Agricultural Drought Monitoring: A Comparative Review of Conventional and Satellite-Based Indices
Abstract
:1. Introduction
2. Drought Characterization Concepts
3. Conventional Agricultural Drought Monitoring Methods
3.1. Soil Water Deficit Index (SWDI)
3.2. Soil Moisture Deficit Index (SMDI)
3.3. Evapotranspiration Deficit Index (ETDI)
3.4. Soil Moisture Agricultural Drought Index (SMADI)
3.5. Bhalme—Mooley Drought Index (BMDI)
3.6. Reconnaissance Drought Index (RDI)
3.7. Crop Moisture Index (CMI)
Crop-Specific Drought Index (CSDI)
3.8. Agricultural Drought Index (DTx)
3.9. Leaf Water Content Index (LWCI)
3.10. Moisture Availability Index (MAI)
3.11. Soil Moisture Anomaly Index (SMAI)
3.12. Soil Moisture Availability Index (SMAI)
3.13. Standardized Vegetation Index (SVI)
4. Satellite-Based Agricultural Drought Monitoring Methods
4.1. Normalized Difference Vegetation Index (NDVI)
4.2. Vegetation Condition Index (VCI)
4.3. Vegetation Health Index (VHI)
4.4. Drought Severity Index (DSI)
4.5. Vegetation Drought Response Index (VDRI)
4.6. Normalized Difference Water Index (NDWI)
4.7. Temperature Vegetation Dryness Index (TVDI)
4.8. Crop Water Stress Index (CWSI)
4.9. Deviation of the Normalized Difference Vegetation Index (Dev_NDVI)
4.10. Enhanced Vegetation Index (EVI)
4.11. Normalized Difference Temperature Index (NDTI)
5. Identification of Severity of Drought
6. Summary
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Index | Formulae | Inputs | Strengths | Limitations | Ref. |
---|---|---|---|---|---|
SWDI | soil water content soil water content at field capacity available water content | soil water content; soil water content at field capacity; available water content | Effectively characterizes agricultural drought based on soil moisture data and basic soil water parameters; helps identify drought events by considering their beginning, end, duration, and intensity. | The need for accurate parameters, such as field capacity and wilting point, for precise calculations; Dependency on soil properties of the study area, which may limit generalization. | [26] |
SMDI (Soil Moisture Deficit Index) | monthly averaged SM estimates SMDI from the past month | ) soil moisture values at the topsoil layer for any given month | Effectively characterizes short-term drought conditions; independent from different seasons or climate zones; removes seasonality and provides a scaled range between −100 and 100 for different climate zones; indicating very dry to very wet conditions. | Assumes all 1 km SM estimates within a GLDAS grid can be summarized by long-term SM records of that grid; requires high-spatial-resolution SM estimates and soil water parameters. | [28] |
ETDI | monthly water stress anomaly | Potential evapotranspiration (PET); actual evapotranspiration (ET); water stress anomaly (WSA) | Applicable across different climatic zones; reliable indicators for short-term agricultural drought monitoring; high temporal resolution. | Inadequate performance in areas lacking observed meteorological data; in large catchments, only remote sensing products are relied upon for mapping ET and PET. | [27,29] |
SMADI | Vegetation Condition Index value | Land surface temperature (LST); normalized difference vegetation index (NDVI); soil moisture data (SM) | Early warnings of drought impact on rainfed agricultural systems; indication of adoption of more resistant crops to water stress conditions. | Reliance on remote sensing data; potential gaps in monitoring due to cloud cover and satellite availability; variable effectiveness, depending on regional climatic characteristics and soil types. | [31] |
BMDI | drought intensity in the current month (k). humidity index | Monthly precipitation; long-term mean monthly precipitation | Allows for the identification of extreme drought events based on the highest accumulated negative moisture values; the BMDI considers moisture contributions from the previous month, leading to longer durations and a higher scale of drought assessment; simple calculation. | Regional specificity: requires region-specific coefficients; less suitable for short-term or localized drought events; reliance on previous month’s moisture may delay current drought monitoring. | [32,34] |
CMI | ). | Combines evapotranspiration anomaly and wetness indices for a comprehensive measure; suitable for week-to-week appraisals on a nationwide or regional scale. | lack of local detail; does not account for local variations caused by factors like heavy rain or soil differences; reliance on meteorological data. | [38] | |
CSDI | calculated and potential evapotranspiration of the corn crop, respectively sensitivity coefficient | Projected yield; maximum yield previously attained; calculated and potential evapotranspiration of the corn crop; coefficients representing the crop’s sensitivity to moisture stress during different growth periods | Provides crop-specific probabilities of projected outcomes, enabling reliable monitoring and assessment at a crop reporting district level; provides daily estimates of soil water availability across various zones and soil layers. | Relies heavily on accurate and timely meteorological data; requires sophisticated modeling techniques and specific crop-related parameters, which increases complexity; setting drought thresholds is difficult. | [40] |
DTx | ) | Tailorable to specific crops and growth stages for accurate drought impact assessment; compatible with models like WOFOST for detailed analysis of water-limited crop yields; calculable over different time frames. | Dependent on detailed hydro-meteorological data, which may not always be accessible or reliable in all regions; calculated using the complex CRITeRIA water balance model, potentially limiting accessibility for users without specialized training. | [41] | |
LWCI | TM4 and TM5 = Landsat Thematic Mapper bands used to measure the reflectance of specific wavelengths related to water content in leaves. = reflectance values of Landsat Thematic Mapper Bands TM4 and TM5, respectively, for leaves at full turgor. | ) | Captures variations in leaf water content, valuable for monitoring plant hydration and water stress; can be combined with other indices, like EVI, for a comprehensive understanding of plant stress and health; sensitive to moisture content. | Influenced by canopy architecture, leaf orientation, and density, complicating water content assessment; limited by satellite imagery resolution, affecting fine-scale vegetation moisture analysis; seasonal changes in vegetation phenology can impact LWCI readings, requiring careful interpretation; ground validation of LWCI values is difficult. | [42,43] |
MAI | Dependable Precipitation (PD) = the amount of precipitation that can be expected to occur at a seventy-five percent probability level (three years out of four years). | Dependable precipitation (PD) and potential evapotranspiration (PET) | Provides a relative measure of precipitation adequacy for moisture needs; suitable for assessing drought conditions and their impact on agriculture. | Primarily focuses on precipitation and evapotranspiration, not capturing the full complexity of agricultural systems; does not account for factors like soil characteristics or crop types. | [44] |
RDI | cumulative precipitation for each month | Cumulative precipitation and potential evapotranspiration (PET) | Calculates the aggregated deficit between atmospheric evaporative demand and actual evapotranspiration; includes potential evapotranspiration to avoid underestimating drought severity. | Reliance on precipitation and PET, which may not capture all aspects of drought impacts; sensitivity to reference periods, which can impact the result. | [9,35] |
SMAI (Soil Moisture Anomaly Index) | Precipitation, runoff, and evapotranspiration | Considers rainfall infiltration, evapotranspiration, and runoff for soil moisture dynamics; identifies soil moisture anomalies and potential drought conditions in agricultural regions; developed and extensively utilized to monitor the impact of drought on global agriculture and crop yields. | Relies on a water balance model, adding complexity to calculations and interpretation; estimates of potential evapotranspiration can vary greatly between regions. | [9,18,46] | |
SMAI (Soil Moisture Availability Index) | ) soil moisture values at month j | Considers current and previous month’s soil moisture conditions; ranges from −100 to 100 for a broad interpretation of soil moisture conditions; iterative computation within −4 to 4 enhances accuracy and sensitivity in detecting soil drought events and variations. | Simplified view of soil moisture conditions, potentially missing nuances of complex soil–water interactions; may struggle to capture localized variations due to limited spatial resolution, especially in regions with heterogeneous soil and vegetation characteristics. | [49] | |
SVI | standard deviation of pixel i during week j over n years | ) | Monitors drought conditions by assessing vegetation health and productivity; quantifies deviations in vegetation conditions from historical norms to indicate drought severity; shows high conformity in assessing rainfall impact on vegetation health through statistical analysis. | Depends on accurate NDVI data, which can be affected by cloud cover and sensor limitations; sensitive to changes in vegetation types and land cover; difficulty distinguishing between drought stress and other factors affecting vegetation health. | [50,51] |
Index | Formulae | Input | Strengths | Limitations | Ref. |
---|---|---|---|---|---|
NDVI | Near-infrared reflectance (NIR); red reflectance value (RED) | Simple algorithms; extensive land area coverage by AVHRR, despite its 1 km resolution compared to meteorological stations; current NDVI algorithms reduce noise from atmospheric conditions and sun-surface geometry; effectively identifies vegetated areas from other surfaces; quantitatively assesses dryness, unlike interpolation or extrapolation methods. | Non-equal reflection from soil moisture in two bands, especially in rainy conditions, may affect NDVI accuracy; NDVI tends to saturate in areas with dense vegetation or multilayered canopies; clouds, aerosols, haze, and other atmospheric interferences can contaminate pixels, affecting NDVI accuracy; assuming soil moisture is the only source of vegetative stress can limit NDVI effectiveness. | [9,85] | |
VCI | Normalized Difference Vegetation Index (NDVI) values for each pixel; maximum and minimum NDVI values calculated for each month | High spatial resolution for detailed assessment; strong positive correlation with crop yield. | Reliance on satellite data; potential inaccuracies due to cloud cover and atmospheric conditions; challenges with diverse land cover types. | [60] | |
VHI | relative contributions of moisture and temperature to vegetation health Temperature Condition Index and calculated from brightness temperature data | Vegetation Condition Index; Temperature Condition Index | Combination of VCI and TCI with equal weight. | Assumption of equal contributions of moisture and temperature; dependence on historical data; limited consideration of changing environmental conditions. | [61,86] |
DSI | sum of the ET, PET and NDVI values | ET; PET; NDVI | Comprehensive composite index combining vegetation and evapotranspiration variables; provides consistent global coverage with a 1 km spatial resolution, enabling comprehensive drought monitoring; uses ET and PET data, which are less prone to uncertainties compared to precipitation data. | Relies on satellite data, which may have limitations in accuracy and coverage; the DSI’s short historical record (from 2000 to present) may not suffice for accurate drought detection in regions with high interannual climate variability. | [64] |
VDRI | Then: | NDVI; Percent Average Seasonal Greenness (PASG); Standardized Precipitation Index (SPI); Palmer Drought Severity Index (PDSI); land use and land cover data, soil characteristics (AWC); start of season anomaly (SOSA); Irrigation Index (IrrigAg); Digital Elevation Model (DEM) | Combines climate-based drought indicators, satellite-derived vegetation indices, and biophysical variables for a comprehensive view of drought conditions; provides detailed spatial information at a 1 km resolution, aiding local-scale decision-making; enables near-real-time map production, facilitating timely responses to emerging drought conditions by stakeholders. | Difficulty differentiating drought-impacted areas from other vegetation stress causes like flooding, pests, and diseases using satellite data alone; challenges in establishing thresholds to discriminate between drought and non-drought conditions, and varying levels of drought severity; reliance on various data inputs affects the accuracy and reliability of VegDRI, depending on data availability and quality. | [67,68] |
NDWI | p(0.86µm) and p(1.24µm) = reflectance at 0.86 µm and 1.24 µm | Reflectance values at specific wavelengths, specifically at 0.86 µm and 1.24 µm | NDWI is less sensitive to atmospheric scattering effects than the NDVI; near-infrared bands are used by NDWI, making it effective for early detection of agricultural drought; high sensitivity to liquid water content in vegetation canopies is exhibited by NDWI. | Background soil reflectance effects can influence NDWI values, especially with partial vegetation coverage; negative soil contributions and positive green vegetation contributions complicate NDWI interpretation in varied areas; complex relationship between NDWI and vegetation conditions may require additional information for accurate analysis. | [69] |
TVDI | land surface temperature lower horizontal line of the triangle/trapezoid defining the wet edge maximum surface temperature defining the dry edge | LST, NDVI | TVDI is conceptually and computationally simple; TVDI accurately describes drought scenarios by considering atmospheric precipitation, surface temperature, vegetation coverage, and soil moisture; ability to capture drought events over large areas. | TVDI range may not capture extreme drought conditions; TVDI may be less accurate in areas with low vegetation coverage or limited NDVI. | [71,73] |
CWSI | E = Actual evapotranspiration = Potential evapotranspiration | ). | Detects stress before visual observation; quantifies water stress accurately by considering canopy temperature and meteorological factors; reliable tool for irrigation scheduling; widely applicable across various crops. | Difficulties in measuring crop surface temperature, especially during early growth stages with partial vegetation cover; applicable only in cases of full vegetation coverage. | [76,78] |
Dev_NDVI | Current NDVI values; historical mean NDVI values | Indicates below-normal vegetation conditions and detects drought situations with negative values; provides a quantitative measure by comparing current NDVI values with long-term averages. | The Dev_NDVI index may not account for other factors influencing vegetation health beyond NDVI values; it relies on satellite data accuracy and may be affected by cloud cover or sensor limitations. | [79] | |
EVI | G = Gain Factor = coefficient for dust particles in the atmosphere L = Canopy background adjustment | ) | EVI is more sensitive in areas with dense vegetation; addresses light reflection issues for accurate spatial leaf surface representation. | Involves multiple spectral bands, making calculations complex; susceptible to atmospheric conditions impacting accuracy. | [80] |
NDTI | ). | Capable of precisely capturing the spatial and temporal changes in soil moisture. | The NDTI calculation requires additional input variables (e.g., solar radiation, wind speed, and leaf area index), which are difficult to obtain. | [83,87] |
Index | Values | Classification | Ref. |
---|---|---|---|
SWDI | No drought | [26] | |
0 to −2 | Mild drought | ||
−2 to −5 | Moderate drought | ||
−5 to −10 | Severe drought | ||
Extreme drought | |||
SMDI (Soil Moisture Deficit Index) | +2 to +4 | Wet conditions | [27] |
0 to +2 | Normal conditions | ||
−2 to 0 | Mild drought | ||
−4 to −2 | Severe drought | ||
ETDI | +2 to +4 | Wet conditions | [27] |
0 to +2 | Normal conditions | ||
−2 to 0 | Mild drought | ||
−4 to −2 | Severe drought | ||
SMADI | 0 to 0.99 | Normal conditions | [31] |
1 to 1.99 | Mild drought | ||
2 to 2.99 | Moderate drought | ||
3 to 3.99 | Severe drought | ||
Extreme drought | |||
RDI | Extremely humid | [16] | |
1.5 to 1.99 | Severely humid | ||
1 to 1.49 | Moderately humid | ||
−0.49 to 0.99 | Normal conditions | ||
−0.99 to −0.5 | Mild drought | ||
−1.49 to −1 | Moderate drought | ||
−1.99 to −1.5 | Severe drought | ||
Extreme drought | |||
BMDI | 4 | Extremely wet | [32] |
3 to 3.99 | Very wet | ||
2 to 2.99 | Moderately wet | ||
1 to 1.99 | Slightly wet | ||
0.99 to −0.99 | Near normal | ||
−1 to −1.99 | Mild drought | ||
−2 to −2.99 | Moderate drought | ||
−3 to −3.99 | Severe drought | ||
−4 | Extreme drought | ||
CMI | 3 | Excessively moist | [88] |
2 to 3 | Wet | ||
1 to 2 | Abnormally moist | ||
0 to 1 | Slightly dry | ||
−1 to 0 | Abnormally dry | ||
−2 to −1 | Excessively dry | ||
−3 | Severely dry | ||
DTx | 0.25 to 0.75 | Normal conditions | [41] |
0.75 to 0.90 | Mild drought | ||
0.90 to 0.95 | Moderate drought | ||
0.95 to 0.99 | Severe drought | ||
0.99 | Extreme drought | ||
LWCI | 0.9 to 1 | Non-stressed (wet conditions) | [42] |
0.8 to 0.9 | Moderately Stressed | ||
Below 0.8 | Severely stressed (dry conditions) | ||
MAI | All months with MAI in the range of 0 to 0.33 | Very arid | [44] |
One or two months with MAI of 0.34 or above | Arid | ||
Three or four months with MAI of 0.34 or above | Semi-dry | ||
Five or more consecutive months with MAI 0.34 or above | Wet–dry | ||
SMAI | −2 | Extreme drought | [46] |
−2 to −1.5 | Severe drought | ||
−1.5 to −1 | Mild drought | ||
−1 to 1 | Near normal conditions | ||
1 to 1.5 | Unusually moist | ||
1.5 to 2 | Very moist | ||
2 | Extremely moist | ||
SVI | 0.95 to 1 | Very good vegetation density (minimum drought) | [50] |
0.75 to 0.95 | Good vegetation density | ||
0.25 to 0.75 | Average vegetation density | ||
0.05 to 0.25 | Poor vegetation density | ||
0.00 to 0.05 | Very poor vegetation density (worst drought) | ||
NDVI | 0.6 | Normal conditions | [56] |
0.4 to 0.6 | Moderate drought | ||
0.2 to 0.4 | Severe drought | ||
0.2 | Extreme drought | ||
VCI & VHI | 40 to 100 | No drought | [25,89] |
30 to 40 | Mild drought | ||
20 to 30 | Moderate drought | ||
10 to 20 | Severe drought | ||
0 to 10 | Extreme drought | ||
DSI | 0.29 to −0.29 | Normal conditions | [64] |
−0.3 to −0.59 | Incipient drought | ||
−0.6 to −0.89 | Mild drought | ||
−0.9 to −1.19 | Moderate drought | ||
−1.2 to −1.49 | Severe drought | ||
1.5 | Extreme drought | ||
TVDI | 0 to 0.67 | Normal conditions | [73] |
0.67 to 0.74 | Slight drought | ||
0.74 to 0.80 | Moderate drought | ||
0.80 to 0.86 | Severe drought | ||
0.86 to 1.00 | Excessive drought | ||
CWSI | 0 | No water stress | [76] |
0 to 0.3 | Mild water stress | ||
0.3 to 0.6 | Moderate water stress | ||
0.6 to 0.8 | Severe water stress | ||
0.8 to 1 | Extreme water stress | ||
Dev_NDVI | −0.2 | Severe drought | [79] |
−0.2 to −0.05 | Moderate drought | ||
−0.05 to 0.1 | Near-normal conditions | ||
Above optimum (extremely wet) |
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Gholinia, A.; Abbaszadeh, P. Agricultural Drought Monitoring: A Comparative Review of Conventional and Satellite-Based Indices. Atmosphere 2024, 15, 1129. https://doi.org/10.3390/atmos15091129
Gholinia A, Abbaszadeh P. Agricultural Drought Monitoring: A Comparative Review of Conventional and Satellite-Based Indices. Atmosphere. 2024; 15(9):1129. https://doi.org/10.3390/atmos15091129
Chicago/Turabian StyleGholinia, Ali, and Peyman Abbaszadeh. 2024. "Agricultural Drought Monitoring: A Comparative Review of Conventional and Satellite-Based Indices" Atmosphere 15, no. 9: 1129. https://doi.org/10.3390/atmos15091129
APA StyleGholinia, A., & Abbaszadeh, P. (2024). Agricultural Drought Monitoring: A Comparative Review of Conventional and Satellite-Based Indices. Atmosphere, 15(9), 1129. https://doi.org/10.3390/atmos15091129