Abstract
Let be a positive integer and let and (with j nonnegative integer) be three given -valued and q-periodic sequences. Let where is defined below. Assume that the eigenvalues of the “monodromy matrix” verify the condition We prove that the linear recurrence in is Hyers–Ulam stable if and only if i.e., the spectrum of does not intersect the unit circle
MSC:
34D09; 39B82
1. Introduction
Exponential dichotomy and its links with the unconditional stability of differential dynamics systems were first highlighted by O. Perron in 1930 []. The reader can find details on the subsequent evolution of this topic in Coppel’s monograph []. The history of the Ulam problem (concerning the stability of a functional equation) and of stability in the sense of Hyers–Ulam is well known. In particular, Hyers–Ulam stability for linear recurrences and for systems of linear recurrences is considered in [,,,,,,,,,,,,,], and the references therein.
The relationship between exponential stability and Hyers–Ulam stability has been studied in the articles [,,,,], and this article continues these studies.
2. Notations and Definitions
By , we denote the set complex numbers and is the set of all nonnegative integers. Now, (with m a given positive integer) is the set of all vectors with for every integers here and in as follows denotes the transposition. The norm on is the well-known Euclidean norm defined by In addition, (with m and n given positive integers) denotes the set of all m by n matrices with complex entries. In particular, becomes a Banach algebra when it is endowed with the (Euclidean) matrix norm defined by As is usual, the rows and columns of a matrix are identified by vectors of the corresponding dimensions and in that case its norm is the vector norm. The entry of a matrix M (i.e., the entry in M located at the intersection between the ith row and the jth column) is denoted by As is usual, the uniform norm of a -valued and bounded sequence is defined and denoted by
Let be given. We recall (see also [] for the two-dimensional case) that a scalar valued sequence is an -approximative solution of the linear recurrence
if
The recurrence in Equation (1) is Hyers–Ulam stable if there exists a positive constant L such that for every and every -approximative solution of Equation (1) there exists an exact solution of Equation (1) such that
Remark 1.
Since any ε-approximative solution of the recurrence in Equation (1) can be seen as a solution of the nonhomogeneous equation
for some scalar valued sequence with and one has that Equation (1) is Hyers–Ulam stable if and only if there exists a positive constant L such that for every every sequence as above, and every initial condition , there exists an initial condition such that
Here, and in what follows, denotes the solution of the nonhomogeneous linear recurrence in Equation (3) initiated from
Proof.
See the proof of Proposition 3.1 in []. □
3. Background, Previous Results and the Main Result
Proposition 1.
([]) Let A be a 3 by 3 matrix whose spectrum (i.e., the set of its eigenvalues satisfies the condition
Then, for every nonnegative integer n, one has
where
and
Remark 2.
(i) The matrices and D in Equation (6) are orthogonal projections, that is
and
(ii) In addition, and D are nonzero matrices.
Proof.
Under assumption in Equation (5), the characteristic polynomial and the minimal polynomial of A coincide and Thus, from the Hamilton–Cayley Theorem we have and Equation (9) becomes clear.
To prove Equation (10), it is enough to see that
the details are clear thus omitted. Then, we apply the Hamilton–Cayley theorem and obtain Equation (10).
Finally, assuming that the polynomial
is annulated by A and its degree is equal 2 and is a contradiction with the minimality of the degree of □
Let q, , be as above. Recall that
Our main result reads as follows.
Theorem 1.
Assume that the eigenvalues (of ) satisfy the condition in Equation (5). Then, the following two statements are equivalent:
1.The linear recurrence in
is Hyers–Ulam stable.
2.The eigenvalues of verify the condition
The proof of the implication is covered (for the most part) in the existing literature. We present the ideas and complete the details. For unexplained terminology, we refer the reader to [,]. The following result is taken directly from the second section of [].
Let X be a complex, finite dimensional Banach space and let and be two families of linear operators acting on Assume that:
[A1] and , for all and some positive integer
[A2] , for all that is, is a family of projections.
[A3] , for all In particular, this yields that for each
[A4] For each the map
is invertible. Denote by its inverse.
We say that the family is -dichotomic if there exist four positive constants and such that
- (i)
- for all
- (ii)
- for all
Here, when -the identity operator on and when
Theorem 2.
([]) Assume that the families and satisfy [A1]–[A4] above. The following four statements are equivalent:
(1) The monodromy operator is hyperbolic (that is, the spectrum of does not intersect the unit circle , or equivalently (with the terminology in []) it possesses a discrete dichotomy.
(2) The family is -dichotomic.
(3) For each bounded sequence (of X-valued functions) there exists a unique bounded solution (starting from of the difference equation.
(4) The family is Hyers–Ulam stable.
We mention that the equivalence between (2) and (3) still works when X is an infinite dimensional Banach space (see []). We use Theorem 2 to prove 2⇒1 in Theorem 1.
The main ingredient in the proof of the implication in Theorem 1 is the following Lemma.
With we denote the set of all matrices (with where is given in Equation (11)) and the matrix is defined above.
Lemma 1.
If the spectrum of intersects the unit circle then for each there exists a -valued sequence with and such that for every initial condition the -valued sequence
(with is unbounded.
4. Proofs
Proof of Lemma 1.
We first use Proposition 1 with instead of A. Assume that the eigenvalue x has modulus 1. Let be the Riesz projection associated to and x; that is
where is the circle centered at x of radius r, and r is small enough that y and z are located outside of the circle. Using Dunford calculus (see []), it is easy to see that , for each . Consider the matrix B from Equation (6), of the form:
The solution of the system
initiated from , where and
is given by
Denote by the solution of Equation (1). An obvious calculation yields
In fact, one has .
Case 1.1. Let . Set
where and is a randomly chosen nonzero complex scalar with Successively, one has
that yields
Since the sequence is bounded, it is enough to prove that the sequence is unbounded, and note
Case 1.2. Let . Arguing as above we can show that is unbounded, that is that is unbounded as well.
Case 1.3. Analogously, we can treat the case .
Case 2.1. Let and . Set
where and are taken as above. We obtain
which leads to
Case 2.2. Let . Similar to the previous case, we can show that is unbounded, that is that is unbounded as well.
Case 3. Let and . Then, set
with and as above.
As in the previous cases, we obtain
therefore is again unbounded.
Finally, we remark that the matrix B cannot be of the form Indeed, if this is the case, all eigenvalues of B are equal to 0 and the Hamilton–Cayley Theorem yields Since we obtain , that is, . This contradicts the statement in Remark 2, (ii). □
Proof of Theorem 1.
1⇒2. We argue by contradiction. Suppose that intersects the unit circle. Without loss of generality, assume that x is an eigenvalue of and Let and be as in the Remark 1. From Lemma 1, it follows that the sequence in Equation (14) with instead of is unbounded and this contradicts Equation (4).
2⇒1. From the assumption and Theorem 2, it follows that the system is Hyers–Ulam stable. Thus, for a certain positive constant every every sequence , every and some one has
for all Now, the assertion follows from Remark 1. □
5. An Example
The following example illustrates our theoretical result.
Example 1.
The linear recurrence of order three
(with
is Hyers–Ulam stable. Indeed, with the above notation one has
and
Now, the monodromy matrix associated to Equation (21) is
The characteristic equation associated to is
and the absolute value of each of its solutions is different to
Remark 3.
Reading [], we note that an interesting question is if the spectral condition is equivalent to Hyers–Ulam stability of the recurrence in Equation (12) with replaced by . We thank the anonymous reviewer who made us aware of the work in [].
Author Contributions
All the authors equally contributed in this work.
Funding
This research received no external funding.
Conflicts of Interest
The authors declare no conflict of interest.
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