Overcoming Trastuzumab–Pertuzumab Resistance and Optimizing Sequential Anti-HER2 Therapy in HER2-Positive Metastatic Breast Cancer
Simple Summary
Abstract
1. Introduction
2. Trastuzumab
2.1. Mechanisms of Action of Trastuzumab
2.2. Mechanisms of Resistance to Trastuzumab
2.2.1. Structural Alterations of the Target Receptor HER2
p95HER2
HER2 Splice Variants (d16-HER2)
HER2 Missense Mutations
Reduction in or Loss of HER2 Expression
2.2.2. Steric Hindrance and Epitope Masking by Mucin 4 (MUC4)
2.2.3. Constitutive Activation of the PI3K–AKT–mTOR Pathway
PIK3CA Mutations
Loss and Dysfunction of PTEN
Downstream Signaling Activation and Effects on Cell-Cycle Regulators
2.2.4. Activation of Bypass Pathways via Alternative Growth Factor Receptors
Compensatory Crosstalk Within the HER Family (HER3 and EGFR)
Alternative Signaling Pathways Mediated by Non-HER Family Receptors
2.2.5. Impaired Host Immune Response and Changes in the Tumor Microenvironment
2.2.6. Metabolic Adaptation and Enhanced Glycolysis
2.2.7. Reinforced Evasion of Apoptosis and Abnormal DNA Damage Response
3. Mechanisms of Action of Trastuzumab Plus Pertuzumab
Mechanisms of Resistance to Trastuzumab Plus Pertuzumab
4. Treatment Strategies Based on Clinical Practice Guidelines and the Clinical Role of Trastuzumab Plus Pertuzumab
4.1. Second- and Third-Line Therapies for HER2-Positive Metastatic Breast Cancer
4.1.1. Trastuzumab Deruxtecan (T-DXd)
4.1.2. Tucatinib Plus Trastuzumab and Capecitabine
4.1.3. Trastuzumab Emtansine (T-DM1)
4.2. Treatment Options Beyond the Third Line
4.2.1. Neratinib Plus Capecitabine
4.2.2. Margetuximab Plus Chemotherapy (Capecitabine, Eribulin, Gemcitabine, or Vinorelbine)
4.2.3. Retreatment with Pertuzumab Plus Trastuzumab
4.2.4. Other Regimens
5. Clinical Applicability After Pertuzumab–Trastuzumab Therapy: Biomarkers and Treatment Decision-Making
6. Novel Anti-HER2 Agents in Development
7. Conclusions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Category | Mechanism of Resistance to Trastuzumab ± Pertuzumab | Clinical Significance |
|---|---|---|
| Consistent clinical evidence | PIK3CA mutations | Lower pCR rate in neoadjuvant setting and shorter PFS in clinical trials and meta-analysis [39,40,41,42,43] |
| PTEN loss | ||
| HER2 kinase domain mutations | Identified in clinical samples and correlated with clinical resistance to trastuzumab [29,30,31,32] | |
| Loss of HER2 expression | Identified in clinical samples and correlated with poor outcome [34] | |
| EGFR overexpression | Identified in clinical samples and correlated with clinical resistance to trastuzumab [53,54] | |
| Low-affinity FcγRIIIα-158F allele | Identified in clinical samples and correlated with clinical resistance to trastuzumab [72,73] | |
| Context-dependent/Inconsistent | p95HER2 | Resistance factor in MBC; inconsistent findings in EBC [17,18,19,20,21,22,23] |
| MET/HGF amplification | Clinical association suggested; large-scale validation needed [57,58] | |
| EphA2 | Clinical association suggested; large-scale validation needed [59,60,61] | |
| AXL overexpression | Clinical association suggested; large-scale validation needed [65,66,67] | |
| Predominantly preclinical | d16-HER2 | Inconsistent between mouse and in vitro models; clinical relevance unclear [25,26] |
| HER2 extracellular domain mutations | Cell line-based evidence; clinical validation needed [33] | |
| MUC4 | Cell line-based evidence; clinical validation needed [36,37,38] | |
| Cyclin E overexpression/CDK4/6 activation | Cell line-based evidence; clinical validation needed [47,48] | |
| Neureglin 1 | Cell line-based evidence; clinical validation needed [51,52] | |
| FGF5, TGF-β, exosome | Cell line-based evidence; clinical validation needed [78,80,81] | |
| Metabolic reprogramming | Cell line-based evidence; clinical validation needed [82,83,84,85] | |
| DNA damage response (ATM, RB1) | Preclinical novel mechanism (acquired resistance) [88] | |
| Notch signaling | Hypothetical CSC maintenance mechanism [68,69,70] |
| Trials | Prior Anti-HER2 Therapy | Experimental Arm (n) Control Arm (n) | PFS, Median | ORR | OS, Median | Characteristic AEs in Experimental Arm |
|---|---|---|---|---|---|---|
| DESTINY-Breast03 [98] | TRA 99.6% PER 61.1% | T-DXd (261) T-DM1 (263) | 28.8 M 6.8 M HR 0.33 p < 0.000001 | 78.5% 35.0% Nominal p < 0.0001 | NR NR HR 0.64 p < 0.0037 | ILD Nausea, vomiting |
| DESTINY-Breast02 [99] | TRA 99.8% PER 80.0% T-DM1 99.8% | T-DXd (406) TPC (202) | 17.8 M 6.9 M HR 0.36 p < 0.0001 | 69.7% 29.2% p < 0.0001 | 39.2 M 26.5 M HR 0.66 p = 0.0021 | ILD Nausea, vomiting |
| HER2CLIM [102,103] | TRA 100% PER 99.8% T-DM1 100% | Tucatinib + TRA + Cape (410) Plac. + TRA + Cape (202) | 7.8 M 5.6 M HR 0.66 p < 0.001 | 41% 23% p = 0.00008 | 21.9 M 17.4 M p = 0.005 | Diarrhea, nausea stomatitis PPE syndrome |
| SOPHIA [113,114] | TRA 100% PER 91.2% T-DM1 100% | Margetuximab + ChT (266) TRA + ChT (270) | 5.7 M 4.4 M HR 0.71 p < 0.001 | 25.2% 13.7% p = 0.0006 | 21.6 M 19.8 M HR 0.89 p = 0.33 | Infusion-related reaction Fatigue |
| NALA [111] | TRA 100% PER 42% T-DM1 54% | Neratinib + Cape (307) Lapatinib + Cape (314) | 8.8 M 6.6 M HR 0.76 p = 0.0059 | 32.8% 26.7% p = 0.12 | 24.0 M 22.2 M HR 0.88 | Diarrhea Nausea, vomiting |
| PRECIOUS [116,119] | TRA 99.1% PER 99.1% T-DM1 97.7% | PER + TRA + ChT (108) TRA + ChT (109) | 5.3 M 4.2 M HR 0.76 p = 0.022 | 19.5% 20.7% OR 0.96 | 36.2 M 26.5 M HR 0.73 | Diarrhea |
| Clinical State/Molecular Biomarkers | Inferred Resistance Mechanism | Recommended Strategies | Rationale |
|---|---|---|---|
| CNS metastases | Blood–brain barrier permeability, expansion of resistant clone | Tucatinib + Trastuzumab + Capecitabine | Significant improvements in OS and PFS have been demonstrated in patients with brain metastases [102,103] |
| T-DXd | Clinically meaningful and improvements in OS and PFS have been observed in patients with brain metastases [98] | ||
| Intratumoral HER2 heterogeneity | Clonal selection | T-DXd | Bystander effect [95] |
| Loss or attenuation of HER2 expression | Target loss | T-DXd | Significant improvements in OS and PFS have been demonstrated in patients with HER2-low/HER2-ultralow disease [96] |
| PIK3CA mutations/PTEN loss | Constitutive activation of downstream signaling pathways | T-DXd | Overcomes downstream signaling dependence via potent cytotoxicity [107] |
| HER2 kinase domain mutations: L755S, V777L | Constitutive receptor activation | T-DXd | T-DXd payload-mediated cytotoxicity [31] |
| Neratinib | Irreversible TKI inhibition [31,32,33,34,35,36,37,38,39,40,41,42,43,44,45,46,47,48,49,50,51,52,53,54,55,56,57,58,59,60,61,62,63,64,65,66,67,68,69,70,71,72,73,74,75,76,77,78,79,80,81,82,83,84,85,86,87,88,89,90,91,92,93,94,95,96,97,98,99,100,101,102,103,104,105,106,107,108,109,110] | ||
| p95HER2 expression | HER2 ECD deletion | Tucatinib, neratinib | Unaffected by ECD loss due to direct kinase inhibition [101] |
| FcγRIIIα-158F polymorphism | Impaired ADCC via low-affinity FcγR | Margetuximab | Fc-engineered antibodies enhance ADCC despite low-affinity FcγR [112,113,114] |
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Yamamoto, Y. Overcoming Trastuzumab–Pertuzumab Resistance and Optimizing Sequential Anti-HER2 Therapy in HER2-Positive Metastatic Breast Cancer. Cancers 2026, 18, 932. https://doi.org/10.3390/cancers18060932
Yamamoto Y. Overcoming Trastuzumab–Pertuzumab Resistance and Optimizing Sequential Anti-HER2 Therapy in HER2-Positive Metastatic Breast Cancer. Cancers. 2026; 18(6):932. https://doi.org/10.3390/cancers18060932
Chicago/Turabian StyleYamamoto, Yutaka. 2026. "Overcoming Trastuzumab–Pertuzumab Resistance and Optimizing Sequential Anti-HER2 Therapy in HER2-Positive Metastatic Breast Cancer" Cancers 18, no. 6: 932. https://doi.org/10.3390/cancers18060932
APA StyleYamamoto, Y. (2026). Overcoming Trastuzumab–Pertuzumab Resistance and Optimizing Sequential Anti-HER2 Therapy in HER2-Positive Metastatic Breast Cancer. Cancers, 18(6), 932. https://doi.org/10.3390/cancers18060932
