1. Introduction
Since the early 2000s, water security has emerged as a central goal in both national and global development agendas, reflecting a growing recognition of the fundamental role of water in sustaining public health and livelihoods [
1]. It gained prominence as concerns over water scarcity and water quality intensified worldwide due to rapid urbanization and climate-related risks. Water security is conceptualized as the availability of an acceptable quantity and quality of water for health, livelihoods, ecosystems, and production, coupled with an acceptable level of water-related risks to people, environments, and economies [
2]. Several international organizations, including the United Nations, the Asian Development Bank, and the Global Water Partnership, have further refined and operationalized the concept within policy, governance, and sustainable development discourses [
3,
4,
5]. Water security has thus evolved into a multidimensional and integrated concept that encompasses not only water availability and quality but also issues of accessibility, affordability, governance, equity, resilience, and risk.
The principle that ‘what cannot be measured cannot be effectively managed’ underscores the importance of developing robust indicators for water security [
5]. Consequently, a range of tools, approaches and frameworks have been developed to assess water security across different spatial, temporal, and social scales. Broadly, water security assessments can be categorized into two main approaches: resource-based and experiential [
1]. Resource-based assessments typically employ physical, environmental, institutional, and service-related indicators to evaluate the status of water resources, identify key challenges, and support policy formulation and management interventions. In contrast, experiential assessments focus on individual’s and household’s lived experiences of water insecurity, capturing its social, economic, psychological, and health-related consequences over relatively short time periods. While experiential approaches offer a deeper understanding of how water insecurity is experienced by vulnerable populations at the household and community levels, resource-based approaches provide valuable insights into strategic planning and governance.
In the resource-based approach, the Water Security Index (WSI) has become an important analytical tool for assessing water security by identifying existing water-related challenges, establishing improvement targets, evaluating the potential impacts of interventions, benchmarking performance, and facilitating the transfer of lessons learned from successful practices [
5]. As a multidimensional assessment framework, the WSI incorporates a range of dimensions and indicators that vary according to the objectives, contexts and spatial scale of individual studies.
Over the past decades, numerous WSIs have been developed and applied at regional, national and transboundary scales to assess water security conditions and support policy decision-making [
3,
4,
6,
7,
8]. While these large-scale assessments provide valuable strategic insights, they often fail to capture local-level variations and context-specific challenges. National-level indices tend to overlook disparities associated with gender, age, income, settlement type, and other forms of social inequality that shape water security outcomes. To overcome some of these limitations, several city-level WSIs have been developed using four to five core dimensions of water security and secondary data obtained from government agencies and relevant institutions [
9,
10,
11,
12,
13,
14,
15]. Although these studies have advanced the understanding of urban water security, they often inadequately represent the water insecurity problems of low-income communities and households. Critical aspects such as water accessibility, quality, affordability, reliability, sanitation and hygiene conditions, exposure to water-related hazards, environmental quality, and participation in water governance remain insufficiently represented.
At the household level, only a limited number of studies are available that investigate water security [
16,
17]. Also, the available studies primarily focus on the water availability, and sanitation and hygiene dimensions, and suffer from not considering water environment, water and climatic risks, and water governance. In the context of Dhaka’s slums, previous studies have largely focused on the provisioning of physical infrastructure and services [
18,
19,
20,
21,
22,
23,
24], with comparatively limited attention paid to soft governance and management measures [
25,
26,
27,
28,
29,
30]. Therefore, this study focuses on assessing water security in urban slums using a multidimensional WSI. Such assessments would reveal slum- and group-specific challenges, and inform the design of targeted, inclusive, and sustainable interventions to improve water security. Moreover, such assessments can provide evidence-based guidance for urban policymakers, planners, and development practitioners, and directly contribute to the achievement of Sustainable Development Goals (SDGs), particularly SDG 3 (Good health and well-being), SDG 5 (Gender equality), SDG 6 (Clean water and sanitation), and SDG 11 (Sustainable cities and communities).
2. Materials and Methods
2.1. Study Area
Dhaka, the capital city of Bangladesh, is situated in the central region of the country and is surrounded by several major river systems, including the Buriganga, Turag, Balu, and Tongi Khal. These rivers play a significant role in surface water supply and rainwater drainage of the city [
31]. As one of the world’s fastest-growing megacities, Dhaka is expected to become the largest urban agglomeration globally by 2050, surpassing Jakarta in population size [
32]. Rapid urbanization, coupled with continuous rural-to-urban migration, is contributing to the expansion of informal settlements throughout the city. About 1.8 million people reside in slum settlements in Bangladesh, with a substantial concentration in Dhaka [
33,
34]. Water supply services within the city are managed by the Dhaka Water Supply and Sewerage Authority (DWASA). However, the slums have limited access to the DWASA water supply system. Also, water points and sanitation facilities in slums are commonly shared among multiple households. Therefore, slum settlements of Dhaka City are selected for this study.
Eleven slums are initially identified from published literature and data [
34]. Then reconnaissance field visits are conducted to the slums to see their variations in water sources, land ownership, water, sanitation and hygiene (WASH) infrastructure, and management arrangements. Five slums (BNP Bazar slum, Milkvita Zheelpar slum, Nabinagar Housing slum, Rajur slum, and Tejgaon Railway slum) are finally selected for this study (
Figure 1). These slums represent diverse socioeconomic, infrastructural, and institutional contexts, and provide a suitable basis for assessing household-level water security.
2.2. Assessment of Water Security
In this study, water security in slums is assessed using the water security index (WSI). The WSI comprises five dimensions, each dimension consists of a few indicators, and each indicator consists of one or more variables. To select the WSI dimensions, previous studies on water security issues at urban, peri-urban, and city scales are thoroughly reviewed [
10,
12,
16,
35]. The selection process also considers the targets set by the United Nations for achieving the goal of securing sustainable water for all [
8]. Based on the review outcome, five measurable and interconnected dimensions of water security are selected: (i) water supply, (ii) sanitation and hygiene, (iii) water environment, (iv) water and climatic risks, and (v) water governance.
A set of indicators for each dimension is then selected to capture the specific characteristics of that dimension. The selected indicators are: (i) water availability, accessibility, affordability, and quality for water supply, (ii) access to improved toilet facilities, challenges associated with existing toilet facilities, access to improved bathing facilities, challenges associated with existing bathing facilities, access to safe menstrual hygiene management (MHM) facilities, and awareness of MHM practices for sanitation and hygiene, (iii) presence of improved drainage system, presence of improved sewerage system, presence of primary waste collection system, and condition of nearby surface water bodies for water environment, (iv) waterlogging and heat stress conditions and adaptive capacity for water and climatic risks, and (v) resource, agency, and institutional support for water governance.
For each indicator, one or more variables are selected through a comprehensive review of literature on water security, water poverty, and WASH issues in slums [
18,
26,
27,
35,
36]. Additionally, variables are identified based on observations of existing WASH conditions during reconnaissance field visits. Moreover, findings from questionnaire pre-testing and focus group discussions (FGDs) help refine the variables.
To calculate WSI from the scores on five dimensions, the following weighted multiplicative aggregation function is used:
where
is the score on the i-th dimension, and
is the weight of the dimension. Previous studies show that multiplicative aggregation is more sensitive to poor performance in individual dimensions and is therefore more effective in identifying critical weaknesses or hotspots within a water system [
37]. Furthermore, multiplicative aggregation generally produces more conservative estimates while maintaining the relative ranking of observations [
38]. The
’s are estimated with Principal Component Analysis (PCA) on
’s. The suitability of the
scores for factor analysis is assessed using the Kaiser–Meyer–Olkin (KMO) measure of sampling adequacy and Bartlett’s Test of Sphericity. The minimum acceptable KMO value is set at 0.60 [
39], while a significance level of 0.05 is used for Bartlett’s test to confirm the existence of sufficient correlations among the dimensions [
40,
41]. An orthogonal rotation is applied to maximize the variance of factor loadings and improve the interpretability of the extracted components.
Each
is calculated from its indicator scores using an additive aggregation technique as below:
where
is the score on the i-th indicator,
is the weight of the indicator, and
is the number of indicators under the dimension. All indicators under a dimension are given equal weights following the previous studies on index-based assessment [
10,
16]. This means that the four indicators under the water supply dimension receives a weight of 0.25 each.
Each
is calculated from its variable scores using the following additive aggregation equation:
where
is the score on the
-th variable,
is the weight of the variable, and
is the number of variables under the indicator. Equal weights are assigned for all variables under an indicator.
The resulting WSI values are subsequently classified into different water security categories to facilitate interpretation and comparison among the study slums and the respondent groups. The classification scheme used in this study is given in
Table 1.
2.3. Data Collection
The study collects primary data on different variables for calculating the WSIs of the slums. The data is collected through a household questionnaire survey. A two-stage sampling strategy is followed to select the respondent households [
42]. At the first stage, each selected slum is divided into spatial units based on available lanes. A few units representing diverse sources of water and/or different levels of water security from each slum are selected at this stage. At the second stage, a house list is prepared for each selected spatial unit of the slum, and the households are selected proportionately to the number of households in the unit. A total of 286 households from the five slums are surveyed in this study, which is about 12.4% of the total households (
Table 2).
A structured questionnaire is prepared to collect data on different variables under the five dimensions of water security. For most variables, the data is collected using a five-point ordinal scale, where a score of 1 represents the lowest level of variable value linked to water security and a score of 5 represents the highest level. Data on some variables, such as daily water consumption, monthly water expenditure, and household income, are collected using a ratio scale. The ratio-scale data are divided into five equal-interval classes to use in WSI calculation.
The water quality indicator is assessed by a water quality index (WQI) developed by the Canadian Council of Ministers of the Environment (CCME) [
43]. The CCME index allows flexibility in parameter selection and application of national water quality standards [
44]. Eight water quality parameters, such as temperature, color, pH, turbidity, electrical conductivity (EC), total dissolved solids (TDS), iron (Fe), and
E. coli, are tested to develop the WQI. Temperature is included as water in slums is often stored in open tanks exposed to sunlight, affecting pH,
E. coli and other parameters. Color is included as discoloration may indicate presence of organic matter, Fe or other metals. Also, two water quality experts have been consulted to select the parameters. Water samples are collected from three water sources in each slum during both wet and dry seasons. The sampling locations include the main community water point and two household-level water storage points. In total, 30 water samples are collected from the five study sites and analyzed at the laboratory of the Institute of Water and Flood Management following standard procedures. Based on CCMEWQI values, the water quality is divided into five classes [
43]: 0–44 (poor), 45–64 (marginal), 65–79 (fair), 80–94 (good), and 95–100 (excellent).
The waterlogging indicator is assessed using a Participatory Geographic Information System (PGIS) mapping technique [
45]. The technique collects information on total settlement areas, extent of waterlogged areas, and locations of water bodies and drainage networks. The frequency, depth, and duration of waterlogging are also collected during the mapping. Slum-level intensity of waterlogging is derived from the frequency, depth, duration and extent of waterlogging, and impact of waterlogging from the degree of exposure of houses, household assets, activities and income.
To obtain a deeper understanding of local water security conditions and validate survey findings, several participatory tools, such as FGDs, IDIs and key informant interviews (KIIs), are also used. A total of 12 FGDs are conducted with different groups of people in the study slums. Each FGD includes six to eight participants. In addition, 26 IDIs are conducted with slum dwellers who have lived in slums for a long period and experienced severe water insecurities. Furthermore, 12 KIIs are conducted with representatives from DWASA, non-governmental organizations (NGOs), community leaders, slum managers, academicians, and local health workers. These interviews provide valuable insights into existing water security challenges, institutional arrangements, and potential intervention strategies. FGDs, IDIs, and KIIs are conducted using checklists.
4. Discussion and Recommendation
This study assesses the water security in five slums of Dhaka City in Bangladesh. The assessment considers five dimensions of water security: water supply; sanitation and hygiene; water environment; water and climatic risks; and water governance. WSI on a scale of 5.00 in Dhaka City slums has an average value of 2.26, varying from 1.72 to 3.34 depending on the slums. The average WSI for Kolkata municipality, India is found to be 7.33 on a scale of 10.00 using four components: water availability, accessibility, quality, and risks [
13]. In the study, an index of 5.00 is considered as the threshold between secure and insecure water status. A WSI of 2.80 on a scale of 5.00 is calculated for Islamabad metropolis in Pakistan [
10]. However, the hazard and risk dimension is not considered in the study. For the water-scarce Madaba City in Jordan, a score of 2.50 has been obtained [
35]. For Bahir Dar City in Ethiopia, the domestic WSI value is found to be 2.80 with three water security dimensions—water supply, sanitation, and hygiene [
16]. Therefore, though not directly comparable, the average WSI in Dhaka City slums is poorer than that in the other cities in South Asia, the Middle East, and Africa.
The findings also indicate that Dhaka City slums score relatively better in the water supply dimension, while they score poor in the water environment and water governance dimensions. Lack of drainage and sewage disposal facilities, household waste collection, legal water connection, slum manager presence, and institutional support are among the major factors for poor scores. These findings underscore the need for essential urban services, legal water access, and institutional support from GOs and NGOs in enhancing water security in the informal settlements of Dhaka City.
The dimension-wise analysis identifies key areas requiring intervention across the study slums. Nabinagar Housing slum scores relatively well in all dimensions, though improvements are needed in the sanitation and hygiene, and water governance dimensions. Tejgaon Railway slum shows moderate performance but requires attention to the sanitation and hygiene, water environment, and water governance dimensions. In contrast, BNP Bazar, Milkvita Zheelpar, and Rajur slums exhibit deficiencies across multiple dimensions, particularly in the sanitation and hygiene, water environment, water and climatic risks, and water governance dimensions. Overall, water environment, and water governance emerge as the weakest dimensions across the study slums, with Rajur slum requiring the most urgent intervention due to its consistently low performance in all dimensions.
Improving water security in slums requires context-specific, integrated, and multi-sectoral interventions. Enhancing water supply necessitates the expansion of legal water connections, ensuring well-managed and well-informed intermittent water supply, and improving the protection, operation, and maintenance of community water storage facilities.
The sanitation and hygiene dimension can be improved by increasing the availability of shared toilets and bathing facilities, upgrading WASH infrastructure, and providing awareness programs on sanitation, hygiene, and MHM. Improved and secure WASH facilities may also help reduce social vulnerabilities, as field findings indicate concerns over safety and privacy. Due to limited privacy for laundering the reusable menstrual materials, most adolescent girls prefer to use disposable sanitary pads. The study also finds misconceptions regarding menstrual waste disposal, with many girls disposing of used materials in nearby water bodies, toilets, or drains, rather than disposing of with household waste, highlighting the need for improved MHM awareness and waste management practices. In IDIs with differently able persons, pregnant women, and the elderly, the participants report significant difficulties in using existing toilet facilities. Thus, the installation of handrails in toilets can substantially improve accessibility and make sanitation facilities more user-friendly.
The water environment in slums can be improved through the provision of basic urban services. FGD participants emphasize establishing a regular solid waste collection system to enhance environmental cleanliness and reduce pollution of nearby water bodies. In addition, the installation of drainage facilities and routine maintenance of adjacent drainage canals can improve environmental conditions and mitigate the impacts of waterlogging within the settlements.
The resilience to water and climatic risks can be strengthened by constructing raised WASH facilities and providing emergency relief support including safe drinking water during hazard events.
Water governance in slums can be strengthened through the formation of separate men’s and women’s management committees to ensure inclusive participation in WASH-related decision-making. Representatives selected from these committees could serve as slum managers, acting as intermediaries between residents and slum owners. The field survey reveals an absence of formal accountability mechanisms for the maintenance of shared WASH facilities, resulting in inconsistent cleaning practices and inadequate hygiene standards. Women also report that the concerns regarding the safety and privacy in WASH facilities are often ignored by the slum managers, while residents in settlements without designated managers lack effective channels for reporting grievances. Furthermore, the low educational attainment of many residents contributes to limited awareness of safe water use, personal hygiene, and MHM. Although some NGOs run hygiene awareness programs, these initiatives remain insufficient to address the broader needs of slum communities.
The findings of this study are constrained by the self-reported variable scores by the survey respondents. Though triangulation is done through FGDs, it is possible that the scores provided could be subject to low education level of the respondents, lack of knowledge about other slums, duration of living in the slum and so on. A second limitation is the low number of slums (5) and low number of people (286) surveyed. Although a good number of other tools are used to complement the data collection and triangulate the study findings, the findings could have been more robust if more slums and people had been surveyed. However, this was not possible due to limited available financial and human resources. A third limitation of the study is the single round of measurements of water quality parameters in each season and only from three sources. A fourth limitation can be the use of single-round cross-sectional survey data without capturing the seasonality in water security. The final limitation could be the lack of validation of WSI values with independent outcomes, such as reported illnesses. Given these limitations, the general validity of the study’s findings can be ascertained through further case studies in other geographical areas and socioeconomic conditions.
5. Conclusions
This study assesses the water security of five slums in Dhaka City of Bangladesh by using a multidimensional WSI. The index is derived from five dimensions, each comprising two or more indicators, using PCA. A structured questionnaire survey is administered among 286 slum dwellers. In addition, 12 FGDs, 26 IDIs, and 12 KIIs are conducted using checklists to understand water security issues and challenges, to identify potential indicators and variables, and to suggest potential measures to improve the WSI. Water quality of the slums is tested in the laboratory, and waterlogging hazard is mapped using PGIS.
The findings demonstrate that water security depends not only on WASH infrastructure and services, but also on environmental management, effective governance, and resilience to water and climatic risks. This is clear from the PCA weights of 0.21 for water supply, 0.20 for sanitation and hygiene, 0.21 for water environment, 0.21 for water and climatic risks, and 0.17 for water governance, indicating almost equal importance of all the dimensions in WSI. The results also indicate that Dhaka’s slums score lowest (1.86 out of 5.00) in water environment and second lowest (2.03) in water governance. Among the slums, Rajur slum scores lowest (1.72) and BNP Bazar slum the second lowest (1.86). Of the five slums, four fall under a ‘Fair’ level of WSI, indicating measures are needed to improve water security in Dhaka slums.
Improving stormwater drainage, domestic sewage disposal, household solid waste collection, cleaning water bodies around the slums, maintaining the water distribution and storage systems properly, and raising awareness of MHM are found to be among the major areas for enhancing water security in Dhaka slums. The WSI values derived in this study can work as benchmarks for future water security studies in other slums in Bangladesh and elsewhere. However, the findings are constrained by the limited number of slums selected for data collection.