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Review

Pathways Toward Carbon-Neutral Municipal Wastewater Treatment Plants: Process Reconfiguration, Resource Recovery, and Sustainability Assessment

1
Jiangsu Key Laboratory of Atmospheric Environment Monitoring and Pollution Control, Collaborative Innovation Center of Atmospheric Environment and Equipment Technology, School of Environmental Science and Engineering, Nanjing University of Information Science and Technology, Nanjing 210044, China
2
Research Institute for Environmental Innovation (Suzhou), Tsinghua, Suzhou 215163, China
*
Author to whom correspondence should be addressed.
Water 2026, 18(13), 1597; https://doi.org/10.3390/w18131597
Submission received: 18 May 2026 / Revised: 26 June 2026 / Accepted: 27 June 2026 / Published: 1 July 2026

Abstract

Municipal wastewater treatment plants (WWTPs) are essential for protecting public health, however, their contribution to greenhouse gas (GHG) emissions has often been overlooked. Achieving carbon-neutral operation requires more than incremental improvements in energy efficiency; it calls for a rethinking of process design, energy flows, and resource recovery strategies. This review examines recent developments across several key pathways, including carbon capture through A-B configurations, energy recovery via anaerobic digestion, and low-carbon nitrogen removal based on autotrophic processes such as partial nitritation–anammox. Emerging technologies, such as microalgal and bioelectrochemical systems, are also reviewed, although their large-scale applicability remains uncertain. Particular attention is given to the trade-offs introduced by advanced treatment for micropollutant removal, which can significantly increase energy demand if not carefully integrated. Beyond individual technologies, the paper highlights the importance of system-level optimization, life-cycle assessment, and data-driven control strategies. A staged roadmap is proposed to distinguish near-term improvements from longer-term transitions. Rather than presenting a single solution, the review emphasizes that feasible pathways depend strongly on local conditions, including influent characteristics, climate, and energy mix.

1. Introduction

Wastewater treatment is often regarded as a background urban service—reliable, standardized, and largely invisible to the public. However, this perception masks the sector’s growing significance in energy consumption and climate-change mitigation [1,2]. Conventional activated sludge (CAS) systems are energy-intensive, with aeration alone accounting for a substantial share of operational demand. In addition, biological processes within WWTPs generate methane (CH4) and nitrous oxide (N2O), both of which have significantly higher global warming potentials than carbon dioxide [3,4,5,6].
Estimates of the sector’s contribution to global greenhouse gas emissions vary widely among studies, largely due to differences in system boundaries and accounting approaches. Recent studies suggest that the wastewater treatment industry is responsible for roughly 1.5–2.0 Gt CO2-eq each year, equivalent to about 2–3% of global emissions. In China, the sector emitted around 197 Mt CO2-eq in 2016 and is projected to reach 365 Mt CO2-eq by 2030 [5]. The picture is similar elsewhere: methane and nitrous oxide together account for a sizeable share of national non-CO2 GHG inventories [1,6].
At the same time, wastewater contains a considerable amount of embedded chemical energy, primarily in the form of organic matter. Although theoretical analyses suggest that this energy could exceed treatment requirements, practical recovery remains limited under conventional process configurations. This gap between theoretical potential and operational reality has become a central motivation for rethinking wastewater treatment systems [2,7].
Consequently, carbon-neutral WWTPs have evolved from an academic concept into a strategic policy objective [1]. Efforts toward low-carbon and carbon-neutral wastewater treatment are now advancing across several regions, although policy drivers and technical priorities differ. In the European Union, the recast Urban Wastewater Treatment Directive moves the sector toward energy neutrality and extended producer responsibility, building on early energy-positive demonstrations such as the Strass plant in Austria, which achieves about 160% net energy production [2,8]. Other landmark plants in the United States, the Netherlands and Singapore have followed [2,4,7]. In the United States, utility-led programs have pursued energy self-sufficiency through anaerobic digestion, co-digestion, and biogas combined heat and power at large facilities. In China, the ‘dual-carbon’ goals (peak emissions before 2030, neutrality before 2060) have prompted national roadmaps for the sector, with growing attention to autotrophic nitrogen removal and resource recovery. These parallel efforts illustrate both a shared direction and the strongly context-dependent nature of feasible pathways [8,9,10].
Two closely related but fundamentally different concepts should be distinguished throughout this review. “Energy-neutrality” refers to a plant whose on-site energy recovery offsets its operational energy demand, and “energy-positivity” to net energy export. “Carbon-neutrality” is a broader objective that additionally accounts for direct biological emissions (CH4 and N2O) and indirect emissions from chemicals and embodied energy. Because direct emissions and embodied energy are not captured by an energy balance alone, an energy-neutral plant is not necessarily carbon-neutral; the two terms are therefore not used interchangeably in the following sections.
Closing the gap between today’s plant performance and the carbon-neutral ideal demands more than incremental adjustment. Multiple authors have argued that a true paradigm shift is needed: from end-of-pipe pollutant destruction to a multi-functional water factory that simultaneously produces clean water, generates energy, recovers materials and minimizes carbon emissions [11,12,13]. Figure 1 contrasts this vision with the conventional layout.
Although numerous reviews have addressed individual technologies or specific assessment methods, comparatively few integrate process reconfiguration, resource recovery, and system-level sustainability assessment within a single critical framework while explicitly distinguishing performance across scales. The present review addresses this gap, and its significance lies in clarifying the conditions under which different strategies are most effective rather than advocating a single optimal solution.
This review critically examines technological pathways, system-level optimization strategies, and implementation challenges associated with carbon-neutral WWTPs. The literature underpinning this review was identified through a structured search of the Web of Science, Scopus, and Google Scholar databases, covering the period 2011–2026. Search terms combined keywords related to the treatment system (e.g., “wastewater treatment plant”, “municipal sewage”) with keywords related to the objective (e.g., “carbon neutral”, “energy neutral”, “low carbon”, “greenhouse gas”, “resource recovery”, “life-cycle assessment”). Studies were included if they reported quantitative performance data, methodological frameworks, or full-scale implementation experience relevant to carbon-neutral or low-carbon operation. Purely descriptive reports without methodological or quantitative content, and studies outside the municipal wastewater context (e.g., industrial-effluent-specific processes) were excluded. Where multiple studies reported similar findings, representative and frequently cited works were selected rather than an exhaustive enumeration of all available publications. Unlike a purely narrative compilation, this study adopts a structured synthesis approach based on a transparent search and selection procedure; it is intended as a critical narrative review rather than a formal systematic review or meta-analysis. Emphasis is placed on identifying consistent trends across the literature, evaluating discrepancies between laboratory-scale and full-scale performance, and comparing technologies using key performance indicators where data are available. Rather than proposing a single optimal pathway, the analysis aims to clarify the conditions under which different strategies are most effective.

2. Process Reconfiguration and Resource Recovery Pathways

Throughout this section, reported performance values are drawn from studies conducted at different scales—laboratory, pilot, and full scale—and under differing influent and operating conditions. The maturity and demonstration scale of each technology are therefore indicated where relevant (and summarized in Table 1), and quantitative figures from bench-scale studies should not be interpreted as directly transferable to full-scale operation.

2.1. COD Capture and A-B Configurations

An increasing body of evidence suggests that further optimization of conventional activated sludge (CAS) systems alone is unlikely to achieve the energy reductions required for carbon-neutral operation [7]. A fundamental limitation lies in the sequence of carbon utilization: organic matter is first oxidized to biomass and carbon dioxide, and only subsequently subjected to anaerobic digestion. This inherently limits the proportion of recoverable energy, with only 20–50% of the in-plant energy typically being recovered. Consequently, the A-B process has emerged as an alternative configuration that prioritizes early-stage carbon capture. In this approach, the A-stage operates under conditions that favor rapid adsorption and capture of chemical oxygen demand (COD), while the B-stage focuses on nutrient removal under low-carbon conditions. By redirecting a larger fraction of influent COD toward anaerobic digestion, the system increases its potential for energy recovery [7]. Figure 2 illustrates the COD mass flow.
Several technologies have been explored for the A-stage, including chemically enhanced primary treatment (CEPT), high-rate activated sludge (HRAS), and anaerobic pre-treatment systems such as upflow anaerobic sludge blanket (UASB) reactors or anaerobic membrane bioreactors (AnMBR). Reported COD capture efficiencies typically exceed 60%, and in some cases approach 90% under controlled conditions. However, these values are highly sensitive to influent characteristics and operational parameters [7].
From an energy perspective, the benefits of COD capture are closely tied to downstream conversion efficiency. According to Wan et al., capturing 65% of influent COD and digesting it anaerobically can generate around 3.2 kJ per gram COD of recoverable electrical energy, an amount that approximately matches the energy demand of a conventional CAS plant [7]. AnMBR-based A-stages further reduce sludge production and yield near-solid-free permeate, which simplifies downstream nutrient recovery [7,11]. Demonstrated plants such as Sheboygan (USA) and Strass (Austria) confirm that energy positive operation is technically achievable when COD capture is paired with co-digestion and rigorous heat management [2,8]. While theoretical calculations suggest that captured COD could offset a substantial fraction of plant energy demand, practical recovery depends on digestion efficiency, methane yield, and energy conversion losses. In full-scale systems, these factors often reduce the achievable gains.
Another critical consideration is the reduced availability of carbon in the B-stage. Lower influent COD can limit conventional denitrification, necessitating alternative nitrogen removal pathways such as partial nitritation–anammox. This creates an interdependence between process stages that must be carefully managed [3,15].
Despite its conceptual advantages, the A-B approach introduces additional complexity in process control and design. Operational stability, sludge handling, and integration with existing infrastructure remain key challenges. As a result, while the A-B configuration represents a promising direction, its implementation is likely to be most feasible in large or newly designed facilities rather than through simple retrofits.

2.2. Anaerobic Digestion and Energy Recovery

Anaerobic digestion (AD) remains the most mature and widely implemented technology for recovering energy from wastewater-derived organics. By converting organic matter into methane-rich biogas, AD enables partial or complete offset of plant energy demand when coupled with combined heat and power (CHP) systems [3,8]. In many full-scale facilities, particularly in Europe, AD has already enabled energy-neutral or even energy-positive operation. Hao et al. showed that successful European plants combine sludge AD with co-digestion of food waste, water-source heat pumps and on-site solar/wind generation to push beyond 100% energy self-sufficiency [2]. Huang reviewed the global state of AD upgrading and reported that European plants such as Wolfgangsee–Ischl and Strass routinely produce 3 GWh per year of biogas, with surplus electricity sold back to the grid [8].
The performance of AD systems depends on several factors, including sludge composition, hydraulic retention time, temperature, and pre-treatment. Co-digestion with external organic substrates, such as food waste, has consistently been shown to enhance biogas production and improve economic viability. In practice, co-digestion with food, kitchen or agricultural waste is consistently reported as one of the most cost-effective enhancements [8,16].
Beyond energy recovery, AD contributes to resource recovery through the production of nutrient-rich digestate. This material can be further processed for phosphorus recovery or used as a soil amendment, depending on regulatory constraints [11,17]. Ghimire et al. argued that the most resilient route to a circular-economy WWTP is to combine carbon capture in primary treatment with co-digestion of organic sludge and bioelectrochemical units that valorize residual COD [17]. Puyol et al. extended this view by mapping the “partition–release–recover” strategy across PHA, single-cell protein, biopolymers and metal recovery [11]. However, the environmental benefits of these pathways depend strongly on downstream handling and market conditions.
Despite its maturity, AD is not without limitations. Process stability can be affected by variations in feedstock composition, accumulation of inhibitory compounds such as ammonia, and operational disturbances. In addition, the economic feasibility of AD is highly scale-dependent. Smaller plants often struggle to justify the investment unless external substrates are available for co-digestion.
Overall, AD is likely to remain a cornerstone technology in future low-carbon WWTPs, particularly in the near term. However, its performance should be evaluated within a broader system context, taking into account energy integration, sludge management, and local economic conditions.

2.3. Low-Carbon Nitrogen Removal Pathways

2.3.1. Anammox-Based Pathways

Nitrogen removal remains one of the most energy-intensive processes in municipal wastewater treatment., primarily due to the aeration and carbon requirements of conventional nitrification–denitrification processes [3,15]. Autotrophic nitrogen removal via anaerobic ammonium oxidation (anammox) offers a fundamentally different pathway, in which ammonium and nitrite are directly converted to nitrogen gas without the need for organic carbon [15].
Among the various configurations, partial nitritation–anammox (PN/A) has received the most attention. In this process, approximately half of the ammonium is oxidized to nitrite, which is then consumed by anammox bacteria. Reported reductions in aeration demand and sludge production are substantial, making PN/A an attractive option for reducing both energy consumption and indirect emissions. PN/A saves around 60% of aeration energy and 90% of external organic carbon, with sludge production cut by about 60% [3,18]. Partial denitrification-anammox (PD/A) has also emerged as a promising alternative, particularly for low carbon-to-nitrogen ratio wastewater. By coupling partial denitrification with anammox, this approach enables more efficient utilization of residual organic carbon while maintaining low energy demand [15]. A full-scale 2.5 × 105 m3 d−1 PD/A plant in Xi’an, China, demonstrates that the route can be operationalised at city scale with COD/N ratios in the 2.0–3.5 range [15]. Their conceptual differences and resource savings are summarized in Figure 3.

2.3.2. Practical Constraints and System Integration

Despite these advantages, large-scale implementation of anammox-based processes remains challenging. One of the primary difficulties is the suppression of nitrite-oxidizing bacteria (NOB), especially under low-temperature or low-ammonium conditions typical of mainstream wastewater. Maintaining stable partial nitritation requires careful control of dissolved oxygen, sludge retention time, and reactor configuration. In addition, anammox bacteria exhibit slow growth rates, resulting in long start-up periods and limited resilience to process disturbances. This can pose significant operational risks, particularly in full-scale systems subject to fluctuating influent conditions [15,19].
Another consideration is the interaction between carbon capture strategies and nitrogen removal. For example, upstream COD capture in A-B configurations reduces the availability of organic carbon, making autotrophic pathways more favorable but also more sensitive to process control. Alvarado et al. emphasized that energy savings should not be the only criterion: capturing organics in A-stage and treating low C/N sidestreams with PN/A can reduce direct CO2-eq emissions by more than 30%, but the trade-offs in eutrophication and acidification potentials must be tracked using LCA [20].
From a life-cycle perspective, the benefits of anammox are not limited to energy savings. Reduced aeration demand lowers indirect emissions, while lower sludge production decreases downstream handling requirements. However, these advantages must be balanced against potential increases in process complexity and control requirements.
Collectively, these observations indicate that while anammox-based processes are a key component of future low-carbon WWTPs, their implementation is likely to remain context-dependent, requiring careful integration with upstream and downstream processes.

2.4. Emerging Carbon-Neutral Technologies

2.4.1. Microalgal-Bacterial Granular Sludge (MBGS)

Microalgae and bacteria can form a mutually beneficial metabolic consortium in which algae generate oxygen for bacterial COD oxidation and bacteria release the CO2 that algae need for photosynthesis [12,21]. Granulating this consortium into compact, dense aggregates-the microalgal-bacterial granular sludge (MBGS) process-overcomes the harvesting bottleneck that has long limited algae-based wastewater treatment [12]. Figure 4 shows the conceptual reactor.
Zhang et al. estimated that MBGS could shift the WWTP energy balance from +0.21 kWh m−3 (CAS) to −0.18 kWh m−3, with a 77% reduction in GHG emissions if deployed globally [12]. Notably, even during dark periods, COD, ammonium and phosphate removals stay above 95% in laboratory operations, indicating that the symbiosis remains active in dark phases [12]. Solar-driven photobioreactors integrated with hydrothermal liquefaction or anaerobic digestion enable both biomass valorization and improved photoconversion efficiency [22]. Markou et al. summarized recent biorefinery-style platforms that combine microalgae with electrocoagulation, electro-oxidation and bioelectrochemical units to remove emerging pollutants while producing biofuels and biopolymers [21].

2.4.2. Bioelectrochemical Systems

Bioelectrochemical systems (BES) such as microbial fuel cells (MFCs) and microbial electrolysis cells (MECs) convert chemical energy in COD into electrons that move through an external circuit [3,11,18]. MFCs produce electricity directly. MECs add a small voltage to drive reduction at the cathode, yielding hydrogen, methane or other reduced products [3]. Figure 5 illustrates both architectures.
Maximum area power densities of around 6.86 W m−2 and volumetric densities up to 2.87 kW m−3 have been reported in laboratory MFCs [3], although scaling up has so far been limited by anode resistance, electrode material cost and the relatively low value of bio-electricity [3]. Ghimire et al. proposed that bioelectrochemical anammox systems combining anaerobic membrane bioreactors with simultaneous nitrification and autotrophic denitrification could deliver 0.35–0.80 kWh m−3 net energy production while removing nutrients with very low aeration [17]. The Markou et al. review highlights that conductive nanomaterials and graphene-based electrodes are pushing performance closer to commercial viability [21].
It should be emphasized that the reported performances summarized above are derived from different experimental scales and operational conditions. Consequently, direct comparisons should be interpreted with caution, and technology selection should always consider local wastewater characteristics, climatic conditions, and plant-specific constraints.
Taken together, the technologies reviewed above—from early-stage COD capture and anaerobic digestion to autotrophic nitrogen removal and emerging algal and bioelectrochemical systems—define the technical building blocks for low-carbon operation. However, their individual performance figures cannot be assessed in isolation: whether a given technology actually lowers a plant’s overall carbon footprint depends on how its energy, chemical, and emission balances combine at the system level. The following section therefore shifts from individual process performance to plant-wide accounting, optimization, and sustainability assessment.

3. System-Level Optimization and Sustainability Assessment

3.1. Greenhouse Gas Emissions and Carbon Accounting

3.1.1. Sources of Direct and Indirect Emissions

Greenhouse gas emissions from WWTPs are generally classified as either direct or indirect emissions. Direct emissions arise from biological processes within the treatment system, including methane production under anaerobic conditions and nitrous oxide generation during nitrification and denitrification. Indirect emissions are primarily associated with electricity consumption, chemical use, and infrastructure-related activities [5,17,23,24,25].
Among these, nitrous oxide is of particular concern due to its high global warming potential. Although emitted in relatively small quantities, its contribution to the overall carbon footprint can be disproportionately large [5]. Field surveys in eastern China have reported that nitrous oxide contributes around 17% of the total carbon footprint, comparable to or even higher than methane, particularly when influent C/N ratios are low and biological nitrogen removal is incomplete [26]. Aerobic conditions also favor nitrous oxide formation more than anaerobic ones, which is one reason that sludge anaerobic digestion typically yields a smaller direct GHG footprint than aerobic composting [6].
Indirect emissions are still the single largest contributor in most plants. Wang et al. found that, across 98 sewage treatment plants, indirect emissions associated with electricity and chemicals accounted for roughly 52% of total CO2-eq [26]. Tong et al. arrived at a similar conclusion for an A2/O process and emphasized that excessive aeration and over-dosing of chemicals deserve as much attention as direct biological emissions [5]. Figure 6 summarizes the main pathways and a representative contribution profile.

3.1.2. Accounting Frameworks and Footprints

Multiple carbon-accounting frameworks are currently used in the literature. The IPCC emission-factor method is widely used at national scale [5,23]. Plant-level studies more often combine emission factors with mass-balance or operational-data integration methods (ODIM), and increasingly with life-cycle assessment (LCA) [23,25]. A footprint-based approach—including the carbon footprint, water footprint and ecological footprint—allows the same dataset to be examined from complementary angles, and is well suited for benchmarking [25]. Mo and Zhang showed, using an input–output hybrid energy method, that integrated resource recovery (energy, nutrients, water) can offset all direct operational energy in a US plant, although it cannot offset the embodied energy on its own [24].
Influent quality strongly shapes the footprint. Gori et al. used modified ASM models to demonstrate that a higher fraction of soluble COD raises both carbon and energy footprints, while a higher particulate COD share has the opposite effect [27]. Henze et al.’s general single-sludge model remains the basis of most simulations used today [28]. Chai et al. compared 12 wastewater + sludge management scenarios for typical Chinese plants and showed that anaerobic digestion with biogas CHP cuts the footprint by 24–37% relative to direct landfill, while aerobic composting only reduces it by 8–10% [6] (Figure 7).
It should be noted that carbon accounting results are highly sensitive to system boundaries. For example, inclusion or exclusion of sludge treatment, energy recovery, and upstream chemical production can substantially alter the overall footprint. Consequently, comparisons between studies should be interpreted with caution unless consistent boundaries are applied.
These observations suggest that improving carbon performance is not solely a matter of reducing direct emissions, but also of optimizing energy use and integrating resource recovery processes within a broader system perspective.

3.2. Life-Cycle Assessment and Carbon Footprint Evaluation

Life-cycle assessment (LCA) has become one of the most widely adopted tools for evaluating the environmental performance of wastewater treatment technologies. By accounting for impacts across the entire system—from construction and operation to resource recovery and disposal—LCA enables more comprehensive comparisons than operational metrics alone [25,29,30].
However, LCA results are highly sensitive to methodological choices, including system boundaries, functional units, and impact categories. For example, studies that include infrastructure and embodied energy often reach different conclusions from those focusing solely on operational emissions. Similarly, the selection of impact categories can shift the perceived advantages of specific technologies. The four iterative phases—goal and scope definition, life-cycle inventory, life-cycle impact assessment and interpretation—are codified in ISO 14040 [31] and ISO 14044 [32]. The choice of functional unit (typically 1 m3 of treated wastewater) and system boundary (cradle-to-grave or cradle-to-gate) shapes the conclusions in important ways [25].
One recurring observation is that technologies with lower operational energy demand do not always exhibit lower overall environmental impact when upstream and downstream processes are considered. First, recent comparisons have shown that conventional CAS carries the highest carbon footprint, mainly because of aeration energy and N2O [24,29]. Second, adding AD with CHP is the single biggest reduction step that most plants can take in the short term [6,8]. Third, plant-wide LCAs that include construction and embodied energy can reverse rankings made on the basis of operational data alone [24,30]. Mo and Zhang showed that integrated resource recovery offsets all the direct operational energy of a Florida plant but cannot offset the embodied energy required to build it [24]. This highlights the importance of adopting a system-wide perspective when evaluating low-carbon strategies.

3.3. Multi-Objective Optimization and Digital Control

The operation of WWTPs requires balancing multiple, and often competing, objectives, including effluent quality, energy consumption, and greenhouse gas emissions. Traditional control strategies typically focus on maintaining compliance with discharge standards, with limited consideration of energy or carbon performance. In recent years, multi-objective optimization frameworks have been increasingly applied to address this limitation. By coupling process models with optimization algorithms, such approaches enable the identification of trade-offs between competing objectives. For example, adjustments in aeration intensity or external carbon dosing can simultaneously influence effluent quality, operating cost, and emissions, but not always in the same direction. Liao et al. used a Benchmark Simulation Model coupled with NSGA-II to map the Pareto front of an AAO-MBR plant for the three objectives simultaneously. They found that aerobic-tank dissolved oxygen (ATDO) and external carbon source (ECR) dosing are the dominant drivers of all three indices [33] (Figure 8).
Simulation-based studies have demonstrated the usefulness of Pareto optimization in visualizing these trade-offs. However, the practical implementation of such methods remains limited by model uncertainty and data availability. In many cases, model parameters calibrated under steady-state conditions may not adequately capture dynamic plant behavior.
Data-driven approaches, including machine learning and reinforcement learning, offer an alternative pathway for real-time optimization. These methods can adapt to changing conditions and learn control policies directly from operational data. Reported applications include dissolved oxygen control, energy minimization, and integrated performance optimization. Nakkasunchi et al. reviewed more than thirty platforms, ranging from spreadsheet calculators to ASM-based simulators (e.g., GPS-X, BIOWIN) and process network synthesis approaches. They highlighted Online Sequential Extreme Learning Machine (OS-ELM) and other machine-learning tools as next-generation options that can save up to 40% of the aeration energy through better DO prediction [34]. Alevizos et al. extended the review by emphasizing climate-neutral operations management and digital twins as the integration layer for these technologies [35].
Despite their potential, several barriers remain. First, the deployment of advanced control algorithms requires reliable and high-frequency data, which may not be available in all facilities. Second, the interpretability of machine learning models can be limited, raising concerns about operational transparency. Finally, integration with existing supervisory control systems can be technically challenging.
Taken together, these considerations suggest that data-driven optimization should be viewed as a complement to, rather than a replacement for, process-based understanding. Hybrid approaches that combine mechanistic models with machine learning may offer a more robust pathway toward practical implementation.

3.4. Circular Economy and SDG Perspectives

3.4.1. Linking Wastewater Treatment to the Circular Economy

The transition toward carbon-neutral WWTPs is closely aligned with broader circular economy principles. In this context, wastewater is viewed not as waste, but as a source of recoverable resources, including energy, nutrients, and reusable water.
Resource recovery pathways, such as phosphorus precipitation, biogas utilization, and water reuse, can offset the environmental burdens associated with conventional production systems. However, their effectiveness depends on market demand, regulatory frameworks, and logistical considerations.

3.4.2. Integration with Sustainable Development Goals

Wastewater treatment intersects with multiple Sustainable Development Goals (SDGs), particularly those related to clean water (SDG 6), energy (SDG 7), sustainable cities (SDG 11), and climate action (SDG 13). While technological improvements can contribute to these goals, their broader impact depends on system-level integration [29,30,36,37]. Anang et al. used an SDG–LCA synergism to evaluate downflow hanging sponge systems and found that decentralized configurations score well across SDG 1, 6, 8, 11 and 12 by combining low-cost operation with effluent reuse opportunities [30]. Nurlilasari et al. linked carbon credit mechanisms with SDG outcomes for cassava and municipal wastewater systems and emphasized that monetizing avoided methane creates strong economic incentives that align with SDG 13 [37].
For example, decentralized treatment systems may offer advantages in terms of accessibility and resilience, but their performance varies depending on local conditions. Ulusoy et al. surveyed innovative approaches for sustainable wastewater resource management and recommended decentralization, on-site reuse and integration with urban metabolism platforms [36]. Bressani-Ribeiro et al. proposed planning frameworks for low-carbon and integrated resource recovery in Brazilian sewage treatment plants, where cost and operational simplicity often govern the choice between UASB+trickling filter and more advanced trains [38]. Han et al. recently used Chinese-scale modeling to show that cost-effective strategies, especially water reuse and decentralization, can substantially cut both energy and water needs by 2050 [9].
Similarly, water reuse can reduce freshwater demand, but may require additional treatment steps that increase energy consumption.
These interactions suggest that sustainability assessment should move beyond single-metric evaluations and consider the broader socio-technical context in which wastewater systems operate.
Yet even with consistent system-level assessment, translating these strategies into practice exposes a series of unresolved trade-offs and constraints—technical, economic, and contextual. These challenges, together with the staged pathways and research priorities they imply, are examined in the following section.

4. Challenges, Trade-Offs and Future Perspectives

4.1. Carbon Trade-Offs in Advanced Treatment

The removal of micropollutants, including pharmaceuticals, endocrine-disrupting compounds, and per- and polyfluoroalkyl substances (PFAS), has become an increasingly important objective in wastewater treatment [39,40]. Conventional biological processes typically achieve only partial removal, necessitating the use of advanced treatment technologies to meet stricter regulatory standards [29,35]. Common approaches include ozonation, activated carbon adsorption, and advanced oxidation processes (AOPs) such as UV/H2O2. While effective, these technologies are often energy-intensive and can significantly increase the overall carbon footprint of the treatment system. As a result, there is growing interest in identifying lower-carbon alternatives [39,40].
Nature-based solutions, such as constructed wetlands, offer the advantage of low energy demand, but their performance can be highly variable and dependent on environmental conditions. Anaerobic membrane bioreactors (AnMBR) provide another alternative by combining biological treatment with physical retention, enabling both energy recovery and partial micropollutant removal. However, membrane fouling and operational costs remain important challenges [39,40]. Enzyme-based systems and hybrid treatment trains have also been explored. Enzymatic processes can selectively degrade certain compounds under mild conditions, while hybrid systems combining biological and advanced oxidation steps can achieve higher overall removal efficiency. In many cases, these integrated approaches outperform individual technologies, although their optimization requires careful design [30,34].
A key challenge in this area is balancing treatment performance with carbon efficiency. Technologies that achieve high removal rates may do so at the expense of increased energy consumption or chemical use. Consequently, evaluating micropollutant removal strategies requires a system-level perspective that accounts for both environmental benefits and carbon costs. This trade-off underscores the importance of integrating advanced treatment within a broader sustainability framework, rather than considering it as an isolated process step [29].

4.2. Technical and Economic Constraints

Despite significant progress, several challenges continue to limit the transition toward carbon-neutral wastewater treatment. Technical barriers remain prominent, particularly for emerging processes. For example, maintaining stable anammox activity under mainstream conditions is still difficult [21]. AD requires consistent feedstock, and high ammonia or volatile fatty acid concentrations can inhibit methanogens [8]. AnMBR is hampered by membrane fouling, although intermittent operation can substantially reduce costs [8,11]. Microalgal systems still face scale-up issues, particularly in light penetration in dense suspensions and biomass dewatering, and bioelectrochemical systems must overcome electrode cost and area-power gaps before becoming mainstream [3,11,22].
Economic considerations also play a critical role. While some technologies, such as anaerobic digestion, are well-established in large facilities, their feasibility in smaller plants is less certain [8,38]. Advanced treatment processes for micropollutant removal can impose substantial energy and cost burdens, especially in regions with strict regulatory requirements [29,39,40]. Carbon credits and effluent trading schemes can shift these economics, but their global coverage is still patchy [8,36].
Another important factor is the variability of external conditions. Changes in electricity mix, regulatory frameworks, and market demand for recovered resources can all influence the relative attractiveness of different technologies. This dynamic context makes long-term planning inherently uncertain.
Future research should therefore focus on integrated approaches that combine technological innovation with system-level analysis. In particular, there is a need for standardized methods to evaluate trade-offs between energy use, emissions, and resource recovery. In addition, greater attention should be given to real-world performance data, as many emerging technologies have yet to demonstrate consistent results at full scale.
Ultimately, achieving carbon neutrality in wastewater treatment will depend not only on technological advances, but also on effective integration across engineering, policy, and economic domains.

4.3. Transition Pathways Toward Carbon-Neutral WWTPs

The transition toward carbon-neutral wastewater treatment is best understood as a phased process, rather than a single-step transformation. Different technologies contribute at different stages, depending on their maturity, cost, and operational complexity.
In the short term (<5 years), relatively low-risk measures such as aeration optimization, improved process control, and anaerobic digestion with combined heat and power offer immediate opportunities for emission reduction. These strategies are generally compatible with existing infrastructure and can be implemented with limited disruption [2,8,15,34].
In the medium term (5–15 years), more substantial modifications, including co-digestion, partial implementation of autotrophic nitrogen removal, and integration of renewable energy sources, become feasible. These approaches require greater investment and operational expertise but offer higher potential for carbon reduction [8,13,15].
Long-term (>15 years) pathways involve more transformative changes, such as widespread adoption of A-B configurations, mainstream anammox processes, and emerging technologies including microalgal systems and bioelectrochemical platforms. While these options hold significant promise, their large-scale applicability remains uncertain [7,12,19,21] (Figure 9).
The cell values in Figure 9 are qualitative scores (0–5) assigned on the basis of three criteria drawn from the reviewed literature: technology maturity and demonstration scale, reported emission- or energy-reduction potential, and compatibility with existing infrastructure within the relevant time horizon. The scores are intended as a structured, indicative comparison rather than precise measured values, and indicative quantitative ranges are provided where data permit.
To complement the qualitative scores in Figure 9, the principal technologies are associated with the following indicative quantitative improvements reported in the reviewed literature. Aeration optimization and improved process control act mainly on the dominant operational energy demand and the associated indirect emissions, which constitute roughly half of a plant’s total CO2-eq footprint. Anaerobic digestion with combined heat and power can reduce the overall carbon footprint by approximately 24–37% relative to direct sludge landfilling, and, when supported by co-digestion, can drive plants toward energy-neutral or energy-positive operation (e.g., ~160% net energy at the Strass plant). Among autotrophic nitrogen-removal routes, partial nitritation–anammox can save on the order of 60% of aeration energy and 90% of external carbon while cutting sludge production by about 60%, and partial denitrification–anammox has been demonstrated at full scale for low C/N wastewater. Early stage carbon-capture configurations (A–B process) can redirect about 65% of influent COD to anaerobic digestion, an amount approximately equivalent to the energy demand of a conventional activated-sludge plant. For emerging technologies, microalgal-bacterial granular sludge has been estimated to shift the plant energy balance from +0.21 kWh m−3 to −0.18 kWh m−3 with up to a 77% reduction in greenhouse-gas emissions, while bioelectrochemical systems remain at laboratory/pilot scale, with bioelectrochemical-anammox configurations projected to deliver about 0.35–0.80 kWh m−3 of net energy. It should be noted that these values are indicative and depend strongly on influent characteristics, operating scale, and the local electricity mix; they should therefore be read together with the qualitative scores rather than as guaranteed full-scale outcomes.
Importantly, the proposed roadmap should not be interpreted as a universal sequence. Local factors—including influent characteristics, climate conditions, plant size, and electricity mix—can significantly influence the feasibility of specific technologies. In some cases, decentralized systems or hybrid configurations may offer more effective solutions than centralized high-tech approaches [2,6,25,36,38,41,42].
A practical application of this roadmap therefore requires site-specific evaluation, ideally supported by life-cycle assessment, process modeling, and economic analysis. In this sense, the roadmap serves less as a prescriptive guide and more as a framework for structured decision-making.
Therefore, the proposed roadmap should be regarded as a flexible reference framework rather than a prescriptive implementation sequence, and practical decision-making should be guided by site-specific technical, environmental, and socioeconomic considerations.

4.4. Future Research Priorities

Although considerable progress has been made in recent years, the transition toward carbon-neutral wastewater treatment is still constrained by several unresolved technical and system-level issues. Much of the current literature remains focused on improving the performance of individual processes, whereas future advances will likely depend more on how different technologies are integrated, operated, and evaluated at plant scale.
One of the most important knowledge gaps concerns the long-term reliability of emerging low-carbon technologies under realistic operating conditions. Processes such as mainstream partial nitritation–anammox (PN/A), microalgal-bacterial granular sludge (MBGS), and bioelectrochemical systems (BES) have shown promising results in laboratory and pilot studies, but their large-scale implementation remains relatively limited. In particular, mainstream anammox systems continue to experience instability under low-temperature and low-ammonium conditions, especially when influent composition fluctuates. Similar uncertainties exist for algae-based systems, where light limitation, biomass separation, and seasonal variation can strongly influence performance. Bioelectrochemical technologies face a different set of barriers, including electrode durability, internal resistance, and relatively modest energy recovery. As a result, future work may benefit less from further short-term efficiency improvements and more from extended full-scale demonstration studies capable of evaluating operational robustness over longer time periods.
In addition, there is still no widely accepted framework for evaluating whether a wastewater treatment process can genuinely be considered “carbon neutral”. Reported outcomes often vary substantially depending on system boundaries, functional units, and assumptions regarding electricity mix, sludge handling, or avoided emissions. Technologies that appear favorable from an operational energy perspective do not necessarily exhibit lower overall environmental burdens once infrastructure construction, chemical production, and downstream sludge management are included. Greater consistency in carbon accounting and life-cycle assessment methodologies would therefore improve comparability across studies and support more reliable decision-making. Integrating environmental assessment with techno-economic analysis and resource recovery evaluation will likely become increasingly important as treatment objectives continue to expand beyond pollutant removal alone.
Another research direction expected to attract increasing attention is intelligent plant operation. Existing studies have demonstrated that machine learning and data-driven optimization can reduce aeration demand and improve process control under dynamic conditions. However, practical implementation remains uneven, partly because many facilities still lack sufficiently reliable online monitoring systems and high-frequency operational datasets. In addition, purely data-driven approaches often suffer from limited interpretability, which restricts operator confidence in real-world applications. Hybrid strategies that combine mechanistic process understanding with artificial intelligence may therefore offer a more practical direction than relying exclusively on either approach alone. The development of digital twins and adaptive control systems could also play a larger role in future low-carbon plant management, particularly as wastewater treatment systems become increasingly complex and interconnected.
The feasibility of carbon-neutral pathways is also highly context-dependent. Climate conditions, influent characteristics, plant size, electricity structure, and local regulatory priorities can all alter the relative advantages of specific technologies. Consequently, it is unlikely that a single universal pathway will emerge for all wastewater treatment plants. In some regions, centralized advanced treatment systems may be technically appropriate, whereas in others, decentralized or hybrid configurations may provide more realistic solutions with lower operational and economic burdens. Future research should therefore place greater emphasis on flexible and site-specific transition strategies rather than assuming that technologies successful in one setting can be transferred directly to another.
Ultimately, carbon-neutral wastewater treatment is unlikely to be achieved through a single technological breakthrough. More probably, progress will depend on the gradual integration of process innovation, system optimization, digital management, and sustainability assessment within adaptable engineering frameworks capable of responding to changing environmental and socioeconomic conditions.

4.5. Toward a Consistent Carbon-Neutrality Evaluation Framework

The frameworks currently used to assess carbon performance vary in scope and purpose. The IPCC emission-factor method is convenient for national-scale inventories but is too coarse for plant-level decisions. Mass-balance and operational-data-integration methods capture site-specific direct emissions more accurately but are sensitive to monitoring quality. Footprint-based approaches (carbon, water, and ecological footprints) support benchmarking across plants, while life-cycle assessment extends the boundary to construction, chemicals, and sludge management. A recurring difficulty is that these approaches adopt different system boundaries, functional units, and assumptions about electricity mix and avoided emissions, so their results are not directly comparable, and a process judged favorable under one framework may not be under another.
Drawing the foregoing analysis together, this review suggests that progress toward a widely accepted definition of ‘carbon neutrality’ for WWTPs would benefit from a small set of consistency principles:
(i)
an explicitly stated and complete system boundary that includes direct CH4 and N2O emissions and embodied energy, not only operational electricity;
(ii)
a standardized functional unit (e.g., per m3 treated and per kg pollutant removed);
(iii)
transparent reporting of the assumed electricity mix and sludge-handling pathway;
(iv)
integration of life-cycle assessment with techno-economic analysis and resource-recovery accounting.
We do not claim to provide a finished standard, but by organizing existing methods around these principles the review offers a structured basis on which a more harmonized evaluation framework could be developed.

5. Conclusions

This review has examined the pathways through which municipal wastewater treatment plants can transition toward carbon-neutral operation. Rather than identifying a single optimal solution, the analysis highlights a spectrum of strategies, each with distinct advantages, limitations, and contextual dependencies. Several specific outcomes emerge from this review:
First, carbon neutrality cannot be achieved through any single technology; rather, staged combinations are required, with anaerobic digestion plus CHP reducing the sludge-management footprint by roughly 24–37% in the near term and autotrophic nitrogen removal (PN/A) saving on the order of 60% of aeration energy and 90% of external carbon over the medium term.
Second, energy neutrality and carbon neutrality are distinct objectives: an energy-balanced plant may still carry substantial direct (CH4, N2O) and embodied emissions.
Third, the comparative assessment (Table 1) shows that technology suitability is strongly condition-dependent—PD/A for low C/N wastewater, MBGS where light and climate permit, and bioelectrochemical systems presently confined to pilot scale.
Fourth, because reported outcomes are highly sensitive to system boundaries and functional units, the review proposes a set of consistency principles (Section 4.5) intended to support more comparable carbon-neutrality evaluation.
Collectively, these findings indicate that future progress will depend on the coordinated integration of process optimization, resource recovery, digital management, and harmonized sustainability assessment rather than on any single breakthrough.

Author Contributions

Conceptualization, X.Y. and J.Y.; methodology, X.Y. and J.Y.; investigation, X.Y. and J.Y.; resources, X.Y. and J.Y.; data curation, X.Y. and J.Y.; writing—original draft preparation, X.Y.; writing—review and editing, X.Y.; visualization, X.Y.; supervision, X.Y.; project administration, X.Y. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Data Availability Statement

No new data were created or analyzed in this study. Data sharing is not applicable to this article.

Conflicts of Interest

The authors declare no conflicts of interest.

Abbreviations

The following abbreviations are used in this manuscript:
A-B processA-stage B-stage process
ADAnaerobic Digestion
AnMBRAnaerobic Membrane Bioreactor
AOPsAdvanced Oxidation Processes
ATDOAerobic-Tank Dissolved Oxygen
BESBioelectrochemical Systems
CASConventional Activated Sludge
CEPTChemically Enhanced Primary Treatment
CH4Methane
CHPCombined Heat and Power
CO2Carbon Dioxide
CO2-eqCarbon Dioxide Equivalent
CODChemical Oxygen Demand
ECRExternal Carbon Source
EQIEffluent Quality Index
GHGGreenhouse Gas
HRASHigh-Rate Activated Sludge
IPCCIntergovernmental Panel on Climate Change
ISOInternational Organization for Standardization
LCALife-Cycle Assessment
LCILife-Cycle Inventory
LCIALife-Cycle Impact Assessment
MBGSMicroalgal-Bacterial Granular Sludge
MECsMicrobial Electrolysis Cells
MFCsMicrobial Fuel Cells
N2ONitrous Oxide
NEW-factoryWater + Energy + Resources factory
NOBNitrite-Oxidizing Bacteria
NSGA-IINon-Dominated Sorting Genetic Algorithm II
OCIOperating Cost Index
ODIMOperational Data Integrated Methods
OS-ELMOnline Sequential Extreme Learning Machine
PD/APartial Denitrification–Anammox
PEMProton Exchange Membrane
PFASPer- and Polyfluoroalkyl Substances
PHAPolyhydroxyalkanoates
PN/APartial Nitritation–Anammox
SDGsSustainable Development Goals
UASBUpflow Anaerobic Sludge Blanket
UVUltraviolet
WWTPsWastewater Treatment Plants

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Figure 1. Paradigm shift from a conventional CAS-based WWTP focused on pollutant removal (a) to a multi-functional “NEW-factory” WWTP that integrates water reclamation, energy and resource recovery, and carbon-neutral operation (b). Adapted from concepts in Bae and Kim [1], Zhang et al. [12] and Wang et al. [13].
Figure 1. Paradigm shift from a conventional CAS-based WWTP focused on pollutant removal (a) to a multi-functional “NEW-factory” WWTP that integrates water reclamation, energy and resource recovery, and carbon-neutral operation (b). Adapted from concepts in Bae and Kim [1], Zhang et al. [12] and Wang et al. [13].
Water 18 01597 g001
Figure 2. The A-B process with COD capture in A-stage, low-COD nitrogen removal in B-stage and energy recovery via anaerobic digestion with combined heat and power. Adapted from Wan et al. [7] and supporting analyses by Gao et al. [3] and Gu et al. [4,14].
Figure 2. The A-B process with COD capture in A-stage, low-COD nitrogen removal in B-stage and energy recovery via anaerobic digestion with combined heat and power. Adapted from Wan et al. [7] and supporting analyses by Gao et al. [3] and Gu et al. [4,14].
Water 18 01597 g002
Figure 3. Nitrogen removal pathways: (a) conventional nitrification–denitrification, (b) partial nitritation–anammox (PN/A), and (c) partial denitrification–anammox (PD/A). Resource savings versus the baseline are based on Zhang et al. [15] and Gao et al. [3].
Figure 3. Nitrogen removal pathways: (a) conventional nitrification–denitrification, (b) partial nitritation–anammox (PN/A), and (c) partial denitrification–anammox (PD/A). Resource savings versus the baseline are based on Zhang et al. [15] and Gao et al. [3].
Water 18 01597 g003
Figure 4. Schematic of the microalgal-bacterial granular sludge (MBGS) process flow and the structure of MBGS granule.
Figure 4. Schematic of the microalgal-bacterial granular sludge (MBGS) process flow and the structure of MBGS granule.
Water 18 01597 g004
Figure 5. Bioelectrochemical systems for low-carbon WWTP operation: microbial fuel cells (MFC) generating electricity directly, and microbial electrolysis cells (MEC) producing hydrogen or methane with a small applied voltage. Adapted from Tang et al. [18], Markou et al. [21] and Gao et al. [3].
Figure 5. Bioelectrochemical systems for low-carbon WWTP operation: microbial fuel cells (MFC) generating electricity directly, and microbial electrolysis cells (MEC) producing hydrogen or methane with a small applied voltage. Adapted from Tang et al. [18], Markou et al. [21] and Gao et al. [3].
Water 18 01597 g005
Figure 6. Greenhouse-gas emission pathways in a municipal WWTP (a) and a typical share of CO2-equivalent emissions among electricity, direct N2O, direct CH4, fossil CO2, chemicals and transport (b). Adapted from Wang et al. [26] and Tong et al. [5].
Figure 6. Greenhouse-gas emission pathways in a municipal WWTP (a) and a typical share of CO2-equivalent emissions among electricity, direct N2O, direct CH4, fossil CO2, chemicals and transport (b). Adapted from Wang et al. [26] and Tong et al. [5].
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Figure 7. Carbon footprint of mainstream wastewater + sludge treatment scenarios for A2/O, oxidation ditch and SBR processes coupled with sludge landfill, aerobic composting, or anaerobic digestion with biogas CHP. Adapted from Chai et al. [6].
Figure 7. Carbon footprint of mainstream wastewater + sludge treatment scenarios for A2/O, oxidation ditch and SBR processes coupled with sludge landfill, aerobic composting, or anaerobic digestion with biogas CHP. Adapted from Chai et al. [6].
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Figure 8. Pareto-style trade-off between effluent quality (EQI), operating cost (OCI) and GHG emissions in WWTP optimization. Marker size is proportional to GHG emissions. Conceptualization based on Liao et al. [33] and Chen et al. [19].
Figure 8. Pareto-style trade-off between effluent quality (EQI), operating cost (OCI) and GHG emissions in WWTP optimization. Marker size is proportional to GHG emissions. Conceptualization based on Liao et al. [33] and Chen et al. [19].
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Figure 9. Staged technology roadmap for transitioning municipal WWTPs toward carbon neutrality. Cell values represent the qualitative contribution of each technology (0 = none; 5 = mature and high contribution) over short-, medium- and long-term horizons. Compiled from Refs. [2,3,4,7,8,10,11,13,14,15,17,19,21,22,33,34,35,39,40,41].
Figure 9. Staged technology roadmap for transitioning municipal WWTPs toward carbon neutrality. Cell values represent the qualitative contribution of each technology (0 = none; 5 = mature and high contribution) over short-, medium- and long-term horizons. Compiled from Refs. [2,3,4,7,8,10,11,13,14,15,17,19,21,22,33,34,35,39,40,41].
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Table 1. Technologies related to resource recovery pathways.
Table 1. Technologies related to resource recovery pathways.
Technology/ConfigurationReported PerformanceMaturity/ScaleBest-Suited ConditionsMain Limitations
A-B (A-stage/B-stage) processRedirects a larger COD fraction to anaerobic digestion; raises energy-recovery potentialFull-scale demonstratedMedium–high influent COD; plants targeting energy self-sufficiencyStable A-stage capture and B-stage nutrient removal must be balanced
Anaerobic digestion + CHPFootprint cut by ~24–37% vs. landfill of sludgeMature, full-scalePlants with adequate sludge/organic load; co-digestion feedstock availableCapital cost; biogas handling and upgrading
Partial nitritation–anammox (PN/A)~60% aeration energy and ~90% external carbon saved; ~60% less sludgeMainstream still maturingWarm, high-ammonium sidestreams; mainstream where stableInstability at low temperature/low ammonium
Partial denitrification–anammox (PD/A)Operational at city scale (2.5 × 105 m3 d−1, Xi’an) for COD/N 2.0–3.5Full-scale (emerging)Low C/N municipal wastewaterControl of partial denitrification; limited long-term data
Microalgal-bacterial granular sludge (MBGS)Self-sustaining O2/CO2 loop; improved biomass separationPilot/early demonstrationSufficient light; moderate climateLight limitation, seasonal variation, harvesting
Bioelectrochemical systems (MFC/MEC)Direct electricity (MFC) or H2/CH4 (MEC) from CODLaboratory/pilotNiche/high-value recovery; research settingsElectrode durability, internal resistance, modest energy yield
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Yan, X.; Yu, J. Pathways Toward Carbon-Neutral Municipal Wastewater Treatment Plants: Process Reconfiguration, Resource Recovery, and Sustainability Assessment. Water 2026, 18, 1597. https://doi.org/10.3390/w18131597

AMA Style

Yan X, Yu J. Pathways Toward Carbon-Neutral Municipal Wastewater Treatment Plants: Process Reconfiguration, Resource Recovery, and Sustainability Assessment. Water. 2026; 18(13):1597. https://doi.org/10.3390/w18131597

Chicago/Turabian Style

Yan, Xiaoxu, and Jianghua Yu. 2026. "Pathways Toward Carbon-Neutral Municipal Wastewater Treatment Plants: Process Reconfiguration, Resource Recovery, and Sustainability Assessment" Water 18, no. 13: 1597. https://doi.org/10.3390/w18131597

APA Style

Yan, X., & Yu, J. (2026). Pathways Toward Carbon-Neutral Municipal Wastewater Treatment Plants: Process Reconfiguration, Resource Recovery, and Sustainability Assessment. Water, 18(13), 1597. https://doi.org/10.3390/w18131597

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