1. Introduction
Understanding the variability of air–sea heat fluxes is key in determining changes in weather systems (e.g., the work by the authors of [
1]), climatic conditions (e.g., the work by the authors of [
2]), sea surface temperature (SST) (e.g., the work by the authors of [
3]), and the transfer of gases across the air–sea interface (e.g., the work by the authors of [
4]).
Despite the significance of air–sea heat fluxes in ocean–atmosphere dynamics, there is presently a gap in our knowledge regarding these fluxes in marginal seas such as the Arabian/Persian Gulf (hereafter the Gulf) and the Red Sea (
Figure 1A). A major reason for this is the historical scarcity and accuracy of in situ observations in these regions. These two marginal seas are characterized by unique surface heat losses of up to 671 W/m
due to dry wind events that produce dust storms (13–20 annually [
5,
6]) which significantly lower the atmospheric transparency and may partly or fully block solar radiation [
7,
8,
9]. An example of these wind events is the locally known as ‘Shamal’ in the Gulf [
6,
10,
11] and westward winds over the northern Red Sea. The Shamal winds are encountered throughout the year, with the highest frequency during summer [
12] and their occurrence in winter appears to be closely related to dry air outbreaks due to mountain gap westward winds in the Red Sea [
13,
14]. Furthermore, extreme evaporation rates of up to 5 m/yr [
8,
15,
16] and dust emissions of up to 94 Mt driven by such events play a major role in the transport of moisture and dust to central Asia, Africa, and the Arabian Peninsula [
14,
17].
Intense surface heat losses produced by wind events often drive convective conditions which provide the forcing for intensive convective mixing processes observed in oceans (e.g., works by the authors of [
18,
19]). As a result of the extreme heat loss conditions deep water masses are formed in both the northern Gulf and the northern Red Sea (e.g., works by [
20,
21,
22], and references therein). These waters masses are the Gulf Deep Water (GDW) and the Red Sea Overflow Water (RSOW) and are major contributors to the large-scale circulation of the Indian Ocean (IO) (e.g., works by the authors of [
23]).
If we are to accurately simulate the present as well as future scenarios of extreme weather events and climate change, both locally and on basin scales—there are indications that the northwest IO is becoming saltier as a result of changes in the GDW and RSOW characteristics (e.g., works by the authors of [
24,
25])—a better understanding of the air–sea fluxes in the Gulf and the Red Sea is essential.
Simulating the response of the ocean to climate variability requires time series of surface heat fluxes over long time periods and large spatial scales. Reanalysis data from numerical weather products offers these requirements. Compared to other data sources (e.g., ship-, buoy-, and satellite-based) reanalysis data has the advantage of combining excellent spatial and temporal coverage. However, such products do require ground-truth data for validation in a variety of regions as they might be susceptible to systematic biases and random errors (e.g., works by the authors of [
27,
28]). The main aim of the present work, is to understand such biases and errors in both the Gulf and the Red Sea as previously conducted by Kubota et al. [
29] in the Kurshio region, Japan and by Weller et al. [
30] in the Arabian Sea. Our study focuses on evaluating air–sea fluxes from reanalysis products in comparison to offshore, in situ-derived fluxes, with the objective of finding which of the reanalysis products would constitute the best choice for forcing atmospheric and oceanic numerical models in these regions.
Currently, the few available air–sea flux studies of the Gulf and Red Sea have used ships, buoys, coastal platforms, or oceanographic instruments that are sparsely distributed, and thus result in significant uncertainties in the heat flux estimates. For instance, studies have used the International Comprehensive Ocean–Atmosphere DataSet (ICOADS [
31]) heat fluxes to force numerical models such as Hybrid Coordinate Ocean Model (HYCOM [
32]) and the Coupled Hydrodynamical Ecological Model for Regional and Shelf Seas (COHERENS [
33]) to simulate the Gulf surface and subsurface circulation [
34,
35,
36].
A study by Johns et al. [
37] used global air–sea heat fluxes generated by the Southampton Oceanography Center (SOC), an improved version of ICOADS, to examine the heat budgets of the Gulf. Using the SOC improved version, reduced the error in the monthly heat flux from 60 W/m
to 4 W/m
by applying corrections to longwave and shortwave radiation, imposed by strong aerosol loading measured by the Advanced Very High Resolution Radiometer (AVHRR) [
38,
39]. Similar uncertainties in the air–sea fluxes were also observed for the Red Sea. For example, SOC overestimates the mean in situ heat fluxes by ~60 W/m
[
20], whereas ICOADS overestimates the heat flux by 100 W/m
[
40].
In another study by Thoppil and Hogan [
8], which examined the Gulf’s response to winter wind events, they included a section comparing the basin-averaged monthly Objectively Analyzed air–sea Heat Fluxes (OAFlux; satellite-based) [
41] to those from HYCOM for 2004. The study concluded that an annual discrepancy of −2.3 W/m
existed between the two products and that the discrepancy was especially high during summer, when HYCOM estimated a heat flux larger by 34 W/m
than OAFlux.
The few available studies in the Gulf and Red Sea referenced above all lack comparisons to observations, making the results presented here unique as well as essential for improvement of the accuracy of the regional numerical ocean models.
This paper is structured as follows. In
Section 2, we describe the buoy observations and reanalysis data sources and the statistical approach used for the comparison.
Section 3 and
Section 4 describe the results and discuss the comparison between the observations and the reanalysis products with a focus on the unique Gulf seasonal wind events. These sections also discuss the annual trends, and the diurnal and seasonal cycles of the air–sea heat fluxes in the Gulf and Red Sea. Summary and conclusions are given in
Section 5.
4. Results of the Heat Fluxes in the Red Sea
Overall, both ERA5 and MERRA2 reanalyses reproduce the surface air–sea heat fluxes in the northern Red Sea at the WHOI/KAUST buoy site (
Figure 10) as we describe in this section. We shall start with the net heat flux.
Over the two years overlapping interval (2008–2010), both MERRA2 and ERA5 show a coherent seasonality when compared with the net heat fluxes derived from in situ observations (
Figure 10c). Typically, the northern Red Sea loses heat to the atmosphere (
) during the winter monsoon (October–March) and warms during the summer monsoon (
) with a peak in June–July and a secondary peak in April in both the mooring and the reanalyses data. Most of the differences between the monthly-average reanalyses and the in situ derived net heat flux occur in the summer, with MERRA2 overestimating the in situ
and ERA5 slightly underestimating it. These differences, however, are mostly inside the confidence intervals of the respective monthly means, and therefore may not be statistically significant at this level. Highest
variability occurs in the transition between the winter and the summer monsoon seasons (March–May), and lowest variability is in November–February in both observations and reanalysis data. However,
standard deviations are always higher in the reanalysis data, with MERRA2 being larger than ERA5 (
Figure 10c, bars).
Figure 11 shows the monthly means and the respective standard deviations for each air–sea heat flux component. In both observational and reanalysis data, shortwave radiation (warming) and latent heat flux (cooling) are the primary components for the
. Longwave radiation also contributes to cooling the sea all year-round, although in a smaller degree than the latent heat flux. Shortwave radiation peaks around May–June and is slightly higher in the reanalyses, although from all components, longwave radiation shows the most substantial differences (
Figure 11c). For longwave radiation, both reanalyses have a consistent cooling bias all year-round, although the bias is larger in ERA-5 than MERRA2 in summer (April–September). Sensible heat flux contributes little for
at the WHOI/KAUST buoy site.
Table 6 shows a statistical comparison between the hourly-average reanalysis data at the WHOI/KAUST buoy site, and the in situ-derived surface air–sea fluxes. For all flux components (
,
,
,
, and
), the correlations between the reanalysis data and the in situ observations are high, with linear correlation coefficients above 0.77 (all significantly different from zero at 95% confidence). The MERRA2 performance is slightly better than ERA5 at the WHOI/KAUST buoy site (higher correlations and lower
) for longwave radiation but lower for the other components. Biases, as indicated by the MBE, are much higher for the radiative fluxes (shortwave and longwave) than for the other components, with absolute values around 10 W/m
. For the shortwave radiation flux, the bias (
reanalysis − in situ) is positive (warmer) and for the longwave radiation is negative (cooler). Comparing the shortwave radiation fluxes at the WHOI/KAUST buoy site (in situ, ERA5, and MERRA2), we observe that the diurnal and seasonal cycles dominate the
variability, and the diurnal peaks are consistently higher in the reanalyses (not shown). For instance, the mean difference between the
diurnal peaks (
reanalysis − in situ) is ~30 W/m
for ERA5 and MERRA2, which is three times the MBE shown in
Table 6.
The bias in the longwave radiation flux has a different nature. The
values in the reanalyses are more negative than the in situ-derived flux, i.e., enhanced sea heat loss. The
cooling bias is clear in the histograms shown in
Figure 12b. Both MERRA2 and ERA5 have left-shifted
distributions relative to the observational histogram, with ERA5 presenting the largest displacement. The cooling bias also manifests in a lower mean, minimum and maximum
values in both ERA5 and MERRA2 when compared with observations (
Table 6). The left-shifted distributions bias in the longwave radiation flux observed in the Red Sea histograms appear similar to those observed at both locations in the Gulf (
Figure 13B). Whereas the observational distribution of
,
, and
were similar to those of ERA5 and MERRA2 for both seas suggesting that reanalysis products were capable of capturing the full range (maximum to minimum) of these fluxes (
Figure 12 and
Figure 13).
In terms of latent heat flux, which is the primary driver of the Red Sea circulation (e.g., the work by the authors of [
46]), the reanalysis capture the overall shape of the in situ distribution, but tend to underestimate extreme values (
Figure 12c, inset). Menezes et al. [
14] showed that ~50% of the severe heat loss days (lowest turbulent fluxes) at the WHOI/KAUST buoy observations were associated with the occurrence of westward winds that bring extreme dry air from the Arabian Desert and cause intense latent (evaporation) heat fluxes over the northern Red Sea eastern boundary. We find that both reanalysis capture these wintertime wind events (not shown). Indeed, Menezes et al. [
14] have already studied extensively the impact of these westward wind events on the evaporation using MERRA2.
Between 2008 and 2010, the WHOI/KAUST buoy recorded nine events of this type (three each winter) (see, e.g., works by the authors of [
13,
14], for a full description of these events), and the strongest ones were recorded in December 2008 (3 to 8 December) and November 2010 (23 November to 7 December) when the in situ evaporation rates reached 6.6 and 7.1 m/yr, respectively.
Table 7 shows the latent and net heat loss peaks during the six most intense events according to Menezes et al. [
14]. In general, both ERA5 and MERRA2 capture the effect of such extreme events on the heat fluxes thought they underestimate the maximum latent heat loss up to 21%.
Bower and Farrar [
20] compared the monthly-average air–sea heat fluxes obtained from the WHOI/KAUST mooring with the respective heat fluxes estimated from two observational products, one based on ship observations (Southampton Oceanography Center (SOC) Surface Flux Climatology) [
76] and other based on satellite data (OAFlux 1
× 1
) [
41]. The results presented here indicate that ERA5 and MERRA2 perform better than the ship-based climatology reported by Bower and Farrar [
20]. For example, the SOC mean
at the WHOI/KAUST buoy site shows an average heat gain of 44 W/m
while the in situ observations point for a heat loss of about 14 W/m
(
Table 6,
column). Similar to the in situ data, MERRA2 also indicates a net heat loss in average at the WHOI/KAUST buoy site, although the cooling is slightly smaller than the in situ data (9 W/m
). In the ERA5, on the contrary, the sea heats on average at the buoy site, but the heat gain (16 W/m
) is much less than in SOC.
Most of the discrepancy between the observational-gridded products and the in situ observations described by Bower and Farrar [
20] is accounted for the radiative terms, which is similar to what we found here. Bower and Farrar [
20] suggest that the uncertainty in the SOC radiative fluxes at the WHOI/KAUST buoy site may arise from neglecting airborne dust effects on the regional aerosol. Atmospheric aerosols can both directly reduce the shortwave radiation reaching the sea surface by absorbing and scattering the solar incident radiation and enhance the longwave radiation by absorbing and emitting outgoing longwave radiation. In the Red Sea, Kalenderski et al. [
77] showed that aerosols during wintertime dust storms reduce the solar radiance by about a quarter, affecting both longwave and shortwave radiation fluxes. A similar conclusion was found by Jish Prakash et al. [
17] for the summertime. Dust activity in the Red Sea peaks in summer, particularly in July, with the northern Red Sea presenting a smaller annual cycle amplitude than the southern Red Sea (e.g., the work by the authors of [
78]). In the case of the WHOI/KAUST buoy site, Jiang et al. [
49] and Zhai and Bower [
79] showed that in summer the region is under the influence of the Tokar gap wind jet that brings dust plumes over the northern Red Sea. In winter, dust plumes are also frequent but associated with a westward mountain gap wind jet blowing from the Arabian Desert [
13,
14,
49]. Therefore, the uncertainty in the radiative terms might be related to the modeling of aerosols during dust storms in the reanalyses, but this conjecture needs to be further investigated and is outside the scope of the present paper.
5. Conclusions
This study examined net heat fluxes in the northern Arabian Gulf (January 2013 to March 2014) and northern Red Sea (October 2008 to December 2010) using both observations from offshore meteorological stations and reanalysis data (MERRA2 from NASA and ERA5 from ECMWF). The objective of the research was to provide guidance on which of these reanalysis datasets might be the most suitable as a surface-forcing input to numerical ocean models in the Gulf and Red Sea.
Our results for the Gulf indicate that the region experiences different wind events in each of the two main seasons (summer and winter) and the two transitional periods (spring and autumn). Detailed analysis of the wind events during the main two seasons and the transitional periods reveal that they produce unique signatures in the ratio of contributions to net cooling by longwave radiation and latent and sensible heat fluxes. As such, these signatures may provide a tool that can be used to define and identify each of these events:
Winter Shamals heat loss: 54–58% due to latent heat flux, 23–30% due to longwave radiation, and 16–19% due to sensible heat flux. The noticeable difference between this type of event and other events is the higher sensible heat loss due to cold air, producing higher air–sea temperature gradients.
Summer Shamals heat loss: 71–74% due to latent heat flux, 26–29% due to longwave radiation, and ~0% due to sensible heat flux. The main difference for this event is the roughly 0% sensible heat flux loss, related to the hot air advected by summer Shamals and causing a gain in the sensible heat flux.
Spring wind events heat loss: 58–61% due to latent heat flux, 34–39% due to longwave radiation, and 3–5% due to sensible heat flux. The larger contribution by longwave radiation during spring wind events clearly distinguishes it from other events.
Autumn storms heat loss: 78–83% due to latent heat flux, 14–20% due to longwave radiation, and 0–4% due to sensible heat flux. These storms produce the strongest winds and drops in humidity, resulting in the largest latent heat flux loss ratio.
Comparison of the two reanalysis datasets in the Gulf shows that both reanalysis products underestimate the net heat flux, producing biases of −4.5 W/m (ERA5) and −45 W/m (MERRA2). These biases were primarily due to a combination of overestimation of the latent heat flux and shortwave radiation, resulting in a bias of 12 W/m for ERA5 and 24 W/m for MERRA2. The smallest bias was for longwave and sensible heat fluxes, with a value of ≤6 W/m for both reanalysis products.
The comparison of the two reanalysis datasets in the Red Sea reveals that both reanalysis products produced smaller biases of −1.59 W/m (ERA5) and 5.66 W/m (MERRA2) compared to the Gulf. These biases were primarily due to a combination of the radiation fluxes, especially longwave radiation that presents a consistent cooling bias in both reanalysis products.
Both reanalysis products at the Gulf and Red Sea appear to not only be able to closely follow the observed seasonal variability/progression, they do well in capturing events of time scales on the order of days. Furthermore, the unique characteristics of the relative contributions of the heat flux components to cooling during the various wind events were well captured throughout the year by both reanalysis products, with biases not exceeding 5%. Although, our results show consistent and unique signatures in the ratio of contributions to net cooling for the various seasonal wind events we cannot, at this time, ascertain that these results would hold on interannual time scales. Thus, we believe that our results should provide the starting point that will encourage further studies of the relative contributions of the heat flux components as a possible tool for identifying weather events in other regions of the world ocean and as well as at longer time scales. Moreover, both reanalysis products at both regions produced the largest biases during summer, which might be related to aerosol modeling of dust storms by the reanalyses products and will need further investigation.
Based on our results, supported by the significant correlation of r = 0.90 and the smaller MBE of −4.5 W/m, we conclude that ERA5 provides more accurate heat flux data than MERRA2 in the northern Gulf, while both ERA5 and MERRA2 provides accurate heat flux data in the northern Red Sea with a correlation of 0.97–0.98. Thus, we conclude that it is likely that for the regions focused on in this study that the ERA5 and MERRA2 appear, at this point, to be both suitable datasets for surface-forcing input to numerical ocean models. Furthermore, it appears that both provide an accurate picture of the seasonal variability and the effects of wind events on air–sea fluxes.