1. Introduction
Air quality results from the complex interaction between atmospheric emissions and meteorology [
1]. For atmospheric modeling purposes, cumulus convection is a component typically parameterized. It is directly related to cloud formation and, therefore, to solar radiation and temperature at the surface, affecting other variables such as the planetary boundary layer depth and atmospheric stability.
Complex topography and land-use heterogeneity, as in the Andean Region of Ecuador, directly affect the atmospheric dynamic [
2], implying atmospheric modeling is challenging. For these cases, modeling with a spatial resolution of 1 km improves the topography and land-use representation. Atmospheric modeling was performed in Cuenca, an Andean city in southern Ecuador (2500 masl,
Figure 1), using this spatial resolution to study the influence of planetary boundary layer schemes and to assess the impact on air quality of the shift from diesel to electric buses and the influence of feedback between aerosols and meteorology. Recently, schemes for modeling the interaction near the land–atmosphere interface were assessed through land surface schemes [
3].
Clouds are relevant in Ecuador due to convective movements produced by the influence of the Intertropical Converge Zone (ITCZ) and the breeze coming from the coastal and Amazonian regions. Previous contributions identified options for improving atmospheric modeling in this region. Although acceptable performances were achieved, solar radiation at the surface was overestimated, and therefore, other components, such as the cumulus options, deserve dedicated studies.
Cumulus schemes model the sub-grid-scale effects of convective and shallow clouds. They represent the vertical fluxes due to unresolved updrafts and downdrafts and compensate for motion outside the clouds. Operating on individual columns, they provide vertical heating and moistening profiles. Some schemes offer column cloud and precipitation field tendencies [
4].
Cumulus parameterizations are theoretically only valid for coarser grid sizes (e.g., greater than 10 km), which are necessary to properly release latent heat on a realistic time scale in the convective columns. While the assumptions about the convective eddies being entirely sub-grid-scale break down for finer grid sizes, sometimes these schemes have been found to help trigger convection in 5–10 km grid applications. The horizontal resolution of 1 km corresponds to the “grey zone”, a range that might not require modeling with cumulus convective parameterization [
5]. Modeling in the grey zone allows researchers to address whether working with higher resolution is always better [
6], which is currently a line of active research in atmospheric science. Chow et al. (2019) reviewed the limitations of convective schemes in reproducing observed precipitation when modeling in the grey zone [
2].
The Weather Research and Forecasting with Chemistry model (WRF-Chem V3.2) offers four schemes (
Table 1) for modeling cumulus effects [
4]. Cumulus schemes use different approaches and perform best when the assumptions are better satisfied; therefore, they must be assessed [
7]. The Kain–Fritsch scheme [
8] uses a simple cloud model with moist updrafts and downdrafts, including the effects of detrainment and entrainment and relatively simple microphysics. The Betts–Miller–Janjic option [
9,
10] considers as a variable the deep convection profiles and the relaxation time, depending on the cloud efficiency, which is a function of the entropy change, precipitation, and mean temperature of the cloud. The shallow convection moisture profile is based on the entropy change, which must be small and nonnegative. The Grell–Devenyi option [
11] is an ensemble scheme using multiple cumulus models and variants within each grid box. The results are averaged to give feedback to the model. All the schemes are mass-flux types but have different updraft and downdraft entrainment and detrainment parameters and precipitation efficiencies. The dynamic control closures are based on the convective available potential energy, low-level vertical velocity, or moisture convergence. The Grell-3 scheme [
11,
12] has features in common with the Grell and Devenyi scheme, in the same way, based on an ensemble approach, but the quasi-equilibrium approach is not included among the scheme members. The scheme allows the subsidence effects to spread to neighboring grid columns, making the method more suitable for smaller grid sizes than 10 km. It can also be used at larger grid sizes where subsidence occurs within the same grid column as the updraft.
Cloud microphysics is the other component in which clouds occur on the scales of cloud droplets and hydrometeors [
9]. It models precipitation on the grid scale, which plays an essential role in modeling moist convection [
13]. Due to its scale, microphysical processes are always parameterized.
The atmospheric modeling coupling meteorology and air quality within one integrated approach evolved over the last years, recognizing that meteorology strongly influences air quality, and weather and climate are affected by changes in atmospheric composition [
14]. Therefore, this contribution addresses the questions arising due to the use of WRF-Chem V3.2 in Cuenca:
What cumulus parameterization scheme performs best for modeling meteorological and air quality?
What is the effect of modeling without cumulus parameterization?
What is the recommended option for holistically modeling meteorological and air quality variables?
4. Discussion and Conclusions
Applying the online approach, we used the WRF-Chem V3.2, a state-of-the-art atmospheric tool for modeling meteorological (surface temperature, wind speed, wind direction, rainfall) and air quality parameters (short-term: CO, PM
2.5, and O
3; long-term: NO
2 and O
3) in Cuenca, an Andean city in Southern Ecuador, in September 2014, a month when tropospheric O
3 concentrations are typically higher in the region. We made numerical experiments to assess the influence on the performance of the cumulus schemes coded in WRF-Chem V3.2 (Kain–Fritsch, Betts–Miller–Janjic, Grell–Devenyi, and Grell-3) and the option of modeling without cumulus parameterization, working with a spatial resolution of 1 km. This resolution corresponds to the grey zone, a range of 1 to 10 km for moist convection [
6], whose length scale can be similar in size and potentially without the need for convective parameterization.
The results indicated that no unique option was the best for modeling each of the assessed variables over the entire inner domain, suggesting that using no cumulus scheme could be beneficial for holistically modeling meteorological and air quality variables in the urban area of Cuenca, where rainfall modeling improved through the deactivation of a cumulus scheme. Over the urban area, cumulus schemes provided better performances for temperature, wind speed, and wind direction than modeling with deactivation of cumulus parameterization. On the contrary, all the options overestimated the total amount of modeled rainfall over the Cordillera during the simulation period. All the options provided comparable modeling performances for short- and long-term simulations regarding air quality.
Although all the options, including the modeling without cumulus schemes, provided proper performance for modeling surface temperature, all of them, on average, overestimated this parameter between 13:00 and 17:00. This overestimation is consistent with the overestimation of the solar radiation at the surface, implying that in the urban area of Cuenca, the modeling of cloud dynamics needs to be improved. In the same way, although wind speed was acceptably modeled, all the options overestimated this parameter between 15:00 and 20:00. All the options demonstrated low performance for modeling wind direction, probably because of the complex topography of the region. An updated digital elevation model and land-use data would improve the modeling performance of wind direction.
The resolution of 1 km seems to allow for better modeling performance for precipitation over the urban area because of its less complex topography than the Cordillera. The anabatic winds from the valley, where the urban area is located, modulate the cloud formation and, therefore, define the precipitation levels over the Cordillera. The overestimation of computed precipitation for all the cumulus options used in this study would be improved using a more refined domain model over the Cordillera. In the future, an inner domain that combines a higher resolution (less than 1 km) over the Cordiller, with 1 km cells over the urban area can be assessed.
Published assessments about the influence of cumulus schemes at the grey zone mainly focused on precipitation modeling. We did not find studies covering meteorological and air quality variables for comparison purposes. Our findings over the urban area were consistent with Zhang et al. (2021) [
35] (
Table 12), who reported a clear improvement in modeling precipitation in the Central Great Plains of the United States without using a cumulus scheme at a 4 km resolution.
Similarly, Liang et al. (2019) [
36] assessed the sensitivity for modeling rainfall in Jiangsu, China, to model configurations of grid nesting and convection treatment, using grid spacings from 30, 15, 9, 5, 3 to 1 km, concluding that convective parameterization in 30–9 km grids is required to represent organized cumuli, while explicitly resolving convections in cloud-permitting grids around 1 km is necessary to improve forecasts.
Amirudin et al. (2022) [
37] performed simulations of precipitation over Peninsular Malaysia from 2013 to 2018 for assessing cumulus schemes at resolutions of 25, 5, and 1.6 km, reporting that at 5 km, the best-performing scheme was the Betts–Miller–Janjic. The finest resolution at 1.6 km simulation showed significant added value, as it was the only simulation to capture the high precipitation intensity in the morning and a precipitation peak during the evening. The authors indicated that cumulus schemes became less significant in a higher-resolution simulation.
Castorina et al. (2021) performed WRF simulations for modeling precipitation in Sicily (Italy) on 24 and 25 November 2016, working at 5 km [
38]. The authors reported that using no cumulus schemes provided the most reliable and accurate solution with the highest accuracy. Other contributions, such as those of Wang et al. (2021) [
39], who studied convection representation across the grey zone in forecasting warm-season extreme precipitation over Shanghai, reported that the use of cumulus schemes is beneficial at the 5 km grid resolution in simulating both powerful intensity and diurnal variations, although with mixed effects at 3 km. The primary rainfall peak at noon was best reproduced when the 1 km grid with explicit convection was nested directly into their outermost 15 km or 9 km grids using the Kain–Fritsch scheme. However, a secondary peak with a weak forcing was not detected.
Steeneveld and Peerlings (2020) [
40] modeled a severe summer thunderstorm in the Netherlands, which took place on 3 June 2016, working at 4 and 2 km of resolution. They found that the Betts–Miller–Janjic scheme was activated too early and did not predict any convective system over the region of interest. The Grell–Freitas and Kain–Fritsch schemes predicted a convective system, but its intensity was underestimated. With the explicit convection, the model was able to resolve the storm. The authors indicated that modeling with the explicit convection (without cumulus scheme), the model captured the storm, although with a delay and an overestimated intensity.
On the contrary, other studies concluded that modeling in the grey zone without cumulus parameterization is inadequate. In this sense, Park et al. (2022) [
41] performed WRF simulations with cumulus schemes and explicit convection (no convective parameterization) in South Korea, concluding that simulating convection processes using explicitly resolved convection leads to overestimations and erroneous precipitation locations.
Table 12.
Summary of other assessments.
Table 12.
Summary of other assessments.
Area of Study | Period | Model | Resolution and Parameters | Main Findings | Source |
---|
Andean Region of Ecuador (Cuenca) | September 2014 | WRF-Chem V3.2 | 1 km. Temperature, wind speed, wind direction, solar radiation, precipitation, air quality | No unique cumulus option was the best for modeling each of the assessed meteorological parameters. All the options provided comparable performances for modeling air quality variables. Deactivating the cumulus scheme could be beneficial for holistically modeling meteorological and air quality variables in the urban area of Cuenca. | This contribution |
Central Great Plains, Eastern Kansas and western Missouri region (USA) | Three summers, from 2002 to 2004 | NU-WRF | 4 km. Precipitation | There was a clear improvement without using a cumulus scheme, which should become more evident with finer resolutions such as 1 km. | Zhang et al. (2021) [37] |
Jiangsu, China | 19 June to 20 July 2016 | WRF-3.9 | 30, 15, 9, 5, 3, 1 km. Precipitation | Parameterization in 30–9 km grids is required to represent organized cumuli, while explicitly resolving convections in cloud-permitting grids around 1 km is necessary to improve forecasts. | Liang et al. (2019) [38] |
Peninsular Malaysia | 2013 to 2018 | WRF | 25, 5, 1.6 km. Precipitation | At 5 km, the best-performing scheme was the Betts–Miller–Janjic. The 1.6 km simulation showed significant improvement as it was the option that captured the high rainfall in the morning and a precipitation peak during the evening. The role of cumulus schemes became less significant in a higher-resolution simulation. | Amirudin et al. (2022) [39] |
Andean Region of Ecuador (Cuenca) | 1 to 11 November 2020 | WRF-4.0.3 | 1 km. Temperature, wind speed, solar radiation | None of the cumulus options, including the deactivation of the cumulus scheme, adequately modeled the drop in temperature and solar radiation on 9 November 2020. | Parra (2022) [42] |
Shanghai | 25 May 2018, 10 June 2017 | WRF | 27, 15, 9, 5, 3, 1 km. Extreme precipitation | The primary rainfall peak at noon was best reproduced when the 1 km grid with explicit convection was nested directly into their outermost 15 km or 9 km grids using the Kain–Fritsch scheme. However, a secondary peak with a weak forcing was not detected. | Wang et al. (2021) [39] |
Sicily (Italy) | 24 to 25 November 2016 | WRF | 5 km. Precipitation | Using no cumulus schemes provided the most reliable and accurate solution with the highest accuracy. | Castorina et al. (2021) [38] |
The Netherlands | 23 to 24 June 2016 | WRF 3.7.1 | 4, 2 km. Precipitation | Betts–Miller–Janjic activated too early and did not foresee any convective system. Grell–Freitas and Kain–Fritsch forecasted a convective system, but its intensity was underestimated. With the explicit convection (without cumulus scheme), the model resolved the storm, although with a delay and an overestimated intensity. | Steeneveld and Peerlings (2020) [40] |
South Korea | 15 to 16 July 2017 | WRF | 4 km. Extreme precipitation | Simulating convection processes in the grey zone without the convective parameterization scheme is inadequate. | Park et al. (2022) [41] |
South Korea | 26 to 27 July 2011 | WRF | 27, 9, 3, 1 km. Extreme precipitation | Multiple spurious cores occurred when the cumulus parameterization scheme was removed at 3 and 1 km of resolution. | Kwon and Hong (2017) [43] |
Kwon and Hong (2017) [
43] modeled a heavy rain event in South Korea using an updated version of a cumulus scheme and performed simulations with 3 and 1 km resolution without the cumulus option. They reported that an updated cumulus scheme outperformed the original version, and at 3 and 1 km, the precipitation core was well reproduced. On the contrary, multiple spurious cores occurred when the cumulus scheme was removed at those resolutions.
Our findings and the literature cited highlight the importance of dedicated studies to assess the effects of deactivating the cumulus parameterization on atmospheric modeling in the grey zone.
On average, CO levels were adequately modeled regarding air quality, especially from 06:00 to 10:00, suggesting that emissions and parameters involved in air dispersion, such as planetary boundary layer depth and atmospheric stability, were acceptably modeled during peak CO emissions. For other hours, CO levels were underestimated by about 0.5 mg m−3. The overestimation of surface solar radiation and temperature around midday implies an overestimation of the planetary boundary layer depth during these hours and, therefore, the underestimation of CO concentrations.
On average, the hourly peak level of PM2.5 was modeled at 08:00, two hours earlier than the records, which implies that the estimation of the hourly PM2.5 emissions, especially from diesel cars, needs to be reviewed.
The overestimation of surface solar radiation implies a higher level of photochemical reactions that promote and partly explain the overestimation of the peak O3. However, the generation and behavior of O3 are more complex due to the participation of emissions of nitrogen oxides and volatile organic compounds under the influence of solar radiation. Overestimation of O3 can also be contributed to by an inadequate estimation of emissions.
Based on the findings of the present contribution and from previous studies, we recommend the following reference configuration for atmospheric modeling over the urban area of Cuenca:
The indicated configuration would be useful for modeling meteorological and air quality variables over the urban area of Cuenca. However, as a limitation, this configuration and spatial resolution (1 km) will overestimate precipitation over the Cordillera. This configuration needs to be assessed for days with significant changes in meteorological conditions, such as a sudden drop in temperature and solar radiation, as of 9 November 2020, which was not adequately modeled by any of the cumulus options, including the deactivation of the cumulus scheme [
42] (
Table 12).
As all the options, including the deactivation of the cumulus scheme, overestimated the total amount of precipitation over the Cordillera, its modeling needs to be improved, particularly for studies on water supply, hydrological management, extreme rainfall events, and the influence of climate change. Hydropower energy is a critical component of the Ecuadorian mix generation and needs to be assessed correctly in terms of the influence of climate change [
44]. Although all the options provided acceptable performances for air quality, the impact of modeled rainfall over the Cordillera and the overestimation of global solar radiation at the surface needs to be assessed, considering that emission inventory data has high uncertainties.
The reference configuration overestimated the computed rainfall, especially over the Cordillera, using all the cumulus schemes and deactivation, where daily precipitation up to 85 mm d−1 was computed. At the four stations of the Cordillera, MAN, VEN, IZH, and SOL, the maximum modeled daily rainfall reached 35.9, 49.6, 36.7, and 28.3 mm d−1, respectively, although the corresponding maximum records were 20.1, 17.1, 15.1, and 14.1 mm d−1. These results indicate that the reference configuration can indicate false alarms if used as an early warning system. For this purpose, a complete assessment of modeling rainfall is out of the scope of this manuscript, although it may be the focus of future research.
Having a reference configuration for atmospheric modeling in Cuenca will provide a powerful tool to validate future emission inventories, gain insights through the modeling approach about the effects on air quality due to changes in the current emissions sources, identify convenient locations, and assess the impact on future facilities that would contribute to their emissions.
This contribution provided insights for atmospheric modeling in the grey zone of spatial resolution over the Andean Region of Ecuador, highlighting the advantages and limitations of the cumulus options from WRF-Chem V3.2 and based on the principle that the modeling performance needs to be assessed for meteorological and air quality variables. The reference configuration could be the basis for a future atmospheric modeling tool to forecast variables, such as precipitation, temperature, PM
2.5, and O
3 levels, based on the treatment of the atmosphere as a unique system, merging the objectives of the meteorological and air pollution communities, which currently primarily work from their sides. A future forecasting air quality system to help reduce air pollution’s toll on public health [
45].
Atmospheric modeling is particularly challenging in the Andean Region of Ecuador [
46] because of the presence of the Andes, the dynamics of the ITCZ, and the breezes coming from the coastal and Amazonian regions. These factors promote convective movements with complex cloud dynamics, with division between the Pacific area west of the western Cordillera, with lower and more stratiform clouds, and the eastern parts, with an increased average cloud-top height towards the Amazon region [
47].
The performance for modeling rainfall was investigated in this contribution based on daily intensities, through the ability of the model to capture days without and with rain. A more comprehensive assessment can incorporate a comparison between computed precipitation and records per precipitation ranges based on hourly intensities.
Although the availability of atmospheric records is low in the Andean Region of Ecuador [
48,
49], new assessments should include measurements from stations, such as from the western part of the urban area over the Cordillera chain, where the computed precipitation indicated that both convective (cumulus) and the microphysics components can be relevant. The Paute River basin, partially located in our study region, shows a high spatial rainfall and temperature variability [
50,
51]. In complex topography, numerical models also have shortcomings in capturing the distribution of rain with altitude [
52]. Physics parameterization schemes have been developed and tested mainly for the Northern Hemisphere. The features of the Tropical Andean Region could demand the proposal of dedicated physics schemes to improve atmospheric modeling in this region.
The activation of indirect effects between meteorology and aerosols for modeling in the Andean Region is a component that deserves future research, which could improve the modeling of clouds and associated processes. Other elements need to be assessed, such as the microphysics parameterization, which determines the cloud life cycle and interaction between clouds and aerosols, affecting the solar radiation levels at the surface and rainfall processes. In addition, assessments of recent versions of WRF-Chem, other periods of dry and wet seasons, the data assimilation of records and remote sensing monitoring, and even the combination with artificial intelligence approaches are necessary.