Abstract
We derive the stabiliser group of the four-vector, also known as Wigner’s little group, in case of massless particle states, as the maximal solvable subgroup of the proper orthochronous Lorentz group of dimension four, known as the Borel subgroup. In the absence of mass, particle states are disentangled into left- and right-handed chiral states, governed by the maximal solvable subgroups of order two. Induced Lorentz transformations are constructed and applied to general representations of particle states. Finally, in our conclusions, it is argued how the spin-flip contribution might be closely related to the occurrence of nonphysical spin operators.
1. Introduction
As neutrino oscillations are observed in experiments, it seems obvious that all fermions carry a mass. Even though the mass spectrum reaches from small fractions of for neutrinos up to for the top quark, a hierarchy waiting still for an explanation, the fact that a fermion carries a mass allows going to the rest frame of the particle and observing both left-handed and right-handed states.
Therefore, the concept of massless fermions, moving with the speed of light, has to be considered as an approximation. This approximation holds true if some of the masses of fermions interacting in a perturbative calculation can be neglected compared to other, larger fermion masses. However, while assuming a fermion to be massless, one not only obtains an essential simplification of the calculation but also different symmetries, which are not given for fermions with small but finite mass. As an example, the breakdown of these symmetries can cause spin-flip effects where the result of the mass-zero limit differs from the result for massless fermions [1,2,3,4,5,6,7,8,9,10,11]. This effect can be understood as a discontinuity in freezing the spin of the fermion. However, to the best of our knowledge, a deeper understanding of these effects is still missing.
In this paper, we analyse the structure of Wigner’s little group for massless particles by adding a small but essential degree of freedom, given by the fact that the momentum vector of a massless particle defines a projective space. In doing so, we come to the conclusion that the stabiliser subgroup is not given by a semisimple group as for massive particles but by a solvable group. In Section 2, we give details on the Borel subgroup as the maximal solvable subgroup describing the stabiliser. In Section 3, we deal with the representation space in terms of common eigenvectors which, in a natural way, leads to the split-off of the representation space into left- and right-handed parts, described as a Kronecker sum in Section 4. The two-dimensional subspaces are governed by the solvable groups and which are expressed in terms of the Chevalley basis in Section 5. Finally, in Section 6, we give our conclusions and present an outlook on how the Weyl equations for these massless states can be combined to a Dirac equation for fermions with mass.
1.1. Analysis of Wigner’s Little Group
In his paper “Sur la dynamique de l’électron” from July 1905 [12], Henri Poincaré formulated the “Principle of Relativity”, introduces the concepts of Lorentz transformation and the Lorentz group, postulating the covariance of the laws of nature under Lorentz transformations. The full Lorentz group is a six-dimensional, noncompact and non-abelian real Lie group which is not connected. The four connected components of this group are related to each other via discrete transformations (parity and time reversal). None of these components are simply connected. In describing physics, one usually considers the component connected to the identity, called the proper orthochronous Lorentz group .
An important subgroup of that preserves a given four-vector p is Wigner’s little group. For p describing the momentum of a massive particle, the condition for the elements of the little group can be solved in the rest frame of the particle where the normalised momentum vector is given by , leading to the block structure
where . Therefore, the little group of a massive particle is isomorphic to . However, for a massless particle, the momentum vectors with for a movement along the z axis are projective vectors. Therefore, solving the generalised equations and for with a general value of and the Minkowskian metric via the block ansatz
leads to , , , and . The two last conditions are in agreement if and only if
This equation marks the point where two different paths are possible to follow: for ( for the proper orthochronous Lorentz group), one ends up again with Wigner’s little group . For massless particles, however, one has and, therefore, one can keep arbitrary, ending up with the Borel subgroup explained in the following.
1.2. Justification of the Extension
The introduction of an extension of Wigner’s little group needs justification. Wigner introduced the little group as a stabiliser group with respect to the momentum vector p. However, because the four-length of the momentum vector for a massless particle is zero and, therefore, the multiplication of this vector with an arbitrary scale does not change the physics of this particle, the physical situation is better described by a projective space. The existence of an invariant subspace is guaranteed by the Lie–Kolchin theorem,
Lie–Kolchin Theorem:
If G is a connected and solvable linear algebraic group defined over an algebraically closed field and is a representation on a nonzero finite-dimensional vector space , then there exists a one-dimensional linear subspace L of such that
Borel Fixed-Point Theorem:
If G is a connected, solvable algebraic group acting regularly on a non-empty, complete algebraic variety V over an algebraically closed field, then there exists a fixed point of .
As expressed by Equation (3), the projectivity of the fixed-point is broken if , i.e., if the particle gains mass. In this case, we fall back to Wigner’s little group. The extension can also be understood on the level of Lie algebras, as for massless particles the interchange of the space and time components of the momentum vector is an additional symmetry that is absent for massive particles. Note that in this context , as the little group for massless particles proposed by Wigner, is also a solvable group, though not maximal.
2. The Borel Subgroup
From now on, we use only as the sign of the momentum 3-component. The fact that the momentum vector for a massless particle is symmetric (up to the sign ) under the interchange of the first and the last component gives an additional element of the algebra which is missing so far in Wigner’s little group. In order to see this, one can find solutions for the character problem (summation over repeated indices is implied)
Solving this problem for the Lorentz matrix with (the matrix is transposed (indicated by the upper index T) for visualisation reasons only) one obtains
where we have chosen and introduced three additional parameters u, v, and w. Expanding in these parameters one obtains , where
and the lower index “0” symbolises the initial value . T, U, V, and W are generators of the maximal solvable Lie subgroup of , i.e., the Borel subgroup . For the corresponding Lie algebra one easily obtains
with all other commutators being zero. Accordingly, one has and such that is solvable. Note that the element (6) of the Borel subgroup is given by a polar decomposition, i.e., it can be restored by calculating
Because , one has . The two parts of the second exponential factor commutate with each other. They constitute the maximal torus describing the transformations that leave the direction of the momentum vector p invariant: a boost directed along the z axis described by and a rotation about the z axis described by . However, these two factors do not commute with the first exponential factor which constitutes the physically nontrivial part of the Borel subgroup (translations),
Note that due to the solvability, the series expansion breaks at the second order. Together, these two parts of the polar decomposition of represent the Borel subgroup as a semidirect product,
A Bridge from Massive to Massless
Even though the main emphasis of this paper is on the independent treatment of the little group of massless particles as the maximal noncompact solvable subgroup of the proper orthochronous Lorentz group, there is still a way to find a bridge connecting this part of the Lorentz group to the maximal compact simple subgroup, which is quite remarkable. Starting with a massive particle, in the rest frame of this particle, a proper orthochronous Lorentz transformation can be written as a polar decomposition of the Wigner rotation matrix followed by a boost , where
The transformation to the laboratory frame where the momentum vector of the particle is given by p is performed with the help of the boost matrix parametrised by the momentum vector p,
where and with a rapidity of . Accordingly, the proper orthochronous Lorentz transformation in the laboratory frame is given by
For the generic Lie algebra element generating the boost one obtains
Because in the massless limit, r and s (but not t) have to be renormalised in order to obtain a finite matrix . This can be performed by replacing r by and s by where in the massless limit . Raising the generic element in Equation (15) to the exponent, one obtains , where the exponential factors and factorise and commute with each other and with the remaining factor due to the smallness of the renormalised parameters and . The factor describes a boost along the z axis. Compared to the boost in the same direction, the former is negligible in the massless limit. Therefore, one can replace with and obtain
Because of the renormalisation, is finite in the massless limit and gives , which can be seen by comparing the result of the exponentiation with Equation (10).
Looking at the second main factor in , a similar consideration can be made for . Starting from
u and v (but not w) have to be renormalised, again using x with . Raising the generic element in Equation (17) to the exponent, one obtains where all three factors again commute with each other. As also commutes with , this factor can be pulled out, and the remaining product gives in the massless limit. Therefore, in this limit, will decay into
In this product, constitutes the generic element of the Borel subgroup and constitutes the rest class . To conclude, the little groups of massive and massless particles are connected by a singular transformation, induced by an infinitesimal boost, interpreted as contraction in the sense of Inonu and Wigner [14].
3. Common (Pseudo)eigenvectors
The exponential representation (9) is a special case of the representation
of the full Lorentz group where , . Of course, the generators T, U, V, and W can then be expressed in terms of ,
with the non-vanishing parameters , , , and . For technical reasons, instead of we may use the notation in the following. The upper index indicates the dependence on , where and . Because does not depend on , one can skip the index in this case.
According to Lie’s theorem, a solvable algebra has a single common eigenvector. Solving the equations (), one obtains
Not very surprisingly, the common eigenvector is given simply as p. In order to specify the defective matrices of the solvable algebra, the equations
are solved in a step-wise manner to obtain a system of pseudo-eigenvectors and -eigenvalues. Collecting all these equations in a single equation, after some normalisation one obtains
where is rearranged in order to be unitary, . Turning back to the original notation, one obtains , , , and , where
are upper triangular forms of the four generators.
Generating the (Pseudo)eigenvectors
Even though the four generators have only a single common eigenvector, this is not the case for the generic element in Equation (6). Solving the fourth-order equation for leads to . The corresponding system of eigenvectors can be calculated. However, here we give a more elegant method to calculate this system of eigenvectors. Using the exponential representation (9) and
one obtains with unipotent and semisimple ,
Because is a diagonal matrix containing the four eigenvectors, the system of eigenvectors is given by the matrix Q obeying . Inserting into this eigenvalue equation, after some rearrangements, one obtains
This equation for the unknown quantity can be solved iteratively, starting with , i.e., . The iterative solution can be shown to converge to
Multiplying with P from the left, one finally obtains the system of eigenvectors
Expressed in a slightly philosophical manner, one can say that starting from the very sparse boundary of four defective matrices, the Lie algebra (in this case, the Borel subalgebra) knits the sweater Q for the Lie group in a straightforward, iterative way.
4. Kronecker Sum of Solvable Algebras
Although we were able to analyse the solvable algebra , the representation in terms of the generators T, U, V, and W is not the best one to see the structure of this algebra. Therefore, we use a second one, namely
obeying
and . The first justification for the sign notations for and is given by the commutator relations (31). In terms of the pairs and of generators, can be rewritten as a Kronecker sum of two two-dimensional solvable algebras, as will be detailed in the following.
4.1. Weyl’s Unitary Trick
A deeper look at this change of representation unveils that this change is actually a composition of several steps. In order to illustrate these steps, one can start again with the proper orthochronous Lorentz group , the elements of which are given by the exponential representation (19) where , . This representation can be written in a different form as
using an analogy to the electromagnetic field strength tensor to write
where , , and , , or , with the convention of lower indices for and and related three-vectors, . The generators of obey the commutation relations
Obviously, the algebra is a real algebra. It contains a compact subalgebra related to the which is isomorphic to the compact algebra . Actually, is in the shape of a Cartan decomposition characterised by the values , of an involution . As vector spaces, and are orthogonal, because given a scalar product invariant under this involution, one obtains
However, . Therefore, we used the symbol instead of the symbol ⊕ for the direct sum. The algebra can be transformed to a compact form by using Weyl’s unitary trick. The result is an algebra , where the implications for introducing an imaginary factor will be explained later. In case of , the involution is given by
(matrix indices are suppressed) or , . Therefore, the compact form of is given by the generators and obeying the commutation relations
Considered as a real algebra, this algebra is isomorphic to . However, the generators are antihermitean, , and and, therefore, the group is unitary. In general, Weyl’s unitary trick can be seen to lead always to unitary Lie groups.
4.2. Duplication and Complexification
The addition of an imaginary factor i turns the real algebra into a complex algebra, at least for intermediate steps. In general, this process is called complexification and is denoted by a lower index (or additional argument) to the algebra symbol. Given a real Lie algebra L, the duplication of this algebra is given by [15]
is still a real vector space. In defining the multiplication of an element with a complex number by and the commutator of two elements and by
constitutes a complex form, denoted by . This complex form again is a complex Lie algebra, which is called the complexification of L. Applied to the actual case, the complexification turns the real algebra into the complex algebra .
However, it is obvious that the algebra given by the commutator relations (37) is real, not complex. The final algebra, therefore, is a real form of this complex algebra, defined as follows: a subalgebra K of the duplicated algebra is called real form if the complexification of this subalgebra is the same as the original algebra, . As the duplication is not unique (for instance, a part of the basis elements can be duplicated with i, another part with ), there are also different real forms to a given complex algebra.
4.3. Compactified and Decompactified Real Forms
Most important real forms are the normal real form where the duplicates are again taken as separate elements, and the compact real form which exists for all (semi)simple complex Lie algebras. Because we will meet these forms in the lower-dimensional case, we postpone the discussion about the different real forms. In the actual case, one of the compact real forms is . However, another one is given by
with the commutation rules
Therefore, the algebra decomposes into two separate algebras which are isomorphic to ( is preferred instead of because and are antihermitean, leading to unitary groups). Turning back to solvable groups, the decomposition into and does not yet conform with the definitions given in Equation (30). Looking at the definitions of , on the one hand, and the definitions of and , on the other hand, one obtains
and generally, , . As and are antihermitean, and are hermitean and, therefore, constitute decompactified subgroups generated by ) and . One obtains
which is the other justification for the sign notations in and . Actually, the algebra looks like with one generator missing ( or , respectively). In , these missing generators exist. In , however, the generators are found in the respective algebra with an opposite sign ,
while . Therefore, splits up into the subalgebras
As there is a homomorphism between the two algebras and , both solvable algebras are maximal and, therefore, are Borel subalgebras of the larger algebra . For a free choice of one can represent the two Borel subalgebras as being generated by a solvable part of the set of generators of , thereby skipping the second (redundant) set . Alternatively, one can use the two sets and skip . Though the first choice is more intriguing, for this paper we stay with the clearer second one.
4.4. In Search of Left and Right
Searching for eigenvectors of the set one finds that these eigenvectors are disjoint, as is known for semisimple algebras. The same holds for the set . However, for each of the solvable subalgebras and one obtains only a single common eigenvector. In order to analyse the eigenvector structure, we return to the eigenvectors
of Section 3 to which we apply the algebra elements, obtaining
For the common eigenvector is given as a linear combination of and while for the common eigenvector is given by the linear combination of and . On the other hand, the common eigenvector for is a linear combination of and while the common eigenvector of is a linear combination of and . While () is proportional to the (space-inverted) momentum four-vector p, the interpretation of the eigenvectors and deserves more effort. For this, one can return to the circular polarisation [16,17]. The representation
describes the right turn of the electric vector in the plane, as can be seen by comparing the solution for at and after a short time . Therefore, the vector can be identified with a right turn. However, a turn can be identified with handedness or chirality only in combination with a direction of propagation as in case of the circular polarisation by the argument . (In optics, this solution is called left polarised, as looked at from the direction the light comes from (passive direction). In our case, however, we consider the direction of propagation (active direction).) This direction is given by (or ). Therefore, one can interpret (in case of )
4.5. The Irreducible Representation
In terms of matrices, the generators and () are, of course, not given in the irreducible representation. However, they can be related to irreducible representations in an easy way. In fact, there is a similarity transformation such that
(a deeper understanding of the representation index ⊞ will be given soon) where
and . In detail, one obtains
where the outer product is defined by , i.e., the first matrix sets the frame for the second one. The matrices
are the usual Pauli matrices, and . The same similarity transformation via S can be applied also to the generators and of the proper orthochronous Lorentz group . One obtains
These two results can be rewritten by employing the Kronecker sum
Using this notation, one obtains
Therefore, the representation index ⊞ indicates that in this representation obtained via the similarity transformation with S, the matrix can be written as a Kronecker sum. It is characteristic that
contribute only to the first or second component of the Kronecker sum, respectively. Following the argumentation of Section 4.4, one can conclude that the first component of the Kronecker sum (and thereby ) is left-handed while the second component of the Kronecker sum (and thereby ) is right-handed. Finally, we conclude that via the same similarity transformation S, the maximal solvable algebra in the representation of this section can indeed be decomposed into the Kronecker sum .
5. The Chevalley Basis
From Equation (57), it is obvious that and are isomorphic to Borel subalgebras of the real algebra given in the Chevalley basis by the three generators
One can write . The algebra can be complexified to obtain . Therefore, is a real form of . The compact real form of is given by , while can be called the decompactified real form of . Similar to how the complexified version of is isomorphic to , the complexified version of the extended little algebra is isomorphic to .
5.1. Common Eigenvectors
The concept of common eigenvectors introduced in Section 4.4 pulls through to the very core, i.e., to the irreducible representation. The set of generators of have the common eigenvector and the set of eigenvalues, while for (i.e., ) the common eigenvector is with eigenvalues . Reintroducing the sign , the two non-trivial eigenvalue equations can be cast into the form
This is the first quantisation step. Indeed, introducing
one obtains the Weyl equation ()
However, this is not the only possible quantisation. Equivalently, one may write
or
() which is the dual Weyl equation. In using the tilde notation for , one avoids the breakdown of the covariant notation. Using Weyl’s representation
of the Dirac matrices, for finite mass m, one ends up with the Dirac equation
is the right-handed spinor, and is the left-handed spinor. This is in agreement with the usual definition and .
5.2. Induced Lorentz Transformations
The contractions of the momentum four-vector p with and induces two (proper orthochronous) Lorentz transformations and which make the diagram
commutative. The induced Lorentz transformations are defined by
A long but straightforward calculation shows that
and can be written in an exponential form similar to Equation (19),
For the exponential coefficients of one obtains
which can be detailed into , with
where and obey the algebra ,
For the exponential coefficient of one obtains
which gives , . The generators
(note the sign changes compared to ) obey again the algebra ,
Formally, the transitions to the induced Lorentz transformations can be considered as mappings with and with . Under these mappings, the generators and of are mapped onto the Chevalley basis. Under one obtains
while under one obtains
i.e., the same result as for and the total sign interchanged. Again, we are faced with the fact that half of the generators are mapped to zero. Taking into account the relations to and , one can state that maps to the first component of the Kronecker sum while maps to the second component of the Kronecker sum. Due to Section 4, is the mapping to the left-handed sector, the mapping into the right-handed sector.
5.3. Representations of the Proper Orthochronous Lorentz Group
Using the two mappings , ( and ) and the Kronecker sum, one can define the representation by
for which (and for the choice )
Therefore, the map may replace the similarity transformation via S. The benefit of using this map instead of the similarity transformation is that such a construction can easily be generalised to a representation of the proper orthochronous Lorentz group.
In proceeding to these general representations, the common eigenvectors of the set and of the set can be written as states and , respectively, with
where . For the general representation the states are given by , with
Of these states, only those for or , i.e., for or are common eigenstates of and , respectively, with being the common eigenvector for both algebras [18].
5.4. Helicity
In order to define a helicity
one needs a spin vector . This vector can be defined by , because then the commutation relation for the generators of leads to the usual commutation relation
of an angular momentum algebra. For the three-vector part of the momentum vector p generating the Borel subgroup , one obtains
Therefore, the common eigenvector of has a helicity , and the common eigenvector of has a helicity , in agreement (for ) with the previous understanding of left and right.
As is the two-dimensional representation of , the concept of helicity can be generalised to representations ,
Applied to the state , one obtains
which means that the helicity of this state is .
6. Conclusions and Outlook
In this paper, we have calculated the stabiliser group of the proper orthochronous Lorentz group, which turns out to be the maximal solvable or Borel subgroup of dimension four. We have explained the continuous transition between the stabiliser groups of massive and massless particles that describes the massless limit but fails for exactly massless states. We have dealt with the system of eigenvectors of the Borel subgroup and shown that the Borel subgroup can be described by a Kronecker sum of two two-dimensional solvable groups representing right- and left-handed chirality states. Finally, in the Chevalley basis we have derived the Weyl and Dirac equations for massless and massive particles and have defined the helicity of the massless states. Note that without the generator T, such a Kronecker sum of chiral states would not emerge. The Borel subgroup, as the maximal solvable subgroup of the proper orthochronous Lorentz group, provides exactly four eigenvectors describing these two chiral states, of which the left-handed state is populated by massless fermions and the right-handed is populated by antifermions. This is the physical content of our extension.
Even though the foundations for an explanation of the spin-flip effect are prepared by this, an exact formulation is not gained here but is aimed at in a future publication. The effect is closely related to the concept of mass which we want to understand in more detail. In our argumentation, we obtained unexpected help from a not yet published seminal work explaining in detail the construction of a spin operator by a linear combination of components of the Pauli–Lubanski pseudovector [19]. Not unexpectedly, the authors end up with two spin (tensor) operators and corresponding chirality states that are interchanged under parity transformation. Parity eigenstates can be constructed as particle or antiparticle compound states. Applying the Lorentz transformation to the massive states of Ref. [19], the parity eigenstates are shown to evolve to solutions of the Dirac equation.
In Ref. [19] it is emphasised that the two spin operators are neither axial nor Hermitian, and the same holds for the spin operators in the representation. However, both properties are restored if applied to particle and antiparticle states. On the other hand, as both properties are essential for physical states, we can conclude that massless left- and right-handed states are physical only in the total absence of mass. This “gap of (un)physicalness” as an explanation for the spin-flip effect has to be investigated in detail.
Author Contributions
Conceptualization, R.S.; methodology, S.G. and R.S.; formal analysis, S.G.; writing, S.G.; supervision, R.S. All authors have read and agreed to the published version of the manuscript.
Funding
The research was supported by the Estonian Research Council under Grant No. IUT2-27 and by the European Regional Development Fund under Grant No. TK133.
Data Availability Statement
Data are contained within the article.
Conflicts of Interest
The authors declare no conflicts of interest.
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