Risk-Guided Personalized Care to Prevent Bronchopulmonary Dysplasia: A Real-World Implementation Study
Abstract
1. Introduction
1.1. The Burden of BPD—A Major Morbidity and Public Health Concern
1.2. Local Problem, Magnitude, and Context
1.3. Limitations of Prior BPD Prevention Interventions
1.4. Study Objectives
Hypothesis
2. Materials and Methods
2.1. Study Setting
2.1.1. Baseline Team Structure and Continuity of Care
2.1.2. Baseline Process for Implementing Clinical Interventions
2.2. Intervention: A Quality Improvement Initiative to Reduce BPD
2.2.1. Clinical Interventions and Design of Implementation Strategies
2.2.2. Multi-Component Implementation Strategy
2.3. Study Design and Eligibility
2.4. Rollout/Implementation
2.5. Measures and Outcomes
2.6. Consent, Ethics and Approval
2.7. Data Collection
2.8. Sample Size
2.9. Statistical Analysis
2.10. Safety Considerations
3. Results
3.1. Study Demographics and Interventions Received
3.2. Infant Characteristics and Interventions by LCPR Status
3.3. Implementation Exposure and Fidelity
3.4. RE-AIM Evaluation of Implementation
3.5. Exploratory Clinical Outcomes by LCPR Status
Respiratory Severity Score Trajectory
4. Discussion
4.1. Implementation Outcomes and Practice Standardization
4.2. Implementation Challenges and Adaptations
4.3. Comparison with the Prior Literature
4.4. Strengths and Limitations
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| EPT | Extreme preterm |
| BPD | Bronchopulmonary dysplasia |
| PMA | Postmenstrual age |
| BCWH | BC Women’s Hospital + Health Centre |
| NICHD | National Institute of Child Health and Human Disease |
| AIMDs | Aim, ingredients, mechanism, and delivery |
| RE-AIM | Reach, effectiveness, adoption, implementation, and maintenance |
| LCPRs | Longitudinal care planning rounds |
| EHR | Electronic health record |
| NIV-NAVA | Non-invasive ventilation with neurally adjusted ventilatory assist |
| CAT | Critically appraised topic |
| RSS | Respiratory severity score |
| DOL | Day of life |
| sPNSs | Systemic postnatal steroids |
| MRP | Most responsible provider |
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| Characteristics | LCPR (n = 15) | No LCPR (n = 26) | p-Value |
|---|---|---|---|
| Gestational age, weeks, median (IQR) | 24 (23–25) | 27 (24–28) | 0.002 |
| Birth weight, g, median (IQR) | 690 (562–736) | 938 (706–1106) | 0.003 |
| Female | 6 (40.0) | 15 (57.7) | 0.340 |
| Outborn | 4 (26.7) | 10 (38.5) | 0.510 |
| Antenatal steroids (partial or complete) | 14 (93.3) | 21 (80.8) | 0.380 |
| Suspected chorioamnionitis | 3 (20.0) | 3 (11.5) | 0.650 |
| Cesarean delivery | 9 (60.0) | 19 (73.1) | 0.490 |
| Intubation at resuscitation | 12 (80.0) | 10 (38.5) | 0.020 |
| SNAPPE-II, median (IQR) | 53 (45.5–56.5) | 42.5 (22–50.5) | 0.050 |
| Apgar 5 min, median (IQR) | 6 (5–7) | 7 (6–9) | 0.020 |
| Estimated risk of Grade 2/3 BPD or mortality (%) | |||
| Timepoint | LCPR | No LCPR | p-value |
| Day 1, median (IQR) | 53.8 (42.8–65.7) | 14.9 (9.9–32.7) | <0.001 |
| Day 3, median (IQR) | 49.7 (34.3–63.3) | 12.6 (7.6–21.0) | <0.001 |
| Day 7, median (IQR) | 54.2 (37.7–63.8) | 11.3 (9.2–31.5) | <0.001 |
| Day 14, median (IQR) | 48.7 (29.6–63.4) | 12.2 (8.7–19.2) | <0.001 |
| Day 28, median (IQR) | 22.2 (16.2–34.8) | 13.5 (9.7–16.4) | 0.001 |
| Highest risk in first 28 days, median (IQR) | 65.9 (49.6–73.5) | 15.5 (12.4–33.8) | <0.001 |
| Risk > 50% at any time point | 11 (73.3) | 4 (15.4) | <0.001 |
| Interventions Received | LCPR | No LCPR | p-value |
| Peripheral arterial line | 0 (0) | 3 (11.5) | — |
| Parenteral nutrition days, median (IQR) | 40 (29.5–66.5) | 10.5 (8–24.2) | <0.001 |
| High-frequency ventilation | 15 (100.0) | 10 (38.5) | <0.001 |
| Surfactant (any) | 15 (100.0) | 17 (65.4) | 0.010 |
| Surfactant >1 dose | 3 (20.0) | 5 (19.2) | 1.000 |
| Narcotic infusion | 11 (73.3) | 4 (15.4) | <0.001 |
| Sedatives | 8 (53.3) | 1 (3.8) | <0.001 |
| Muscle relaxants | 3 (20.0) | 1 (3.8) | 0.130 |
| Inhaled nitric oxide | 3 (20.0) | 1 (3.8) | 0.130 |
| Inotropes | 9 (60.0) | 6 (23.1) | 0.040 |
| Any sPNS | 10 (66.6) | 4 (15.4) | 0.001 |
| Dexamethasone as first course of sPNS | 10 (66.6) | 4 (15.4) | 0.001 |
| >1 sPNS course | 3 (20.0) | 0 (0.0) | 0.040 |
| Total sPNS days, median (IQR) | 10 (10–21) | 10 (9–11) | 0.360 |
| Day of first sPNS course, median (IQR) | 15 (11–20) | 21 (19–25) | 0.150 |
| Dexamethasone course followed by immediate hydrocortisone course to prevent reintubation | 2 (13.3) | 0 (0.0) | |
| Inhaled steroids | 5 (33.3) | 2 (7.7) | 0.070 |
| Transpyloric feeds | 6 (40.0) | 3 (11.5) | 0.050 |
| NIV-NAVA | 7 (46.7) | 4 (15.4) | 0.060 |
| Reach | |
| Proportion of providers exposed to guidelines and LCPR in education days | 179/200 (90%) |
| Proportion of providers exposed to LCPR during the study period | All respiratory therapists (n = 35), physicians (n = 32), dieticians (n = 4), pharmacists (n = 4), charge nurses (n = 16), managers (n = 2); 22/218 (10%) nurses |
| Proportion of neonatologists exposed to risk estimate weekly screening report, during the study period | 14/14 (100%) |
| Proportion of parents joining LCPR at least once during the study period | 3/15 (20%) |
| Effectiveness | |
| Trend of weekly median (95% CI) respiratory scores over time for infants who received weekly care planning rounds. | See Figure 4 |
| Perceived teamwork, care coordination, self-efficacy/confidence | See Table 3 |
| Variation in practice: practices during the study period | |
| 14/14 (100%); |
| 10 (10–15); |
| 3/14 (21%). |
| Timing of initiation of interventions—time to initiation of first course of sPNS, median (IQR) days of life | 16 (12–21) |
| Proportion of infants who received interventions with low or moderate certainty of evidence: | |
| 9/41 (22%); |
| 7/41 (17%); |
| 11/41 (27%). |
| Recognize situations where ethical/moral/social issues need structured team and/or family conversations among infants who received LCPR | 3/15 (20%) |
| Adoption | |
| Participation rate/LCPR- Med(IQR) | |
| 16 (14–18); |
| 5 (3–6). |
| Proportion of LCPR where parents were present | 9/29 (31%) |
| Proportion of RT educators/instructors who co-facilitated LCPR at least once | 4/4 (100%) |
| Proportion of neonatologists who co-facilitated LCPR at least once | 8/14 (57%) |
| Implementation | |
| Proportion of LCPR where sPNS use according to unit guidelines were discussed | 10/29 (34%) |
| Proportion of weeks when neonatologists or their delegates received the risk-estimation screening report. | 24/26 (88%) |
| Proportion of weeks where LCPR was followed by a documented weekly care plan in the electronic health record | 27/29 (93%) |
| Quality of documented LCPR care plan—proportion of documented care plans in EHR that had essential elements. | 26/27 (96%) |
| Proportion of planned items in LCPR care plan, completed by the care team within a specified time window across all LCPR occasions, Med (IQR) | |
| 100% (50–100); |
| 75% (50–100). |
| Proportion of suggested contingency actions executed per LCPR applicable occasion within 7 days by the care team across all LCPR occasions, Med (IQR) | 38% (31–50) |
| Barriers: time burden, poor visibility/awareness of care plans, inconsistent adherence over time, unpredictable patient changes derailing execution, communication gaps between providers, provider variability and differing opinions, delay in facilitators signing-up, lack of outcome data | |
| Facilitators: clear structured care plans, shared mental model, accessible documentation, contingency planning, consistency across handovers, strong team buy-in, effective facilitation, perceived clinical benefit | |
| Maintenance | |
| Proportion of weeks when neonatologists or their delegates received the risk-estimation screening report in the six months beyond the study period | 26/26 (100%) |
| Proportion of weeks where LCPR occurred in the six months beyond the study period | 21/26 (81%) |
| Proportion of clinicians reporting participation in LCPR at least once in the six months beyond the study period | 45/62 (73%) |
| Proportion of neonatologists who co-facilitated LCPR at least once | 14/14 (100%) |
| Proportion of clinicians reporting the spread of study interventions and strategies beyond the target population | 34/44 (77%) |
| Study toolkit posted on hospital intranet for easy access | Yes |
| Domains and Statements | n/N (%) |
|---|---|
| 1. Teamwork and team culture | |
| Enhanced shared decision-making with the care team | 41/51 (80%) |
| Improved interprofessional collaboration and communication | 42/51 (82%) |
| Fostered psychological safety and supportive environment | 39/51 (77%) |
| Encouraged reflection and shared team learning | 42/50 (84%) |
| Strengthened shared accountability and trust | 38/46 (83%) |
| Improved overall teamwork and communication | 36/45 (80%) |
| Strengthened shared learning and collaboration | 38/45 (84%) |
| Domain summary (median % agreement across items): | 82% |
| 2. Care Coordination and Reliability | |
| Improved coordination of care for high-risk infants | 44/51 (86%) |
| Improved sequencing of interventions | 40/50 (80%) |
| Supported contingency planning | 40/49 (81%) |
| Enabled time-limited trials | 34/48 (70%) |
| Reduced variability and promoted consistent care | 36/49 (73%) |
| Documentation improved continuity and clarity of care | 35/46 (76%) |
| Documentation standardized communication during handovers | 37/46 (80%) |
| Care plans consistently followed | 27/46 (59%) |
| Reduced variation and improved reliability of care (overall) | 34/45 (76%) |
| Weekly risk assessment helped identify high-risk infants | 38/44 (86%) |
| Domain summary (median % agreement across items): | 80% |
| 3. Self-Efficacy and Confidence | |
| Improved confidence in managing high-risk infants | 36/51 (71%) |
| Increased confidence in evidence-based decisions | 31/45 (69%) |
| Improved ability to apply evidence-based practices to other infants | 40/51 (78%) |
| Confident implementing and adjusting care plans | 27/45 (60%) |
| Applied learning from LCPR to other infants | 34/44 (77%) |
| Domain summary (median % agreement across items): | 71% |
| Characteristics | LCPR (n = 15) | No LCPR (n = 26) | p-Value |
|---|---|---|---|
| Mortality (anytime) | 1 (7.7) | 2 (7.4) | 1.000 |
| Mortality by 36 weeks PMA | 0 | 1 (3.8) | 1.000 |
| Mortality or Grade 2/3 BPD at 36 weeks PMA | 12 (80.0) | 19 (73.1) | 0.710 |
| BPD grade 1 at 36 weeks PMA among survivors | |||
| Grade 1/2/3 | 13 (86.6) | 19 (73.1) | 0.470 |
| Grade 2 | 12 (80.0) | 18 (69.2) | 0.510 |
| Grade 3 | 0 (0) | 1 (3.8) | 1.000 |
| ROP-treated | 7 (50.0) | 2 (8.3) | 0.006 |
| PDA-treated | 11 (73.3) | 8 (30.8) | 0.010 |
| NEC ≥ Stage 2 | 2 (13.3) | 2 (7.7) | 0.610 |
| IVH ≥ Grade 3 | 5 (33.3) | 6 (23.1) | 0.410 |
| Culture positive sepsis | 7 (46.7) | 8 (30.7) | 0.330 |
| Spontaneous intestinal perforation | 0 (0.0) | 2 (7.7) | 0.520 |
| PVL | 2 (13.3) | 2 (7.7) | 0.610 |
| Pneumothorax | 1 (6.7) | 2 (7.7) | 1.000 |
| Discharged with gastrostomy tube | 4 (28.6) | 0 (0.0) | 0.001 |
| Discharged home on non-invasive ventilation | 2 (14.3) | 0 (0.0) | 0.040 |
| Survival to discharge or transfer without major morbidity 2 | 2 (14.3) | 6 (25.0) | 0.680 |
| Length of stay (days), median (IQR) | 124 (93–219) | 65 (49–95.5) | <0.001 |
| Invasive ventilation days, median (IQR) | 18 (13–34) | 2 (0–10.3) | <0.001 |
| Oxygen days, 3 median (IQR) | 80 (60–185) | 55 (45–82.8) | 0.010 |
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Shack, A.R.; Kulkarni, T.; Hawley, A.; Jagpal, J.; Janda, M.; Glegg, S.; Kanagaraj, U.K.; Castaldo, M.; Charlton, J.K.; van Dyk, J.; et al. Risk-Guided Personalized Care to Prevent Bronchopulmonary Dysplasia: A Real-World Implementation Study. J. Pers. Med. 2026, 16, 303. https://doi.org/10.3390/jpm16060303
Shack AR, Kulkarni T, Hawley A, Jagpal J, Janda M, Glegg S, Kanagaraj UK, Castaldo M, Charlton JK, van Dyk J, et al. Risk-Guided Personalized Care to Prevent Bronchopulmonary Dysplasia: A Real-World Implementation Study. Journal of Personalized Medicine. 2026; 16(6):303. https://doi.org/10.3390/jpm16060303
Chicago/Turabian StyleShack, Avram R., Tapas Kulkarni, Alyssa Hawley, Jessy Jagpal, Maninder Janda, Stephanie Glegg, Uthaya Kumaran Kanagaraj, Michael Castaldo, Julia K. Charlton, Jessie van Dyk, and et al. 2026. "Risk-Guided Personalized Care to Prevent Bronchopulmonary Dysplasia: A Real-World Implementation Study" Journal of Personalized Medicine 16, no. 6: 303. https://doi.org/10.3390/jpm16060303
APA StyleShack, A. R., Kulkarni, T., Hawley, A., Jagpal, J., Janda, M., Glegg, S., Kanagaraj, U. K., Castaldo, M., Charlton, J. K., van Dyk, J., Kieran, E., Mitra, S., Osiovich, H., Manhas, D., Gautham, K. S., & Shivananda, S. (2026). Risk-Guided Personalized Care to Prevent Bronchopulmonary Dysplasia: A Real-World Implementation Study. Journal of Personalized Medicine, 16(6), 303. https://doi.org/10.3390/jpm16060303

