Coal-Mine Water-Hazard Risk Evaluation Based on the Combination of Extension Theory, Game Theory, and Dempster–Shafer Evidence Theory
Abstract
:1. Introduction
2. Basic Theories and Evaluation Methods
2.1. Extension Theory
2.1.1. Establishing Matter-Element Model
2.1.2. Calculating Correlation Functions
2.2. Improved Combination Weighting Method of Game Theory
2.2.1. Order Relation Analysis Method
- (1)
- Determining the order relation.
- (2)
- Giving the ratio of the relative importance.
- (3)
- Determining the subjective weights.
2.2.2. Entropy Weight Method
- (1)
- Constructing an evaluation index matrix.
- (2)
- Calculating entropy value of the th evaluation index.
- (3)
- Determining the objective weights.
2.2.3. Combination Weighting
- (1)
- Suppose , which represents a weight vector weighted by the G1 method, and represents the th weight of the G1 method, ().Suppose , which represents a weight vector weighted by the EW method, and represents the th weight of the EW method, (). Then, any linear combination of and weight vectors can be expressed as
- (2)
- To find the optimal based on game theory—that is, to find a set of coefficients that minimizes the deviation between the combination weight vector and each single weight vector—the optimal weight coefficient is solved according to the equation as
- (3)
- The optimal first-derivative condition of Equation (15) is expressed asIt can be seen that the traditional game theory cannot guarantee that the linear combination coefficient is greater than 0. If it is negative, it cannot satisfy Equation (14). Combining Equation (15) and optimizing the game model, a new objective function is established as
- (4)
- In order to ensure that the combination coefficient is non-negative, the ICWMGT optimization model is established by adding constraints.
- (5)
- In order to solve the model, the optimization model of the Lagrange function is established, the linear combination coefficient is obtained by partial derivative, and the combined weight coefficient is obtained after normalization.
- (6)
- The combination weight can be expressed as
2.3. Fusion of DS Evidence Theory
2.3.1. DS Evidence Theory
2.3.2. Fusion Algorithm Based on Matrix Analysis
2.3.3. Acquisition of the BBA Function Based on Correlation Degree
2.3.4. Fusion Algorithm Based on Combination Weights
3. Preparation Work for Water-Hazard Risk Evaluation
3.1. Constructing Evaluation Index System
3.2. Grading Standard for Evaluation Indexes
3.3. Project Overview
3.4. Determining the Value of Evaluation Indexes
4. Application of Evaluation Methods
4.1. Establishing Extension Model
- (1)
- Determining the classical domain, node domain and matter element to be evaluated.
- (2)
- Calculating correlation degrees.
4.2. Calculating Combination Weights
4.3. Determining Risk Grade
5. Discussion
- (1)
- The traditional combinatorial weighting method of game theory cannot ensure that the linear combination coefficient is greater than 0. Here, the traditional game theory is used for combination weighting by Equation (16), and the coefficient calculation result is = 1.0537, = −0.0718. It can be seen that coefficient is negative, so it is contradictory to the hypothesis. This also greatly limits the application scope of game theory, and according to the ICWMGT, we cannot only ensure that the parameter is non-negative; rather, we must also achieve the goal of game theory. Therefore, the ICWMGT has more scientific and extensive application prospects.
- (2)
- The BBA fusion is directly carried out by Equation (22), and the time required for calculation is T(621). If there is an increase in the number of indexes, the time required will increase exponentially—it can cause “focal element explosion”. In order to solve this problem, a fusion algorithm based on matrix analysis can greatly improve the computational efficiency, and the whole calculation time is T(20 × 62). As a result, the complexity of time is reduced from the original exponential level to the polynomial level, and there is an obvious difference between them in the number of operations and amount of operation time.
- (3)
- The extension theory can solve the problem of the incompatibility of various features of things, DS evidence theory can better deal with the combination of fuzzy and uncertain information, and the description of uncertain problems is closer to people’s habits of thinking. The organic combination of extension theory and DS evidence theory can improve the accuracy of risk evaluation. Based on the combination weights obtained in this paper, the expert scoring method [31], fuzzy comprehensive evaluation method [33], and extension evaluation method [52] were used to evaluate the coal-mine hazard risk, respectively, to further verify the accuracy of the evaluation results in this paper. The expert scoring method was used to obtain an evaluation score of 83.8, which is a II grade risk. The fuzzy comprehensive evaluation method was used to obtain an evaluation score of 85.48, which is a II grade risk. The comprehensive correlation degrees of each risk grade obtained using the extension method are −0.2566, 0.2362, −0.2319, −0.4797, and −0.6066, respectively. Therefore, the highest correlation degree with a II grade risk is 0.2362. All of these results are consistent with the evaluation result obtained in this paper, but it can be seen that the method used in this paper is more scientifically reasonable. The expert scoring method calculates the sum of the product of each index’ score and its weight to obtain the evaluation result; although it is simple and practical, it cannot reflect the unknown uncertainty and incompatibility in the evaluation process, and it is also unable to further explore the potential intrinsic information, such as the degree of membership between various indexes and risk grades. The membership degree calculation process of the fuzzy evaluation method fails to fully utilize expert scoring results, which makes it difficult to comprehensively reflect the risk membership degree of each index, and the synthesized algorithm needs further exploration. The extension method can only solve the problem of incompatible features of things, but it cannot effectively handle uncertain information. Therefore, the reasoning process of the three methods mentioned above is not as rigorous as the method proposed in this paper.
6. Conclusions
- (1)
- The ICWMGT was used to optimize the combination of the G1 method weighting results and the EW method weighting results, with Nash equilibrium as the coordination objective. This can balance the conflicts between them and obtain the optimal weighting combination that takes into account the characteristics of different weighting methods. This overcomes the uncertainty and one-sidedness of the single weighting method in the decision-making process and improves the scientific rationality of index weighting. According to the calculation results of ICWMGT, the importance ranking of 21 evaluation indexes had been determined, and 14 evaluation indexes could be identified as the control factors for coal-mine water-hazard risk. This was the basis and starting point for the mine to carry out water-hazard prevention and control and reduce the water-hazard risk grade.
- (2)
- Based on extension theory, the classical domain, section domain, and evaluated object elements of coal-mine water-hazard risk evaluation were determined. The correlation degree of 21 evaluation indexes for coal-mine water-hazard risk evaluation with respect to five water-hazard risk grades was calculated according to the correlation function. The obtained comprehensive correlation degree was equivalently transformed and normalized using the function to obtain the BBA on the evidence theory recognition framework. The BBA was modified by ICWMGT weighting results. Based on the fusion of DS evidence theory, the risk grades of various primary indicators were determined. Based on the weighting results of ICWMGT and the BBAs results of secondary indexes, it was found that 11 secondary indexes were the focus of coal-mine water-hazard risk prevention and control, among which seven indexes were the primary starting point for coal-mine water-hazard risk prevention and control—especially the groundwater index, which had the most prominent impact.
- (3)
- The water-hazard risk of Sangbei Coal Mine was the II grade, and the results were consistent with the hydrogeological conditions of the mine. Based on this result, the expert scoring method, fuzzy comprehensive evaluation method, and extension evaluation method were used to evaluate the risk of coal-mine water hazard, respectively, to further verify the accuracy of the evaluation results in this paper. Through comparison, it was found that the method used in this paper is scientifically reasonable. At the same time, the ICWMGT proposed in this paper can overcome the disadvantage of the traditional game theory weighting method that may obtain negative coefficients. The fusion algorithm based on matrix analysis can reduce the complexity of computation time from the exponential level to the polynomial level, greatly improving computational efficiency, and the description of uncertain problems is closer to human thinking habits. Thus, the method proposed in this paper has certain promotion and application value, and it can also be evaluated and applied in other fields.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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1 | Equally Important |
1.2 | Slightly Important |
1.4 | Obviously Important |
1.6 | Strongly Important |
1.8 | Extremely Important |
1.1, 1.3, 1.5, 1.7 | The median of the above two adjacent judgments |
Target Layer | First-Level Indexes | Second-Level Indexes |
---|---|---|
Coal-mine water-hazard risk evaluation | Personnel factors B1 | Professional skill level of personnel c1 |
Personnel training and education c2 | ||
Personnel “three violations” rate c3 | ||
Physical and psychological status of personnel c4 | ||
Drainage factors B2 | Surface waterproofing and drainage engineering c5 | |
Waterproof coal pillar and waterproof gate c6 | ||
Water silos, pumps and drainage pipes c7 | ||
Power supply lines and equipment c8 | ||
Water filling-source factors B3 | Atmospheric precipitation c9 | |
Surface water c10 | ||
Ground water c11 | ||
Old goaf water c12 | ||
Water diversion-channel factors B4 | Structural fault zone channel c13 | |
Mining fracture zone passage c14 | ||
Artificial engineering passageway c15 | ||
Other types of water diversion channels c16 | ||
Management factors B5 | Standard degree of basic hydrogeological data c17 | |
Perfection and implementation of rules and regulations c18 | ||
Inspection and maintenance management of equipment c19 | ||
Flood rectification and improvement c20 | ||
Accident emergency rescue capability c21 |
Risk Grades | Risk Evaluation | Grade Characteristics | Score Range |
---|---|---|---|
I | lower risk | Safety, normal production | [90,100] |
II | low risk | Improving risk defense | [80,89] |
III | medium risk | Strictly monitoring the risk to avoid rising | [70,79] |
IV | high risk | Suggesting carrying out rectification and reform | [60,69] |
V | higher risk | Stop production immediately and take measures to reduce risk | [0,59] |
Evaluation Indexes | c1 | c2 | c3 | c4 | c5 | c6 | c7 | c8 | c9 | c10 | c11 |
---|---|---|---|---|---|---|---|---|---|---|---|
Scores | 81.8 | 82.8 | 86.8 | 87.8 | 87 | 88.6 | 87.4 | 86.6 | 85.4 | 84 | 82.6 |
Evaluation indexes | c12 | c13 | c14 | c15 | c16 | c17 | c18 | c19 | c20 | c21 | —— |
Scores | 91.2 | 81.6 | 80.8 | 81 | 85.2 | 84.2 | 79.6 | 82.4 | 84.4 | 83.6 | —— |
Evaluation Indexes | I Grade Risk | II Grade Risk | III Grade Risk | IV Grade Risk | V Grade Risk |
---|---|---|---|---|---|
c1 | −0.3106 | 0.2000 | −0.1333 | −0.4129 | −0.5561 |
c2 | −0.2951 | 0.3111 | −0.1810 | −0.4452 | −0.5805 |
c3 | −0.1951 | 0.2444 | −0.3714 | −0.5742 | −0.6780 |
c4 | −0.1528 | 0.1333 | −0.4190 | −0.6065 | −0.7024 |
c5 | −0.1875 | 0.2222 | −0.3810 | −0.5806 | −0.6829 |
c6 | −0.1094 | 0.0444 | −0.4571 | −0.6323 | −0.7220 |
c7 | −0.1711 | 0.1778 | −0.4000 | −0.5935 | −0.6927 |
c8 | −0.2024 | 0.2667 | −0.3619 | −0.5677 | −0.6732 |
c9 | −0.2396 | 0.4000 | −0.3048 | −0.5290 | −0.6439 |
c10 | −0.2727 | 0.4444 | −0.2381 | −0.4839 | −0.6098 |
c11 | −0.2984 | 0.2889 | −0.1714 | −0.4387 | −0.5756 |
c12 | 0.1200 | −0.2000 | −0.5810 | −0.7161 | −0.7854 |
c13 | −0.3134 | 0.1778 | −0.1238 | −0.4065 | −0.5512 |
c14 | −0.3239 | 0.0889 | −0.0857 | −0.3806 | −0.5317 |
c15 | −0.3214 | 0.1111 | −0.0952 | −0.3871 | −0.5366 |
c16 | −0.2449 | 0.4222 | −0.2952 | −0.5226 | −0.6390 |
c17 | −0.2685 | 0.4667 | −0.2476 | −0.4903 | −0.6146 |
c18 | −0.3377 | −0.0192 | −0.0286 | −0.3419 | −0.5024 |
c19 | −0.3016 | 0.2667 | −0.1619 | −0.4323 | −0.5707 |
c20 | −0.2642 | 0.4889 | −0.2571 | −0.4968 | −0.6195 |
c21 | −0.2807 | 0.4000 | −0.2190 | −0.4710 | −0.6000 |
Evaluation Indexes | Ranking of Importance | ||||
---|---|---|---|---|---|
c1 | 0.0357 | 0.0558 | 0.0449 | 0.4369 | 9 |
c2 | 0.0297 | 0.0318 | 0.0307 | 0.2984 | 18 |
c3 | 0.0815 | 0.0326 | 0.0591 | 0.5745 | 6 |
c4 | 0.0153 | 0.0514 | 0.0318 | 0.3095 | 15 |
c5 | 0.0203 | 0.0378 | 0.0283 | 0.2755 | 19 |
c6 | 0.0270 | 0.0365 | 0.0314 | 0.3051 | 16 |
c7 | 0.0570 | 0.0347 | 0.0468 | 0.4547 | 7 |
c8 | 0.0518 | 0.0313 | 0.0424 | 0.4123 | 10 |
c9 | 0.0139 | 0.0591 | 0.0346 | 0.3367 | 12 |
c10 | 0.0224 | 0.0463 | 0.0333 | 0.3242 | 14 |
c11 | 0.1194 | 0.0834 | 0.1028 | 1.0000 | 1 |
c12 | 0.0126 | 0.0386 | 0.0245 | 0.2387 | 21 |
c13 | 0.1085 | 0.0843 | 0.0974 | 0.9470 | 2 |
c14 | 0.0987 | 0.0498 | 0.0762 | 0.7414 | 3 |
c15 | 0.0185 | 0.0345 | 0.0259 | 0.2514 | 20 |
c16 | 0.0246 | 0.0463 | 0.0346 | 0.3360 | 13 |
c17 | 0.0168 | 0.0475 | 0.0309 | 0.3004 | 17 |
c18 | 0.0741 | 0.0595 | 0.0674 | 0.6554 | 5 |
c19 | 0.0432 | 0.0378 | 0.0407 | 0.3959 | 11 |
c20 | 0.0897 | 0.0466 | 0.0699 | 0.6798 | 4 |
c21 | 0.0393 | 0.0545 | 0.0463 | 0.4499 | 8 |
Evaluation Indexes | ||||||
---|---|---|---|---|---|---|
c1 | 0.0788 | 0.1313 | 0.0941 | 0.0711 | 0.0616 | 0.5631 |
c2 | 0.0536 | 0.0983 | 0.0601 | 0.0461 | 0.0403 | 0.7016 |
c3 | 0.1224 | 0.1900 | 0.1027 | 0.0838 | 0.0755 | 0.4255 |
c4 | 0.0718 | 0.0956 | 0.0550 | 0.0456 | 0.0414 | 0.6905 |
c5 | 0.0597 | 0.0899 | 0.0492 | 0.0403 | 0.0364 | 0.7245 |
c6 | 0.0761 | 0.0888 | 0.0538 | 0.0451 | 0.0413 | 0.6949 |
c7 | 0.1019 | 0.1445 | 0.0811 | 0.0668 | 0.0605 | 0.5453 |
c8 | 0.0864 | 0.1382 | 0.0737 | 0.0600 | 0.0540 | 0.5877 |
c9 | 0.0641 | 0.1216 | 0.0601 | 0.0480 | 0.0428 | 0.6633 |
c10 | 0.0578 | 0.1184 | 0.0599 | 0.0468 | 0.0413 | 0.6758 |
c11 | 0.1798 | 0.3235 | 0.2042 | 0.1563 | 0.1363 | 0.0000 |
c12 | 0.0780 | 0.0566 | 0.0387 | 0.0338 | 0.0315 | 0.7613 |
c13 | 0.1709 | 0.2792 | 0.2065 | 0.1557 | 0.1347 | 0.0530 |
c14 | 0.1339 | 0.2023 | 0.1699 | 0.1265 | 0.1088 | 0.2586 |
c15 | 0.0454 | 0.0700 | 0.0569 | 0.0425 | 0.0366 | 0.7486 |
c16 | 0.0630 | 0.1228 | 0.0599 | 0.0477 | 0.0425 | 0.6640 |
c17 | 0.0535 | 0.1116 | 0.0546 | 0.0429 | 0.0378 | 0.6996 |
c18 | 0.1174 | 0.1615 | 0.1600 | 0.1169 | 0.0996 | 0.3446 |
c19 | 0.0712 | 0.1258 | 0.0819 | 0.0625 | 0.0544 | 0.6041 |
c20 | 0.1209 | 0.2567 | 0.1217 | 0.0958 | 0.0847 | 0.3202 |
c21 | 0.0805 | 0.1589 | 0.0856 | 0.0665 | 0.0585 | 0.5501 |
Evaluation Indexes | ||||||
---|---|---|---|---|---|---|
B1 | 0.1566 | 0.2767 | 0.1468 | 0.1119 | 0.0977 | 0.2104 |
B2 | 0.1653 | 0.2552 | 0.1268 | 0.1017 | 0.0909 | 0.2602 |
B3 | 0.1786 | 0.3658 | 0.1927 | 0.1416 | 0.1213 | 0.0000 |
B4 | 0.1623 | 0.3395 | 0.2146 | 0.1421 | 0.1163 | 0.0252 |
B5 | 0.1468 | 0.3584 | 0.1764 | 0.1218 | 0.1017 | 0.0949 |
Fusion Frequency | ||||||
---|---|---|---|---|---|---|
1 | 0.1839 | 0.3561 | 0.1515 | 0.1122 | 0.0969 | 0.0993 |
2 | 0.1584 | 0.5217 | 0.1514 | 0.0938 | 0.0746 | 0.0000 |
3 | 0.1052 | 0.6734 | 0.1285 | 0.0556 | 0.0373 | 0.0000 |
4 | 0.0660 | 0.7930 | 0.0906 | 0.0313 | 0.0191 | 0.0000 |
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Xu, X.; Wang, X.; Sun, G. Coal-Mine Water-Hazard Risk Evaluation Based on the Combination of Extension Theory, Game Theory, and Dempster–Shafer Evidence Theory. Water 2024, 16, 2881. https://doi.org/10.3390/w16202881
Xu X, Wang X, Sun G. Coal-Mine Water-Hazard Risk Evaluation Based on the Combination of Extension Theory, Game Theory, and Dempster–Shafer Evidence Theory. Water. 2024; 16(20):2881. https://doi.org/10.3390/w16202881
Chicago/Turabian StyleXu, Xing, Xingzhi Wang, and Guangzhong Sun. 2024. "Coal-Mine Water-Hazard Risk Evaluation Based on the Combination of Extension Theory, Game Theory, and Dempster–Shafer Evidence Theory" Water 16, no. 20: 2881. https://doi.org/10.3390/w16202881
APA StyleXu, X., Wang, X., & Sun, G. (2024). Coal-Mine Water-Hazard Risk Evaluation Based on the Combination of Extension Theory, Game Theory, and Dempster–Shafer Evidence Theory. Water, 16(20), 2881. https://doi.org/10.3390/w16202881