1. Introduction
A “national park”(NP) according to the International Union for Conservation of Nature (IUCN), is a large natural or near-natural area set aside to protect large-scale biological processes, as well as species and ecosystem characteristics [
1]. As a significant type of protected area (PA), NPs not only conserve biodiversity but also offer opportunities for spiritual uplifting, science, education, recreation, and tours that are compatible with the environment and culture of the area [
2]. More importantly, they potentially contribute to the eradication of poverty and minimize excessive demands on nature, thereby promoting sustainable livelihoods for local communities [
3,
4]. NPs feature both natural and social attributes, making them an example of a socio-ecosystem. There is one authoritative policy document in China, the “Overall Plan on the Construction of National Park System”, which was released in 2017 by the Central Government. It provides the official definition for China as “a national park is authorized by the Central Government and implemented by government-led management, set up on specific land, marine and ocean areas to conserve ecological systems of large size and national representativeness, and aimed at achieving a combination of ecological conservation and reasonable development”. Except for national representativeness, national parks in China have two unique characteristics, which are different from those in the protected area classification system of the IUCN: ecological conservation as a first target and public benefits for all people. Consequently, China is devoting more administrative resources to conservation. In some cases, the real goal is environmental protection, which means all resource exploitation has been prohibited, and this creates a predicament for the local communities. As such, there should be a focus on improving the well-being of the local residents in the surrounding areas while preserving the biodiversity throughout national park (hereafter NP) development.
More NPs will be established in China during the 14th Five-Year Plan, covering 6–9% of the country’s land area, according to the spatial layout plan for NPs. Influenced by the global paradigm shift [
5], the creation of PAs in China is beginning a transition from protection to conservation. China started building the first batch of pilot national parks in 2015. (At present, China has not officially established formal NPs, while a system of pilot NPs with 10 members has existed for six years and another batch of new NPs will be set up by the end of 2021. From a practical point of view, there is no substantial difference between these areas, and the ongoing construction work and the impacts on local communities are similar. Considering the research topic, these pilots are called NPs in general without distinction.) However, because less attention was paid to the social aspects during the initial stage of constructing NPs, the “one-size-fits-all” policy—i.e., forced eviction and relocation of residents in protected areas—was generally followed. A slew of adverse social consequences emerged and persisted—for example, the strict control of natural resources resulted in the physical and economic displacement of native groups and the local residents found it difficult to adapt to changes in cultural and social systems; conflicts arose from the adjustment of community livelihoods; and the redistribution of rights in the communities led to inequality with respect to public resource allocation [
6].
“Man-land constraint” issues have become more visible with China’s NPs, owing to the large numbers of residents and collectively owned land. Given the constraints imposed by the “strictest conservation” policy (in September 2017, “the General Plan for Establishing National Park System” was officially promulgated. In the plan, it is mentioned that the NP area will be included in the national ecological protection red line area control scope in China, and the "strictest conversation" will be implemented, all activities damaging the ecosystem will be prohibited), how can the goal of preserving and managing ecological systems in NPs be fulfilled while minimizing the negative social impacts on communities and garnering resident support? With the global knowledge and expertise in PA management, as well as the experiences gained from the first batch of pilot NPs, the National Forestry and Grassland Administration (NFGA) (the National Forestry and Grassland Administration (NFGA), which is also the National Park Administration(NPA), is in charge of the related affairs of NP at the central government level) is mandating the completion of social impact assessments (SIA) on the next batch of proposed NPs (There were ten pilot areas in the first batch of NPs under construction in China. The acceptance of the pilot areas has been completed in 2020 and is expected to be formally established in 2021. The construction of the second batch of national parks was initiated from 2016 to 2020, and Nanling National Park is one of them.) in advance of their construction. There are two primary reasons for this new requirement. First, the establishment of NPs can effectively protect ecological environments while simultaneously sustaining local socio-economic progress. An SIA is usually undertaken by the appropriate functional departments of NPs, municipal governments, and local communities. The direct participation of the local residents can reveal the potential social issues and contradictions that may arise in the construction process, allowing more targeted policies and guidelines to be developed. Second, the local residents and communities in and around a NP are the key subjects for socio-economic impact assessment. In a centralized country like China, however, these groups have less power to voice their opinions that might influence public sector policy while NPs are being built. Worse still, their positions of uncertainty with respect to NP construction is exacerbated by a lack of available information. On the one hand, a high reliance on natural resources for survival, including land, and a strong emotional attachment to their homelands, drive local residents to oppose the establishment of national parks in principle. On the other hand, they must make concessions to the implementation of national macroeconomic policies aimed at ecological reform and sustainability. The social consequences of NP development not only influence ecological conservation at a macro level, but also the livelihoods and everyday lives of local people through path dependency [
7].
Guangdong Nanling National Park (NNP) is a NP explicitly proposed in the “National Park Spatial Layout Plan” and construction work started in 2018. NNP has typical man-land constraints (there is much collective land in the proposed NPs, and there are serious land disputes. At the same time, there are large numbers of residents living in the Nanling region, and some of them are ethnic minorities. Both are typical issues in China’s pilot NPs which cause social conflicts) and its communities are widely representative of China’s NPs. Based on the SIA survey data from residents in the proposed lands for NNP and its surrounding area, this research addressed the following questions: What are the social impacts of national parks on communities? What factors affect resident perceptions of NPs? How do residents perceive the social impacts brought by the construction of NPs? Do the perceived social impacts by residents have an impact on their attitudes about supporting the construction of a NP?
2. Literature Review
As an evaluation index system, a social impact assessment (SIA) was first proposed by Mendoza in the 1970s. Vanclay defined social impact as “the processes of analyzing, monitoring and managing the intended and unintended social consequences, both positive and negative, of planned interventions, and of any social change processes invoked by those interventions. Its primary purpose is to bring about a more sustainable and equitable biophysical and human environment” [
8,
9].
A SIA is similar to an environmental impact assessment (EIA), but the difference is that a SIA emphasizes the impact on communities and pays more attention to the management not just the prediction of impacts. The social impacts can include various problems related to lifestyles, culture, and community (e.g., cohesion, political system, environment, health and well-being, personal and property rights, and fear and change of wishes) [
10,
11]. Therefore, a SIA is not only a method that produces a report, but also represents a practical way to understand and manage the social impacts of projects.
Scholars are paying greater attention to the endogenous (internal) influences (local attachment, community empowerment, social capital, etc.) brought by exogenous (external) factors (policies, welfare policies, etc.) to communities. Top-down management systems have obvious effects on the formation of social influences [
12]. The existing literature on the influences of the development of PAs on local areas can be categorized into ecological, economic, cultural, and political impacts [
13]. Some of the most common and far-reaching social impacts brought by the development of PAs are seen in the changes in ecological environments and the spread of ecotourism. Strict ecological protection policies restore local natural environments, and by limiting certain human activities in specific areas, the rational use of ecological environments is more compatible with biodiversity conservation [
14]. People living in and around nature reserves interact with ecotourism. Ecotourism brings tourists from other places, not only providing new sources of income for the local residents, but also creating natural, cultural, and social relationships in areas that did not previously exist. Ecotourism and nature-based tourism are newer ways to view and utilize the existing social–ecological landscapes surrounding people and create new boundaries [
15,
16]. However, some think that ecotourism has neither ecological nor social benefits [
17,
18], but it nevertheless is still a strategy for protection and development. The establishment of PAs usually means that there is a significant positive impact on jobs by creating new employment opportunities [
19]. Even if there is no ecotourism, the PA often provides employment opportunities for local residents [
12].
Due to the development of tourism and recreational activities and changes in natural resource utilization, the development of PAs is affecting poverty levels [
20]. The literature suggests that PA construction may have a significant negative effect on the incomes of local communities [
21]; however, more recently, there is strong evidence that PAs reduce poverty levels [
22,
23,
24]. A study in China’s Qianjiangyuan (QJY) National Park showed that during its pilot period from 2015 to 2019, 53% of respondents’ annual net income remained unchanged, 37% of respondents’ annual net income increased, and another 10% declined. Some 46% of the respondents had positive views on QJY, 11% held negative views, and 43% thought the park had no impact on their lives. QJY resident perceptions of economic changes affected their decision making in matters related to national parks. When they thought that the income from the national park development exceeded their previous income, they expressed support for the project [
25].
To reduce the burden of PAs on local residents, the sharing of power and responsibilities between the government and local resource users is changing. PAs mean the application of new management frameworks, and this change often leads to the redistribution of power and the formation of alliances among different entities affected by the new authority [
26]. The social impact of the unequal distribution of rights tends to have a greater impact on women and the poor. In the Maya Biosphere Reserve in Guatemala, planners regarded men as the “primary agents of social change”, while they ignored women from the outset. Although the project was successful, it reasserted the local power structure and gender relationships. Because women were neglected, they began to form alliances and work outside their immediate families, which had a direct impact on the effectiveness of ecological protection in the reserve. Disadvantaged groups, especially ethnic minorities and poor people, have high expectations with respect to the establishment of PAs. They hope that in this process they can change identities and social standing, gaining a new social status and recognition. These hopes are reflected in their attitudes toward the PAs.
Conservation work changes people’s perceptions of their relationship with the surrounding environment. Their daily lives are a reflection of the local culture. The interaction between work and life changes the local culture. For example, one of the outcomes of the Yellowstone National Park model is that it erased the cultural history of the Native Americans and the Native Americans themselves [
27]. In the past, the Huaorani Indians believed that the natural environment was inseparable from their social world [
28]. During the construction of the NP, they gradually realized that nature and culture were diverging. Research found that international non-governmental organizations imposed Western concepts on the separation of nature and culture on Thailand’s PAs, which not only affected local cultures, but also led to strong resistance from local residents [
29]. New languages and cultures penetrate into the local people’s discourse and change and damage social life and customs. The effectiveness of the administrative system will depend on whether the affected community is willing to comply with new regulations implemented by the PAs and their social impacts. Social influences come into being with rumors about the establishment of PAs [
30] and change with the development of projects [
31]. Social impact is usually included in a broader category of well-being. The establishment of PAs not only changes local systems and social environments, including modes of land and water body ownership, but also affects the income inequality of rural people, depriving the residents of their rights to land and resources accompanied by unequal agricultural subsidies. These influences are often inherent and implicit but have a great impact on PA success. Compared with “technical and technocratic concerns” [
32], the worries over non-technical issues, such as social impacts, are more limited and often cannot be effectively solved by managers [
33].
Scholars generally measure the social impacts of PAs from three perspectives: the impacts of the PA on the whole population, the perceptions of managers and actors, and the perceptions of local communities. One of the goals of NPs is to improve the well-being of communities; therefore, a participatory process to gather the perceptions of the affected residents is considered critical in SIAs [
34]. However, due to individual differences, people have dissimilar views, expectations, and concerns about projects. For example, excessive expectations can cause adverse social impacts, and when a project fails to meet expectations, residents feel “ripped off”. To avoid such situations, when a new PA project starts, the focus should be on community expectations and the history that influences community perceptions, so as to gauge likely community support for the project. Vanclay [
30] also believes that the influence of perceptions is a real influence, affecting people’s behavior and attitudes. Although some studies provide guidance for improving the management of China’s NPs, there is a lack of empirical research on the socio-economic impacts of NPs on local communities [
35]. Based on the above review and analysis of the SIA framework, this research examined resident perceptions of the social impact caused by the NP from four perspectives: ecological, political, cultural, and economic impact perceptions.
5. Findings and Discussion
5.1. Influence of Individual Differences on Supporting Attitude of National Park
Despite the fact that age and education have been identified as fundamental factors in previous research on the environment and PA perceptions, few substantial impacts were observed [
39]. A recent study on the Wuyi Mountains National Park determined that people with higher levels of education were more likely to appreciate the importance of ecosystem services than the less educated, thus further impacting the support for NP policy and the effectiveness with which it is implemented [
14]. The aforementioned research conclusion is similar to the Wuyi study findings. During the interviews, villagers with higher educational attainment expressed more concern about the impact of environmental deterioration and strongly believed that building NNP would improve their living environments and quality of life [
40]. Younger individuals are typically better educated and more open to new concepts, while seniors tend to have greater trouble adapting to life and livelihood changes. As a result, they are opposed to the development of NNP. As a result, the government must pay particular attention to the impact of NNP development on older residents and enhance the compensation and social security benefits systems to garner more support. Beyond that, education is thought to impart not only knowledge but survival skills [
25] that allow people to be better equipped with the capacity to resist risks in the face of negative social impacts caused by the construction of NNP and thus to increase project support.
Most of the residents in the strictly protected zone (according to the “Master Plan of NNP”, the NNP area is divided into strictly protected zones and general control zones. Strictly protected areas refer to zones with high ecological value and no human activities) are ethnic minorities who have lived on this land for longer periods than the Han Chinese. Due to the construction of NNP, they will be forced to leave their homes, on which they rely, through the procedure of ecological relocation. Although the administrative department suggested land replacement and ecological compensation to reduce the losses of these residents, the exact compensation system and standards were not determined in the initial development stage, and this resulted in concerns among those impacted about the future. Accordingly, some ethnic villagers raised a barrage of questions about their lands, subsistence practices, and livelihoods—“What will happen to our lands after we move out? We’d rather live a stable life in the mountains. What can we do now that we’ve relocated?” (male, 48 years). In addition, the limited access to modern life makes it difficult for ethnic minority residents to adapt and assimilate into the relocation sites. Because of their inability to adjust, some of them eventually opt to return. Under these circumstances, NNP is seen as taking possession of their lands and forcing them to abandon their homes, and thus many are opposed to the project’s execution.
5.2. Reasons for Differences in Perception of Social Impact and Support Concerns of Local Residents
Previous research has demonstrated that the long-term presence and administration of protected areas is a particular condition that leads to social perceptions in communities. The results of the interviews with the local residents revealed that their perceptions toward the social impacts were primarily derived from the understanding of NPs. Thus, they believed that the value of a NP comes from its ecosystems, with parks providing sustainable livelihoods for individuals and families, as well as employment opportunities and a boost to community economies. Moreover, the associated initiatives in the early stages of NNP development are mostly linked to ecological and economic interests. For example, the categorization of areas may exert a direct impact on access to natural resources to support livelihoods. Therefore, local residents are more sensitive to the ecological and economic impacts and are more concerned with personal gains than with political and cultural impacts.
Since the establishment of Nanling National Nature Reserve in 1994, the local populations have been exposed to a variety of natural resource planning initiatives and management, helping them progressively cultivate and maintain an awareness of environmental and ecological conservation. In the meantime, what has been accomplished in protection management has also served as a basis for the development of socio-economic perceptions. During the interviews, the vast majority of local people voiced their approval of environmental protection—“We feel that NP building is of great help in preserving our mountains and rivers”, said a 45-year-old man; “The establishment of the NP is a good thing that benefits the country and the people, and I wholeheartedly support it”, said a 53-year-old man. The way people think about and perceive natural resources is influenced by how the resources will be utilized. Some local residents stated that they would not cut down forests with economic value but hoped that ancestral forest lands would be retained and left as an asset for their descendants rather than categorized as strictly protected zones. These lands and forests are not just a place for production and living, but a source of emotional sustenance. Because of the emotional attachment to lands, local residents were willing to forego some economic interests to support ecological sustainability and NNP.
The local residents were more sensitive to economic impacts, as they expected the NP to improve a wide range of community well-being dimensions from economic conditions to the environment and quality of life. Previous studies have also found that, among the four perceived impacts of NPs, the values associated with culture and ecology are outweighed by the economic benefits. “We just want to know if we may start a homestay business or run a farmhouse after NNP is completed. Are preferential policies going to exist? Of course, if at all feasible, we would support it”, said a 28-year-old female resident. For those opposed, the development of NNP will impose restrictions on the exploitation of natural resources, raising economic concerns. In Boluo Town, for example, part of the forest lands are maintained by NNP. Some areas are rented by the China Forest Ecological Industry Demonstration Base for the development of nature-based tourism, and others are utilized by the local residents for bamboo shoot plantations. The local people had expected that NNP would enhance their living conditions; instead, the development hampered their regular production and livelihoods, sometimes reverting them to poverty and escalating social conflicts. As a consequence, several were vehemently opposed to the development. “What’re the benefits of the NNP? It’ll just make things worse for us”, (male, 42 years) said a respondent during the interview. In addition, NNP is situated in an area abundant in water resources, with many small- and medium-sized hydroelectric facilities. Some of the locals were project participants and could earn a dividend annually at the commencement of the building of hydropower stations. With the construction of NNP, however, hydropower projects, which do not comply with the “Master Plan”, have gradually been shut down and removed, resulting in heavy job losses in the area. According to prior research, the cost of nature conservation is often borne by local communities, as they restrain residents from engaging in traditional production activities based on natural resources, particularly among the poorest groups [
41]. Additionally, only if economic gains are greater than before construction will people support NP projects [
42,
43]. The results further demonstrated that the economic benefits should be prioritized during the initial stages of NP construction, namely, how to promote the transformation of green industries to minimize the negative social effects caused—for instance, technical support and financial compensation are the most direct and viable means to assist local people in recognizing and embracing NPs.
Poverty is a practical concern faced by the vast majority of residents in the PAs of developing countries [
44], and their subsistence activities often jeopardize the natural resources and environmental management of the reserves. Some scholars have recommended that anthropogenic disturbances be addressed by alleviating poverty [
45]. Residents in and around NNP are hopeful that the construction will help ease their poor conditions. “My life is so hard. Will our earnings rise after the park is built? And is there an increased amount of ecological compensation?” a respondent asked (male, 53 years). Similar to the initial goal of “rural revival” initiated by France, China’s NPs aim to alleviate poverty while preserving ecological systems for the local communities. In the researchers’ view, when it comes to the development of NPs, special attention should be paid to local poverty, and alternative jobs and compensation criteria should be factored into the planning process from the beginning. As indicated by the analysis of gender disparities, whether women will benefit from the NP is not necessarily a source of concern among residents. Previous studies have indicated that women and men have different needs, priorities, and resource use patterns when interacting with the environment [
30,
46]. Women are more passive than their male counterparts, but they are frequently excluded from power and decision-making processes. This unequal relationship is regarded as one of the most common causes of ineffective management practices and less community engagement in NPs [
7]. It was also found in this survey that the proportion of women in local governance agencies was low.
Similar to the Native Americans of Antelope Canyon, who have viewed the Red Rock Canyon as a sacred place to commune with their gods, the local residents of NNP have long considered forest lands to be holy sites where they may bury their ancestors. This cultural legacy is also apparent in this study. In the cultural impact perception group, those who felt the customs and practices of ethnic minorities would be affected indicated higher support for the construction of NNP. The Yao, whose ancestors have been residing in the mountains since ancient times, are the majority within NNP. The Yao village is classified as a core protected zone, and thus the entire community is required to relocate to the general control area. During the interviews, residents indicated support for the NP, provided the traditional minority culture, such as houses and buildings, was preserved. “Even if we move out, we want to come back and look at the houses”, one respondent stated (female, 36 years). Culture, as part of the lives of local people, is interwoven in their interactions with nature (local culture) and can also contribute to livelihoods (e.g., via ecotourism). Therefore, when analyzing the social impacts of NP on communities, extra emphasis should be allocated to the perceptions of ecological and cultural impacts on activities that mold people’s minds and behaviors. Only in this manner can policymakers develop a better understanding of the context in which local groups support the NP under specific circumstances.
6. Conclusions and Policy Implications
This research explored the attitudes toward NP development from an endogenous viewpoint by examining the perceived social impacts of the proposed NNP project among the local residents. The results revealed that the social impacts perceived by local people toward NNP influenced their attitudes at an early stage of the project. The lack of knowledge caused residents to be anxious and conflicted about the NP; thus, they gave support to the NP under certain conditions. These concerns arose largely from uncertainties as to how they will live in the future. However, it filled some people with dread for their future livelihoods as a result of poor conservation measures and incentives in the past. Although there were anticipated positive and negative societal consequences, the local people noticed more favorable impacts throughout the planning stages of the NP. On the other hand, the new management system has yet to be fully transparent and how it will be different from previous PAs. It will be difficult to harmonize the “bottom-up” approach with resident involvement with the “top-down” political system. There has unavoidably been a combination of endogenous (bottom-up) and exogenous (top-down) forces throughout the social and economic development process. Despite the challenges, the key is to strike a balance between internal and external control and to ensure more access and community empowerment so that the local people may reap greater benefits from the process.
Three strategies of gaining local support during the early stages of building the national park were determined and create possible conditions for community involvement. First, efforts must be made to strengthen awareness of NNP among the residents and local communities through lectures, slogans, and other ways, to improve their understanding of the national policies. Additionally, policymakers may also better comprehend and balance protection targets and resident interests, as well as identify conflict points and solutions to fulfil the needs and appeals for local peoples. Second, since there are differing perceptions toward the social impacts of the NP, different livelihood restoration and benefit sharing programs should be tailored to meet a variety of demands [
47]. The social impacts of NP building perceived by vulnerable groups, such as ethnic minorities and women, should be given special consideration. Material security, e.g., ecological compensation, is the most pragmatic and immediate approach to helping residents, whereas education and training are more long term and sustainable. How to integrate local resources to effectively translate the green economy into greater employment is the key planning issue with which policymakers must engage. Third, the development of the NP has dynamic and profound implications that may bring about changes in attitudes, policies and strategies, and even result in residents having a greater say in local development [
48]. The quest for a NP where human and nature coexist in harmony can only be accomplished by empowering local communities while ensuring that their values, ways of thinking, and significance are aligned with national participatory conservation initiatives. In addition, resilient governance provides a viable framework for the relationship between the NP administration department and communities [
49]. By guiding the community to participate in the governance of the NP and providing the corresponding guaranteed mechanisms, the communities gradually change from passive participation to active participation, which helps to establish top-down and bottom-up paths.
The development of NPs in China is a policy initiative that involves a nationwide effort to undertake institutional reform. The Chinese government provides residents with various exogenous support factors, such as economic subsidies, technical aid, and other forms of welfare. This research explored ways to encourage active community participation in the local development from an endogenous perspective. This research has some limitations. For example, there was an unequal gender representation in responses; however, the local cultural traditions were followed and this is a recognized limitation of the results. Additionally, it is not sufficient to evaluate the social impacts only from a community perspective in a centralized country like China. The social impacts of NP development are diverse, and the attitudes of different stakeholders, such as local government and enterprises, toward NP development are equally important. This is affected by how effectively the relevant systems and policies are promoted and implemented. Therefore, our study established a baseline for the social impacts of the NP project and, on that basis, to adjust policy guidelines and develop a community feedback mechanism to meet the different demands, minimize negative social impacts as much as possible, and gain more support from residents and communities. The results of this research provide not only a baseline for the social impacts of NNP construction [
50], but also a reference of value for assessing the effectiveness of policy implementation in the future.