Advances in Polyurethane-Modified Asphalt via the Prepolymer Method: Molecular Design, Modification Mechanisms, Structural Evolution, and Performance Optimisation
Abstract
1. Introduction
2. Material Basis and Reactive Components of Prepolymer Method Polyurethane-Modified Asphalt Binders
2.1. Molecular Structure and Reactive-Component Basis of Polyurethane Prepolymers
2.2. Chemical Composition and Structural Features of Asphalt Binder
3. Synthesis Mechanisms and Morphological Evolution of Prepolymer Method PU-Modified Asphalt Binders
3.1. Chemical Synthesis Mechanisms of Prepolymers
3.2. Microstructural Changes During Synthesis by the Prepolymer Method
3.3. Modification Mechanisms of Asphalt Binder Using the Prepolymer Method
4. Process-Control Differences in PU-Modified Asphalt Binder and Preparation Advantages of the Prepolymer Method
4.1. Differences Among PU-Modified Asphalt Binders Prepared by Different Processes
4.2. Advantages of the Prepolymer Method
5. Performance of PU-Modified Asphalt Binder Prepared by the Prepolymer Method and Its Influencing Factors
5.1. Analysis of Physical and Rheological Properties and Durability
5.2. Performance-Influencing Factors of PU-Modified Asphalt Binder Prepared by the Prepolymer Method
5.3. Storage-Stability Limitations of Prepolymers and Improvement Methods
6. Composite Modification Processes Using Prepolymer PU and Applications in Non-Traditional Asphalt Binder Systems
6.1. Application in SBS-Modified Asphalt Binder
6.2. Application in Composite Modification
6.3. Other Applications
7. Conclusions and Recommendations
- (1)
- The soft/hard segment structure, urethane/urea bonds, and hydrogen bonding of polyurethane provide flexibility, strength, elastic recovery, and microphase-structure regulation. In asphalt binder systems, however, these capabilities are restricted by several factors, including the SARA fraction ratio, polar functional group distribution, asphaltene aggregation state, and ageing evolution, which ultimately affect prepolymer dispersion, reaction, and interfacial action. Existing studies suggest that prepolymer-route PU modification is not a simple physical blending but a continuous process in which a low-viscosity prepolymer disperses, reacts, cures, and anchors within the asphalt binder, with macroscopic performance governed by both PU network formation and local interfacial connections.
- (2)
- The prepolymer method has clear processing advantages over other preparation methods in PU-modified asphalt binder systems. Compared with blending with preformed PU, it reduces the high-temperature swelling and dispersion difficulties associated with solid polymers; compared with one-step in situ polymerisation, it moves part of the chain-segment construction process to an earlier stage, thereby reducing uncertainty from simultaneous multicomponent reactions. The prepolymer method is therefore a reactive modification strategy that combines prior structural design, low-viscosity dispersion, terminal-group reactions, and post-curing regulation.
- (3)
- An appropriate amount of prepolymer enhances modified asphalt binder performance, whereas excessive addition reduces it. Suitable prepolymer structure, dosage, NCO/OH ratio, free NCO content, chain extender, and processing conditions can improve high-temperature rutting resistance, elastic recovery, fatigue performance, water stability, and interfacial adhesion. However, when reaction activity, dosage, temperature, or curing time exceeds the suitable range, the system becomes prone to rapid viscosity increase, reduced low-temperature relaxation capacity, a narrowed construction window, and increased phase-separation risk. Preparation design for the prepolymer method should therefore balance processing conditions with performance.
- (4)
- Beyond traditional modified asphalt binder systems, prepolymer-route PU applications have expanded into composite modification, reactive recycling, porous asphalt, and interfacial reinforcement. In SBS-modified and aged-SBS recycling systems, PUP can participate in repairing aged polymer networks and connecting old and new structures. In RAP/FRAP systems, reactive terminal groups help improve adhesion among aged asphalt films, aggregate interfaces, and newly added components. In porous asphalt and composite-modified systems, prepolymers act synergistically with warm-mix additives, crumb rubber, fibres, or inorganic particles; this synergy improves deformation resistance, water-damage resistance, fatigue resistance, and structural durability. Prepolymer-route PU is therefore also suitable as a composite-modification auxiliary that can regulate reaction sites, curing processes, and composite partners according to service scenarios.
Author Contributions
Funding
Institutional Review Board Statement
Data Availability Statement
Conflicts of Interest
References
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| Raw Material Name | Category | Structural Formula and Chemical Name | ||
|---|---|---|---|---|
| Isocyanate | Aromatic isocyanates | ![]() Toluene diisocyanate (TDI) | ![]() Diphenylmethane diisocyanate (MDI) | ![]() Polymethylene polyphenyl polyisocyanate (PAPI) |
| Aliphatic/alicyclic isocyanates | ![]() Hexamethylene diisocyanate (HDI) | ![]() Isophorone diisocyanate (IPDI) | ![]() Dicyclohexylmethane diisocyanate (HMDI) | |
| Polyols | Polyether polyols | ![]() Polypropylene glycol (PPG) | ![]() Polyether polyol (POP) | ![]() Polytetramethylene ether glycol (PTMEG/PTMG) |
| Polyester/polycarbonate polyols | ![]() Poly(ethylene adipate) diol (PEA) | ![]() Polycaprolactone diol (PCL) | ![]() Polycarbonate diol (PCDL/PHMC) | |
| Other polyols | Hydroxyl-terminated polybutadiene (HTPB) | ![]() Castor oil polyol (castor oil) | ||
| Chain extenders | Linear small-molecule diols | ![]() Ethylene glycol (EG) | ![]() 1,4-Butanediol (BDO) | ![]() 1,6-Hexanediol (HDO) |
| Branched/alicyclic chain extenders | ![]() Isosorbide | ![]() 2-Ethyl-1,3-hexanediol (EHDO) | ![]() 1,2-Propanediol (PD) | |
| Other/functionalised chain extenders | ![]() 3,3′-Dichloro-4,4′-diaminodiphenylmethane (MOCA) | ![]() Aminoethanol (MEA) | ||
![]() BDO MDI BDO chain extender (BMB) | ![]() Bisurea diol (BU) | |||
| Variable | Effect on Prepolymer/PU Structure | Representative Evidence |
|---|---|---|
| NCO/OH ratio and free NCO content | Determine terminal NCO retention, chain-extension/crosslinking capacity, and potential for side reactions; the optimal structure usually depends on the balance between NCO content and molecular size. | In MDI-PPG prepolymers, the combination of 17.4 wt% free NCO and PPG molecular weight of 940 gives a stronger structural-growth effect [31] |
| Polyol type and molecular weight | Determine soft-segment flexibility, polarity, viscosity, and hard-segment compatibility, and affect NCO accessibility. | PPC-PU and V-PU show that CO2-based and vegetable-oil-based soft segments can regulate curing and phase structure [44,66] |
| Chain extender/crosslinker structure | Determines hard-segment length, hydrogen-bond density, microphase separation, and gelation rate. | BDO, isosorbide, and EHDO alter hard-segment phase separation and crystallisation; MDBA crosslinks with PUP and affects the reaction rate [40,60] |
| Temperature, catalyst, and moisture | Alter the NCO/OH primary reaction rate and affect NCO–water–amine–urea side reactions and viscosity growth. | MALDI MS and MIR/NIR studies indicate that temperature, catalyst, and moisture are key factors controlling PU prepolymer/polymerisation [63,64] |
| Shear and residence time | Determine initial dispersion, the contact probability of reactive groups, and the workable viscosity window. | Optimised shear parameters for PUP and the effects of PUP/chain extender on viscosity growth in PPB both show that processing variables are coupled with reaction progress [60,67] |
| Process Route | Addition Mode/Reaction Location | PU-Phase Formation State | Main Advantages | Main Limitations | References |
|---|---|---|---|---|---|
| Preformed PU/TPU blending method | Prefabricated PU particles, elastomers, or films are added to the hot asphalt binder and dispersed by shear. | PU is formed before entering the asphalt binder and is mainly physically dispersed in the asphalt binder. | Defined composition, few side reactions, and similarity to conventional polymer modification | Requires high temperature or prolonged shear; insufficient compatibility can cause aggregation/phase separation | [83,84] |
| One-step in situ synthesis | Polyol, isocyanate, chain extender, and catalyst are directly added to the asphalt binder. | PU chain growth and asphalt binder modification occur simultaneously. | Short process, suitable for continuous operation | Concurrent multicomponent reactions, affected by moisture, impurities, and active groups; narrow processing window | [82,83] |
| Prepolymer method | Active-terminal PU prepolymer is synthesised first and then introduced into the asphalt binder for curing or chain extension. | Some chain segments form externally, followed by terminal-group reactions and network completion in the asphalt binder. | Controllable reaction; liquid prepolymer disperses readily; adjustable NCO, soft/hard segments, and curing process | Limited storage stability, with the construction window constrained by viscosity growth | [31,44,67] |
| Semi-prepolymer/blocked-prepolymer method | Partial prereaction or NCO blocking, followed by component addition or thermal deblocking after introduction into the asphalt binder. | Delayed activity, with chain growth/crosslinking retriggered in the asphalt binder. | Improves storage stability and workable time while retaining reactive modification capability | Requires matching of deblocking temperature, time, and ageing-resistance requirements | [83,85] |
| Waterborne PU/emulsified asphalt binder method | WPU particles, dispersions, or emulsions are mixed with asphalt binder/emulsified asphalt binder. | Dominated by physical compositing and phase-state transition, without reliance on NCO reactions. | Low-emission and low-temperature preparation, suitable for emulsified asphalt binder and cold construction | High dosage can cause phase inversion, aggregation, or reduced storage stability | [84,86] |
| Liquid PU precursor method | A liquid precursor containing isocyanate functional groups is mixed with hot asphalt binder. | The precursor reacts with polar components and forms PU-related structures. | Liquid–liquid mixing facilitates dispersion, enables lower preparation temperatures, and provides chemical modification | High dosage or excessive reaction increases viscosity and reduces flexibility | [88] |
| High-content PUP thermosetting asphalt binder | High-dosage PUP, chain extender, and compatibilising components are introduced together into the asphalt binder. | PUP cures to form a continuous or semi-continuous network. | Suitable for high-reclaimed-material or thermosetting binder systems | Viscosity and curing time strongly affect construction timing | [60] |
| Advantage Dimension | Core Advantage or Issue | Mechanism and Specific Manifestation | References |
|---|---|---|---|
| Reaction-process controllability | The prepolymer method can separate PU segment construction from asphalt binder modification, improving reaction controllability. | Compared with the one-step method, where the reaction system is complex and relatively uncertain, the prepolymer method first defines the soft/hard segment structure and terminal group content in a comparatively simple system and then introduces the prepolymer into the asphalt binder. The modification stage is therefore mainly focused on dispersion, terminal-group reactions, and the formation of a cured network. | [31,44] |
| Simplified solid-liquid conversion | The prepolymer method can simplify the softening, melting, or swelling processes required for solid-polymer modification. | Solid PU or TPU usually requires prior softening, melting, or swelling, whereas PU prepolymers are mostly liquid or low-viscosity reactive components that can fully contact hot asphalt binder at lower temperatures. Yang et al. noted that liquid PU feedstocks do not require the high-temperature swelling needed for solid polymers. | [82] |
| Regulation of physical properties | The prepolymer method preserves chemical modification capability while providing a broader scope for molecular-structure and process regulation. | Prepolymer molecular weight, free NCO content, soft-segment type, hard-segment content, and chain-extension position can all affect the thermal transitions, viscoelasticity, and rheological properties of modified asphalt binder. Dosage, temperature, shear intensity, time, and system scale also jointly control the final properties. | [31,44,67] |
| Synergistic improvement of interfacial adhesion | PUP can improve adhesion between materials in asphalt mixtures. | PUP can not only disperse within the asphalt binder and form a crosslinked network, but also participate, through reactive terminal groups, in rebinding aged asphalt binder, interfacial interactions, and chemical coupling. | [76,79,80,81] |
| Object | Main Destabilising Factor | Typical Manifestation | Regulation Method | References |
|---|---|---|---|---|
| Prepolymer | Reaction of NCO with moisture/active hydrogen | Viscosity increase, gelation, and curing | Drying and water exclusion; control NCO/OH | [63,64] |
| Prepolymer | Excessive activity during storage | Short working time and premature failure | MEKO/caprolactam end-capping; deblock before use | [83,85] |
| PUP-modified asphalt binder | Excessive PUP dosage | Increased softening point difference and viscosity | Control dosage and avoid exceeding the compatibility threshold | [67] |
| PUP binder | Excessively fast PUP/chain-extender reaction | Shortened construction retention time | Optimise the ratio and evaluate using viscosity–time behaviour | [60] |
| PUP binder | Insufficient interfacial interaction | Segregation and PU enrichment | Add an appropriate amount of compatibiliser | [60] |
| Blocked PUP-modified asphalt binder | Mismatched deblocking temperature | Insufficient curing or thermal ageing | Select low-deblocking-temperature blocking agents and optimise the heating regime | [83,85] |
| HM-PU-modified asphalt binder | Excessive NCO/PU dosage | Excessive crosslinking and particle agglomeration | Control NCO content and dosage | [90] |
| Composite System | Role of Prepolymer/Precursor | Main Performance Changes | Application Relevance |
|---|---|---|---|
| SBS-PRM | PRM reacts with polar asphalt binder components and improves the phase morphology of the SBS network | High-temperature PG, MSCR elastic recovery, and LAS fatigue life are improved, with no obvious deterioration in low-temperature PG [94] | High-temperature, heavy-duty SBS-modified asphalt binder |
| PUP-regenerated aged SBS | Terminal NCO groups in PUP react with degradation products of aged SBS | Low-temperature bending-tensile properties, TSR, and residual Marshall stability after immersion are close to or exceed freshly mixed levels [95] | High-value recycling of aged SBS |
| PUP/RET | PUP reacts chemically with RETMA | Improves low-temperature performance and water stability; 1.5% RET with 8–10% PUP is recommended [97] | Compensates for the low-temperature limitation of RET |
| SBS/PUP-HVEA | PUP participates in reactions and improves SBS dispersion | Storage stability, high-temperature performance, and thermal stability are superior to those of SBSMA [98] | High-viscosity, high-elasticity, and porous asphalt binders |
| CR/PRM | PRM provides crosslinking, and CR provides flexible rebound | High-temperature performance, fatigue life, and thermal storage stability are superior to those of singly modified systems [99] | Resource utilisation of crumb rubber combined with reactive modification |
| M-PPU | Block copolymers participate in prepolymer design and form an IPN | The surface becomes denser, and adhesion and stripping resistance are improved [100] | Balances reactivity, flexibility, and interfacial adhesion |
| PU/Sasobit | PU forms a reactive network, and Sasobit modulates viscosity–temperature behaviour | High-temperature rheology is improved, and viscosity in the construction temperature range is reduced [101] | Warm-mix composite modification |
| PUP/ceramic fibre | PUP forms a gel network, and fibres provide support | Ageing, rheological, and deformation-recovery performance are improved [78] | Composite enhancement of high-temperature deformation resistance and ageing resistance |
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Sheng, H.; Ma, R.; Li, Y.; Cheng, P.; Cheng, A. Advances in Polyurethane-Modified Asphalt via the Prepolymer Method: Molecular Design, Modification Mechanisms, Structural Evolution, and Performance Optimisation. Polymers 2026, 18, 1803. https://doi.org/10.3390/polym18151803
Sheng H, Ma R, Li Y, Cheng P, Cheng A. Advances in Polyurethane-Modified Asphalt via the Prepolymer Method: Molecular Design, Modification Mechanisms, Structural Evolution, and Performance Optimisation. Polymers. 2026; 18(15):1803. https://doi.org/10.3390/polym18151803
Chicago/Turabian StyleSheng, Haoran, Rui Ma, Yiming Li, Peifeng Cheng, and Aoting Cheng. 2026. "Advances in Polyurethane-Modified Asphalt via the Prepolymer Method: Molecular Design, Modification Mechanisms, Structural Evolution, and Performance Optimisation" Polymers 18, no. 15: 1803. https://doi.org/10.3390/polym18151803
APA StyleSheng, H., Ma, R., Li, Y., Cheng, P., & Cheng, A. (2026). Advances in Polyurethane-Modified Asphalt via the Prepolymer Method: Molecular Design, Modification Mechanisms, Structural Evolution, and Performance Optimisation. Polymers, 18(15), 1803. https://doi.org/10.3390/polym18151803
























