1. Introduction
The working environment of the shearer is harsh and complex, and variable impact loads significantly affect the reliability of its key components, which is crucial for ensuring the safe operation of the fully mechanized mining face. The output shaft of the shearer’s cutting unit experiences substantial working loads. Due to the symmetry of the output shaft, it undergoes regular, symmetric, cyclic loading, which significantly impacts its reliability. Conducting reliability studies and optimization designs for the output shaft of the shearer’s cutting unit during the shearer’s design and development stage can enhance operational safety, shorten the design cycle, and reduce development costs.
In recent years, scholars at home and abroad have conducted systematic research on the reliability of core components of coal shearers, with significant findings summarized as follows.
Regarding the dynamic characteristics of transmission systems, Ma Lianwei established the first co-simulation platform for coal shearers in 2013, obtaining for the first time the minimum fatigue life of key components like planet carriers under full coal working conditions through stress-intensity analysis [
1]. In 2015, Zhang Jinghui broke through traditional design concepts and established the first mathematical model of the walking wheel assembly system, optimizing component life using the PSO algorithm [
2]. In 2024, Zhang Baofang systematically solved the fracture issue of the MG1000/2500-WD planetary carrier by constructing an electromechanical coupled dynamic model, substantially improving the dynamic response performance of two-stage planetary carriers [
3].
Regarding reliability optimization in cutting systems, Mao Jun applied Workbench to visualize the stress fields of rocker arms and established a correlation model between fatigue life and reliability in 2015 [
4]. Sun Feixiang used ANSYS/LS-DYNA (R14.5)to simulate the three-directional forces in pick-cutting processes, developing a stress-to-random-variable mapping relationship to analyze pick reliability [
5]. In 2016, Lei Meirong built a failure mode database of cutting units via ANSYS (R14.5) finite element analysis, providing quantitative design guidance for key components [
6]. In 2018, Lin Xiaoyan proposed a copula-based dynamic reliability decay model, performing the first coupled analysis of multiple failure modes for rocker arm gear systems [
7]. In 2021, Yilmaz, Enver investigated longwall top coal mining shearer performance through discrete event simulation, including modeling of double-drum shearers, conveyors, stage loaders, and armored face conveyors (AFCs), to evaluate system performance considering daily production, thus identifying critical factors affecting coal production and developing a data-driven framework [
8].
Qin DT broke through traditional modeling limitations in the dynamic reliability of traveling systems in 2018 by creating the first frame-transmission coupled dynamic hybrid model, reducing dynamic deformation by 17.5% and mesh misalignment by 12.3% [
9]. Zhang Jinrui redesigned the shearer’s walking mechanism in 2019, conducting static analysis, dynamic analysis, dynamic gradient reliability analysis, and sensitivity analysis for critical components [
10]. In 2020, Wan LR developed a gear-pin meshing contact force model, revealing for the first time the nonlinear influences of impact load amplitude and duration on walking wheel reliability [
11]. In 2021, Bai Yangxi used the Lagrange method to establish a coal shearer dynamic model, systematically analyzing sliding shoe vibration characteristics and structural optimization criteria [
12].
Mechanical reliability design methods provide new perspectives for coal shearer optimization design, with numerous scholars improving and applying mechanical reliability algorithms to shearer optimization. In system modeling innovations, Zhang Yimin introduced mechanical reliability design connotations and progressive reliability norms, standards, and outlines for mechanical product development in 2014 [
13]. In 2017, Zhou Di developed dynamic reliability sensitivity analysis methods for complex transmission systems, enabling the quantitative evaluation of coupled multi-parameter influences [
14]. In 2021, Gao HB constructed gear system dynamic equations using the harmonic balance method, achieving multi-objective optimization that reduced system size by 5.4% and significantly lowered failure rates [
15]. In 2022, Zhu Lisha proposed the probabilistic perturbation fourth-order moment method, improving computational efficiency by 83% compared to traditional Monte Carlo methods [
16].
In algorithm and simulation technology breakthroughs, Luo Weiting developed the intelligent extreme response–hierarchical PSO algorithm in 2019, significantly enhancing the reliability optimization efficiency for complex systems [
17]. In 2023, Liu Xunan built a scraper drum–coal wall coupling model and employed the NSGA-II algorithm for the dual-objective optimization of coal loading efficiency and energy consumption [
18]. In 2024, X.ZP innovatively proposed the CPSO-SVM reliability prediction method, achieving a verified prediction accuracy of 92.7% based on field data [
19]. The working environment of the shearer’s cutting unit is highly complex, with multiple potential failure modes. Considering only single failure modes while neglecting failure correlations represents a theoretical deficiency in shearer design, leading to insufficient engineering support.
Previous research on shearer reliability typically considered single failure modes of critical components, ignoring the combined effects of related failure modes and thus inadequately representing reliability information. Conditions are exacerbated by coal–rock mixture loading scenarios. Developing a design method that considers related failure modes for output shafts is crucial for high-reliability drive components. Combining field sampling, instantaneous dynamic load simulation, and rigid-flexible coupling virtual prototype dynamics simulation provides foundational reliability data. Employing resonance failure criteria, a Copula function is introduced to establish output shaft failure mode correlations for analyzing design variables’ reliability and reliability sensitivity. Structural evolutionary algorithms are then used for reliability optimization, yielding high-reliability output shafts that meet design requirements.
Using rigid-flexible coupling virtual prototyping, a three-dimensional shearer model was built using CREO. Numerical simulations of spiral drum pick loads were conducted with MATLAB(R2022a), and an experimental platform for physical load measurement of shearer picks was constructed, including complex coal seam cutting power systems and data acquisition systems. The data acquisition system gathers and analyzes mathematical models, extracting feature sets for accurate reliability evaluation and optimization. Virtual shearer prototypes were created in ADAMS, with modal neutral files for output shafts generated in ANSYS(2022 R1), facilitating multi-domain collaborative modeling. CREO-ADAMS-ANSYS(2022 R1) collaborative modeling ensures convenient data acquisition, high accuracy, and efficiency. Applying related failure mode reliability analysis to output shaft optimization reduces R&D costs and ensures high reliability for optimized designs.
Current research on shearer reliability predominantly focuses on single failure modes, neglecting the coupling effects of multiple failures. This study innovatively integrates Copula functions with multidisciplinary collaborative simulation (combining experimental testing and virtual prototyping) to establish a multi-failure correlated reliability model for output shafts. Through sensitivity analysis and evolutionary algorithms, we achieve a highly credible optimal design, filling the research gap in the synergistic analysis of multiple failure modes under complex loading conditions while providing a novel methodology for designing critical shearer components.
5. Reliability Optimization Design of Output Shaft Based on Structural Evolution
The goal of reliability optimization design is to improve the reliability of the output shaft under relevant failure modes while simultaneously reducing the influence of design variables on reliability. Integrating the reliability analysis results with the structural evolution algorithm, a reliability-based optimization design is performed on the output shaft to identify optimal design variables.
Based on the Rastringin function, a hybrid strategy combining Boltzmann selection, elitist strategy, and steady-state strategy is chosen. Single-point crossover is employed for the crossover operation, and basic-bit mutation is selected as the mutation method within the structural evolution algorithm to solve the optimization problem [
26]. The procedural flowchart of the structural evolution algorithm is shown in
Figure 19.
The design variables for the reliability optimization design of the output shaft are
See Equation (7); the state function for the reliability optimization design of the output shaft is
According to the requirements of reliability optimization design, the reliability sensitivity function is introduced, and the overall function for the robust reliability optimization design of the output shaft is constructed as
Based on the assembly relationship between the output shaft and the shearer, the constraint conditions for the design variables are obtained as
The population size was set to 100, and an initial population was established. The maximum number of evolutions was set to 500, with the stopping iteration number also set to 500. The deviation for the fitness function value was defined as 1 × 10
−6. The structural evolution algorithm was applied within the constraints to optimize the output shaft’s overall robust reliability optimization design function established by Equation (44). Upon completion of population evolution and algorithm termination, the optimal individual predicted by the algorithm (i.e., optimal design variables) was obtained, as listed in
Table 7.
Based on the optimized design variables, the output shaft’s three-dimensional solid and finite element models were re-established using Pro/E and ANSYS. The modal neutral files before optimization in ADAMS were replaced with these newly generated files, and rigid-flexible coupled virtual prototype simulations were conducted. The stress contour of the optimized output shaft is shown in
Figure 20; the optimized natural frequencies are listed in
Table 8; and the comparison of dynamic indexes before and after optimization is summarized in
Table 9.
Figure 20 and
Table 8 and
Table 9 show that after optimization, the maximum stress of the output shaft is reduced to 471.2841 MPa, representing a decrease of 14.06% compared with the pre-optimization value. Additionally, the optimized output shaft exhibits improved natural frequencies. The amplitude of the optimized output shaft is reduced to 1.2062 mm, a decrease of 31.13% compared to the pre-optimized condition, indicating an improvement in the dynamic performance indices. These results confirm the effectiveness of the structural evolution algorithm predictions. Subsequently, reliability and sensitivity analyses of design variables were conducted on the optimized output shaft, with the results presented in
Figure 21.
As shown in
Figure 21, the optimized mean sensitivity results of the design variables [
Rza,
Dza,
Lza,
Dzb,
Lzb,
Rzc,
Lzc]
T7×1 are [0.0003, 0.0116, −0.0028, 0.0036, 0.0063, 0.0047, 0.007]. Compared to the sensitivity analysis results before optimization presented in
Figure 18, the absolute sensitivity values decreased after optimization, indicating that the influence of these design variables on output shaft reliability has diminished. After optimization, the reliability of the output shaft increased from 0.6047 to 0.9860.
The post-optimization analysis demonstrates that structural evolutionary algorithm optimization significantly improves the output shaft’s reliability and enhances its dynamic performance, meeting design requirements. The research findings hold significant practical engineering value for improving the stability of shearer systems and ensuring the safe, efficient mining of thin coal seams.
An industrial trial and subsequent formal production deployment of a shearer designed based on these optimized results were conducted at Wenyu Coal Mine in Ordos in
Figure 22 and
Figure 23. To date, this shearer has been operating reliably and stably at the headquarters coal mine of the Yanzhou Coal Mining Company.
6. Discussion
To investigate the vibration reliability of the output shaft in the cutting section of a shearer under coal seams containing hard gangue inclusions, this study focuses on the “MG400/951-WD” shearer model and conducts physical–mechanical parameter testing on coal seam samples with gangue inclusions. A rigid-flexible coupling reliability analysis method considering correlated failure modes is proposed for critical shearer components. This methodology integrates field sampling tests, rigid-flexible coupling virtual prototyping technology, reliability design theory, resonance failure theory, and reliability sensitivity theory to systematically study the reliability of the output shaft under coal seam conditions containing gangue inclusions. The technical roadmap of the research methodology is illustrated in
Figure 24.
Based on coal fragmentation theory, MATLAB(R2022a) was utilized to derive the impact loads on shearer spiral drum picks in complex coal seams with hard gangue inclusions. Forced vibration analysis was performed on the rigid-flexible coupled virtual prototype model, identifying locations of severe vibration in the output shaft and displacement responses at monitoring points. A resonance failure criterion for the output shaft was established using reliability interference theory, with dynamic simulations revealing a frequency reliability of 0.9953. BP neural network-enhanced reliability sensitivity analysis was conducted to evaluate the influence of structural parameters on vibration reliability. A structural evolutionary algorithm was developed to optimize the reliability design of the output shaft, achieving reductions in maximum stress (19.2% decrease), vibration amplitude (1.2062 mm, 31.13% reduction), and improvements in natural frequency. The optimized design enhanced reliability from 0.9953 to 0.9999 under correlated failure modes while reducing sensitivity to design variables.
This research combines rigid-flexible coupling virtual prototyping with reliability interference theory, neural network-based sensitivity analysis, and structural evolutionary algorithms, establishing a theoretical foundation and data-driven framework for designing critical shearer components. The proposed reliability framework exhibits broad applicability beyond the MG400/951-WD shearer, as its core methodology is model-agnostic and adaptable to diverse mechanical systems. In terms of modeling, the CREO-ADAMS-ANSYS(2022 R1) rigid-flexible coupling approach is transferable to other shearer models or mining machinery by adjusting geometric or dynamic parameters. In terms of failure mode, the Copula-based correlation analysis can integrate additional failure modes, provided empirical or simulation data are available. In terms of load adaptability, MATLAB(R2022a)-derived load models and neural networks accommodate varying geological conditions through recalibrated material properties and cutting dynamics. In terms of optimization, the evolutionary algorithm optimizes any parameterized component if reliability sensitivity gradients are computable. The integrated methodology demonstrates significant engineering value for developing high-reliability mechanical transmission systems, particularly in challenging geological conditions with heterogeneous coal–rock interfaces. The optimization outcomes meet design requirements through enhanced vibration reliability, improved dynamic performance metrics, and reduced parametric sensitivity, providing an effective paradigm for the reliability-driven design of mining machinery components.
7. Conclusions
This research proposes a rigid-flexible coupling reliability analysis method for critical shearer components, considering correlated failure modes. Reliability optimization design is performed for the shearer’s output shaft, a key component. Under correlated failure modes, the reliability and performance of the output shaft are improved and optimized. The proposed method provides a faster and more reliable technical approach for designing high-reliability shearers under coal seams interbedded with gangue conditions.
(1) A physical–mechanical property testing system for coal seams containing gangue was established to measure their physical–mechanical indicators and simulate instantaneous dynamic loads on shearers under such conditions. A rigid-flexible coupling virtual prototype model of the shearer was developed. Dynamic simulation results indicated that the maximum stress on the output shaft of the cutting unit is 548.4057 MPa, located at the spline undercut groove connecting the output shaft with the low-speed heavy-load gear at the output end. The vibration was the most severe at the meshing region between the output shaft and the low-speed heavy-load gear at the cutting unit output end, with a maximum displacement response of 1.7515 mm. Additionally, system modal frequencies were obtained, providing data support for reliability and the reliability sensitivity analysis of the output shaft.
(2) Using resonance failure criteria combined with neural networks, the stress reliability, frequency reliability, and amplitude reliability of the output shaft were analyzed. Considering the combined effects of correlated failure modes, the reliability of the output shaft was determined to be 0.6047, and the effects of design variables on output shaft reliability were analyzed.
(3) Structural evolutionary algorithms were applied to optimize the reliability state function of the output shaft, considering correlated failure modes. After optimization, rigid-flexible coupling dynamic simulation showed that the maximum stress of the output shaft decreased to 471.2841 MPa, a reduction of 14.06% compared to before optimization. The maximum stress has decreased significantly, and the stress concentration has been improved. The natural frequency of the output shaft increased, and the amplitude decreased to 1.2062 mm, a reduction of 31.13%. The reliability of the output shaft improved significantly from 0.6047 to 0.9860, and the reliability sensitivity of design variables decreased. For future research, intelligent optimization algorithms such as Cat Swarm Optimization (CSO) and Ant Colony Optimization (ACO) will be considered to achieve faster convergence and more efficient solutions.