3D Laser Point Cloud-Based Identification of Lining Defects in Symmetric Tunnel Structures
Abstract
1. Introduction
2. Methodology
2.1. Implementation Procedure
- Acquisition of Point Cloud
- Input: Tunnel lining surface (physical reality).
- Process: A 3D laser scanner is employed to obtain the spatial coordinates of the tunnel lining surface, generating the raw point cloud data.
- Output: Raw point cloud P0 of the tunnel lining, which includes both intact surfaces and potential defect regions.
- 2.
- Normal Vector Calculation
- Input: Raw point cloud P0.
- Process: A set of representative points is selected from the intact regions of P0. The ith surface normal vectors vi for these points are computed by performing Principal Component Analysis (PCA) on their local neighborhoods.
- Output: A set of local surface normal vectors vi, which encode the local geometry of the intact lining.
- 3.
- Tunnel Axis Determination
- Input: The set of computed surface normal vectors vi.
- Process: The axial direction vector u of the tunnel’s central axis is estimated using the Sequential Quadratic Programming (SQP) algorithm, optimizing for orthogonality between u and the normal vectors. The quasi-Newton method is then applied to iteratively refine the spatial position, determining the precise central axis vector w.
- Output: The accurately determined central axis w of the tunnel.
- 4.
- Coordinate System Reconstruction and Outlier Removal
- Input: Raw point cloud P0 and the central axis w.
- Process: The identified tunnel axis w is used as the polar axis to reconstruct the coordinate system. The distance (polar radius) from each point in P0 to this axis is calculated. A threshold based on the nominal tunnel radius is applied to filter out distant interference points (e.g., vehicle interference).
- Output: Cleaned and axis-aligned point cloud P1.
- 5.
- Mesh Construction and Defect Extraction
- Input: Cleaned point cloud P1.
- Process: A triangulated mesh is generated from the point cloud P1 to establish surface connectivity. The variance of the curvature radius between adjacent mesh elements is computed. A predefined variation threshold is applied to segment and extract regions with high curvature variance, which correspond to spalling defects.
- Output: The segmented defective point cloud region P2.
- 6.
- Surface Reconstruction and Quantitative Analysis:
- Input: Defect point cloud P2 and the central axis w.
- Process: The intact lining surface is reconstructed along the boundary of the defect region P2, based on the known tunnel radius derived from axis w. The spalling volume, area, and depth are then calculated by comparing the defective surface (from P2) and the reconstructed intact surface.
- Output: Quantitative defect parameters: Spalling Depth, Area, and Volume.
2.2. Fundamental Principles
2.2.1. Estimation of Tunnel Central Axis
2.2.2. Removal of Outlier Points
2.2.3. Extraction of Lining Spalling
2.3. Evaluation Metrics
- (1)
- Thickness indicator
- (2)
- Area indicator
- (3)
- Volume indicator
3. Evaluation of the Proposed Method in the Laboratory
3.1. Experiments in an Experimental Tunnel Environment
3.2. Point Cloud Processing in a Controlled Tunnel Environment
3.2.1. Central Axis Calculation of the Tunnel
3.2.2. Coordinate System Reconstruction and Mesh Generation
3.2.3. Defect Extraction and Surface Reconstruction
3.3. Evaluation of Method Effectiveness
4. Case Study on Actual Operating Tunnel
5. Discussion
5.1. Interpretation of Experimental Results
5.2. Influence of Scanning Parameters
5.3. Comparison with Existing Methods
5.4. Practical Implications
6. Conclusions
- Fundamental Principle Validated: The geometrical deviation caused by spalling creates a distinct and measurable signature in the point cloud, which is most effectively captured not by simple radial distance, but by the variance of local curvature within triangulated meshes. This principle proves to be a reliable indicator for precise defect boundary extraction.
- Practical Accuracy Achieved: The method delivers parameter estimates with an average error of approximately 9.70% for depth, 9.39% for area, and 8.17% for volume in real-world conditions, a level of accuracy that is fully acceptable for practical engineering assessments and post-incident safety evaluations.
- Operational Advantage Established: Compared to traditional manual inspection and 2D image-based methods, this approach is immune to poor lighting conditions and reduces subjective error. Furthermore, unlike some complex surface reconstruction techniques, it requires only a limited set of points from the intact lining near the defect, resulting in lower computational cost and faster processing, which is crucial for time-sensitive assessments.
- Despite its effectiveness, the proposed method has certain limitations. First, the accuracy of volume estimation is sensitive to the scanning angle, as non-perpendicular angles may cause occlusions and incomplete data acquisition. Second, the method assumes that the tunnel cross-section consists of symmetrical circular arcs, which may not fully represent tunnels with irregular or non-standard geometries. Third, the computational efficiency of the mesh-based curvature analysis may decrease with very large-scale point clouds.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Condition | Range (cm) | Depth (cm) | Measurement Distance (m) | Measurement Angle | 
|---|---|---|---|---|
| Condition A1 | 5 × 5 | 3 | 8 | 90° | 
| Condition A2 | 10 × 10 | 3 | 8 | 90° | 
| Condition A3 | 20 × 20 | 3 | 8 | 90° | 
| Condition A4 | 30 × 30 | 3 | 8 | 90° | 
| Condition A5 | 40 × 40 | 3 | 8 | 90° | 
| Condition B1 | 20 × 20 | 1 | 8 | 90° | 
| Condition B2 | 20 × 20 | 2 | 8 | 90° | 
| Condition B3 | 20 × 20 | 4 | 8 | 90° | 
| Condition B4 | 20 × 20 | 5 | 8 | 90° | 
| Condition C1 | 20 × 20 | 3 | 2 | 90° | 
| Condition C2 | 20 × 20 | 3 | 4 | 90° | 
| Condition C3 | 20 × 20 | 3 | 6 | 90° | 
| Condition C4 | 20 × 20 | 3 | 10 | 90° | 
| Condition D1 | 20 × 20 | 3 | 8 | 30° | 
| Condition D2 | 20 × 20 | 3 | 8 | 45° | 
| Condition D3 | 20 × 20 | 3 | 8 | 60° | 
| Condition D4 | 20 × 20 | 3 | 8 | 75° | 
| Condition | Depth (cm) | Area (cm2) | Volume (cm3) | ||||||
|---|---|---|---|---|---|---|---|---|---|
| CV | MV | ER | CV | MV | ER | CV | MV | ER | |
| Condition A1 | 2.93 | 3 | 2.33% | 24.74 | 25 | 1.04% | 72.37 | 75 | 3.51% | 
| Condition A2 | 2.97 | 3 | 1.00% | 97.61 | 100 | 2.39% | 304.04 | 300 | 1.35% | 
| Condition A3 | 3.03 | 3 | 1.00% | 397.10 | 400 | 0.72% | 1250.58 | 1200 | 4.21% | 
| Condition A4 | 2.98 | 3 | 0.67% | 915.79 | 900 | 1.75% | 2589.46 | 2700 | 4.09% | 
| Condition A5 | 2.97 | 3 | 1.00% | 1593.69 | 1600 | 0.39% | 5019.85 | 4800 | 4.58% | 
| Condition B1 | 0.99 | 1 | 1.00% | 413.57 | 400 | 3.39% | 406.29 | 400 | 1.57% | 
| Condition B2 | 1.98 | 2 | 1.00% | 388.62 | 400 | 2.85% | 771.71 | 800 | 3.54% | 
| Condition B3 | 3.97 | 4 | 0.75% | 409.50 | 400 | 2.38% | 1625.25 | 1600 | 1.58% | 
| Condition B4 | 5.03 | 5 | 0.60% | 391.28 | 400 | 2.18% | 2013.21 | 2000 | 0.66% | 
| Condition C1 | 2.98 | 3 | 0.67% | 400.04 | 400 | 0.01% | 1147.65 | 1200 | 4.36% | 
| Condition C2 | 2.95 | 3 | 1.67% | 400.43 | 400 | 0.11% | 1158.37 | 1200 | 3.47% | 
| Condition C3 | 2.95 | 3 | 1.67% | 395.17 | 400 | 1.21% | 1140.92 | 1200 | 4.92% | 
| Condition C4 | 2.92 | 3 | 2.67% | 390.12 | 400 | 2.47% | 1175.46 | 1200 | 2.05% | 
| Condition D1 | 2.93 | 3 | 2.33% | 413.85 | 400 | 3.46% | 1055.90 | 1200 | 12.01% | 
| Condition D2 | 2.94 | 3 | 2.00% | 411.87 | 400 | 2.97% | 1073.98 | 1200 | 10.50% | 
| Condition D3 | 3.05 | 3 | 1.67% | 408.09 | 400 | 2.02% | 1112.46 | 1200 | 7.30% | 
| Condition D4 | 3.03 | 3 | 1.00% | 405.31 | 400 | 1.33% | 1134.80 | 1200 | 5.43% | 
| Condition | Depth (cm) | Area (cm2) | Volume (cm3) | ||||||
|---|---|---|---|---|---|---|---|---|---|
| CV | MV | ER | CV | MV | ER | CV | MV | ER | |
| Defect 1 | 2.95 | 3.04 | 3.06% | 7150 | 7510 | 5.03% | 2742 | 2966 | 8.17% | 
| Defect 2 | 1.22 | 1.27 | 4.10% | 22,770 | 24,348 | 6.93% | 3610 | 3751 | 3.91% | 
| Defect 3 | 0.78 | 0.81 | 3.39% | 5134 | 5288 | 2.99% | 1154 | 1199 | 3.91% | 
| Defect 4 | 4.22 | 4.58 | 8.42% | 3413 | 3435 | 0.63% | 2501 | 2646 | 5.79% | 
| Defect 5 | 3.54 | 3.69 | 4.38% | 4876 | 5325 | 9.22% | 2762 | 2845 | 3.03% | 
| Defect 6 | 4.25 | 4.39 | 3.32% | 1716 | 1874 | 9.23% | 1823 | 1965 | 7.78% | 
| Defect 7 | 11.78 | 12.92 | 9.70% | 631,257 | 690,511 | 9.39% | 1,338,517 | 1,446,659 | 8.08% | 
| Defect 8 | 5.15 | 5.63 | 9.36% | 3517 | 3523 | 0.16% | 5434 | 5657 | 4.11% | 
| Defect 9 | 3.65 | 3.83 | 4.96% | 1478 | 1580 | 6.87% | 1133 | 1173 | 3.58% | 
| Defect 10 | 7.82 | 8.32 | 6.38% | 16,358 | 17,069 | 4.35% | 33,259 | 35,927 | 8.02% | 
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Share and Cite
Yang, Z.; Jin, Y.; Sun, X.; Huo, L.; Yu, M.; Zhang, H.; Xu, J.; Xu, R. 3D Laser Point Cloud-Based Identification of Lining Defects in Symmetric Tunnel Structures. Symmetry 2025, 17, 1822. https://doi.org/10.3390/sym17111822
Yang Z, Jin Y, Sun X, Huo L, Yu M, Zhang H, Xu J, Xu R. 3D Laser Point Cloud-Based Identification of Lining Defects in Symmetric Tunnel Structures. Symmetry. 2025; 17(11):1822. https://doi.org/10.3390/sym17111822
Chicago/Turabian StyleYang, Zhuodong, Ye Jin, Xingliang Sun, Linsheng Huo, Mu Yu, Hanwen Zhang, Jianda Xu, and Rongqiao Xu. 2025. "3D Laser Point Cloud-Based Identification of Lining Defects in Symmetric Tunnel Structures" Symmetry 17, no. 11: 1822. https://doi.org/10.3390/sym17111822
APA StyleYang, Z., Jin, Y., Sun, X., Huo, L., Yu, M., Zhang, H., Xu, J., & Xu, R. (2025). 3D Laser Point Cloud-Based Identification of Lining Defects in Symmetric Tunnel Structures. Symmetry, 17(11), 1822. https://doi.org/10.3390/sym17111822
 
        



 
       