2.1. Generalized Quantum Heisenberg Hamiltonian: Bilinear and Biquadratic Exchange Interactions
In this subsection, the key physical quantities that can be applied to both 1D and 2D quantum ferromagnetic systems of spins modeled via a generalized quantum Heisenberg Hamiltonian are defined. First, let us define a spin-density wave, a complex quantity characterized by a wave vector
q propagating along the
z-direction by means of the operator [
28]:
with
Ri the
ith position vector with the index
i = 0,1,…
N − 1 ranging over the
N spins and
the
z-component of the spin quantum operator
Si. The generalized quantum Heisenberg Hamiltonian for half-odd integer spin chains takes the form:
where, on the second member, the first term is the isotropic bilinear exchange term, the second term is the isotropic biquadratic exchange term and the last term is the contribution proportional to the external magnetic field. Specifically, ∀
ij pair of nearest-neighbors
Jij(1) is the bilinear exchange constant (in energy units) with
Jij(1) =
Jji(1) (
Jij(1) >0 (<0) corresponds to the AF (F) ground-state for the quantum Heisenberg Hamiltonian) and
Jij(2), either > 0 or < 0, is the biquadratic exchange constant (in energy units) with
Jij(2) =
Jji(2). Both
Jij(1) and
Jij(2) have the lattice translational symmetry,
is the sum over the nearest-neighbours
j ∀
i with the factor ½ to not count twice the interaction,
Si = (
Six,
Siy,
Siz) and
Sj = (
Sjx,
Sjy,
Sjz) are the spin operators and
Bext >0 the amplitude of the external magnetic field (in energy units). Note that, unlike the usual convention, in the Hamiltonian of Equation (2) the minus sign in front of both the bilinear and biquadratic exchange terms has been incorporated in
Jij(1) and
Jij(2), respectively so that the signs of
Jij(1) and
Jij(2) must be taken as opposite to those of the usual convention.
The condition for short-range interactions on the bilinear and biquadratic terms reads:
must be fulfilled. The corresponding spin-density wave along the
x-direction characterized by a wave vector
k is:
and the spin-density wave along the
y-direction characterized by a wave vector
k+ q takes the form:
From the Schwartz inequality, it is possible to derive the Bogoliubov inequality. This inequality represents the starting point to show the absence of long-range order at any finite
T for any 1D and 2D quantum spins magnetic system modeled by a generalized quantum Heisenberg Hamiltonian. The Bogoliubov inequality reads [
28]:
where
kB is the Boltzmann constant,
T is the temperature,
is the commutator between
x-and
y-spin density waves of wave vectors −
k and
k +
q, respectively,
is the equal-time correlation function of the
y-component of the spin density wave operator with <…> denoting the statistical (thermal) average,
is the double commutator defined as a statistical average. The double commutator (in energy units) includes the Hamiltonian of the generalized Heisenberg model and the spin-density wave operator giving thus information about the dynamical properties of the quantum ferromagnetic system under study.
By means of Equation (1) the magnetization per site that plays the role of a complex order parameter for the generalized 1D and 2D quantum Heisenberg Hamiltonian
=
(
Bext) can be defined as a statistical (thermal) average of the spin-density wave
along the
z-direction divided by the number
N of quantum spins [
28]:
where Tr is the trace and
is the partition function. The order parameter defined in Equation (7) is a key quantity to study phase transitions. It measures the degree of order of a physical system undergoing a phase transition. It can be defined for both a classical and a quantum system as in the present case. It is thus crucial to start from this fundamental physical quantity to prove the absence of long-range order. Equation (7) expresses a statistical (thermal) average of the spin density wave propagating along the
z-direction that represents a low-energy ordered state of the quantum spin system. It can be regarded as the average
z-component of the spin operator expressing in this case the net “magnetization” per site in a F state, AF state or C ground-state. For a ferromagnet the net “magnetization” refers to the whole lattice, while for an antiferromagnet it refers to each sublattice. The order parameter is in general associated with the ordered phase resulting from a symmetry breaking phase transition but it can be defined also in phase transitions with no symmetry breaking.
The order parameter
mq becomes a real quantity in quantum lattices that are symmetric under reflection about the origin so that the operator
is Hermitian. Owing to the definition of Equation (7), the commutator between the
x and the
y spin-density wave components defined by Equations (4) and (5), respectively reads:
Explicitly, the equal-time correlation function of the
y-components of the spin density wave operators reads:
with:
In the following, basing on Equations (1)–(6), it is first proved the absence of long-range order for a 1D quantum Heisenberg chain of spins and then for a 2D quantum Heisenberg lattice of spins (with either ferro-or antiferromagnetic bilinear exchange interaction) in the presence of a biquadratic interaction (generalized quantum Heisenberg Hamiltonian).
2.2. Rotational Symmetry and Invariance of the Generalized Quantum Exchange Hamiltonian
In this subsection, the rotational symmetry and the invariance of the generalized quantum exchange Hamiltonian under a continuous spin rotation operation is proved. This Hamiltonian includes both the isotropic bilinear and biquadratic exchange interactions for vanishing external magnetic field. First, we consider the case of the 1D quantum chain of spins.
Let us consider a chain of
N integer spins (one-dimensional quantum system) on a 1D spin lattice with each site characterized by a spin operator
Si (
i = 0,1,2, …,
N − 1) and characterized by nearest-neighbors interactions. The generalized quantum Heisenberg Hamiltonian for a 1D quantum chain of spins is written starting from the general Equation (2) by setting
j =
i + 1 with
i + 1 the nearest-neighbor of the
ith spin and takes the form:
The proof consists of demonstrating that the spin rotation generator commutes with the generalized exchange Hamiltonian of the 1D quantum chain subjected to the boundary condition
SN =
S0:
with
and
, namely
being the spin rotation generator defined, ∀
α spin component, as:
with
α =
x,y,z. The rotation operator in spin space or spin rotation operator
UR(
,
θ) expanded to the first order for small angular rotations is defined via
denoting the rotation axis given by the direction of
and by means of a rotation angle
θ as:
The angle θ parametrizes the rotations in a unique way for the values θ < 2 π.
Let us prove that the generalized quantum Heisenberg Hamiltonian is invariant under a continuous O(3) rotational symmetry in spin space. As already anticipated in Equation (13), it is enough to prove the commutativity of the generalized exchange Hamiltonian with the spin rotation generator
Sα (∀
α spin component) appearing in the rotation operator
UR(
,
θ) of Equation (15) and the proof is general (for more details about this point, see
Section 3).
The commutator of Equation (13) can be decomposed into two commutators
C1 and
C2, namely
Here,
and
Substituting
Sα expressed by Equation (14) in the commutator
C1 we get:
. From the property of the Kronecker delta, viz.
δi j = 1 for
i =
j and
δi j = 0 for
i ≠
j and
δi j+1 = 1 for
i =
j + 1 and
δi j+1 = 0 for
i ≠
j + 1:
Taking into account that is fulfilled ∀ α, it is the commutator C1 = 0.
Analogously
can be written as:
The two commutators inside the round parentheses on the right-hand side can be rewritten, according to a commutator identity, as:
with
t =
j,
j + 1.
Taking into account that, according to Equation (18),
∀
α, it is the commutator
C2 = 0. Hence, it has been proved that
∀
α. This implies the invariance of the generalized Heisenberg exchange Hamiltonian under the rotation operation in the spin space:
being
. Therefore, it has been rigorously proved that, in a quantum chain modeled by a generalized exchange Hamiltonian, the second-order biquadratic term does not break the rotational invariance of the exchange Hamiltonian. Straightforwardly, it can be shown that the inclusion of the energy term proportional to the external magnetic field or of an uniaxial anisotropy term breaks the rotational symmetry. This occurs because these terms fix a preferential spatial direction along which the spins of the 1D chain tend to align so that
. Therefore, the external field and the anisotropy fields are breaking symmetry terms of the generalized exchange Hamiltonian acting as ordering fields.
Analogously to the 1D case, it can be proved the invariance of the 2D generalized exchange Hamiltonian for a 2D quantum lattice of spins subjected to the periodic boundary conditions in the presence of the isotropic biquadratic exchange interaction. The 2D generalized exchange Hamiltonian for a quantum lattice can be written in the explicit form as:
where
z is the number of nearest neighbors with
z = 1,2, … depending on the lattice studied and the sum is over
z/2 to not count twice the interaction.
Starting from Equation (20) and following the same steps as for the 1D case it can be shown that:
that implies the invariance of the generalized exchange Hamiltonian for the 2D quantum lattice of
N spins under the rotation operation in the spin space:
2.3. Absence of Long-Range Order for a 1D Chain of Spins Modeled via a Generalized Quantum Heisenberg Hamiltonian
In this subsection, it is demonstrated the absence of long-range order for a 1D chain of spins described by the quantum Heisenberg Hamiltonian including both bilinear and biquadratic nearest neighbors exchange interactions extending the proof given by Mermin and Wagner for the bilinear [
3]. The Bogoliubov inequality of Equation (6) takes the compact form:
with the double commutator
D1D(
k) given by:
with
δl j+1 = 1 for
l =
j + 1 and
δl j+1 = 0 for
l ≠
j + 1. The double commutator can be decomposed as
with
(
) related to the bilinear (biquadratic) exchange contribution and
related to the term proportional to the external magnetic field contribution. In compact form:
and:
where the rule <
A +
B +…> = <
A> + <
B>+… has been applied. After calculating the inner commutator on the second member of Equation (25) we get:
Applying a commutator identity similar to Equation (18) to the inner commutator on the second member of Equation (26), after straightforward algebra the commutator takes the form:
with
. Hence:
with:
After calculating the inner commutator on the right side of Equation (27) yields:
We get, via the calculation of the commutator,
where the order parameter has been taken in modulus to represent a real quantity (see also the following arguments that justify this choice). As the commutator between two spin operators on different sites (
i ≠
j,j + 1) is zero, we get from Equation (28) for
i =
j and
i =
j + 1:
where the complex exponential of Equation (28) has been replaced by the cosine function due to
Ji i+1 (1) =
Ji+1 i(1). Analogously, from Equations (30) and (31) for
i =
j and
i =
j + 1, by applying some commutator identities, we obtain:
where the rule <
A ±
B +…> = <
A> ± <
B> +… has been applied.
Hence, the double commutator
D1D (
k) can be bounded by the following real and positive quantity:
where |
k|
2 =
k2, |
Rj −
Rj+1|
2 = (
Rj −
Rj+1)
2, |
Rj −
Rj+1| is the spin nearest-neighbors distance,
, two conditions for short-range exchange interactions.
In the first inequality (35) a small and positive upper bound to the difference (cos[k⋅(Rj − Rj+1)] − 1) (Equations (33) and (34)), that is at most equal to zero, proportional to |k|2/2|Rj − Rj+1|2 has been chosen within the framework of short-range exchange interactions. Hence, the upper bound of the first inequality can be understood taking into account that, for the bilinear term, it is , where the last factor comes from , while, following a similar argument, for the biquadratic term, it is .
The upper bounds of the second inequality of Equation (35) are, for
, the maximum eigenvalues of the operators (
Sj +
Sj+1)
2 and
Si2 related to the bilinear interaction so that
, while, for
, the maximum eigenvalues of the operators (
Sj +
Sj+1)
4 and
Si4 related to the biquadratic contribution so that
. Taking into account Equations (23) and (35), the following strict inequality in terms of the order parameter holds:
By summing over the wave vectors of the 1D Brillouin zone (sum of momenta) and by taking into account that
, the inversion of the inequality yields:
Converting, in the thermodynamic limit (
N→∞), the sum of momenta into a 1D integral yields:
where
L is the length of the 1D unit cell and
<
k1BZ with
k1BZ the edge wave vector of the first Brillouin zone (1BZ). The Mermin and Wagner result [
3,
28] is easily obtained by setting
= 0
∀ j implying
.
We now consider the general case
and
with
that can occur for quantum chains characterized by a generalized exchange Hamiltonian. This case corresponds to a C ground state where adjacent spins form any angles
φi i+1 one over the other. By solving the integral of Equation (38) and by inverting the inequality leads to:
In the limit of small
Bext arctan(
x) with
is replaced by
π/2 yielding:
where:
with
.
The power law for the order parameter of Equation (40) referred to the generalized quantum Heisenberg Hamiltonian is the same as for the 1D Heisenberg Hamiltonian characterized solely by the bilinear term and the coefficient f1D includes in addition the dependence on the biquadratic term.
Starting from the double commutator of the 2D ferromagnetic lattice system:
and following, for the 2D quantum ferromagnetic lattice, the same steps done for the 1D chain of quantum spins, the inequality of Equation (38) is replaced by:
where
A is the area of the surface of the generic 2D spin lattice and the integration is over a circular region (
φ is the azimuthal angle) of the 2D reciprocal lattice of radius
with
<
k1BZ. Here,
k1BZ is the edge wave vector of the 1BZ zone. The integration on the second member and the inversion of the inequality yields:
In the limit of small
Bext, ln(1 + x), with
x =
C/
Bext and
, is approximated by ln
x being
x >> 1. For
x → ∞, ln (
C/
Bext) → ∞ and can be replaced by |ln(
C Bext)| having the same behavior. By virtue of these approximations, relation of Equation (44) can be rewritten as:
where:
The law expressing the dependence on Bext given by Equation (45) is the same as for the 2D quantum Heisenberg Hamiltonian characterized solely by the bilinear term and the only effect of the biquadratic term is to change the coefficient C in front of Bext and the coefficient f2D.
According to the inequalities of Equations (40) and (45) valid for 1D and 2D quantum ferromagnetic systems, respectively, it is always, both for the 1D quantum chain and 2D spin lattice with
N spins,
∀ T ≠ 0:
where the outer limit refers to the thermodynamic limit. The result of Equation (47) means that there is no long-range order at any
T ≠ 0 for dimensionality
d = 1,2 in quantum spin ferromagnetic systems whose exchange Hamiltonian includes both the isotropic bilinear and biquadratic exchange terms. According to the result of Equation (47), F ground-state, AF ground-state, and C ground-state arising either from F or AF ground-state, appearing in quantum spin ferromagnetic systems modeled by a generalized quantum Heisenberg Hamiltonian are ruled out at any finite
T for
d ≤ 2.
In this way, a generalization of the Hohenberg-Mermin-Wagner theorem has been obtained showing that, for 1D and 2D ferromagnetic quantum spin systems modeled via a generalized quantum Heisenberg Hamiltonian, the order parameter: (1) vanishes as the external magnetic field tends to zero and (2) fulfils the same laws as for the quantum Heisenberg Hamiltonian characterized by only the bilinear exchange term. Taking into account the underlying physics, it is demonstrated that there is absence of long-range order at any
T ≠ 0 when the quantum spins are also in a C ground-state and, also in this case, there is no spontaneous spin symmetry breaking. The absence of long-range order in these systems does not exclude the occurrence of any kinds of phase transitions as found in [
20] at finite
T characterized by the divergence of the susceptibility for vanishing external magnetic field analogously to what occurred for the Mermin and Wagner case. Finally, note that the continuous rotational symmetry of the generalized quantum exchange Hamiltonian not only implies its spatial invariance under the spin rotation operation for the 1D and 2D systems, respectively (Equations (19) and (22)), but also the absence of spontaneous spin symmetry breaking.