3. Results and Discussion
The selection of an appropriate temperature regime is a critical factor governing the efficiency of carbothermic smelting, as insufficient temperatures limit reduction reactions, whereas excessively high temperatures promote volatilization of key elements, particularly lithium.
To identify the optimal operating conditions, thermodynamic modeling of the Al–Si–O–C–Li system was performed over a temperature range of 300–3000 K (≈3–2727 °C) using the Terra software package. The feasibility of reduction reactions and phase transformations was evaluated based on Gibbs free energy calculations using the HSC Chemistry software ver. 6.0. Blast-furnace coke was considered as the reducing agent, consistent with experimental conditions.
The modeling results indicate that silicon and aluminum reduction become thermodynamically favorable above a certain temperature threshold, leading to their transfer into the metallic phase. At the same time, lithium exhibits a strong tendency to remain in condensed phases within a specific temperature interval, while its volatilization becomes significant only at higher temperatures.
Based on these results, an optimal temperature window can be defined, in which selective reduction of silicon and aluminum is achieved while lithium is retained in the slag phase. This temperature range was subsequently used as the basis for experimental smelting conditions.
The evolution of the phase composition of the metallic phase as a function of temperature is shown in
Figure 4. The identified phases include C, Fe
3C, FeSi, Si, and Al
4SiC
4.
At temperatures below 1100 K (827 °C), metallic phase formation is not observed, indicating that reduction reactions are thermodynamically limited in this range. Beginning at approximately 1150 K (877 °C), a decrease in carbon content (curve 1,
Figure 4) is accompanied by the reduction of iron oxides and the formation of iron carbide Fe
3C (curve 2), according to reaction (1):
This process is thermodynamically favorable, as confirmed by the negative Gibbs free energy change at 1173 K (900 °C) (ΔG1173K = −472.5 kJ). The formation of Fe3C indicates the onset of active carbothermic reduction and the transition of iron into the metallic phase.
With further temperature increase, the formation of silicide phases such as FeSi (curve 3) and elemental silicon (curve 4) is observed, indicating progressive reduction of silica. The appearance of Al4SiC4 (curve 5) at higher temperatures reflects the interaction between aluminum, silicon, and carbon under strongly reducing conditions.
These results demonstrate that increasing temperature promotes sequential reduction of iron, silicon, and aluminum, leading to the formation of complex metallic and carbide phases. This behavior is critical for the removal of silicon and aluminum from the slag phase and creates favorable conditions for lithium concentration in the slag.
Simultaneously, in the slag phase, gehlenite Ca
2Al(AlSiO
7) (curve 9,
Figure 5) and anorthite CaAl
2Si
2O
8 (curve 8,
Figure 5) begin to form and remain stable up to high temperatures of approximately 2000–2100 K (≈1727–1827 °C). The formation of these calcium aluminosilicate phases indicates the incorporation of aluminum and silicon into stable slag structures, thereby reducing their activity in the system.
This stabilization of Al and Si in the slag phase plays an important role in the overall element distribution, as it limits their participation in further reduction reactions and contributes to the establishment of conditions favorable for lithium retention in the condensed phase.
At temperatures of approximately 1760 K (1487 °C), a sharp decrease in the content of Fe
3C (curve 2,
Figure 4), SiO
2, and carbon is observed, accompanied by the formation of the FeSi phase (curve 3). This behavior is consistent with the carbothermic reduction of silica in the presence of iron carbide, as described by reaction (2):
The negative Gibbs free energy change for this reaction at elevated temperatures indicates its thermodynamic feasibility and confirms the transition from carbide-dominated to silicide-dominated metallic phases. The formation of FeSi reflects the progressive reduction of silica and the transfer of silicon from the slag to the metallic phase.
This process plays a key role in decreasing the silica activity in the slag, which significantly affects phase equilibria and promotes the redistribution of elements. The removal of silicon into the metallic phase creates favorable conditions for lithium stabilization in lithium aluminosilicate phases within the slag.
This is confirmed by the negative Gibbs free energy change, which begins at 1760 K (1487 °C): ∆G1760K = −2.631 kJ.
The formation of the FeSi phase leads to the complete consumption of free iron. Consequently, the remaining silicon oxide (SiO
2), in the absence of sufficient iron, is reduced according to reaction (3):
This reaction becomes thermodynamically favorable at temperatures above 2000 K (1727 °C).
At temperatures exceeding 2100 K (1827 °C), the contents of gehlenite, anorthite, and aluminum oxide decrease significantly. This behavior is associated with the formation of aluminum carbide (Al
4SiC
4), which proceeds according to reaction (4), as evidenced by the results shown in
Figure 4:
The reduction of lithium to the gaseous phase from the slag is governed by reactions (5)–(6):
Reaction (5) becomes thermodynamically favorable at temperatures above 1950 K (1677 °C) (ΔG
1950K = −11.670 kJ), indicating the preferential formation of SiC under these conditions. In contrast, reaction (6), which leads to the formation of elemental silicon, requires higher temperatures (>2050 K (1777 °C)) and is characterized by a less negative Gibbs free energy change (ΔG
2050K = −1.589 kJ) (
Table 2 and
Table 3).
At temperatures up to 1800–1900 K (≈1527–1627 °C), the gas phase is characterized by minor concentrations of zinc, sodium, gallium, and tin (curves 1–4,
Figure 6). As the temperature increases beyond 2000 K (1727 °C), silicon and lithium begin to volatilize, leading to a significant change in the composition of the gas phase.
A comprehensive thermodynamic analysis of the carbothermic smelting of lithium-bearing ore into siliceous alloys indicates that the base metal forms in the temperature range of 1700–2200 K (≈1427–1927 °C). However, lithium volatilization into the gas phase becomes significant at temperatures above 2000–2050 K (≈1727–1777 °C), whereas at lower temperatures the slag retains a substantial amount of silicon oxides.
To ensure optimal process conditions that minimize lithium losses and promote its retention in the slag, the smelting temperature should be maintained within 1800–1850 K (≈1550–1600 °C) and should not exceed 1950 K (1677 °C). Within this range, efficient silicon reduction occurs while limiting lithium volatilization.
The addition of metallic iron shavings to the charge enhances silicon recovery into the metallic phase by promoting its binding into the FeSi phase. This reduces the activity of SiO2 in the slag and creates favorable conditions for lithium retention in the condensed phase.
Thermodynamic modeling demonstrates that operation within 1800–1850 K (≈1550–1600 °C) ensures:
effective reduction of silicon and its incorporation into the ferrosilicide phase;
minimization of lithium reduction and volatilization;
concentration of lithium in the slag in the form of aluminosilicate phases suitable for subsequent chemical processing.
Experimental smelting carried out under the calculated temperature conditions and charge composition (including a carbonaceous reducing agent and an iron-containing additive) confirmed the thermodynamic predictions. At 1550–1600 °C, stable phase separation into metallic and slag products was observed. The metallic phase was represented by a ferro silicon aluminum alloy, into which silicon and aluminum were preferentially reduced and transferred, while lithium was almost entirely concentrated in the slag phase.
According to the material balance (
Table 4), Li
2O recovery in the slag reached up to 94%, while lithium losses to the gas phase did not exceed 6%. It should be noted that the reported lithium recovery values were obtained based on a series of pilot-scale laboratory experiments conducted in repeated runs under identical conditions. The results demonstrate high reproducibility, with deviations in Li
2O recovery not exceeding ±2%–3%, confirming the reliability and stability of the carbothermic processing under the selected conditions. Reported lithium losses in conventional high-temperature processing routes typically range from 10% to 30%, whereas the present approach limits losses to below 6%, demonstrating a significant improvement in lithium retention. The metallic phase contained no significant amounts of lithium, confirming the selective redistribution of components during carbothermic processing.
Overall, the results demonstrate the practical feasibility and technological effectiveness of the proposed approach, which enables minimization of lithium volatilization and its retention in the slag for subsequent efficient hydrometallurgical processing.
Carbothermic processing induces a phase transformation of lithium initially present in the ore as α-spodumene. During this process, partial reduction of SiO2 into the metallic phase stabilizes silica-deficient lithium aluminosilicate phases in the slag, most notably LiAlSiO4 (pseudo-eucryptite).
The formation of LiAlSiO4 is accompanied by structural activation of lithium and increased slag reactivity. Technologically, this is advantageous because LiAlSiO4 has a higher Li2O content and provides greater lithium accessibility for subsequent sulfatization and aqueous leaching compared to α-spodumene.
Experimental data confirm that carbothermic treatment not only ensures high lithium recovery into the slag phase but also promotes a controlled transformation from refractory α-spodumene to the more reactive LiAlSiO4. The formation of LiAlSiO4 is particularly advantageous for downstream hydrometallurgical processing, as its more open and less polymerized crystal structure enhances its reactivity during acid leaching. In contrast to conventional spodumene-based routes, which require high-temperature phase transformation for activation, the produced slag is inherently reactive, eliminating the need for additional pre-treatment steps. This enables efficient lithium extraction under milder conditions, thereby improving overall process efficiency and reducing energy consumption. Consequently, the lithium-bearing slag can be considered a target intermediate product, both structurally and chemically optimized for downstream hydrometallurgical processing.
Therefore, the transition of lithium from α-spodumene in the ore to LiAlSiO4 in the slag represents a key phase effect of carbothermic processing. This transformation ensures lithium retention and concentration while simultaneously enhancing its structural reactivity through the formation of a more reactive orthosilicate phase.
The structural immobilization of lithium within the LiAlSiO4 (pseudo-eucryptite) crystal lattice significantly enhances the environmental stability of the resulting slag. Unlike glassy or unstable silicate phases, the crystalline structure of pseudo-eucryptite effectively ‘locks’ the lithium ions, reducing their chemical activity and leaching potential. This phase-controlled stabilization transforms the slag from a hazardous waste into a chemically inert and stable intermediate. Such characteristics are crucial for sustainable waste management, ensuring that the slag can be safely stored or subjected to further hydrometallurgical processing without the risk of uncontrolled element migration into the environment.
The slag obtained after carbothermic smelting was cooled naturally together with the graphite crucible under ambient atmospheric conditions. The cooling process from 1550–1600 °C to room temperature required approximately 2–3 h, resulting in relatively slow solidification of the melt.
Under these conditions, the slag is expected to contain both crystalline and amorphous (glassy) components. Therefore, it should be noted that the quantitative XRD analysis presented in
Figure 7 characterizes only the crystalline fraction of the slag, while the amorphous glassy phase remains undetected due to its X-ray amorphous nature.
Nevertheless, the presence of intense diffraction peaks corresponding to LiAlSiO4 (pseudo-eucryptite) indicates that a substantial portion of the slag crystallized during cooling. The relatively high crystallinity is consistent with the slow natural cooling conditions used in the experiments.
SEM observations additionally revealed a heterogeneous microstructure composed of crystalline aluminosilicate domains embedded within a partially amorphous matrix, which further supports the coexistence of crystalline and glassy phases in the slag.
The bulk chemical composition of the slag was determined by X-ray fluorescence analysis (XRF), which additionally confirmed its aluminosilicate nature. According to the obtained results, the slag is predominantly composed of Si (~22.6 wt.%), Al (~4.0 wt.%), Ca (~7.2 wt.%), Fe (~2.9 wt.%), and K (~1.8 wt.%). Minor concentrations of Pb, Ba, Ti, V, Mn, and other trace elements were also detected. These results are consistent with the formation of complex lithium-bearing aluminosilicate slag phases during carbothermic processing.
Scanning electron microscopy (SEM) combined with energy-dispersive X-ray spectroscopy (EDS) was used to investigate the morphology and elemental distribution of the slag phase formed during carbothermic processing. They are presented in
Figure 8 and
Figure 9.
The slag phase exhibits a heterogeneous structure composed predominantly of aluminosilicate and calcium-containing compounds. According to EDS analysis, the main elements identified in the slag are O, Al, and Si, with approximate compositions as follows: O: ~67 wt.%; Al: ~8–17 wt.%; Si: ~13–25 wt.%.
These results confirm the formation of complex aluminosilicate slag structures, consistent with the phases identified by X-ray diffraction (XRD).
This indicates partial volatilization of alkali components and their subsequent condensation in the form of fine particulate matter.
It should be noted that lithium was not detected in the EDS spectra, which is consistent with the well-known limitations of SEM/EDS for elements with low atomic numbers. Therefore, lithium distribution and phase identification were determined based on XRD and chemical analysis data.
Subsequently, to convert lithium into a water-soluble form, sulfatization was carried out at a temperature of 250–270 °C using concentrated sulfuric acid (98%) at a consumption of 250 kg per ton of slag for 60–90 min. The resulting sulfated product was subjected to aqueous leaching at a solid-to-liquid ratio of 1:4–5 and a temperature of 50–70 °C.
The obtained solution contained 90–110 g/L of lithium sulfate with a pH of 3.5–4, while the washing solutions contained 1–1.5 g/L of lithium. The average impurity concentrations in the solution (ppm) are as follows: 4664 Fe, 655 Ca, 690 Al, 1279 Si, 3751 S, and 1105 Mg. Due to the high lithium concentration, lithium sulfate precipitates began to form upon cooling (
Figure 10), confirming the possibility of obtaining lithium-rich solutions.
The resulting solution can subsequently be processed to produce lithium carbonate. This procedure demonstrates that lithium-rich solutions with concentrations of 90–110 g/L Li2SO4 can be obtained, eliminating the need for solution evaporation typically required when processing low-lithium ores.
Thus, this process does not represent a single reaction but rather a controlled technological sequence: the transformation of lithium from the refractory α-spodumene phase to the more technologically favorable lithium-bearing slag phase (LiAlSiO
4), followed by conversion into a water-soluble salt (Li
2SO
4). To summarize the proposed process, a schematic flowsheet of lithium recovery is presented in
Figure 11.
This flowsheet highlights that lithium is not lost through volatilization but is deliberately stabilized in the slag phase and subsequently recovered via hydrometallurgical treatment.
From a sustainability standpoint, the proposed process offers several important advantages over conventional lithium extraction routes. First, the efficient retention of lithium in the slag phase significantly reduces losses to the gas phase, thereby improving overall resource utilization. Second, the ability to process low-grade aluminosilicate ores expands the exploitable resource base and reduces the dependence on high-grade deposits. Third, the process eliminates the need for energy-intensive pre-treatment steps such as high-temperature roasting or vacuum operation, contributing to lower energy consumption and reduced environmental footprint.
Furthermore, the formation of a chemically reactive lithium-bearing slag (LiAlSiO4) enables direct downstream hydrometallurgical processing without additional activation steps. This integrated approach simplifies the overall flowsheet, reduces reagent consumption, and enhances process efficiency. As a result, the proposed method aligns with the principles of sustainable metallurgy by combining high recovery efficiency, reduced material losses, and improved process integration.
The selective retention of lithium in the slag phase can be explained by the combined effect of silica activity reduction and phase transformation pathways during carbothermic processing. The addition of an iron-bearing component promotes the formation of Fe–Si phases, effectively decreasing the activity of SiO2 in the slag.
This shift in slag chemistry favors the transformation of lithium from α-spodumene (LiAlSi2O6) to LiAlSiO4, a phase characterized by a higher lithium concentration and increased structural openness. As a result, lithium becomes thermodynamically stabilized in the condensed phase, reducing its tendency to volatilize. At the same time, the temperature range of 1550–1600 °C ensures that silicon and aluminum are preferentially reduced and removed into the metallic phase, while lithium remains bound within aluminosilicate structures. This selective redistribution of elements is critical for achieving high lithium recovery in the slag.
Thus, lithium retention is not merely a consequence of temperature control, but rather the result of a phase-controlled process in which slag composition and reduction reactions are synergistically optimized.
The results obtained in this study correlate well with the findings of work [
8], where demonstrated the feasibility of carbothermic reduction for lithium enrichment from spodumene ore while producing manganese–silicon alloys. However, while Yang et al. focused on high-temperature volatilization and subsequent recovery, our approach emphasizes the selective stabilization of lithium within the slag phase in the form of pseudo-eucryptite (LiAlSiO
4). By introducing iron-bearing components instead of manganese, we achieved a lithium recovery to the slag of up to 94%, significantly reducing losses to the gas phase (below 6%).
Furthermore, from an environmental standpoint, the distribution of impurities such as phosphorus (P) and sulfur (S) is critical. Under the highly reducing conditions maintained in this study, phosphorus primarily partitions into the ferro silicon aluminum alloy, preventing hazardous gaseous emissions. The stabilization of lithium in the LiAlSiO4 matrix reduces the chemical activity of the slag, locking in trace elements and ensuring that the resulting slag is chemically stable for subsequent processing.
From the perspective of environmental impact and energy consumption, the proposed carbothermic processing route differs significantly from conventional technologies for spodumene ore treatment, including beneficiation, sulfate, alkaline, and chlorination roasting. Despite the higher operating temperature (1550–1600 °C), the proposed process eliminates the need for the preliminary roasting of α-spodumene (1000–1100 °C), which is required in conventional flowsheets for activation and is associated with additional energy consumption.
It is shown that traditional processing routes for low-grade lithium-bearing ores, involving dense media separation and flotation, are characterized by limited efficiency. These methods predominantly process coarse fractions of the ore (80%–85% of the total mass), while lithium recovery into the spodumene concentrate typically does not exceed 70%. The obtained concentrate (≤6 wt.% Li2O) undergoes thermal activation at approximately 1100 °C for 4 h, followed by magnetic separation, which does not ensure complete removal of iron-bearing impurities.
In addition, the studied raw material is characterized by a high silica content, and under conventional processing routes, this leads to the accumulation of large volumes of silicate waste. In contrast, the carbothermic approach enables the conversion of the silica component into a ferrosilicon-based alloy, thereby reducing waste generation and improving the overall utilization of the raw material.
During the sulfation stage of β-spodumene, sulfuric acid consumption significantly exceeds the stoichiometric requirement (by more than four times) due to its reaction not only with lithium-bearing phases but also with impurities, particularly iron compounds. As a result, highly acidic solutions are formed, requiring neutralization with substantial amounts of sodium carbonate. This leads to the precipitation of aluminosilicate hydroxyl compounds and iron hydroxides, which are associated with lithium sorption and additional losses.
In contrast, the proposed carbothermic approach provides:
- -
elimination of the preliminary α-spodumene roasting stage;
- -
reduced reagent consumption;
- -
minimization of lithium losses due to its stabilization in the slag phase (up to 94% recovery with losses below 6%);
- -
reduction in liquid waste generation and simplification of the overall process flowsheet;
- -
conversion of the silica-rich fraction into a valuable ferrosilicon-based alloy.
Thus, despite the higher temperature range (1550–1600 °C), the sustainability of the proposed process is determined by more efficient resource utilization, reduced lithium losses, and decreased waste generation, which substantiates its advantages over conventional processing methods.