Structural Behavior Analysis for Existing Pile Foundations Considering the Effects of Shield Tunnel Construction
Abstract
1. Introduction
1.1. Theoretical and Experimental Research on Tunnel Construction on Nearby Pile Foundations
1.2. Numerical Simulation Research on Tunnel Construction on Nearby Pile Foundations
1.3. Objectives and Scope of Work
- Developing a comprehensive FE model that incorporates geological conditions and construction processes, and validating its accuracy using published experimental data;
- Analyzing the structural performance of pile foundations in different construction stages based on FE results;
- Conducting a parametric FE method analysis to evaluate the structural behavior of pile foundations in tunnel construction, taking into account various horizontal distances between the tunnel and pile foundations, vertical distances between the tunnel and pile foundations, the stiffness of the pile foundations, and grouting pressures.
2. Finite Modeling of Shield Tunneling Beneath Bridge Foundations
2.1. Project Overview
2.2. Material Parameters
2.3. Modeling
2.4. Construction Phase Simulation
2.4.1. Shield Excavation
2.4.2. Segment Assembly and Synchronous Grouting
2.4.3. Hardening of Grouting Body
2.5. Calculation Assumption
- The rock and soil masses are modeled using the Mohr–Coulomb elastic–plastic constitutive model, with stratigraphic layers appropriately simplified based on the site geological investigation report.
- Groundwater effects are neglected due to the tunnel’s location beneath a river, the abundance of water resources in the surrounding area, and the predominance of saturated soil conditions.
- All materials are assumed to behave as homogeneous, isotropic, and continuous media. The relative displacement between the soil and tunnel or pile foundations is disregarded, implying a coupled soil–structure displacement response.
- During the construction of the shield tunnel segment beneath Haiqin Bridge, the existing bridge pile foundations are considered only under normal service conditions; seismic and civil defense scenarios are excluded from the analysis.
3. Numerical Verification
4. Numerical Calculation Results on the Bridge Pile
4.1. Horizontal Displacement
4.2. Vertical Displacement
4.3. Axial Force
4.4. Bending Moment
5. Parametric Analysis
5.1. Vertical Relative Position of Tunnel–Pile Foundations
- η < 1.0 (Short piles)
- η = 1.0 (Medium-length piles)
- η > 1.0 (Long piles)
5.2. Horizontal Relative Position of Tunnel–Pile Foundations
5.3. Stiffness Coefficient of Pile Foundations
5.4. Grouting Pressures
6. Discussion
6.1. Findings
- The initial phase occurs before the shield tunneling construction reaches the pile foundation site. During this stage, the pile foundations are primarily affected by the propagation of soil pressure from the excavation face, resulting in slight deformations that are mainly directed away from the tunnel boundary.
- The second phase occurs as the shield tunneling process reaches and advances beyond the pile foundation. During this stage, the soil strata adjacent to the pile foundation on the tunnel side experience unloading, resulting in a significant reduction in the lateral constraint forces acting on the pile. Consequently, the pile foundation is subjected to a complex interaction of forces, including soil pressure from the excavation face, frictional resistance between the shield machine and the surrounding soil, and grouting pressure at the shield tail. These combined effects induce substantial bending deformation of the pile foundation toward the tunnel side, with internal forces and deformations reaching their maximum values near the tunnel axis. This observation aligns well with the findings reported by Zhang et al. [39]. Notably, the shield machine’s proximity within 1D of the foundation produces the most pronounced effects.
- The final stage involves the shield machine advancing beyond the pile foundation, during which the pile is primarily influenced by displacement effects caused by the grouting pressure at the shield tail. This results in the stabilization of internal forces and deformations within the pile. Throughout the tunnel construction process, the upper soil layer surrounding the pile experiences significant settlement, exerting downward negative skin friction along the pile shaft. Meanwhile, the pile toe is constrained by the deeper, less-displaced firm soil stratum. This combination of “pulling from above and supporting from below” places the pile in a state of tension and compression, resulting in greater settlement at the pile head than at the pile toe. In general, when the pile response is dominated by external soil displacement, the vertical displacement at the pile head is typically larger than that at the base. The development of vertical pile displacement due to soil settlement and skin friction has also been validated through a numerical simulation study carried out by Nabil et al. [40]. In summary, internal forces and displacements within the pile foundation progressively increase in tandem with the advancement of the shield tunneling process.
6.2. Limitations
7. Conclusions
- The published centrifuge test results validate the accuracy of the finite element modeling method used in this paper, which effectively simulates changes in the structural performance of adjacent pile foundations at various stages of tunnel construction.
- Finite element simulation results indicate that tunnel shield construction causes nearby bridge pile foundations to bend and deform toward the tunnel side. It should be noted that the bridge pile foundations experience the greatest horizontal displacement and internal forces in the same plane as the tunnel. The tunnel shield construction has the most significant impact on the internal forces and displacement of pile foundations within a range of 1D before and after the pile foundation location.
- As the vertical length-to-depth ratio (η) increases, indicating elongation of the pile length, the impact of tunnel construction on nearby pile foundations varies. When the pile toe is located above the tunnel axis burial depth (η < 1), the pile foundation primarily experiences settlement accompanied by negative frictional forces, with the greatest horizontal displacement observed at the pile toe. When the pile toe aligns with the tunnel axis (η = 1), the pile foundation begins to exhibit positive frictional forces, and the horizontal displacement reaches its maximum magnitude. When the pile toe extends below the tunnel axis burial depth (η > 1), the positive frictional forces within the pile foundation intensify further, while the maximum horizontal displacement decreases and shifts to the depth corresponding to the tunnel axis. Moreover, as the pile length increases, internal forces within the pile foundation amplify, whereas the overall settlement of the pile foundation decreases.
- The distribution patterns of internal forces and displacements along the pile foundation remain consistent subjected to different horizontal axial-to-clearance ratios (r). A decrease in the horizontal axial-to-clearance ratio (r) corresponds to a reduction in the internal forces and displacements experienced by the pile foundation. Furthermore, once the horizontal clearance reaches a specific threshold, tunnel construction no longer affects the structural behavior of the pile foundation.
- As the pile stiffness coefficient increases, the maximum displacement of the pile decreases, while the internal force in the pile shaft increases. Both the pile diameter and Young’s modulus affect the pile behavior similarly to the stiffness coefficient. However, the pile diameter has a greater influence compared to Young’s modulus.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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Categories | Depth/m | Unit Weight/kN·m−3 | Compression Modulus/MPa | Poisson’s Ratio | Cohesion/kPa | Internal Friction/° |
---|---|---|---|---|---|---|
Artificial fill (after treatment) | 8.5 | 18 | 25.3 | 0.3 | 20 | 35 |
Silt | 9.2 | 16.6 | 4.66 | 0.42 | 2.9 | 2.8 |
Clay | 23.9 | 17.9 | 4.66 | 0.4 | 16.3 | 23.3 |
Coarse sand | 5.9 | 19.5 | 30 | 0.3 | 0 | 38 |
Sandy clay | 5 | 19 | 5.27 | 0.3 | 19 | 22.4 |
Completely decomposed granite | 3.2 | 19 | 40 | 0.25 | 35 | 30 |
Highly weathered granite | 5.3 | 20 | 2000 | 0.2 | 500 | 28 |
Moderately weathered granite | — | 24 | 3000 | 0.15 | 1000 | 40 |
Material Type | Unit Weight/kN·m−3 | Young’s Modulus/MPa | Poisson’s Ratio |
---|---|---|---|
Shield machine shell | 78 | 206,000 | 0.25 |
Ling segment | 25 | 30,000 | 0.2 |
Pile | 25 | 31,500 | 0.2 |
Grouting body (initial set) | 22 | 1.8 | 0.2 |
Grouting body (final set) | 22 | 400 | 0.2 |
Material Type | Unit Weight /kN·m−3 | Young’s Modulus/MPa | Poisson’s Ratio | Cohesion/kPa | Internal Friction/° |
---|---|---|---|---|---|
Soil | 26.5 | 2 | 0.33 | 3 | 23 |
Tunnel Lining | 25 | 30,000 | 0.2 | — | — |
Pile | 25 | 25,000 | 0.2 | — | — |
Pile Type | Young’s Modulus/GPa | Diameter/m | Cross-Sectional Area/m2 | Length/m | Stiffness Coefficient /kN·m−1 |
---|---|---|---|---|---|
Type 1 | 20 | 1.2 | 1.13 | 56 | 4.03 × 105 |
Type 2 | 30 | 1.2 | 1.13 | 56 | 6.05 × 105 |
Type 3 | 20 | 1.8 | 2.54 | 56 | 9.07 × 105 |
Type 4 | 30 | 1.8 | 2.54 | 56 | 1.36 × 106 |
Type 5 | 20 | 2.4 | 4.52 | 56 | 1.61 × 106 |
Type 6 | 30 | 2.4 | 4.52 | 56 | 2.42 × 106 |
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He, C.; Wei, J.; Liang, H.; Chen, Z.; Ding, W.; Li, B. Structural Behavior Analysis for Existing Pile Foundations Considering the Effects of Shield Tunnel Construction. Buildings 2025, 15, 3263. https://doi.org/10.3390/buildings15183263
He C, Wei J, Liang H, Chen Z, Ding W, Li B. Structural Behavior Analysis for Existing Pile Foundations Considering the Effects of Shield Tunnel Construction. Buildings. 2025; 15(18):3263. https://doi.org/10.3390/buildings15183263
Chicago/Turabian StyleHe, Cong, Jun Wei, Huan Liang, Zhongzhang Chen, Wenqi Ding, and Bin Li. 2025. "Structural Behavior Analysis for Existing Pile Foundations Considering the Effects of Shield Tunnel Construction" Buildings 15, no. 18: 3263. https://doi.org/10.3390/buildings15183263
APA StyleHe, C., Wei, J., Liang, H., Chen, Z., Ding, W., & Li, B. (2025). Structural Behavior Analysis for Existing Pile Foundations Considering the Effects of Shield Tunnel Construction. Buildings, 15(18), 3263. https://doi.org/10.3390/buildings15183263