1. Furfural as Platform Molecule Coming from Biomass
Climate change and the exhaustion of fossil fuel reserves have increased the necessity to replace hazardous processes and non-renewable resources with sustainable bioresources and green technologies [
1,
2]. In such contest, the biomass coming from lignocellulose can be considered as a starting material to obtain chemicals and sustainable fuels: indeed, it is biodegradable, renewable, quite available and low cost [
3,
4,
5,
6].
According to
Figure 1, lignocellulose consists of 15%–20% lignin, 25%–35% hemicellulose and 40%–50% cellulose [
3,
7]. Lignin is made up of methoxylatedphenylpropane and it has a three dimensional structure, which bestows structural stiffness to plants and that surrounds hemicellulose [
3,
7,
8,
9]. Hemicellulose is a polymer and it is composed of C5 and C6 sugar monomers such as
d-xylose,
d-galactose,
d-arabinose,
d-glucose and
d-manose [
3,
7,
8,
9]. The xylose monomer is the most abundant. Moreover, a polymeric xylan can be recovered from the hemicellulose fraction, and this polymer can be converted to a xylose monomer through diluted acid hydrolysis (for instance sulfuric acid) [
7,
8,
9]. Finally, cellulose is a polymer made up of glucose units linked by β-glycosidic bonds [
3,
7]. Even though cellulose is the most copious material resource coming from plants, its employment is restricted due to its complex nature and rigid structure [
7,
10]. The majority of technological methodologies for the conversion of lignocellulosic stuff into chemicals and fuels are devoted to a pretreatment that allows obtaining cellulose from lignin and breaking down its rigid structure [
7,
8,
9]. Afterward, by employing sulfuric acid as a catalyst, the cellulose material can be hydrolyzed into glucose monomers at high temperature [
7]. The conversion of these feedstocks into value-added products can be conceived by sequential transformations of determined molecules coming from biomass, the so-called platform molecules [
3]. The determination of such molecules was carried out by the US Department of Energy (DOE) [
11] and renewed in recent times by Bozell and Petersen [
12]. These platform molecules encompass sugars (glucose and xylose), polyols (sorbitol, xylitol, and glycerol), furans (furfural, and 5-hydroxymethylfurfural) and acids (succinic, levulinic, and lactic acids) [
7]. They were chosen based on the availability of commercial technologies for their production and on the possibility of converting them into fuels and chemicals inside biorefineries. As a starting material, platform molecules are functionalized compounds; this implies that their transformation into more valuable chemicals requires a lower number of steps than those needed from essentially unfunctionalized alkanes coming from fossil reserves [
7]. Even though biomass represents a unique reservoir for obtaining chemicals instead of the employment of fossil fuels, the biofuel production starting from renewable biomass has attracted more interest than the production of chemicals because of the strategic value of the transportation sector in our society, which is essentially based on the use of nonrenewable petroleum [
4,
5,
6,
7].
To efficiently convert lignocellulosic biomass into fuels and chemicals, both C5 and C6 fractions (hemicellulose and cellulose, respectively) have to be employed. However, the biological conversion of C5 sugars is not efficient and it requires the development of opportune strategies for its catalytic transformation. Moreover, the opportunity of producing value-added products is further strengthened by the fact that C5 sugars are also originated as side stream in the paper industrial production. Hence, a first challenge is to improve cost effective processes or novel catalysts to transform complex carbohydrate moieties into platform molecules [
13,
14]. Among the products that can be obtained from the C5 fraction of lignocellulose, furfural represents a promising choice because, beside chemicals such as furfuryl alcohol and tetrahydrofurfuril alcohols, it can also displace organics from petroleum for the production of plastics, lubricants, resins and adhesives [
15]. Therefore, much interest has been driven towards biomass-derived building block molecules, such as furfural, due to the need for renewables, fuels, fuel additives and chemicals [
11].
2. Furfural Oxidative Esterification to Methyl-2-furoate
Furfural (2-FA) is a clear, colorless motile liquid with a characteristic “almond-benzaldehyde” odor. The molecular formula is C
5H
4O
2. Its synonyms are: 2-furancarboxaldehyde, furaldehyde, 2-furanaldehyde, 2-furfuraldehyde, fural, and furfurol. Auto-oxidation occurs when exposed to sunlight in the presence of oxygen and it darkens to a dark red/brown color (Brenkem Consultants Asia Co., Nonthaburi, Thailand, 2004). Despite the number of efforts made recently to exploit cutting edge catalytic paths and methods to convert furfural into various high-density biosynthetic fuels [
8,
15,
16], the improvement of novel transformations that can enhance the number of actual routes for practical and cost effective furfural upgrading is still a very important theme of enormous industrial interest [
17,
18,
19]. The use of furfural as a starting material could give rise to a number of chemicals including more than 1600 commercial products [
6,
20].
Actually, furfural has many different uses: it can be employed as a feedstock to produce gasoline, diesel, or jet fuel [
21]. Other desired compounds such as furfuryl alcohol (via hydrogenation), furan (via decarbonylation) and tetrahydrofuran (via furan hydrogenation) can be obtained using furfural as a precursor [
6]. Further furfural conversions are extremely needed [
22]: among these, the synthesis of alkyl furoates by furfural oxidative esterification can open very intriguing routes for the use of xyloses. Furfural oxidative esterification with an alcohol in the presence of oxygen is reported in
Scheme 1a. It has to be considered that the condensation reaction of furfural and aldehyde is also feasible to impel two carbon molecules together and produce longer hydrocarbon chains and low volatile liquids fuels [
23]. Acetone and aldehydes can originate from the oxidation of secondary and primary alcohols in the presence of molecular oxygen [
24]. Recently, in a study on the oxidative esterification of furfural and aliphatic alcohols using an Au/FH catalyst (FH refers to Fe
xO
y-hydroxyapatite) with molecular oxygen and in the presence of a potassium carbonate, a 91.8% yield of methyl-2-furoate with 98.7% selectivity were attained using methanol (140 °C for 4 h under 0.3 MPa O
2), whereas 91.4% yield of 3-(furan-2-yl-)-2-methylacrylaldehyde with 92.7% selectivity were obtained using propanol [
25].
It is worth noting that oxidative condensation and oxidative esterification are competitive reactions when considering a furfural–alcohol–oxygen system, as shown in
Scheme 1.
In the present review, we focused on the furfural conversion to methyl-2-furoate, the formation of non-methyl esters should not be feasible because furfural does not possess acid protons in α position. Moreover, the product formation by competing oxidative condensation requires firstly the use of a base and the use of an alcohol with a chain of at least two carbon atoms (according to
Scheme 1b). Indeed, alkyl furoates can be employed as extracting agents in many different industrial plants if produced in large quantities and at low price and, additionally, they find applications as flavor and fragrance component in the fine chemical industry. Usually, the ester is obtained by furfural oxidation with potassium permanganate, optionally employing acetone as solvent, and then the produced furoic acid is reacted with methyl or ethyl alcohol in the presence of sulfuric acid. The use of these substances has a strong negative impact on the environment. There have already been efforts to modify furfural-based derivatives by homogeneous catalysis [
26].
Up to now, several examples dealing with the oxidation of 2-FA in the presence of heterogeneous catalysts have been reported [
23,
24,
25,
27,
28,
29]. These papers mainly deal with the use of gold supported catalysts [
25,
27,
28,
29] demonstrating the current efforts to modify furfural-based derivatives by gold catalysis, due to the fact that such supported metal systems are mainly used as suitable catalysts for selective oxidation. Indeed, gold currently is a hot spot in catalysis research [
30,
31]. Only since 1987, gold has been shown to be highly active if deposited as nanoparticles over oxidic supports [
32]. Pioneering studies have put in evidence that surface adsorption and reactivity of gold can be increased by creating defective surface structures through downsizing of the gold nanoparticles. Very active catalysts are produced when gold nanoparticles with size below about 5 nm are supported on oxides. Indeed, nanoparticulated gold catalysts are active under mild conditions, even well below room temperature, and this feature makes them unequalled. Gold has been acknowledged as a very good catalyst for selective oxidation with molecular O
2 when in the form of nanoparticles [
33]. Several methods for the generation of suitably small sized gold particles have been tried and, among these, the deposition–precipitation (dp) method is one of the most promising procedures. More in detail, the dp method involves raising the pH of a HAuCl
4 solution by adding a base when the adsorption of the species in solution occurs and they can react with or be deposited on the support.
Taarning et al. showed that 2-FA can be converted into methyl-2-furoate by oxidative esterification under very mild reaction conditions in a relatively short time (22 °C, 1 bar oxygen, full conversion is accomplished in 10–12 h) in the presence of NaCH
3O and CH
3OH on the Au/TiO
2 reference catalyst provided by the World Gold Council (WGC) [
27]. The produced methyl-2-furoate can easily be purified by distillation, offering an interesting and proficient way to convert furfural by using oxygen as the only stoichiometric agent [
27].
The efficient condensation of furfural with
n-propanol to prepare a furfural-containing long chain aldehyde has also been reported [
25]. In particular, very high yield of methyl-2-furoate and selectivity were obtained by oxidative esterification in a furfural–methanol–O
2 system in the presence of a Au (5.0 wt %) catalyst and of K
2CO
3. Kegnæs et al. investigated the oxidative coupling of different alcohols and aldehydes with
N-hexylamine to form the corresponding
N-hexylamides [
29]. Among the examined reactants, the authors found that furfural was oxidized to the corresponding methyl ester in high yields when supported nanoparticles (Au/TiO
2 supplied by Mintek, with gold particles having 4–8 nm size) and a base (KOMe) were used as catalysts. However, the presence of the base would render the process less green and less effective from an economic point of view [
28]. Corma et al. [
28] reported on a base-free oxidative esterification of 5-hydroxymethyl-2-furfural into 2,5-dimethylfuroate on an Au/CeO
2 catalyst, but working at temperature and pressure higher than those employed in the activity test performed and reported in ref. [
27]. The excellent oxidation activity displayed by Au/CeO
2 and its easy recovery and reusability were reported. It was found that the higher are the temperature and the amount of catalyst, the higher is the initial reaction rate. However, 100% yield is always obtained under different reaction conditions. More recently, the oxidative esterification of furfural to methyl-2-furoate was performed using methanol as a solvent and without the addition of NaCH
3O (see
Scheme 1a) [
34]. Very good catalytic performances have been observed over a gold supported sulfated zirconia catalyst, especially if compared with the Au/TiO
2 reference catalyst. It was proposed that the enhanced activity was due to the presence of Au clusters able to dissociate O
2 producing atomic O with basic properties that could activate CH
3OH [
34].
Nevertheless, a highly efficient and selective one-pot process involving the oxidative condensation and the hydrogenation of furfural with aliphatic alcohols catalyzed by metallic platinum has been reported very recently [
23]. The authors examined several typical supported Pt catalysts and bases as catalysts for the reaction and found high conversion and selectivity when working in the presence of 5% Pt/HT (HT = hydrotalcite Mg/Al ratio equal to 3) and of potassium carbonate either in the furfural–ethanol–O
2 system, or in the furfural–
n-propanol–O
2 one.
Novel cobalt-based catalysts have been employed for the direct oxidative esterification of benzylic alcohols to the corresponding methyl ester in methanol and using molecular oxygen as benign oxidant [
35]. The Co
3O
4[email protected] catalysts were obtained by pyrolysis of nitrogen-ligated cobalt (II) acetate supported on commercial carbon. The authors reported that cross and self-esterification of alcohols proceeded in the presence of the cobalt-containing material and of K
2CO
3 with good to excellent yields. More recently, Deng et al. studied similar pyrolysed complexes with a noble-metal-free approach and explored different metals (such as Co, Pd, Mn) and ligands (such as 1,10 phenantroline and 2,2-dipyridine) to investigate the optimum catalytic efficiency in the esterification of furfural in methanol [
36]. In this case, high yield and selectivity of methyl-2-furoate were also obtained under optimized conditions in the presence of the Co
xO
y[email protected] catalyst and by adding a base. Reusability studies were also carried out and no significant loss of activity was detected up to five cycles.
The
N-heterocyclic carbene catalyzed esterification of a variety of aromatic aldehydes with alcohols under aerobic conditions was also reported [
37]. The authors developed a simple and efficient organocatalytic procedure that allows obtaining high purity products in high yields.
Despite the use of molecular oxygen as benign oxidant, the majority of the reported studies involve the use of excess of base as co-catalyst of the reaction, as shown in
Table 1, where the results obtained over different catalytic systems are summarized together with the employed reaction conditions.
Table 1 also provides an overview on the best performing catalysts: high conversion and selectivity can be achieved in many cases. However, furfural esterification can be efficiently carried out over Au-based catalyst even without using a base as co-catalyst (see bold text in
Table 1). Such systems appear to be the most promising catalyst for the production of alkyl furoates.
On the Reaction Mechanism
Generally, aldehyde oxidation occurs either in the presence of water (yielding the acid) or in the presence of an alcohol (giving the ester). This suggests a hemiacetal species as intermediate when alcohol is used. However, the reaction takes place much more readily than alcohol oxidation rendering not possible to study when the reaction is started from the alcohol. A series of experiments was carried out by Fristrup et al. in order to study the influence of electronic effects in the substrate on the reaction rate have investigated the mechanism for the aerobic oxidation of selected para-substituted benzaldehydes to methyl esters by carrying out the reaction in methanol [
38] In all cases, a kinetic of the first order was found. Moreover, a radical mechanism is operating in the case of substrates with electron-withdrawing substituents (X = Cl, CF
3, CN and COOMe) whereas for substrates with electron-donating substituent a low reactivity is expected and a radical mechanism is not operating. Moreover, by combining kinetic isotope effect determinations, the authors put in evidence that proton abstraction from benzaldehyde is the rate-determining step. When labeled methanol was employed, the amount of produced labeled methyl ester was markedly larger than that of the un-labeled ester, indicating that the additional oxygen functionality present in the product ester comes from methanol rather than from molecular, which can be compatible with reversible formation of the hemiacetal prior to the proton abstraction [
38].
A reasonable pathway for the furfural oxidative esterification reaction carried out in methanol has been proposed previously for gold supported on ceria nanoparticles [
28]. In that paper, the authors showed that 5-hydroxymethyl-2-furfural was selectively converted into 2,5-dimethylfuroate with a 99 mol % yield under mild conditions (65–130 °C and 10 bar O
2) without using any base. Moreover, the effect of the presence of different substituents in the 5-furane on the oxidation rate related to the 2-hydroxymethyl group was evaluated. It was found that the presence of ring deactivating groups, such as dimethoxymethyl and methylcarboxy, induces a decrease in the activity (74.6 and 72 mol % yields, respectively) when using 4-substituted-benzyl alcohol substrates. Interestingly, 91 mol % yield was obtained when no ring substituent was present and it was proposed that the reaction proceeds through an oxidation-esterification pathway. The capability of the chosen Au/CeO
2 system to selectively catalyze: (i) the oxidation of the hemiacetal into ester and the oxidation of the alcohol into aldehyde; rather than (ii) the reoxidation of the acetal into the ester, was suggested. Process (i) is thermodynamically favored due to the high stability of acetal. It was also found that the limiting step of the oxidative pathway is the alcohol oxidation to aldehyde. Once the aldehyde is formed the reaction proceeds through the formation of the hemiacetal and then the hemiacetal is oxidized into the ester. The authors proposed that, first, the furfural molecule is converted into the hemiacetal intermediate. Such compound is not noticeable by a gas chromatographic analysis. After that, two different routes can be suggested: the former implicates the hemiacetal direct oxidation into the methyl-2-furoate (furoate); on the other hand, the latter provides for the first transformation of the hemiacetal in the corresponding 2-furaldehyde-dimethyl-acetal (acetal). The acetal can then lead to the furoate. Moreover, the authors found that, according to the literature, the alcohols oxidation step is facilitated when a furane-ring activation function is present in position 5 [
28]. In order to explain and to corroborate the pathway of the oxidative esterification, several tests were performed under the following reaction conditions: catalyst (100 mg), furfural (300 μL) with oxygen (0.5–6 bar, relative pressure) without NaCH
3O addition at a proper temperature in the range 60–140 °C [
39]. The tests were carried out on a Au/ZrO
2 catalyst (1.22 wt % Au, prepared by dp) and are summarized in the following:
- (i)
Firstly, the reaction was performed without the catalyst (
Scheme 2). Therefore, furfural, n-octane, methanol and 6 bar of O
2 were charged in the autoclave. No traces of furoate, acetal or other products were detected after 3 h of reaction at 120 °C, indicating that the catalyst is needed for performing the reaction.
- (ii)
Another test was carried out in the presence of the Au/ZrO
2 catalyst by adopting the usual reaction conditions, but employing furoic acid as substrate instead of furfural (see
Scheme 3). The aim was to rule out the furoate formation via furoic acid. No furoate was formed during such test.
- (iii)
The third test involved the use of bare zirconia (either plain zirconia or sulfated zirconia), instead of employing the Au/ZrO
2 catalyst (
Scheme 4). The autoclave was charged as usual and the typical reaction conditions were chosen. Furfural was totally converted (100%); nevertheless, only acetal was produced, possibly due to the Lewis acidity displayed by zirconia [
40,
41].
These results put in evidence that the gold active phase is needed to produce the desired furoate.
- (iv)
The solution was filtered and separated from zirconia after the test at point (iii) and performed in the presence of the bare support. Then the solution of acetal in methanol was charged in the autoclave in the presence of the Au/ZrO
2 catalyst in order to verify if the acetal molecule can be converted in the furoate over the catalyst under reaction conditions. According to
Scheme 5, only acetal was found after the catalytic test. Hence, the results indicate that furfural can be converted into acetal in the presence of the bare support, but acetal, due to its stability, cannot be transformed into the desired furoate.
The catalytic tests demonstrated that the reaction pathway involved the direct selective oxidation of furfural to the desired furoate over Au/ZrO
2. In addition, the presence of the Au/ZrO
2 catalyst assures the nearly total selectivity to methyl-2-furoate. At the same time, the reaction proceeds with the acetal formation in the presence of the bare support. The acetal molecule is stable under reaction conditions and it cannot be further converted. As a consequence, it has been shown that the gold active phase is needed to obtain the desired furoate. Further FTIR experiments confirmed that the furoate molecule is formed without production of any adsorbed intermediate species. Moreover, the FTIR spectra indicated that the reaction occurred through the direct selective oxidation of furfural to the desired furoate in the presence of Au/ZrO
2, as previously discussed (see
Scheme 3) [
39]. Finally, the spectroscopic measures put in evidence that the reaction proceeds over the Au/ZrO
2 catalyst already at room temperature and that the selectivity to methyl-2-furoate is almost complete. A reaction order of 1 with respect to furfural was obtained. In addition, the activation energy was determined and a value of 38.9 kJ/mol was calculated, therefore excluding any possible influence of pore diffusion in the kinetic data [
39]. Interestingly, high conversions, as good as those obtained by using pure oxygen, were achieved when a relative low pressure of air (0.5 bar) was employed instead of oxygen, therefore improving significantly the process and at the same time high conversion and selectivity were maintained [
39]. Moreover, great advantages in terms of safety of the plant can be achieved by substituting oxygen with air, because the relative air pressure permitted to carry out the reaction outside the explosion limits [
42]. In this way, the risks for operators are eliminated and the costs due to the plant management are diminished, in a perspective of future applications.
In regard to selectivity, a strong effect displayed by the nanostructure of ceria supports (nanoparticles, rod-like particles and cubic-shaped particles) for gold nanoparticles is observed when α,β-unsaturated aldehydes are employed in the reaction with methanol [
43]. In particular, methyl acrylate and 3-methoxy propanal in different ratios were detected in the presence of the different ceria supports and a 100% selectivity to methyl methacrylate for all catalysts was found when methacrolein was used instead of acrolein. The conversion was the highest in the case of gold on ceria nanoparticles and the lowest on the cube-ceria. Finally, the selectivity to methyl 2-butenoate was 100% for Au on ceria nanoparticles and rods, whereas a 100% selectivity to 3-methoxybutanal was observed for Au/ceria cubes in the crotonaldehyde–methanol reaction. The authors ascribed the differences arisen from the structure of the α,β-unsaturated aldehydes to the oxygen activity or reactivity on the surface together with the influence of the methyl group on the reactivity of the aldehyde hydrogen and the inhibition of CH
3O-H addition reactions [
43].
3. Role of the Gold Size
The size of gold nanoparticles is one of the key parameter ruling the catalytic activity. Indeed, it is well known that gold displays unique properties when in the form of nanometric particles [
44,
45,
46,
47,
48]. Beside the most extensively studied reactions, such as CO oxidation and preferential oxidation [
49,
50,
51], supported gold nanoparticles have been employed to catalyze a variety of processes such as C-C coupling reactions [
52], reduction of organic compounds [
53,
54] as well as aerobic oxidative reactions [
55,
56,
57,
58]. Recently, Au-based supported metal nanoparticles have extensively investigated as catalysts for the selective oxidation of alcohols [
59,
60,
61,
62]. In particular, as for the oxidative esterification of alcohol to methyl esters, Christensen et al. described a practically, and potentially economically, attractive route to furnish esters starting from aldehydes. They for example oxidized acrolein-aldehyde of allyl alcohol, in methanol under oxygen atmosphere using commercial Au/TiO
2 (1%, supplied by Mintek) supported on titanium oxide, producing methyl acrylate with 87% selectivity at 97% conversion in the presence of NaOMe [
63]. Unfortunately, no relationship between the extremely high activity and the Au size was found by the authors [
27,
63]. Corma et al. [
28] compared several gold catalysts on different supports, but with similar gold particle size in the oxidative esterification of 5-hydroxymethyl-2-furfural into 2,5-dimethylfuroate and found that Au supported on nanoparticulated ceria gave the best performances. The same research group performed a systematic study on the influence of the Au particle size and the gold content on the support: a linear relationship between the activity and the total number of external gold atoms was established [
57]. Analogously, the promising results obtained in ref. [
25] as for the transformation of furfural with aliphatic alcohols in the presence of molecular oxygen (and of a base) were ascribed to the small average of the supported gold nanoparticles.
The role of gold dispersion on the catalytic properties of supported gold nanoparticles in the furfural selective oxidation to methyl-2-furoate was investigated by Pinna et al. [
34]. It was found that the catalysts were able to work without adding NaCH
3O and that the most promising performances were displayed by highly dispersed gold. Moreover, the presence of nanoparticles larger than 4 nm makes the catalyst poorly active and selective. The same research group carried out a systematic investigation on the role of the gold size in Au/ZrO
2 systems in a study dealing with the furfural oxidative esterification to methyl-2-furoate under mild conditions (120 °C, 6 bar O
2) and without adding a base [
64]. The Au/ZrO
2 catalysts were calcined at different temperatures in order to modulate the gold nanosize given the same metal loading.
It is worth noting that zirconia possesses many interesting properties such as redox properties, tuneable porosity and surface area that make it an appealing material to be used as a catalytic support. A support containing Lewis acid sites has been proven to be suitable to obtain gold active catalysts in the oxidation and esterification of 5-hydroxymethyl-2-furfural without adding a base [
28]. In this frame, the surface acidity/basicity of zirconia can be opportunely tuned by adding different dopants. Therefore, sulfates were added to zirconia due to a double advantage: (i) the former is the higher gold dispersion because of the higher surface area of zirconia and (ii) the latter is the higher gold dispersion due to the presence of SO
42− groups that play a positive role in addressing the metal to deposit as highly dispersed Au clusters in close contact with the support. As a consequence, the Au dispersion of Au/ZrO
2 was higher than that accomplished by using bare zirconia [
65]. The obtained samples were differently colored depending on the temperature of calcination to which they have been submitted (
Figure 2).
As far as Au/ZrO
2 calcined at 150 °C and at 300 °C, High Resolution Transmission Microscopy (HRTEM) analysis revealed narrow and symmetric particle size distributions, indicating that the size is homogeneous and ranges between 1 and 2 nm and the presence of very small particles with size of 0.7 nm [
64]. Very small particles and clusters were simultaneously observed with larger particles on the catalyst submitted to a calcination at 500 °C, resulting in a gold average size of 2.7 ± 0.7 nm. The calcination at 600 °C and 650 °C lead to the total vanishing of the small particles and clusters. Concerning the oxidative esterification of furfural, the three samples calcined until 500 °C showed very promising conversion (98%–99%) and selectivity (94%–98%). On the contrary, Au/ZrO
2 calcined at 600 °C and Au/ZrO
2 calcined at 650 °C had visibly lower performances (57% and 24% conversion, respectively, and 76% and 60% selectivity, respectively).
A plausible interpretation of such trend was the presence very small clusters (with size well below 0.7 nm and not noticeable by HRTEM) on the Au/ZrO
2 samples calcined at 150 °C and at 300 °C, because of the low temperature of calcination to which the catalysts were submitted during preparation. Previous experimental results related to the epoxidation of propylene and of styrene [
66,
67], pointed out that there is a limiting size (1.5–2 nm) that differentiates the active catalysts from the inactive ones. Such limiting size seems associated to an intrinsic alteration of the properties of the Au clusters if compared to those related to the nanoparticles. It has been reported that gold clusters, supported on chemically and electronically inert materials, are able to adsorb and activate O
2. O adatoms are probably produced and these species can start the partial oxidation reaction [
68]. The interplay between the atomic oxygen and the highly dispersed clusters could be more robust than that occurring on the bigger nanoparticles observed on the catalyst submitted to calcination at 500 °C. These findings definitely indicate that the choice of the calcination temperature is crucial to adjust conveniently the gold nanosize.
CO chemisorption is described as mol
CO/mol
Au ratio and it gives information on the number of uncoordinated gold sites that are able to absorb CO [
69]. Such uncoordinated sites could be possibly engaged in the activation of oxygen, too. It is possible to compare directly all samples through the mol
CO/mol
Au ratio, because it is related to the number of moles of gold present in each sample. As a result, it was demonstrated that the CO chemisorption provides information on the degree of gold dispersion [
69]. Generally, the achievement of a high mol
CO/mol
Au ratio can be definitely associated to the presence of clusters, which expose a large number of uncoordinated sites. On the contrary, it was found that the Au/ZrO
2 catalysts submitted to thermal treatment at 600 °C and 650 °C possess low mol
CO/mol
Au ratios (0.011 and 0.009, respectively), signaling the existence of large gold particles on these samples. Finally, the samples calcined at 150 °C and 300 °C showed high chemisorption capability (0.651 and 0.320 mol
CO/mol
Au, respectively) indicating that Au clusters are present, whilst the mol
CO/mol
Au ratio reported for Au/ZrO
2 treated at 500 °C was lower (0.027). This feature was related to the presence of either small Au nanoparticles or clusters.
The above results were in agreement with the drastic decrease of activity observed when the temperature of the calcination to which the samples were submitted is higher than 500 °C. Indeed, at T > 500 °C, coalescence of all Au clusters present at the surface took place and nanoparticles are produced, as revealed by the data coming from either CO chemisorption or HRTEM analyses. Hence, it is possible to delimit an optimal range for Au mean size for the furfural oxidative esterification reaction, which ranges between 2 and 3.5 nm (
Figure 3). The upper limit for a gold active size can be due to the intrinsic modification of the properties of Au clusters if compared to those of nanoparticles, as already described. Indeed, atomic O species can be produced on Au clusters upon molecular oxygen activation, therefore increasing the catalytic activity in the furfural oxidative esterification. However, there is also a lower limit for gold size: the interaction among the smallest clusters and atomic oxygen is too strong and therefore the catalyst activates oxygen less efficiently. It was demonstrated that polymer-incarcerated gold clusters with size around 1 nm were highly active and selective in the aerobic oxidative esterification of alcohols [
70]. Among the several reactions screened in the paper, it was shown that aromatic alcohols containing both electron-donating and -withdrawing groups were effectively converted to the corresponding methyl-esters in good to high yields. Moreover, 2-pyridil methanol and cinnamyl alcohol were also selectively oxidized to the corresponding esters. All reactions were performed with the addition of potassium carbonate, indicating that such catalytic system needed the presence of a co-catalyst and that the presence of very highly dispersed gold is not sufficient to guarantee the high activity, according to the proposed lower limit for the gold size.
The above observations are in good agreement with previous results [
34] and also with the data by Goodman et al. [
71] collected for the CO oxidation reaction over an Au/TiO
2 catalyst, in which the maximum activity was displayed by Au species with size of 3.5 nm. In that case, the enhanced reactivity appeared connected to the Au size and to a congenital change of the properties of Au clusters (able to activate molecular oxygen producing atomic O) with respect to nanoparticles was also proposed [
34,
64].
In addition, the Au particle size distribution of Au/ZrO
2 calcined at 500 °C appeared significantly enlarged if compared to those obtained for the samples calcined at 150 °C and at 300 °C and gold particles with size between 1.5 and 4.5 nm were observed [
64]. Nevertheless, the particle size distribution indicated that many very small particles with size below 2.5 nm were still present on the sample. This feature indicated that the gold dispersion was not compromised by the thermal treatment at high temperature and that probably clusters and very small particles are still present with larger particles. This is confirmed by the fact that both conversion and selectivity to methyl-2-furoate were substantially maintained.
In order to recover supplementary information on the nature of the exposed Au sites present at the surface of the examined samples, CO was used as a probe and FTIR spectroscopy measurements were carried out. An intense and symmetric band at 2100 cm
−1, due to CO adsorbed on Au
0 uncoordinated sites of gold clusters and small nanoparticles [
72], and a weak band a 2163 cm
−1, assigned to CO on Zr
4+ sites of the support [
73] were observed on as prepared Au/ZrO
2 calcined at 300 °C upon CO adsorption at room temperature. The same experiment performed on the as prepared sample submitted to calcination at 500 °C gave rise to a band at 2102 cm
−1, which appeared with different shape, i.e., asymmetric towards the low frequencies, and whose intensity was lower than that observed in the case of Au/ZrO
2 calcined at 300 °C. The component at 2102 cm
−1 was assigned to CO on Au
0 sites exposed at the surface of nanoparticles [
50,
74], whereas the component at lower frequency was related to CO on Au
0 uncoordinated sites of clusters and of small nanoparticles [
72]. The very weak band a 2174 cm
−1 was ascribed to CO on Zr
4+ sites with different coordinative unsaturation [
40,
72]. Therefore, the spectroscopic measurements signaled that gold clusters are present not only on the catalyst calcined at 300 °C, but also on that calcined at 500 °C, for which inconclusive HRTEM results were accomplished.
The results demonstrate that the catalytic activity in the furfural oxidative esterification to methyl-2-furoate is strictly connected to the metal dispersion. In particular, the presence of highly dispersed gold clusters able to produce atomic oxygen is required for good catalytic performances.
5. Stability of the Gold Species under Reaction Conditions
The catalyst stability can be considered either as a technical or as an economic parameter affecting the overall process [
95]. The influence of catalyst deactivation on the performance of a given type of reactor or on the economics of the process has been the subject of a number of quantitative analyses [
96,
97]. Moreover, catalyst deactivation may affect the process design in the selection of process options, such as configuration and reactor type; additionally, the operation of an industrial process can be influenced or even dictated by the deactivation of the catalyst [
95].
The nature of catalyst deactivation, the possibility to recover the lost activity either during the operation of the process or in a separate regeneration step as well as the deactivation rate are factors ruling such process options. Therefore, catalyst deactivation has important consequences for the design of a process and the way it is operated.
The loss of activity during a process can be ascribed to many factors: (i) poisoning of the active sites or (ii) impurities in the feed or by-products can inhibit the reaction; (iii) polymeric material, including coke, can be produced as a result of side or consecutive reactions and deposit on the surface; and (iv) occurrence of sintering of the small particles causing loss of metal dispersion and of activity. Moreover, deactivation can occur (v) by leaching, due to the fact that metal leaching cannot be ruled out for a reaction working in solvent medium for many hours; or (vi) by changes in the catalyst porous texture [
64].
Generally, gold heterogeneous catalysts have been reported to be significantly active and selective in a variety of reactions in both the liquid and gas phases, however they suffer of irreversible activation. As a consequence, it is particularly important to find and optimize procedures by which gold catalysts can be stabilized or reactivated. The use of methyl iodide as a method for redispersing gold nanoparticles on different oxidic supports has been reported [
98]. It was found that the extent of redispersion was deeply influenced by the nature of the oxide employed as support. As for TiO
2- and Al
2O
3-base catalysts, the gold nanoparticles were transformed into small clusters and atomically dispersed Au. On the contrary, SiO
2-supported systems were weakly modified by the treatment with CH
3I. Indeed, in this case the gold size remained in the submicrometer range. The structural changes induced by CH
3I were correlated with those observed as for the activity and selectivity in ethanol dehydration and benzyl alcohol oxidation. In situ aberration-corrected electron microscopy was used to investigate the stability of expansive surface strain and low coordination surface atoms of gold nanoparticles as a function of temperature [
99]. It was proposed that the minimization of the surface energy leads to the disappearance of the under coordinate surface atoms and to the formation of atomically clean facets, explaining the initial drop in activity of the catalysts. Moreover, the expansive surface strain resulting from inherently strained decahedral structures decreases when the particle size increases. At elevated temperature, the lower surface energy anisotropy can give rise to energetically favorable morphologies with minimized strain. Interestingly, these processes act as structural deactivation mechanism because of the loss of active sites without any necessary associated decrease in surface area or change in particle size by traditional sintering mechanisms.
As for the procedures employed to regain the activity of the gold catalysts after use, it was reported that polymer incarcerated gold catalysts successfully employed for the aerobic oxidative esterification of alcohols can be recovered by simple filtration and washing with water and methanol [
70]. The catalyst could be reused four times without significant loss of activity. Moreover, the catalysts with decreased activity after repeated use were restored by heating at 170 °C for 4 h. Gold nanoparticles supported on salts of polyoxometalates are highly active (>90% conversion) selective to epoxide formation for norbornene and cyclooctene oxidation and recyclable catalysts for the epoxidation of olefins using molecular oxygen as oxidant and t-butyl hydroperoxide as initiator [
100]. Such catalyst showed little deactivation with prolonged reaction time and was easily recovered by filtration and was reused with almost no loss in activity and selectivity. In conclusion, it was shown that the use of anionic polyoxometalate support material for gold gave very stable materials.
The reusability of Au supported on ceria was investigated in the 5-hydroxymethyl-2-furfural conversion into 2,5-dimethylfuroate by performing a sequence of cycles under the same reaction conditions [
28]. The catalyst was recovered by simple vacuum filtration and subsequent washing with methanol and drying overnight. The time required to reach similar yield than the fresh catalyst was nearly twice and the initial conversion rate was almost halved. The authors proposed that such behavior could be due to the presence of 11 wt % organic material after the first cycle. The amount of organic material increased when going on with the cycles and it was not removed by extraction with methanol. Therefore, a calcination in air at 250 °C for 12 h was performed to partially remove the organic material (<5% organic still present on the catalyst) and the activity was almost totally restored.
The stability the Au/ZrO
2 catalysts described in
Section 3 was also investigated [
64,
101]. The attention was focused on the stability and on the possibility to reuse the most active Au/ZrO
2 sample calcined at 500 °C. In order to investigate this point, some experiments were carried out in the presence of the sample previously undergone to a first catalytic run: the solid was filtered off, washed with methanol and dried at 110 °C overnight. Different from what was previously observed [
28], such procedure was not adequate to recover the initial performances; indeed, the selectivity was particularly low and it collapsed from 98% to 29% (as shown in
Figure 7).
Chemical analysis by atomic absorption of gold was carried out on the exhausted catalysts, i.e., the samples examined after 3 h of reaction in methanol and stirred at 1000 rpm. The Au content was the same obtained for the as prepared samples (1.5 wt % vs. 1.5 wt %). The selectivity decrease shown by the Au/ZrO
2 catalysts could be also ascribed to the sintering of gold clusters during 2-FA esterification reaction [
64]. However, the mean Au particle size was unchanged after the catalytic test (2.8 nm vs. 2.7 nm) as revealed by HRTEM. As a consequence, gold sintering problems throughout the reaction time have been ruled out; also considering that the reaction was performed at 120 °C, well below the temperature at which the calcination was performed (500 °C).
In order to investigate fouling of the active sites and to check the eventual presence of any carbon-based residue, temperature programmed oxidation (TPO) measurements were performed [
64,
98]. The evolution of CO
2 was proved by the presence of a broad band in the TPO curve related to the Au/ZrO
2sample calcined at 500 °C after reaction. It was found that the catalyst needed to be reactivated by a thermal treatment in O
2up to 450 °C to obtain the complete removal of the residual carbonaceous species, to re-establish the full conversion and to recover almost completely the selectivity [
34,
98].
An appropriate choice of the temperature of oxidation, to which the exhausted catalyst is submitted, allows the almost complete recovery of the catalytic performances. The FTIR spectra of adsorbed CO on Au/ZrO
2 calcined at 500 °C submitted to reactivation in O
2 at increasing temperature (
Figure 8, red curve) demonstrate that the oxidation at a proper temperature permits to remove the organic residue from either gold active sites or zirconia.
Indeed, if the reactivation in oxygen atmosphere is performed at 250 °C only the band at 2018 cm−1, due to CO adsorbed on Au sites is observed (orange curve).
It is worth noting that the Au active phase displays quite high stability, even after repeated activations in O2 at increasing temperature.
As a result, it has been demonstrated that the catalytic activity can be entirely recovered when the organic residue of the exhausted sample is removed from both gold and zirconia sites. Such findings suggested that the support is not a simple spectator, but it also plays a role in the furfural esterification reaction to methyl-2-furoate.
Au supported on ceria-alumina mixed oxides was proved to be a very efficient and highly stable catalyst for the aerobic oxidative esterification of benzyl alcohol and acetaldehyde [
94]. The Au catalyst supported on a mixed oxide containing 30 wt % CeO
2 was reused after a first catalytic run to convert another amount of substrate without significant loss of activity and selectivity. Inductively coupled plasma analysis showed no Ce in the solution separated from the catalyst after reaction and very small concentrations of Al and Au (0.05% and 0.12% loss, respectively). To further verify the eventual catalyst loss, fresh benzyl alcohol was added to the recovered supernatant and the solution was placed in the autoclave under oxidation conditions (110 °C, 10 atm of O
2). No further conversion was observed, indicating the lack of significant Au leaching to the liquid phase during the process and showed that the reaction was truly heterogeneous. Indeed, the catalysts, which are solid materials insoluble in the reaction mixture, were separated from the products by simple centrifugation or filtration, representing an important technological advantage of the process.
Several noble metal catalysts were tested in the direct oxidation of alcohol ethoxylates into alkyl ether carboxylic acids using H
2O
2 as an oxidant in the presence of NaOH [
102]. Among the different catalysts, Au/TiO
2 and Au/Al
2O
3 displayed high yield (up to 88%) to plyoxyethylene(7) lauryl ether carboxylic acid at 80 °C. Several factors, such as the catalyst loading, the effect of the gold size, of the reaction time and temperature as well as the influence of the base amount were investigated, it was also found that Au/TiO
2 and Au/Al
2O
3 could only be reused for two consecutive runs, because they underwent to strong deactivation during the third cycle. ICP-AES analysis and TEM measurements put in evidence the occurrence of Au leaching and partial nanoparticle sintering. The authors showed that the Au stability can be highly increased by adopting the strategy of incorporating Pt to the Au/TiO
2 catalyst. The bimetallic AuPt/TiO
2 catalyst showed a good recyclability and was reused for at least ten consecutive runs.