standards [
11,
12,
13]. Heat losses through external walls and roofs can account for approximately 60% of total building heat transfer, highlighting the dominant role of envelope components in regulating building energy demand [
14].
Rosso, F. et al. [
15] reported that, in the retrofitting of existing buildings, adding insulation layers and replacing windows with low-U-value systems could reduce overall energy consumption by up to 36.1% [
16]. This study investigated the influence of the window-to-wall ratio on building energy performance, demonstrating its significant impact on heating and cooling loads. Furthermore, previous studies have shown that improving envelope insulation, adopting high-performance window systems, and mitigating thermal bridge effects can substantially reduce heating and cooling energy demand, with these energy-saving effects being particularly pronounced in severe cold climate conditions [
17].
Beyond technical feasibility, building energy retrofitting must be comprehensively evaluated from economic and environmental perspectives. Fina et al. (2020) [
18] emphasized that life cycle cost (LCC) analysis is essential for assessing the long-term economic benefits of retrofit strategies. In parallel, life cycle assessment (LCA) has been widely applied in the optimization of building envelope systems to quantify environmental impacts across different life-cycle stages [
19,
20].
In severe cold regions, existing studies have primarily focused on insulation material selection and the optimization of economically optimal insulation thickness. Kaynakli [
21] optimized external wall insulation thickness under different heating systems using an LCA-based approach. Liu, X et al. (2020) [
22] found that external wall insulation thickness in severe cold regions must be significantly greater than that in temperate climates to achieve optimal energy performance. Song et al. [
23] evaluated the economic performance of various envelope retrofit strategies using the net present value (NPV) method, while Fina et al. (2020) [
18] combined building energy simulation with LCC to examine the impacts of varying insulation thicknesses on building energy performance in a university building in Chengdu. In addition, Pan, W. et al. (2020) [
24] further demonstrated that integrating passive design strategies with envelope retrofitting can enhance the energy-saving potential of buildings in severe cold regions.
Despite the growing body of research on building envelope retrofitting, several critical limitations remain, particularly in the context of severe cold regions. First, existing studies predominantly focus on optimizing individual technical parameters, such as insulation thickness or window performance, while lacking an integrated framework that simultaneously evaluates technical, economic, and environmental performance. Second, energy simulation and lifecycle-based assessments (e.g., LCC or LCA) are often conducted independently, limiting the ability to capture the coupled effects between energy savings and carbon emission reduction under heating-dominated climatic conditions. Third, although multi-criteria decision-making methods have been increasingly applied, their results are rarely validated against objective energy simulation outcomes, which constrains their reliability in practical applications.
Therefore, there remains a critical need for a quantitative and climate-adaptive decision-support framework that integrates energy simulation, lifecycle evaluation, and expert-based weighting. To address this gap, this study develops a unified multi-dimensional framework combining the Fuzzy Delphi Method and Analytic Hierarchy Process (AHP) to systematically evaluate and prioritize envelope retrofit strategies for existing residential buildings in severe cold regions. By integrating expert judgment, dynamic simulation, and lifecycle economic assessment, the proposed approach enables a robust and comprehensive evaluation of retrofit performance and supports more effective decision-making under climate-specific constraints.
2. Literature Review
In the context of global climate governance, the building sector, as the third-largest source of carbon emissions, plays a strategic role in achieving carbon neutrality through energy-efficient retrofitting. According to data from the International Energy Agency (IEA), operational carbon emissions from buildings account for approximately 28% of global total emissions, while in severe cold regions, heating energy consumption per unit floor area is approximately 3–5 times higher than that in temperate climate zones.
In China, severe cold regions encompass Northeast China and eastern Inner Mongolia, involving a population of approximately 120 million. Among approximately 3.5 billion m2 of existing residential buildings in these regions, more than 65% of building envelopes fail to meet current energy-efficiency standards. Against this backdrop, this study systematically reviews domestic and international building envelope retrofit technologies, with a particular focus on climate-specific heat transfer mechanisms, material adaptability, and life-cycle performance evaluation methods in severe cold regions. On this basis, a comprehensive four-dimensional evaluation framework encompassing technical, economic, environmental, and social dimensions is established to support low-carbon transition and decision-making at the regional scale.
2.1. Advancement of Theoretical Framework for Building Energy Retrofit
Existing building retrofit assessment has gradually evolved from single-target energy-saving evaluation toward multidimensional frameworks that simultaneously consider technical performance, economic feasibility, and environmental impact [
1,
25,
26]. This transition is particularly important for existing residential buildings in severe cold regions, where prolonged heating seasons and dominant envelope heat loss make retrofit decisions strongly climate-sensitive [
1,
5,
25]. For this reason, recent studies increasingly emphasize that envelope retrofit should be assessed not only in terms of direct energy-saving potential but also in relation to lifecycle cost, carbon reduction, and implementation priority within a structured decision-support framework [
1,
5,
25,
26].
2.1.1. Sustainable Building Assessment Systems
Globally, sustainability-oriented building assessment systems such as LEED, BREEAM, CASBEE, and DGNB have provided an important methodological basis for energy-efficient retrofit evaluation [
1]. These systems established the early multidimensional logic of building assessment by extending evaluation beyond operational energy use to broader criteria such as environmental performance, indoor environmental quality, resource efficiency, and lifecycle considerations [
1]. Their significance for retrofit research lies less in the direct transfer of individual credits than in the methodological shift they introduced: building performance should be assessed through coordinated multi-criteria frameworks rather than by isolated technical indicators alone [
1].
In China, the Green Building Evaluation Standard (GB/T 50378-2019) and the Technical Standard for Nearly Zero Energy Buildings (GB/T 51350-2019) have further institutionalized this multidimensional approach [
27,
28]. GB/T 50378-2019 explicitly emphasizes comprehensive assessment adapted to local climate and environmental conditions, while GB/T 51350-2019 provides technical guidance for nearly zero-energy building development and high-performance envelope design [
27,
28]. Together, these standards form an important policy and technical basis for large-scale energy-efficient retrofit of existing buildings [
27,
28]. However, standards alone cannot fully resolve project-level retrofit prioritization, especially in severe cold regions where multiple envelope measures may compete under limited investment resources [
1,
2].
2.1.2. Innovation in Multi-Scale Assessment Frameworks
International building assessment standards are evolving from single energy-efficiency indicators toward multi-factor and multi-dimensional evaluation frameworks. LEED v4.1 introduces climate-zone-specific correction factors, imposing enhanced envelope performance requirements for buildings located in severe cold regions. Similarly, DGNB 3.0 incorporates a dedicated “climate adaptability” assessment module, requiring envelope systems to maintain stable performance under extreme low-temperature conditions of −30 °C.
In China, the Technical Standard for Nearly Zero-Energy Buildings further tightens envelope U-value limits in severe cold regions to 0.15–0.25 W/(m2·K), representing an approximately 40% increase in energy-efficiency requirements compared with the 2015 standard. These regulatory advancements reflect a broader shift toward climate-responsive, multi-scale assessment approaches that explicitly account for regional climatic constraints and envelope performance under extreme conditions.
In the field of emerging assessment models, the integration of Building Information Modeling (BIM) with IoT-enabled real-time monitoring systems has gained increasing attention. The ThermoBIM 7.3 (DesignBuilder Software Ltd., Stroud, UK) platform developed by the Norwegian University of Science and Technology (NTNU) integrates infrared thermography data with BIM, enabling precise identification of thermal bridge locations within building envelopes [
25].
In parallel, machine-learning-based thermal performance prediction models have been increasingly applied in building energy assessment. An XGBoost-based model implemented in a residential community in Harbin demonstrated an energy consumption prediction error of less than 5%, indicating strong potential for high-accuracy performance evaluation under severe cold climate conditions [
5]. In other words, digital tools can improve evaluation accuracy, yet they do not by themselves answer the prioritization question of which envelope interventions should be implemented first in real retrofit projects [
1,
25,
26].
2.1.3. Dynamic Optimization Theory of Thermal Performance
In parallel with the development of assessment frameworks, recent studies have increasingly emphasized the dynamic optimization of thermal performance [
5,
25,
26]. Compared with earlier static evaluations of insulation thickness or U-values, current research pays greater attention to the interaction between envelope design, climate variability, lifecycle cost, and carbon performance [
5,
25]. Le et al. demonstrated that optimal envelope retrofit strategies should be adjusted under future climate scenarios rather than determined solely from current operating conditions, showing that the best retrofit pathway is inherently climate- and context-dependent [
5].
This shift is especially relevant to severe cold regions, where heating demand dominates annual energy use and the performance of opaque envelope components strongly affects long-term outcomes [
2,
5,
25]. Recent envelope-focused studies continue to confirm the importance of walls, roofs, and windows as the principal retrofit variables, but they also show that their relative effectiveness depends on climate context, baseline envelope condition, and the decision criteria used in optimization [
2,
5,
25]. Therefore, thermal-performance optimization should no longer be understood as a purely physical design problem; rather, it should be treated as a decision problem that links technical sensitivity, climate adaptability, lifecycle performance, and implementation priority [
1,
5,
25,
26]. This perspective provides the theoretical basis for the present study, which seeks to construct an integrated and climate-responsive decision framework for envelope retrofit of existing residential buildings in severe cold regions [
1,
2,
5,
25,
26].
2.2. Optimization of Technical Framework for Building Energy Retrofit
Envelope retrofitting represents the primary technical pathway for reducing heating energy demand in severe cold climates. Optimization must balance thermal performance improvement with feasibility and cost considerations. This section reviews envelope integration technologies and optimization approaches that inform the proposed retrofit strategy.
2.2.1. Integrated Envelope Retrofit Technologies
Drawing on Nordic experience, the optimal retrofit pathway in severe cold regions generally follows a “passive-first, active-optimization” principle, emphasizing envelope performance improvement as the primary strategy. Research conducted by Lund University in Sweden indicates that external wall insulation thickness exhibits a critical threshold: when expanded polystyrene (EPS) insulation thickness exceeds 150 mm, marginal energy-saving gains decline to below 3%, primarily due to intensified thermal bridge effects. In contrast, roof retrofitting combined with polyurethane insulation can reduce heat loss by approximately 30%, highlighting the differentiated energy-saving potential of envelope components under severe cold conditions [
29].
In addition, numerical simulation approaches—such as computational fluid dynamics (CFD) and EnergyPlus 23.2.0 (U.S. Department of Energy, Washington, DC, USA, released on 29 September 2023)—have been widely employed to optimize envelope retrofit schemes, enabling quantitative assessment of thermal performance improvements and supporting evidence-based design decisions for integrated envelope retrofitting strategies [
30].
2.2.2. Synergistic Optimization of Window Systems
Replacing conventional windows with double- or triple-glazed low-emissivity (Low-E) glazing systems, combined with improved frame airtightness, can effectively reduce heat transfer losses through fenestration [
31]. Low-E glazing systems can reduce winter heating energy consumption by approximately 15.8%, and when integrated with photovoltaic (PV) window systems, they also demonstrate improved economic performance [
32].
In severe cold climate applications, the Passive House Institute specifies that the whole-window U-value should not exceed 0.8 W/(m
2·K). When combined with heat recovery ventilation systems, fresh air heat loss can be reduced by up to 50%, further enhancing overall building energy efficiency. In addition, electrochromic vacuum glazing developed by the VTT Technical Research Centre of Finland enables dynamic regulation of the solar heat gain coefficient (SHGC), resulting in a 19% reduction in heating energy demand and a 32% reduction in cooling demand in field tests conducted in Helsinki [
33].
2.2.3. Advances in Multi-Objective Optimization Algorithms
A multi-objective optimization model based on the NSGA-III algorithm demonstrated significant performance improvements in a building retrofit project conducted in Shenyang. An optimization model incorporating 12 decision variables—including insulation thickness, the window-to-wall ratio, and the shading coefficient—was established to explore trade-offs between energy efficiency and economic performance. The resulting Pareto-optimal solution set indicates that when the payback period is constrained to within 8 years, an optimal energy-saving rate of 68% can be achieved, corresponding to a rock wool insulation thickness of 100 mm and a triple-glazed Low-E window with a solar heat gain coefficient (SHGC) of 0.45 [
34].
Monte Carlo simulations further reveal that material price fluctuations have a significant influence on optimization outcomes. Specifically, when the price of extruded polystyrene (XPS) increases by more than 20%, the optimal solution shifts toward polyurethane-based insulation materials, highlighting the importance of incorporating economic uncertainty into multi-objective retrofit decision-making.
Overall, recent studies have improved the technical basis for envelope retrofit through component-level optimization, window-system upgrading, and multi-objective algorithmic design. Nevertheless, these studies mainly address how to optimize retrofit options, rather than how to prioritize them in practical applications under climatic, economic, and implementation constraints. Therefore, for existing residential buildings in severe cold regions, there is still a lack of an integrated framework capable of translating technical optimization results into climate-responsive and decision-oriented retrofit priorities.
2.3. Enhancement of Life-Cycle Benefit Assessment System
Effective retrofit decisions require lifecycle-based economic and environmental evaluation beyond technical performance improvement. LCA and LCC methods are particularly critical in severe cold regions where heating dominates operational emissions. In recent years, lifecycle-based retrofit research has increasingly shifted from static and single-dimension assessment toward integrated evaluation of cost, carbon, and long-term performance. This section provides the theoretical foundation for the dynamic lifecycle evaluation model developed in this study.
2.3.1. Life Cycle Assessment (LCA)
Life Cycle Assessment (LCA) is widely applied to quantify the carbon emission impacts and mitigation potential of building retrofit measures. Existing studies have shown that envelope insulation can significantly reduce operational carbon emissions; however, as operational energy demand decreases, the relative contribution of embodied carbon from material production, transportation, and construction becomes increasingly important in lifecycle-oriented retrofit evaluation. This trend highlights the critical importance of insulation material selection in life-cycle-oriented retrofit decision-making [
20].
2.3.2. Life Cycle Cost Analysis (LCC)
Economic performance evaluation of building retrofit strategies is commonly conducted using the life cycle cost (LCC) method, which comprehensively accounts for variables such as building orientation, the window-to-wall ratio, and envelope thermal parameters. Existing studies indicate that for every 10 mm increase in rock wool insulation thickness, the investment cost increases by approximately 3.02 CNY/m
2, while the overall heat loss coefficient can be reduced by approximately 0.218 W/(m
2·K) [
35]. These results highlight the trade-off between incremental investment and thermal performance improvement in envelope retrofit decision-making.
2.3.3. Dynamic LCC–LCA Coupling Models
Traditional life-cycle evaluation approaches often neglect the time value of economic and environmental impacts, limiting their ability to support long-term retrofit decision-making under dynamic market conditions. To address this limitation, a dynamic LCC–LCA coupling perspective is needed for evaluating the temporal evolution of economic costs and carbon emission benefits associated with envelope retrofit strategies:
—Energy savings in year t; —Energy price (adjusted by EPl); —Carbon emission reduction; and —Carbon price (adjusted by CPF).
However, existing studies still often treat lifecycle assessment, cost analysis, and retrofit optimization as parallel analytical steps rather than as a unified decision-support process. In particular, for existing residential buildings in severe cold regions, there remains limited research that combines lifecycle-based economic and environmental evaluation with climate-responsive retrofit prioritization. This gap provides the motivation for the present study.
3. Materials and Methods
This chapter presents the quantitative evaluation methods adopted in this study. The proposed methodology comprises building energy simulation, envelope optimization strategies, life cycle cost analysis, and a comprehensive retrofit benefit evaluation model. Through the integrated application of these methods, the study aims to systematically evaluate the overall energy, economic, and environmental benefits of envelope energy retrofitting for existing residential buildings in severe cold regions. The overall research framework and methodological workflow are illustrated in
Figure 1.
3.1. Building Case Selection and Energy Simulation Modeling
Based on the geographical and climatic conditions of Changchun, building models are developed using BESI 2021.03.18 to simulate and evaluate key parameters of building operational energy consumption.
3.1.1. Climatic Characteristics
The study area is located in Changchun, Jilin Province, which exhibits typical characteristics of a temperate monsoon climate. Specifically, spring is characterized by frequent strong winds, summer is short and humid, autumn experiences rapid temperature decline, and winter is long and severely cold. Strong winds prevail in spring, often causing dust and sandstorms; summer precipitation is concentrated and may occasionally lead to localized waterlogging; winter conditions are harsh and prolonged, with a heating period lasting up to five months (
Figure 2).
During winter (December–February), the climate is extremely cold, with minimum temperatures reaching −28 °C and maximum temperatures of only 9 °C. In spring (March–May), temperatures rise rapidly, with minimum temperatures increasing from −17 °C to 2 °C and maximum temperatures reaching 31 °C. Summer (June–August) is warm and humid, with maximum temperatures up to 34 °C and minimum temperatures around 9 °C. In autumn (September–November), temperatures decline sharply, with minimum temperatures dropping to −13 °C. The prevailing wind direction in spring is predominantly southwesterly, while northwesterly winds dominate in winter (
Figure 3).
Simultaneously, the annual dew point pattern in Changchun is predominantly driven by seasonal forcing, with a relatively weak diurnal signal; the average hourly values range from approximately −33.9 °C in winter to 23.9 °C in summer, highlighting the critical need for designs accounting for prolonged, profound cold stress (
Figure 4).
3.1.2. Development of the Building Physical Model
The case study building is located at the intersection of Puyang Street and Qinglin Road in Lvyuan District, Changchun City. It was constructed in the late 1980s, prior to the implementation of mandatory building energy efficiency standards in China. According to the current Design Standard for Energy Efficiency of Residential Buildings in Severe Cold and Cold Regions (JGJ 26-2018) and the Jilin Provincial Energy Efficiency Design Standard (DB22/T5034-2019) [
36], the maximum allowable heat transfer coefficients (U-values) for external walls in severe cold regions are significantly lower than those of the original building envelope. Both measured data and simulation results indicate that the U-values of the existing external wall and roof exceed the current regulatory limits, demonstrating inadequate thermal performance. In addition, the simulated heating energy demand of the original building is considerably higher than that of contemporary energy-efficient residential buildings. Therefore, the case building can reasonably be classified as a non-energy-efficient building representative of the pre-regulation residential stock in severe cold regions.
The building adopts a six-story brick–concrete structural system, a typology that constitutes a substantial proportion of existing residential buildings in Changchun and across Jilin Province. Owing to its widespread distribution and typical construction characteristics, this building type exhibits strong representativeness among non-energy-efficient residential buildings constructed during the same period (
Figure 5).
The selected building has a total height of 18.3 m and a gross floor area of 3334 m
2, with a shape coefficient of 0.29. It is designed with a seismic fortification intensity of Grade 7 and a service life of 50 years. Overall, its structural system, number of stories, and building scale are highly representative of typical residential buildings developed in the late 20th century in severe cold regions, providing a reliable basis for envelope retrofit performance evaluation (
Figure 6).
The envelope construction assemblies of the case study building are described as follows: The roof consists of asphalt felt and felt paper, followed by cement mortar, a reinforced concrete slab, and a lime mortar finishing layer. The exterior walls are composed of cement mortar, solid clay brick masonry, cement mortar, and lime mortar, while interior partition walls consist of cement mortar, solid clay brick masonry, and lime mortar. The building is equipped with 12A steel–aluminum single-frame double-glazed windows and a radiator-based space heating system.
These envelope configurations and heating systems are typical of multi-story residential buildings in severe cold regions and effectively reflect the energy consumption characteristics under heating-dominated winter climatic conditions. Based on energy performance simulations conducted using BESI 2021.03.18 software, the thermal transmittance values of each envelope component were obtained, as presented below (
Table 1). The significance of
Table 1 lies in providing the physical baseline for the subsequent weighting and simulation analysis. The relatively high thermal transmittance values of the wall, roof, and windows indicate that the existing envelope has insufficient thermal resistance, meaning that excessive heat loss is not an assumed condition but an inherent deficiency of the case-study building.
3.1.3. Building Energy Consumption Simulation
Based on the established building physical model, annual dynamic energy consumption simulations were performed using BESI 2021.03.18 software. The simulation process strictly complies with relevant national and regional energy efficiency standards, including the Design Standard for Energy Efficiency of Residential Buildings in Severe Cold and Cold Regions (JGJ 26-2018) and the Jilin Provincial Standard for Residential Building Energy Efficiency Design (DB22/T 5034-2019).
The main simulation parameters include the indoor design temperature, air change rate, lighting power density, and equipment power density. The indoor design temperature was set to 18 ± 2 °C in winter and 26 ± 2 °C in summer, while the air change rate was fixed at 0.5 h
−1. Both lighting power density and equipment power density were set to 5 W/m
2. The monthly heating and cooling loads of the building prior to retrofit are presented in
Figure 7. The results show that the case building operates under a clearly heating-dominated load pattern before retrofit. These results confirms that winter heating demand is the principal source of operational energy consumption and therefore provides the climatic and operational basis for prioritizing envelope thermal improvement over other retrofit measures.
The retrofit external wall assembly is developed based on an existing solid clay brick masonry substrate. A base mortar layer is applied to one side of the clay brick wall, followed by an interface treatment layer to enhance bonding performance between subsequent layers. A fire-resistant layer composed of calcium carbonate board is installed above the interface layer, providing enhanced fire resistance, insect resistance, and flame-retardant performance. In addition, a gypsum-board-based sound insulation layer is incorporated to improve the overall acoustic insulation performance. In combination with the fire-resistant layer, this configuration enhances the overall thermal, fire safety, and acoustic performance of the external wall system, meeting both technical requirements and occupant comfort demands (
Figure 8).
To evaluate the energy performance of different insulation strategies, expanded polystyrene (EPS), extruded polystyrene (XPS), and rock wool are selected as insulation materials and incorporated into the external wall assembly for comparative energy consumption simulations.
3.2. Envelope Optimization Strategies
To ensure methodological systematicity while improving computational efficiency, this study adopts a combined analytical approach integrating sensitivity analysis with the orthogonal experimental method. Specifically, key envelope parameters are identified and optimized through sensitivity analysis, while the orthogonal experimental design is employed to efficiently explore optimal parameter combinations. This integrated approach provides a quantitative basis for the development of subsequent energy-efficient envelope retrofit strategies.
3.2.1. Sensitivity Analysis of Envelope Thermal Parameters
Parameter scanning for building energy simulations was conducted using Rhino and Grasshopper 8.0. The analyzed parameters include envelope thermal transmittance, airtightness, and insulation thickness. While keeping all other parameters constant, each parameter was individually perturbed within predefined ranges to quantify its impact on building heating energy consumption.
Sensitivity levels were identified through comparative analysis of the simulation results under different parameter perturbations. The most influential parameters affecting heating energy demand were thus identified and subsequently used as input factors for the orthogonal experimental design, providing a scientific basis for envelope parameter optimization.
3.2.2. Envelope Parameter Optimization Using the Orthogonal Experimental Method
Based on the sensitivity analysis results, the identified key thermal parameters were selected as factors in the orthogonal experimental design. Multiple levels were assigned to each factor to construct the orthogonal experimental scheme (
Table 2). The orthogonal experimental method was applied to systematically analyze envelope parameter combinations under multi-factor and multi-level conditions, enabling efficient exploration of the parameter space.
Through comparative analysis of the simulation results for different experimental schemes, the influence patterns of individual parameters and their interactions on building heating energy consumption were investigated. Envelope retrofit combinations with higher energy-saving potential were thus identified, providing a quantitative basis for subsequent life cycle cost analysis and comprehensive retrofit benefit evaluation.
Explanation of Experiment Codes: The first and third digits represent the insulation material type, where “0” stands for XPS, “1” for rock wool, and “2” for EPS. The second digit indicates the thickness of the exterior wall insulation, with “5” representing 50 mm. The fourth digit indicates the thickness of the roof insulation, with “5” representing 50 mm. For example, the code “0505” denotes that both the exterior wall and roof use XPS insulation with a thickness of 50 mm.
3.3. Life Cycle Cost Evaluation Method
Based on the retrofit schemes screened through the orthogonal experimental design, life cycle cost analysis (LCC) was conducted to evaluate the economic performance of different envelope retrofit strategies and to assess the economic feasibility of the proposed energy-saving measures.
3.3.1. Components of Life Cycle Cost and Parameter Settings
The life cycle cost consists of initial investment costs, operation and maintenance (O&M) costs, and operating energy costs. Initial investment costs primarily include material and construction expenses associated with energy-efficient retrofitting of exterior walls, roofs, and windows. Operation and maintenance costs are estimated using an annual percentage-based method, while operating energy costs are calculated based on building energy simulation results and converted using local heating energy prices in Changchun.
A 30-year evaluation period is adopted, and a real discount rate of 3% is applied in the economic evaluation [
37].
3.3.2. Life Cycle Cost Calculation Method
In this study, the present value (PV) method is employed to convert all cost components to their present values. The total life cycle cost is calculated using the following equation:
where
C0 denotes the initial investment cost,
Cm,t represents the operation and maintenance cost in year
t,
Ce,t represents the operating energy cost in year
t,
r is the discount rate, and
n is the evaluation period. This equation is used to calculate the life cycle cost per unit floor area for different envelope retrofit schemes.
3.4. Development of the Comprehensive Retrofit Benefit Evaluation Model
This study conducts two rounds of expert validity questionnaires to identify key indicators influencing the benefits of energy-efficient retrofitting. Expert reliability questionnaires are subsequently employed to test the internal consistency of the retained indicators, ensuring the robustness of the evaluation framework. The analytic hierarchy process (AHP) is then applied to determine the comprehensive weights of each influencing factor.
The comprehensive evaluation model is constructed through two sequential stages: indicator identification and weight determination. The fuzzy Delphi method is adopted to screen and refine the evaluation indicators, while AHP is applied to quantify the relative importance of each indicator, thereby establishing a systematic and decision-oriented evaluation framework for energy-efficient retrofit benefits.
3.4.1. Construction of the Retrofit Benefit Evaluation Indicator System
Based on a comprehensive literature review and the characteristics of energy-efficient retrofitting of existing residential buildings in severe cold regions, an evaluation indicator system for envelope retrofit benefits is established. The index system integrates technical feasibility, economic rationality, and environmental performance considerations, aiming to comprehensively assess the multidimensional impacts of retrofit measures.
The indicator system adopts a four-level hierarchical structure, consisting of a target layer, a dimension layer, an item layer, and a factor layer. This hierarchical framework comprehensively reflects the energy, economic, environmental, and operational benefits associated with envelope energy retrofitting (
Table 3). Given the multidimensional nature of retrofit benefits and the inherent uncertainty in expert judgment, the fuzzy Delphi method is introduced to screen and refine the preliminary indicator set. This approach integrates expert opinions, promotes consensus convergence, and reduces the influence of subjective judgment on the construction of the indicator system.
3.4.2. Indicator Screening Using the Fuzzy Delphi Method
To ensure the scientific validity and applicability of the evaluation framework, a structured indicator screening process was conducted using the Fuzzy Delphi Method (FDM). The screening procedure consisted of three main steps.
First, an initial pool of evaluation indicators was established through a comprehensive literature review, covering technical performance, economic efficiency, and the environmental impacts of building envelope retrofits. A total of preliminary indicators were collected from previous studies and relevant standards. Specifically, a total of 125 preliminary indicators were identified from existing studies, standards, and technical reports.
Second, two rounds of expert consultation were conducted to evaluate the importance of each indicator. Experts were invited to rate the importance of each indicator using a Likert scale. The fuzzy Delphi method was applied to transform expert judgments into triangular fuzzy numbers, allowing the aggregation of subjective opinions while accounting for uncertainty.
Third, indicator screening was performed based on predefined criteria. Indicators with a defuzzified importance score below the threshold value (0.7) were eliminated, while those meeting the threshold were retained. In addition, consensus among experts was evaluated by examining the dispersion of fuzzy numbers. Indicators with high disagreement were further discussed and refined in the second round of consultation.
Through this iterative process, the indicator set was effectively reduced and refined, ensuring both relevance and consensus and providing a robust foundation for subsequent hierarchical structuring and weight determination.
Finally, 110 indicators were retained after the two-round screening process, forming the final evaluation indicator system used for subsequent analysis.
3.4.3. Expert Questionnaire Design and Validity–Reliability Testing
To verify the rationality and stability of the proposed retrofit benefit evaluation indicator system and to provide a quantitative data foundation for subsequent analytic hierarchy process (AHP) weighting analysis, an expert questionnaire survey was conducted. A Likert-scale-based expert questionnaire was employed to score the importance of each evaluation indicator, followed by systematic validity and reliability testing.
Content validity analysis was conducted to examine the rationality and consistency of the indicators. Based on two rounds of expert feedback, the overall structure and content of the indicator system were refined, ensuring that the indicators accurately reflect the benefits of envelope energy retrofitting for existing residential buildings in severe cold regions. Cronbach’s α coefficient was employed to test the internal consistency of the questionnaire data. The results show that Cronbach’s α values for all criterion layers exceeded 0.7, while the overall questionnaire α coefficient reached 0.969, indicating a high level of internal consistency and reliability.
Subsequently, the analytic hierarchy process (AHP) is applied to transform expert qualitative judgments into quantitative indicator weights. Consistency tests are conducted to constrain judgment logic and further enhance the reliability of the weighting results.
A panel of experts was invited to participate in the Fuzzy Delphi process and subsequent questionnaire survey. The experts were selected to ensure interdisciplinary representation and practical experience in building energy retrofit. Their backgrounds covered architectural design, HVAC engineering, construction technology, and policy research.
To enhance the transparency and credibility of the expert consultation process, the profile of participating experts is summarized in
Table 4.
3.4.4. Determination of Indicator Weights Using AHP
Based on the screened indicator system, the Analytic Hierarchy Process (AHP) was specifically applied in this study to quantify the relative importance of multi-level retrofit indicators under severe cold climate conditions. Rather than presenting a generic AHP procedure, the method was tailored to reflect the decision-making logic of envelope retrofit prioritization.
The hierarchical structure was constructed to explicitly link macro-level decision objectives with micro-level technical variables. The goal layer represents the overall objective of evaluating envelope retrofit benefits, while the criterion layer defines five key dimensions, including thermal performance enhancement, energy and carbon benefits, economic performance, environmental impact, and operational effectiveness. These dimensions were selected to reflect the dominant performance constraints of buildings in severe cold regions.
At the key item and indicator levels, the hierarchy was further decomposed into measurable parameters (e.g., external wall thermal transmittance, insulation material thermal conductivity, and thermal bridge treatment), ensuring that the evaluation framework captures the most sensitive factors influencing heating energy demand. This structure enables the direct translation of expert judgment into technically meaningful design variables.
Pairwise comparison matrices were constructed based on expert scoring results obtained from the questionnaire survey. Instead of relying on hypothetical comparisons, the judgment matrices in this study were derived from aggregated expert evaluations, ensuring that the weighting process reflects both professional experience and practical engineering considerations. All matrices satisfied the consistency requirement (CR < 0.1), indicating reliable judgment logic.
The final composite weights were calculated by synthesizing weights across hierarchical levels (
Table 5), providing a quantitative basis for identifying priority retrofit factors and guiding subsequent simulation-based validation and strategy optimization.