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Article

High Cerebral Oxygen Saturation Levels During One-Lung Ventilation Predict Better Cognitive and Clinical Outcomes After Thoracic Surgery: A Retrospective Observational Study

by
Ignacio Garutti
1,2,3,*,
Francisco de la Gala
1,3,
Javier Hortal
1,2,3,*,
Almudena Reyes
1,3,
Elena de la Fuente
1,3,
David Martinez-Gascueña
1,3,
Carlos Alberto Calvo
1,3,
Santiago Hernández
1,3,
Estrela Caamaño
1,3,
Carlos Simón
3,4,5,
Elena Vara
3,6 and
Patricia Piñeiro
1,3
1
Departamento de Anestesia y Reanimación Hospital General Universitario Gregorio Marañón, Calle Doctor Esquerdo 46, 28009 Madrid, Spain
2
Departamento Farmacología de la Facultad de Medicina de la Universidad Complutense Madrid Plaza de Ramón y Cajal, s/n, Ciudad Universitaria, 28040 Madrid, Spain
3
Fundación para la Investigación del Hospital Gregorio Marañón, 28009 Madrid, Spain
4
Departamento Cirugía Torácica del Hospital General Universitario Gregorio Marañón, Calle Doctor Esquerdo 46, 28009 Madrid, Spain
5
Departamento Cirugía de la Facultad de Medicina de la Universidad Complutense Madrid, Plaza de Ramón y Cajal, s/n, Ciudad Universitaria, 28040 Madrid, Spain
6
Departamento Bioquímica de la Facultad de Medicina de la Universidad Complutense Madrid, Plaza de Ramón y Cajal, s/n, Ciudad Universitaria, 28040 Madrid, Spain
*
Authors to whom correspondence should be addressed.
J. Pers. Med. 2025, 15(9), 445; https://doi.org/10.3390/jpm15090445
Submission received: 25 July 2025 / Revised: 26 August 2025 / Accepted: 12 September 2025 / Published: 22 September 2025
(This article belongs to the Special Issue Advances in Cardiothoracic Surgery)

Abstract

Background: Cerebral desaturation during one-lung ventilation (OLV) in thoracic surgery has been associated with postoperative cognitive dysfunction (POCD). While the adverse effects of low intraoperative regional cerebral oxygen saturation (rScO2) are well documented, the potential clinical value of maintaining supranormal rScO2 levels has not been thoroughly studied. Methods: We conducted a retrospective observational study based on a previously collected cohort from a tertiary university hospital. Adult patients undergoing elective thoracic surgery between January 2019 and December 2022 were included, provided they received lidocaine either intravenously or via a paravertebral block as part of a standardized anesthetic protocol. Patients were divided into the following two groups based on their mean INVOS values 30 min into OLV: those with rScO2 ≥75% (H-INVOS group) and <75% (L-INVOS group). Intraoperative physiological variables, inflammatory biomarkers, cognitive function via the Mini-Mental State Examination, and postoperative outcomes were analyzed. Results: The H-INVOS group exhibited significantly higher preoperative lung function, higher PaO2 and PaCO2 values during OLV, and higher hemoglobin concentrations across all timepoints. They also demonstrated better preservation of cognitive function, lower IL-18 expression at 24 h postoperatively, and shorter hospital stays. There were no statistically significant differences in intraoperative hemodynamics or ventilatory mechanics.

1. Introduction

There is growing evidence of a relationship between regional cerebral oxygen saturation (rScO2) during anesthesia and postoperative cognitive dysfunction (POCD) [1]. This association is particularly relevant in thoracic surgery, where one-lung ventilation (OLV) can compromise cerebral oxygenation [2,3,4]. Consequently, intraoperative rScO2 monitoring has become an important strategy to reduce postoperative neurological injury.
POCD is a multifactorial and clinically significant syndrome, especially in patients over 60 years of age. Because no effective treatment is currently available, prevention is critical [3]. POCD negatively impacts patients’ quality of life, prolongs hospitalization, increases healthcare costs, and is associated with higher postoperative mortality [2].
Unlike arterial oxygen saturation measured by pulse oximetry (SpO2), rScO2 displays a wider normal range. Notably, intraoperative rScO2 reductions are frequent during OLV—even when SpO2 remains within normal limits—and have been associated with an increased risk of POCD [2,5].
The pathophysiology of POCD is thought to involve, among other mechanisms, excessive perioperative inflammation [5,6]. Cerebral hypoxia may trigger neuroinflammatory pathways and disrupt the blood–brain barrier, allowing inflammatory mediators to penetrate cerebral tissue. Similarly, systemic inflammation has been shown to promote neuroinflammation and subsequent neuronal injury [7,8]. Conversely, excessive cerebral oxygenation has also been implicated in the generation of reactive oxygen species and inflammatory mediators, which may contribute to neuronal damage [9].
In this context, intraoperative cerebral oxygenation monitoring has gained increasing attention. While cerebral desaturation is traditionally considered harmful, recent evidence suggests that abnormally elevated rScO2 values may also pose risks. Although the exact threshold of cerebral hyperoxia remains uncertain, studies using jugular venous oxygen saturation have proposed a cutoff of 75% [10]. Consistently, thoracic surgery studies have suI´ve doneggested that cerebral hyperoxia may occur when rScO2 exceeds this threshold [11]. Based on this evidence, we used 75% as a pragmatic cutoff to investigate the potential association between intraoperative cerebral hyperoxia and adverse neurological outcomes. From a personalized medicine perspective, monitoring rScO2 provides real-time, patient-specific information that can guide individualized anesthetic management, moving beyond population-based thresholds and toward tailored perioperative care.
The aim of this study was to evaluate the postoperative impact of maintaining elevated In Vivo Optical Spectroscopy (INVOS) values compared with lower values, with a primary focus on prognostic variables such as length of hospital stay.

2. Materials and Methods

2.1. Study Design

This study is a secondary analysis of data collected within the framework of the original trial (NCT03905837, EudraCT 2016-004271-52), a prospective study conducted under a predefined protocol and approved by the Ethics Committee of Gregorio Marañón Hospital, Madrid, Spain (Chairperson: Dr. Camino Sorabe; protocol code IGMFGG-2016; approval date: 3 April 2018). The original study was conducted in accordance with the Declaration of Helsinki.
The objective of this subanalysis is to evaluate the relationship between intraoperative cerebral oxygenation levels and postoperative clinical, inflammatory, and neurocognitive outcomes.

2.2. Study Population

Adult patients scheduled for thoracic surgery between January 2019 and December 2022 were eligible. The original trial enrolled 154 patients randomized into the following three groups: (1) paravertebral lidocaine (2 mg·kg−1·h−1) plus intravenous saline, (2) intravenous lidocaine (1.5 mg·kg−1·h−1) plus paravertebral saline, and (3) intravenous remifentanil (0.1 µg·kg−1·h−1) plus paravertebral saline. The primary endpoint of the parent study was the incidence of postoperative complications according to the Clavien–Dindo classification.
For the present analysis, only patients receiving lidocaine (intravenous infusion or paravertebral block) as part of the standardized anesthetic protocol were included. The control group without lidocaine was excluded to avoid confounding effects on inflammatory profiles. The exclusion criteria were pre-existing cognitive impairment, active neurological disease, emergency thoracic surgery, missing intraoperative INVOS monitoring data, and absence of postoperative cognitive assessments.

2.3. Anesthetic Protocol and Monitoring

No premedication was administered prior to induction. Anesthesia was induced with propofol (2–3 mg/kg), fentanyl (3–5 µg/kg), and rocuronium (1.2 mg/kg). Airway management employed a left-sided double-lumen tube or, in selected cases, a bronchial blocker; placement was confirmed with fiberoptic bronchoscopy. A radial artery catheter was inserted contralateral to the surgical side, and patients were positioned in the lateral decubitus position. A paravertebral catheter was placed at the T5–T6 level.

2.4. Ventilation Strategy

During two-lung ventilation, initial settings included FiO2 0.4, a respiratory rate of 12 breaths/min, a tidal volume (TV) of 8 mL/kg, and optimal PEEP determined via an alveolar recruitment maneuver. With the initiation of one-lung ventilation (OLV), TV was reduced to 4–6 mL/kg, followed by a second recruitment maneuver to reassess the optimal PEEP. FiO2 was titrated to maintain SpO2 > 90%. In cases of hypoxemia (SpO2 < 90% with FiO2 > 0.8), lung isolation device placement was rechecked and continuous positive airway pressure (CPAP) was applied to the dependent lung. If a bronchial blocker was used, reinflation of the collapsed lung was attempted.

2.5. Patient Grouping

Patients were categorized into the following two groups according to their mean INVOS values measured 30 min after OLV initiation: ≥75% (High INVOS group) and <75% (Low INVOS group).

2.6. Assessment of rScO2 and Cognitive Function

Preoperative regional cerebral oxygen saturation (rScO2) was measured immediately prior to induction using bihemispheric INVOS 5100 optodes (Covidien Germany GmbH, Neustadt, Germany). Sensors were applied to the forehead bilaterally and covered with opaque plastic to minimize light interference. The mean of both hemispheres was used for analysis. Anesthetic management was not guided by absolute rScO2 values.
Cognitive function was assessed with the Mini-Mental State Examination (MMSE), administered preoperatively on the ward and repeated 72 h postoperatively. Both absolute values and percentage changes from baseline were analyzed.

2.7. Data Collection

Measurements were obtained at the following three intraoperative timepoints:
  • After lateral positioning, prior to OLV initiation.
  • Thirty minutes after OLV initiation, once respiratory parameters had stabilized.
  • Fifteen minutes after resuming two-lung ventilation.
At each timepoint, arterial blood gases, bronchoalveolar lavage samples, and blood samples for inflammatory biomarkers were collected. Airway pressures and pulmonary compliance were recorded. Hemodynamic variables were obtained via pulse contour analysis (FloTrac), including blood pressure, stroke volume, cardiac output, and stroke volume variation.
The inflammatory biomarkers assessed included TNF-α, IL-1, IL-6, IL-18, IL-10, MMP-2, MMP-3, and MMP-9. Markers of neurological injury were also measured. Additional blood samples for the same analyses were drawn 24 h postoperatively.

2.8. Postoperative Course

Patients were transferred to the post-anesthesia care unit and discharged after 24 h if hemodynamic and respiratory parameters were stable. Postoperative complications were assessed at 30 days and classified according to the Clavien–Dindo system [12]. Evaluators were blinded to intraoperative clinical data.

2.9. Statistical Analysis

Data were analyzed with SPSS version 25.0. Continuous variables are reported as medians with interquartile ranges (IQR 25–75), and categorical variables as absolute frequencies and percentages. Between-group comparisons were performed using the Mann–Whitney U test for continuous variables and Chi-square or Fisher’s exact tests for categorical variables. Repeated-measures analysis was applied to evaluate changes in continuous variables over time. Kaplan–Meier analysis was used to compare outcomes between the High and Low INVOS groups. A p-value of <0.05 was considered statistically significant.

3. Results

3.1. Baseline Characteristics

A total of 98 patients were included in the analysis. The median age was 67 years (IQR 62–72), and 64% were male. Patients with elevated INVOS values during OLV showed better preoperative pulmonary function test results; however, no significant differences were observed between groups with respect to baseline comorbidities (Table 1).
Arterial blood gas analysis during OLV revealed higher PaO2 values and PaO2/FiO2 ratios in patients in the H-INVOS group. Hemoglobin concentrations were also consistently higher at all three assessed time points. No significant differences were observed between groups in terms of mechanical ventilation settings or hemodynamic parameters (Table 2).
Patients in the H-INVOS group exhibited consistently higher rScO2 values not only during OLV, but also before and after the OLV phase (Figure 1).

3.2. Inflammatory Biomarkers

Most inflammatory biomarkers were comparable between groups, with the exception of IL-6. Patients in the L-INVOS group had significantly higher IL-6 levels both at the end of surgery and on postoperative day 1 compared with the H-INVOS group (Figure 2, Table 3).

3.3. Cognitive Outcomes and Length of Hospital Stay

Preoperative MMSE scores were comparable between groups. At 72 h postoperatively, however, MMSE scores were significantly lower in the L-INVOS group compared with the H-INVOS group (30 [IQR 29–30] vs. 29 [28–30], p = 0.018). The percentage decline in MMSE scores was likewise greater in the L-INVOS group (Table 4).
Length of hospital stay was significantly shorter in the H-INVOS group (median 4 [IQR 3–6] days) compared with the L-INVOS group (5 [4–6.5] days; p = 0.019). Although no statistically significant differences were observed in the distribution of Clavien–Dindo complication grades, 71% of patients in the H-INVOS group experienced no complications versus 55% in the L-INVOS group (p = 0.112). All four cases of major postoperative complications occurred in the L-INVOS group. No significant differences were found in the detailed analysis of postoperative complications (Table 4). Kaplan–Meier survival analysis likewise showed no significant differences between groups (log-rank p = 0.27; Figure 3).

4. Discussion

Our findings suggest that maintaining intraoperative INVOS values ≥ 75% during OLV with a lung-protective ventilation strategy is associated with improved neurocognitive outcomes, shorter hospital stays, and attenuation of the inflammatory response—particularly reflected by lower IL-6 levels.

4.1. Cerebral Oxygenation and Postoperative Cognitive Function

These results support the hypothesis that adequate cerebral oxygenation during OLV plays a critical role in preserving postoperative cognitive function. Previous studies have shown that rScO2 often declines during OLV—primarily due to reductions in PaO2—in 30% to 100% of patients [4,13,14,15]. Such decreases have been consistently associated with an increased risk of POCD [2,11,16]. Consequently, thoracic anesthesia practice has progressively emphasized not only maintaining adequate peripheral oxygen saturation (SpO2), but also avoiding intraoperative cerebral desaturation, particularly during OLV.
Most published guidelines recommend maintaining rScO2 above 65% during OLV to reduce the risk of POCD. In our study, we investigated the impact of targeting an even higher threshold. This decision was based on the physiological rationale that permissive hypercapnia—a key component of lung-protective ventilation—may enhance cerebral blood flow and thereby increase cerebral tissue oxygenation [17]. We considered the ≥75% threshold both safe for preventing cerebral hypoxia and sufficiently conservative to avoid cerebral hyperemia [11].
Consistent with previous reports, our data showed that patients with higher intraoperative rScO2 values during OLV demonstrated a better postoperative cognitive performance on MMSE assessments, with fewer patients exhibiting scores below 26 points or declines greater than 2 points. Although these differences reached statistical significance, they should be interpreted with caution, as the MMSE—despite its widespread clinical use—remains a relatively crude and nonspecific tool for detecting subtle postoperative cognitive changes. It is characterized by a high specificity but limited sensitivity for identifying POCD.

4.2. Permissive Hypercapnia

Evidence on the impact of rScO2 levels under lung-protective ventilation strategies incorporating low tidal volumes and permissive hypercapnia remains limited. PaCO2 is a potent regulator of cerebral blood flow, inducing cerebral vasodilation, increasing intracranial blood volume, and consequently elevating rScO2. Végh et al. reported that, in normocapnic patients ventilated with a constant PEEP of 5 cmH2O, cerebral desaturation during OLV was uncommon, although 20% of patients still experienced decreases in rScO2 below 60% [18]. By contrast, in our cohort—managed under clear hypercapnic conditions—only 3% of patients had rScO2 values below 60% during OLV. Moreover, the mean reduction in rScO2 observed in our study was comparable to that reported by Végh and colleagues. Therefore, we suggest that their conclusion—that maintaining normocapnia improves cerebral oxygenation—may not be generalizable. Instead, the lower incidence of severe desaturation in our population may largely reflect the use of permissive hypercapnia.
In addition, unlike other studies, we did not find a consistent association between cerebral desaturation and variables such as ventilatory pressures [3,19] and hemodynamic instability [16]. These discrepancies may be explained by differences in study design, particularly the use of lung-protective ventilation with resultant permissive hypercapnia, although the influence of other uncontrolled factors cannot be ruled out.

4.3. Cerebral Oxygen Threshold

In thoracic anesthesia practice, the effective interpretation of cerebral oximetry requires clear and standardized thresholds that can be applied consistently across patients. One of the main limitations of rScO2 monitoring is the absence of a simple, universally accepted cutoff values for clinically significant desaturation—values that would prompt corrective interventions during OLV, such as increasing FiO2, applying CPAP to the non-dependent lung, or performing recruitment maneuvers. However, indiscriminate application of these strategies carries risks, including oxidative stress, surgical field interference, and barotrauma.
This challenge is compounded by wide interindividual variability in rScO2 values, influenced by factors such as age, cerebral anatomy, cranial bone thickness, systemic perfusion, and head positioning. Consequently, many authors advocate for using relative rScO2 changes during OLV—commonly defined as reductions ≥15–20% from baseline—as markers of clinically relevant desaturation [14,16,20,21]. Others support absolute thresholds [2,13] or recommend a combined approach that incorporates both absolute and relative criteria [22]. From a practical standpoint, we consider that relying solely on relative changes may complicate bedside decision making and fails to provide a straightforward clinical signal to guide intervention.

4.4. SpO2 vs. rScO2

In our study, SpO2 values did not differ significantly between groups. Nevertheless, patients in the H-INVOS group demonstrated superior arterial oxygenation and gas exchange, as evidenced by higher PaO2/FiO2 ratios. These findings reinforce the concept that pulse oximetry alone is not a reliable surrogate for monitoring cerebral oxygenation.

4.5. Neuroinflammation and Its Role in Postoperative Cognitive Dysfunction

POCD is multifactorial in origin, with perioperative inflammation recognized as a major pathogenic contributor. Thoracic surgery elicits a substantial systemic inflammatory response, driven both by surgical trauma and by OLV-induced lung injury [23,24]. It is well established that the perioperative release of proinflammatory mediators compromises blood–brain barrier integrity, triggering endothelial dysfunction and the infiltration of peripheral immune cells into the brain parenchyma. These processes activate astrocytes and microglia, leading to neuronal dysfunction, memory impairment, and ultimately POCD [25,26]. Interleukin-6 (IL-6) has been identified as a key cytokine in postoperative brain injury, modulating neuronal plasticity and synaptic activity in the hippocampus and cerebral cortex—regions critical for executive function [27].
Wang et al. demonstrated that the correction of cerebral desaturation events was associated with reduced perioperative inflammatory markers and lower rates of POCD [28]. Additional studies have shown that peripheral inflammation can lead to neuroinflammation and subsequent cerebral tissue damage [29,30].
In our study, preoperative inflammatory biomarkers did not differ significantly between groups. However, patients with lower intraoperative rScO2 values during OLV exhibited higher IL-6 levels at the end of surgery and again 24 h later [25,31,32]. Conversely, reduced IL-6 expression in patients with higher cerebral oxygenation suggests that a more stable perfusion and oxygenation environment may attenuate this neuroinflammatory cascade.
It should be noted, however, that this subanalysis included only patients who received perioperative lidocaine, a drug with well-documented anti-inflammatory properties. Therefore, we cannot exclude the possibility that lidocaine contributed to the absence of significant differences in other neuroinflammatory markers.

4.6. Cerebral Oximetry as a Systemic Indicator and Predictor of Recovery

The extracerebral significance of regional cerebral oxygen saturation (rScO2) monitoring during thoracic surgery remains incompletely understood. In our study, patients with lower intraoperative rScO2 values during OLV experienced a longer hospital stay. This finding has important clinical implications, as prolonged hospitalization increases the risk of nosocomial complications and is unequivocally associated with higher healthcare costs.
Although rScO2 monitoring was initially developed to optimize cerebral outcomes, the brain may serve as a sentinel or “index organ”, reflecting global tissue oxygenation. Given the brain’s robust autoregulatory capacity, it may be the last organ to manifest signs of compromised perfusion or oxygen delivery. This suggests that rScO2 thresholds currently considered acceptable may, in fact, need to be set at supranormal levels to adequately reflect systemic oxygenation. Accordingly, significant cerebral desaturations may imply concurrent desaturation in other organs, potentially contributing to the broad range of adverse perioperative outcomes described in prior studies [14,21].
The mechanism linking higher cerebral oxygenation with improved clinical recovery may involve preserved cognitive function, which facilitates early mobilization, adherence to postoperative treatment, and overall functional rehabilitation. Although the overall incidence of postoperative complications was similar between groups, there was a trend toward fewer pulmonary complications and a lower frequency of Clavien–Dindo grade ≥2 events in patients with higher INVOS values during OLV.
These findings are consistent with those of Kazan et al., who associated persistently low cerebral oxygenation with an increased risk of respiratory complications [14]. In line with Roberts’ observations, we propose that rScO2 may function as a marker of global recovery potential, capturing perioperative vulnerability not adequately reflected in conventional classifications such as Clavien–Dindo. In this sense, rScO2 may be considered not only as a neurological monitoring parameter, but also as a biomarker for personalized perioperative medicine, helping to stratify risk, predict recovery trajectories, and guide individualized interventions.

5. Limitations

This study has several limitations. First, it was a retrospective subanalysis, with the inherent methodological constraints of such a design. Although strict inclusion criteria were applied and the non-lidocaine group was excluded to minimize pharmacological confounding, residual confounding cannot be entirely ruled out. Second, while the sample size was sufficient to detect differences in primary outcomes such as MMSE scores, it may have been underpowered to identify differences in less frequent outcomes, including major complications and mortality. Third, although the MMSE is widely used, it has a limited sensitivity for detecting subtle postoperative cognitive changes. Moreover, we did not include systematic monitoring for potential complications associated with elevated rScO2 values, nor did we employ a comprehensive neuropsychological battery that would have allowed for a more detailed assessment of the specific cognitive domains affected.

6. Conclusions

Although the optimal absolute rScO2 threshold remains a matter of debate, our findings suggest that higher intraoperative values may help identify patients at lower risk of complications and support faster recovery. Beyond its neurological relevance, rScO2 may also serve as a surrogate marker of global physiological status, particularly in the setting of lung-protective strategies such as permissive hypercapnia. Prospective studies are warranted to confirm these observations and to determine whether rScO2-guided interventions can improve perioperative outcomes. Our results suggest that incorporating cerebral oximetry into routine perioperative care could contribute to a more personalized approach, in which anesthetic and ventilatory strategies are adapted to the patient’s unique physiological response, ultimately improving outcomes.

Author Contributions

Conceptualization: I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V. and P.P.; methodology: I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V. and P.P.; software: I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V. and P.P.; validation: I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V. and P.P.; formal analysis, I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V. and P.P.; investigation: I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V. and P.P.; resources: I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V., and P.P.; data curation: I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V., and P.P.; writing—original draft preparation: I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V. and P.P.; writing—review and editing: I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V. and P.P.; visualization: I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V. and P.P.; supervision: I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V. and P.P.; project administration: I.G., F.d.l.G., J.H., A.R., E.d.l.F., D.M.-G., C.A.C., S.H., E.C., C.S., E.V. and P.P.; funding acquisition I.G., F.d.l.G., C.S. and E.V. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by the Instituto de Salud Carlos III. Spanish Ministry of Health in the 2018 call (PI18/01305).

Institutional Review Board Statement

This study received provisional approval on 5 March 2018 and final approval on 3 April 2018 from the Ethics Committee of Gregorio Marañon Hospital in Madrid, Spain (Chairperson Dra Camino Sorabe) (IRB protocol number: IGMFGG-2016).

Informed Consent Statement

Informed consent was obtained from all subjects involved in the study.

Data Availability Statement

Data available on request due to restrictions (regarding patient confidentiality).

Conflicts of Interest

The authors declare no conflicts of interest.

Abbreviations

The following abbreviations are used in this manuscript:
CPAPContinuous positive airway pressure
FiO2Inspired fraction oxygen
H-INVOSHigh-INVOS
ILInterleuquine
INVOSIn Vivo Optical Spectroscopy
L-INVOSLow-INVOS
MMPsMetalloproteinases
MMSEMini-Mental State Examination
OLVOne-lung ventilation
PEEPPositive end-expiratory pressure
POCDPostoperative cognitive dysfunction
rScO2Regional cerebral oxygen saturation
SpO2Peripherical saturation oxygen
TNFTumor necrosis factor
TVTidal volume

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Figure 1. INVOS values during surgery (high vs. low INVOS groups). OLV + 30: After 30 min of one-lung ventilation; TLV: Two-lung ventilation; p < 0.001 High INVOS vs. Low INVOS groups.
Figure 1. INVOS values during surgery (high vs. low INVOS groups). OLV + 30: After 30 min of one-lung ventilation; TLV: Two-lung ventilation; p < 0.001 High INVOS vs. Low INVOS groups.
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Figure 2. IL-6 levels over time by INVOS group. Footnote: OLV + 30: After 30 min of one-lung ventilation; TLV: Two-lung ventilation; PO: Postoperative. p < 0.05: High INVOS vs. Low INVOS groups.
Figure 2. IL-6 levels over time by INVOS group. Footnote: OLV + 30: After 30 min of one-lung ventilation; TLV: Two-lung ventilation; PO: Postoperative. p < 0.05: High INVOS vs. Low INVOS groups.
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Figure 3. Kaplan Meier curves. INVOS ≥ 75 vs. <75 during one-lung ventilation.
Figure 3. Kaplan Meier curves. INVOS ≥ 75 vs. <75 during one-lung ventilation.
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Table 1. Baseline characteristics of patients according to INVOS values.
Table 1. Baseline characteristics of patients according to INVOS values.
VariableINVOS ≥ 75 (n = 38)INVOS ≤ 75 (n = 60)p-Value
Age (years)62 [55.5–71.5]64 [60–75]0.185
YesWeight (kg)80 [67–84]71 [61–85]0.190
Height (cm)165 [160–175]165 [160–170.5]0.385
Ideal Body Weight (kg)60 [55–71.5]60 [54.5–66]0.453
BMI (kg/m2)27.11 [23.73–31.2]26.94 [23.52–31.45]0.766
ASA ClassI2 (5.3%)1 (1.7%)0.439
II17 (44.7%)21 (35%)
III18 (47.4%)37 (61.7%)
IV1 (2.6%)1 (1.7%)
FEV1 (% predicted)100.5 [86–114.75]87 [72–98]0.002
FVC (% predicted)105 [99–115]96 [89–106]0.017
FEV1/FVC Ratio0.75 [0.68–0.82]0.7 [0.55–0.76]0.028
DLCO (% predicted)87 [77–108]87.5 [76.7–104.2]0.925
Male sex27 (71.1%)32 (53.3%)0.126
ARISCAT Score50 [40–50]50 [43–50]0.296
Dyslipidemia14 (36.8%)19 (31.7%)0.486
Type 2 Diabetes6 (15.8%)9 (15%)0.639
Type 1 Diabetes1 (2.6%)0 (0%)0.168
Cardiovascular Disease9 (23.7%)22 (36.7%)0.209
Arterial Hypertension16 (42.1%)32 (53.3%)0.782
Respiratory Disease9 (23.7%)22 (36.7%)0.087
  • COPD
7 (18.4%)15 (25%)0.181
  • OSA
3 (7.9%)3 (5%)0.344
  • Asthma
0 (0%)5 (8.3%)0.112
Renal Disease2 (5.3%)2 (3.3%)0.432
Liver Disease2 (5.3%)3 (5%)0.570
Psychiatric Disorder1 (2.6%)6 (10%)0.229
Right side surgery22 (57.9%)40 (66.6%)0.524
Type of surgery 0.737
Wedge resection19 (50%)23 (38.3%)
Lobectomy19 (50%)36 (60%)
Bilobectomy0 (0%)1 (1.7%)
Length OLV (min)170 [106–195]175 [104–201]0.789
Crystalloids (mL)547 [472–772]600 [500–733]0.945
Abbreviations: INVOS = Intraoperative cerebral oximetry index (Near-Infrared Spectroscopy); BMI = Body Mass Index; ASA = American Society of Anesthesiologists physical status classification; FEV1 = Forced Expiratory Volume in one second; FVC = Forced Vital Capacity; DLCO = Diffusing capacity of the lung for carbon monoxide; ARISCAT = Assess Respiratory Risk in Surgical Patients in Catalonia; COPD = Chronic Obstructive Pulmonary Disease; OSA = Obstructive Sleep Apnea.
Table 2. Intraoperative physiologic parameters according to INVOS values at different time points.
Table 2. Intraoperative physiologic parameters according to INVOS values at different time points.
Variable BASELINEp-ValueOLV + 30p-ValueEND SURGERYp-Value
PaO2
(mmHg)
INVOS ≥ 75184 [162–216]0.62297 [77–125]0.037189.5 [161.2–210.8]0.170
INVOS < 75169 [133.5–225]83 [71.8–100.2]199.5 [171–249]
FiO2INVOS ≥ 750.5 [0.5–0.6]0.2230.7 [0.6–0.8]0.0800.6 [0.5–0.6]0.123
INVOS < 750.6 [0.5–0.6]0.8 [0.7–0.9]0.6 [0.6–0.7]
PAFIINVOS ≥ 75341 [306–396]0.199124 [103–181]0.036333 [281–374]0.743
INVOS < 75321 [257–382]112 [86–144]318 [254–391]
SaO2 (%)INVOS ≥ 75100 [99–100]0.65996 [93–98]0.060100 [99–100]0.542
INVOS < 7599 [99–100]94 [91–97]100 [99–100]
SpO2 (%)INVOS ≥ 7598 [97–99]0.89695 [93–96]0.12398 [97–99]0.074
INVOS < 7598 [97–99]93.5 [91.8–95]99 [98–100]
PaCO2
(mmHg)
INVOS ≥ 7552 [47–55]0.05857 [52–64]0.30354.5 [50.8–60]0.175
INVOS < 7548 [44–54]55 [50–61]53 [47.8–61]
Hb
(g/dL)
INVOS ≥ 7514 [12.7–14.9]0.00414 [13.2–15.2]0.00413.85 [12.8–15.3]0.021
INVOS < 7512.7 [11.83–13.8]13 [11.4–13.87]13.1 [11.5–14.1]
MAP
(mmHg)
INVOS ≥ 7571.5 [66–81.25]0.43979 [70–86.5]0.66375 [67–85]0.806
INVOS < 7575 [64–84]78 [68.50–87]74 [68–84]
HR (b/min)INVOS ≥ 7567 [61–73.25]0.26972 [64.50–80]0.23773 [66–79]0.504
INVOS < 7565 [58.5–73.5]68 [60.5–73]68 [63–76.5]
CI (L min m2)INVOS ≥ 752.67 [2.24–3.1]0.0753.2 [2.51–3.38]0.2213.9 [2.57–3.46]0.658
INVOS < 752.5 [22–2.91]2.77 [2.21–38]3.1 [2.38–3.59]
SVV (%)INVOS ≥ 7510 [7–13]0.0606.5 [4–11]0.3249 [7–11.5]0.262
INVOS < 7512 [8–16]6 [5–11]9 [7–13]
Ppeak
(CmH2O)
INVOS ≥ 7519 [18–21]0.58022 [20–26]0.36521 [19–24]0.748
INVOS < 7519.5 [18–21]22.5 [20–26]22 [19–25]
Pplateau
(CmH2O)
INVOS ≥ 7515 [15–17]0.10517 [16–21]0.96618 [15–19]0.571
INVOS < 7516 [15–17.75]18 [16–20]18 [17–20]
PEEP (CmH2O)INVOS ≥ 755 [5]0.7738 [6.25–8]0.6608 [6–8]0.410
INVOS < 755 [5]8 [6–8]8 [7,8]
TV (mL)INVOS ≥ 75475 [437–545]0.926382 [350–420]0.499480 [450–540]0.588
INVOS < 75480 [430–532]380 [350–425]475 [430–525]
Respiratory rate (/min)INVOS ≥ 7512 [12–13]0.43013 [12–14]0.15713 [12–14]0.539
INVOS < 7512 [12–13]13 [12–14]13 [12–14]
Abbreviations: INVOS = Intraoperative cerebral oximetry index; OLV = One-lung ventilation; PaO2 = Partial pressure of arterial oxygen; FiO2 = Fraction of inspired oxygen; PAFI = PaO2/FiO2 ratio; SaO2 = Arterial oxygen saturation; SpO2 = Peripheral oxygen saturation; PaCO2 = Partial pressure of arterial carbon dioxide; Hb = Hemoglobin; MAP = Mean arterial pressure; HR = Heart rate; CI = Cardiac index; SVV = Stroke volume variation; Ppeak = Peak airway pressure; Pplateau = Plateau pressure; PEEP = Positive end-expiratory pressure; TV = Tidal volume.
Table 3. Biomarker levels at different time points according to INVOS values.
Table 3. Biomarker levels at different time points according to INVOS values.
Variable BaselinepOLV + 30pEnd Surgeryp24 h POp
NSE
(IU)
INVOS ≥ 7514 [13–15]0.5714.3 [13–15]0.80014.9 [13.8–15.5]0.83614.2 [13.5–14.9]0.649
INVOS < 7514.5 [14–15]14.3 [13.6–154]14.9 [13.8–15.3]14.1 [13.6–14.8]
NME
(IU)
INVOS ≥ 7526.5 [24–30]0.23421 [17.2–27.6]0.88619.3 [13.8–26.7]0.91917.6 [12.7–26.9]0.956
INVOS < 7528.1 [26–30]20.3 [17.6–27.8]20.9 [14.8–26.5]16.7 [13.5–25.5]
HPDJ
(IU)
INVOS ≥ 750.4 [0.37–0.42]0.5280.35 [0.32–0.4]0.9560.41 [0.35–0.51]0.4030.44 [0.33–0.52]0.551
INVOS < 750.41 [0.39–0.42]0.36 [0.31–0.38]0.45 [0.36–0.52]0.49 [0.38–0.5]
S100
(IU)
INVOS ≥ 75219 [208–233]0.301264 [231–269]0.321112 [84.7–232]0.946627 [36.1–1710]0.730
INVOS < 75226 [210–236]254 [236–273]119 [83.9–230]40 [37–174]
APOE
(IU)
INVOS ≥ 75690 [570–760]0.715920 [850–952]0.976910 [740–945]0.150815 [710–869]0.643
INVOS < 75701 [550–765]920 [810–948]920 [840–984]831 [730–889]
TNF-α
(IU)
INVOS ≥ 757.55 [7.34–7.92]0.5949.35 [9.09–9.66]0.8969.23 [8.87–9.55]0.4528.01 [7.42–8.53]0.344
INVOS < 757.58 [7.24–7.78]9.37 [9.12–9.57]9.27 [92–9.84]8.21 [7.61–8.68]
IL1
(IU)
INVOS ≥ 7524.3 [23–26]0.49428.7 [27.6–30]0.73934.5 [32.5–36.5]0.97038.2 [35.3–39.7]0.178
INVOS < 7524.1 [23–25]28.6 [27.2–30.3]34.7 [32.5–36.6]36.9 [35.6–38.8]
MMP9
(IU)
INVOS ≥ 75472 [451–500]0.651523 [479–682]0.739728 [703–780]0.673717 [691–760]0.620
INVOS < 75470 [433–490]552 [477–660]735 [700–748]719 [683–753]
IL6
(IU)
INVOS ≥ 75282 [265–302]0.611296 [287–307]0.391301 [294–316]0.007305 [278–336]0.044
INVOS < 75290 [266–304]299 [283–313]316 [298–334]321 [309–347]
IL8
(IU)
INVOS ≥ 7597 [92–107]0.736198 [183–217]0.891122 [108–129]0.869248 [197–343]0.584
INVOS < 7598 [92–106]198 [183–216]122 [107–129]288 [193–383]
IL10
(IU)
INVOS ≥ 750.1 [0.08–0.1]0.4590.1 [9–0.1]0.1750.1 [9–0.11]0.8910.1 [9–0.1]0.627
INVOS < 750.1 [0.09–0.1]0.1 [9–0.11]0.1 [9–0.11]0.1 [9–0.11]
MCP1
(IU)
INVOS ≥ 75245 [241–250]0.572257 [252–263]0.878339 [328–343]0.599351 [344–356]0.135
INVOS < 75243 [240–246]258 [251–263]340 [327–342]352 [350–357]
MMP2
(IU)
INVOS ≥ 75231 [227–238]0.767327 [320–339]0.77365 [346–386]0.495427 [411–442]0.66
INVOS < 75231 [223–237]321 [310–331]362 [349–380]430 [415–453]
MMP3
(IU)
INVOS ≥ 7515.3 [14.5–17]0.23024.9 [22.8–26.7]0.90427.3 [25.5–28.4]0.50828.5 [26.9–29.1]0.660
INVOS < 7515.2 [13–16]25.1 [22.4–26.8]26.7 [24.8–28.4]28.6 [26.8–29.1]
IL18
(IU)
INVOS ≥ 751.66 [1.5–1.8]0.8961.85 [1.75–1.96]0.2271.98 [1.94–2.5]0.8102.97 [2.84–34]0.38
INVOS < 751.7 [1.5–1.8]1.79 [1.63–1.93]1.97 [1.93–2.4]2.88 [2.76–2.96]
Abbreviations: INVOS = Intraoperative cerebral oximetry index; OLV = One-lung ventilation; PO = Postoperative; NSE = Neuron-specific enolase; NME = Neuron-specific microtubule-associated protein; HPDJ = Heat shock protein DJ-1; S100 = S100 calcium-binding protein; APOE = Apolipoprotein E receptor; TNF = Tumor necrosis factor; IL = Interleukin; MMP = Matrix metalloproteinase; MCP1 = Monocyte chemoattractant protein-1.
Table 4. Postoperative outcomes according to INVOS values.
Table 4. Postoperative outcomes according to INVOS values.
VariableINVOS ≥ 75 (n = 38) (n = 38)INVOS < 75 (n = 60) (n = 60)p-Value
Length of hospital stay (days)4 [3–6]5 [4–7]0.019
Baseline mini-mental score30 [29–30]29 [28–30]0.23
Mini-mental score at 72 h30 [29–30]29 [27–30]0.018
Patients with mini-mental score at 72 h ≤ 26 points1 (2.7%)9 (15.3%)0.047
Patients with postoperative mini-mental drop ≥ 2 points2 (5.4%)13 (22%)0.025
Percentage change in mental score0 [0–0]0 [−0.3–0]0.046
Clavien–Dindo classification 0.112
  • No complications
27 (71.1%)33 (55%)
  • Minor complications
11 (28.9%)23 (38.4%)
  • Severe complications
0 (0%)4 (6.6%)
Postoperative cardiac complication0 (0%)2 (3.3%)0.372
Renal insufficiency0 (0%)2 (3.3%)0.372
Any postoperative pulmonary complications.8 (21.1%)18 (30%)0.328
Respiratory failure1 (2.6)5 (8.3%)0.245
Atelectasis4 (10.5%)7 (11.7)0.568
Bronchoscopic intervention0 (0%)2 (3.3%)0.372
Pneumonia0 (0%)4 (6.6%)0.135
Non-invasive mechanical ventilation0 (0%)2 (3.3%)0.372
Respiratory infection6 (15.8%)9 (15%)0.916
Pulmonary embolism0 (0%)1 (1.7%)0.805
Atrial fibrillation3 (7.9%)7 (11.7)0.407
Pleural effusion2 (5.3%)11 (18.3%)0.056
Any surgical complications3 (7.9%)10 (16.5%)0.174
Wound infection0 (0%)3 (5%)0.225
Hospital readmission2 (5.3%)5 (8.3%)0.443
Mortality at 1 year0 (0%)2 (3.3)0.372
Mortality at 2 years1 (2.6%)5 (8.3%)0.245
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Garutti, I.; de la Gala, F.; Hortal, J.; Reyes, A.; de la Fuente, E.; Martinez-Gascueña, D.; Calvo, C.A.; Hernández, S.; Caamaño, E.; Simón, C.; et al. High Cerebral Oxygen Saturation Levels During One-Lung Ventilation Predict Better Cognitive and Clinical Outcomes After Thoracic Surgery: A Retrospective Observational Study. J. Pers. Med. 2025, 15, 445. https://doi.org/10.3390/jpm15090445

AMA Style

Garutti I, de la Gala F, Hortal J, Reyes A, de la Fuente E, Martinez-Gascueña D, Calvo CA, Hernández S, Caamaño E, Simón C, et al. High Cerebral Oxygen Saturation Levels During One-Lung Ventilation Predict Better Cognitive and Clinical Outcomes After Thoracic Surgery: A Retrospective Observational Study. Journal of Personalized Medicine. 2025; 15(9):445. https://doi.org/10.3390/jpm15090445

Chicago/Turabian Style

Garutti, Ignacio, Francisco de la Gala, Javier Hortal, Almudena Reyes, Elena de la Fuente, David Martinez-Gascueña, Carlos Alberto Calvo, Santiago Hernández, Estrela Caamaño, Carlos Simón, and et al. 2025. "High Cerebral Oxygen Saturation Levels During One-Lung Ventilation Predict Better Cognitive and Clinical Outcomes After Thoracic Surgery: A Retrospective Observational Study" Journal of Personalized Medicine 15, no. 9: 445. https://doi.org/10.3390/jpm15090445

APA Style

Garutti, I., de la Gala, F., Hortal, J., Reyes, A., de la Fuente, E., Martinez-Gascueña, D., Calvo, C. A., Hernández, S., Caamaño, E., Simón, C., Vara, E., & Piñeiro, P. (2025). High Cerebral Oxygen Saturation Levels During One-Lung Ventilation Predict Better Cognitive and Clinical Outcomes After Thoracic Surgery: A Retrospective Observational Study. Journal of Personalized Medicine, 15(9), 445. https://doi.org/10.3390/jpm15090445

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