Circulating Tumor DNA as Emerging Predictive and Prognostic Biomarker in Prostate Cancer
Simple Summary
Abstract
1. Introduction
2. Detection Methods and Technologies for Liquid Biopsies
- i.
- Significantly shorter mean fragment lengths compared with localized disease (p < 0.05);
- ii.
- An inverse correlation between fragment size and circulating tumor fraction (p < 0.0001);
- iii.
- A shorter PFS and OS in patients with higher proportions of longer fragments (p = 0.008 and p = 0.027, respectively) [57]. Notably, integrating fragment size profiles with cfDNA end-motif patterns enables the reconstruction of nucleosome footprints (i.e., “nucleosomics”) that reflect chromatin accessibility and transcription factor binding, thus informing gene expression and tissue of origin [28]. De Sarkar et al. applied patient-derived xenograft (PDX) nucleosome-footprint signatures to classify human mCRPC phenotypes. In 101 cfDNA samples from the Dana-Farber Cancer Institute database, the model distinguished adenocarcinoma from neuroendocrine subtypes with an overall accuracy of 0.96 (AUC 0.97 for high tumor fraction, TFx ≥ 0.10; 0.76 for low tumor fraction, TFx < 0.10) [62].
3. Role of ctDNA in Localized Prostate Cancer
4. Role of ctDNA in Advanced Prostate Cancer and Its Clinical Application
5. ctDNA as Prognostic Biomarker
6. ctDNA in Metastatic Hormone-Sensitive Prostate Cancer
7. ctDNA in Metastatic Castration-Resistant Prostate Cancer
8. ctDNA as Predictive Biomarker
9. Using Liquid Biopsies to Predict Resistance to Systemic Treatments for Advanced Prostate Cancer
10. NEPC Marker Detection with Liquid Biopsies
11. ctDNA and Its Emerging Integration with Epigenomic Profiling
12. Challenges and Limitations with ctDNA
13. Future Directions and Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Abbreviations
| ADT | Androgen deprivation therapy |
| AR | Androgen receptor |
| ARPIs | Androgen receptor pathway inhibitors |
| AR-V7 | Androgen receptor splice variant 7 |
| BCTs | Blood collection tubes |
| BEAMing | Beads, Emulsion, Amplification, and Magnetics |
| CAPP-Seq | Cancer Personalized Profiling by deep Sequencing |
| cfChIP-seq | cell-free chromatin immunoprecipitation sequencing |
| cfDNA | cell-free DNA |
| CH | Clonal hematopoiesis |
| CHIP | Clonal hematopoiesis of indeterminate potential |
| CIN | Chromosomal instability |
| CNAs | Copy number alterations |
| CNV | Copy number variation |
| CRPC-NE | Castration-resistant prostate cancer with neuroendocrine phenotype |
| CT | Computed tomography |
| CTC | Circulating tumor cell |
| ctDNA | circulating tumor DNA |
| ddPCR | droplet digital PCR |
| DDR | DNA damage response |
| dMMR | mismatch repair deficiency |
| EDI | Evolutionary dynamic index |
| EZH2 | Enhancer of zeste homolog 2 |
| GWA | Genome-wide aneuploidy score |
| HRR | homologous recombination repair |
| LBD | Ligand-binding domain |
| LDH | Lactate dehydrogenase |
| mCRPC | metastatic castration-resistant prostate cancer |
| mFAST-SeqS | modified Fast Aneuploidy Screening Test-Sequencing |
| mHSPC | metastatic hormone-sensitive prostate cancer |
| MRD | minimal residual disease |
| MSI-H | microsatellite instability-high |
| NEMO | Neuroendocrine detection and monitoring |
| NEPC | Neuroendocrine prostate cancer |
| NGS | Next-generation sequencing |
| OS | overall survival |
| PARP | Poly(ADP-ribose) polymerase |
| PARPi | PARP inhibitors |
| PCR | polymerase chain reaction |
| PDX | Patient-derived xenograft |
| PET | Positron emission tomography |
| PFS | progression-free survival |
| PSA | Prostate-specific antigen |
| PSMA | Prostate-specific membrane antigen |
| qPCR | quantitative PCR |
| rPFS | radiographic progression-free survival |
| TEC-Seq | Targeted Error Correction Sequencing |
| TFx | tumor fraction |
| TMB | tumor mutational burden |
| UMIs | unique molecular identifiers |
| VAF | variant allele frequency |
| WES | whole-exome sequencing |
| WGS | whole-genome sequencing |
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| Studies | Design | N | ctDNA Assay | Systemic Tx | Timing of Sampling | Prognostic Impact of Genomic Alterations | Prognostic Impact of ctDNA Fraction Dynamics |
|---|---|---|---|---|---|---|---|
| Kohli M et al. [84] | Longitudinal prospective cohort study | 250 (NGS analyzable). mHSPC (untreated n = 73, on ADT n = 33); mCRPC (biochemical n = 75, clinical n = 69). Includes high- and low-volume mHSPC | 120-gene PredicineLDT hybrid-capture panel, with matched germline DNA | ADT | Baseline, 3 mo post ADT, and at progression | Untreated mHSPC: DDR gene alterations (ATM, BRCA1/2, CHEK2) shorten OS and ADT failure time mCRPC: AR gain and TP53 mutations correlate with poorer OS | High-volume disease with high ctDNA TFx associated with the worst outcomes, while low-volume disease with low ctDNA TFx shows the best results. High-volume disease with low ctDNA TFx has intermediate outcomes |
| Yang B et al. [91] | Retrospective multicenter Chinese cohort study | 182, HSPC (localized [n = 24], lymph node disease [n = 44], low-volume mHSPC [n = 42], high-volume mHSPC [n = 72]) | The custom, hybrid-capture next-generation sequencing panels run at Glorious MeClinical Laboratory | ADT +/− Abiraterone/chemotherapy | 71% treatment-naïve at ctDNA sampling; 29.1% had prior systemic therapy | BRCA1/2, TP53, PTEN, RB1, or CDK12 associated with shorter time to CRPC in high-volume mHSPC | NR |
| Shiota M et al. [83] | Prospective observational study | 163, mHSPC (n = 68) and mCRPC (n = 95) | FoundationOne Liquid CDx | ADT, ARPI, Taxanes | Pre-treatment and post-progression | HRR alterations in mHSPC are associated with shorter time to CRPC in ADT group. AR amplification/mutation associated with shorter time to treatment failure in mCRPC | ctDNA TFx 10% in mHSPC is associated with shorter time to CRPC |
| Lee CU et al. [94] | Prospective study | 75, mHSPC | Low-depth WGS of plasma cfDNA | ADT | Before ADT initiation | cfDNA-based chromosomal instability (CIN). Shorted time to progression on ADT and higher risk of progression to mCRPC strongly linked to High CIN Mutations not reported in this study | NA |
| Vandekerkhove G et al. [63] | Prospective study | 53, De novo mHSPC | Targeted sequencing (73 prostate cancer driver genes) | ADT, ADT + Docetaxel or ADT + ARPI | Before and after ADT initiation | TP53 mutations, DDR gene alterations associated with earlier progression to CRPC | NR This study examined the feasibility and complementarity of ctDNA compared to tissue samples |
| Fonseca NM et al. [21] | Meta-analysis of prospective trials and biobanking | 491, mCRPC, 738 plasma cfDNA samples | A custom, research-grade hybrid-capture targeted NGS assay on plasma cfDNA with matched WBC sequencing | Abiraterone, Enzalutamide and Taxanes (Docetaxel, Cabazitaxel) | Prior to 1st-, 2nd-, or 3rd-line therapy | NR | ctDNA% strongly prognostic for OS, clinical/r PFS across treatment lines. High baseline ctDNA% (>30%) linked to 5.6× greater risk of death vs. <2% |
| Crippa A et al. [95] | Prospective randomized platform trial (substudy) | 220, mCRPC (139 with detectable ctDNA, 81 with undetectable ctDNA) | Hybridization-based capture (prostate-specific design) | ARPI or Taxanes | Baseline before treatment | NR | Undetectable ctDNA levels at baseline predict a better prognosis, regardless of therapy. Each 10% increase in ctDNA tumor fraction corresponds to a 10% reduction in survival time |
| Sweeney CJ et al. [96] | Retrospective analysis of a phase III trial (IMbassador250) | 494, mCRPC (post-Abiraterone) | FoundationOne Monitor (tissue-naïve assay) | Enzalutamide +/− immunotherapy | Baseline and cycle 3 day 1 (C3D1) | NA | Detection of ctDNA TFx at C3D1 associated with worse rPFS and OS. Discordant cases (undetected TFx but no PSA reduction) had favorable outcomes |
| Annala M et al. [97] | Prospective randomized phase II trial | 95, mCRPC with poor prognosis features | Research-grade deep targeted sequencing (73-gene assay) | Cabazitaxel or Abiraterone, Enzalutamide | Baseline, cycle 4, and progression | RB1, TP53, and AR alterations enriched in poor prognosis patients. AR amplification associated with shorter OS and TTP | Baseline ctDNA TFx > 30% had markedly shorter OS than undetectable ctDNA. On treatment ctDNA increase linked to shorter TTP |
| Annala M et al. [98] | Prospective randomized phase II study | 202, mCRPC (treatment-naïve) | Whole-exome and targeted 72-gene sequencing | Abiraterone, Enzalutamide | Baseline prior to systemic therapy | BRCA2, ATM, and TP53 are strongly associated with poor outcomes and primary resistance. AR structural rearrangements associated with primary resistance | ctDNA TFx > 30% associated with poor therapy response, TTP independent of clinical factors |
| Fettke H et al. [99] | Prospective registry study | 150, mCRPC | Customized 78-gene panel | Lu-PSMA (177Lu-PSMA-617) | Baseline, week 6 (cycle 2), week 18 (cycle 4), and progression | AR and TP53 were frequent alterations. FOLH1 alterations associated with resistance. WNT pathway alterations associated with shorter PSA-PFS | Baseline ctDNA TFx is an independent prognostic factor for OS. Undetectable ctDNA at week 6 linked to superior benefit |
| Zhao Y et al. [100] | Longitudinal prospective cohort study | 60, mCRPC (277 serial samples) | Sparse whole-genome sequencing and deep whole-exome sequencing | ARPI (Abiraterone, Enzalutamide), Taxanes (Docetaxel, Cabazitaxel), and Radium-223 | Before, during, and upon progression | ARPI resistance associated with ZFHX3, FANCA, RB1, PIK3CB, PTEN, BRCA2, and AR aberrations. Taxane resistance linked to CTCF (Chr16q22.1) alterations and PTEN loss, while TP53 mutations are often acquired | Higher ctDNA TFx (>13.7%) at baseline associated with worse OS. Evolutionary Dynamic Index low levels associated with poor survival |
| Goodall J et al. [45] | Prospective phase II trial (TOPARP-A) | 50, mCRPC (46 for cfDNA analysis) | Targeted sequencing (custom panel) and whole-exome sequencing | Olaparib | Baseline, weeks 1, 4, 8, and 16, and progression | Emergence of second-hit reversion mutations in BRCA2 and PALB2 due to Olaparib at progression | A 50% decrease in cfDNA concentration after 8 weeks independently associated with longer OS (HR 0.19) |
| Shaya J et al. [101] | Retrospective study | 63, mCRPC | Commercial assays (Guardant 360 or Tempus xF) | ARSI, Taxanes | Heterogeneous sample collection (mostly during progression) | More than one alteration is linked to worse OS compared to 0–1 alterations. Actionable alterations with FDA-approved options for HRR or MMR genes were found in 16% of patients | Maximum allelic fraction (mAF) > 6.4% associated with inferior OS (8 vs. 25 mo, HR 3.9), though mAF lost significance in multivariable models |
| Knutson TP [102] | Prospective (Alliance A031201 phase 3 trial) | 776, mCRPC | AR-ctDETECT (custom targeted DNA-seq) and ichorCNA | Enzalutamide +/− Abiraterone | Baseline, single pre-treatment timepoint | ctDNA-positive status associated with worse OS (27 vs. 47 mo, HR 2.0) and rPFS (18 vs. 33 mo). TP53, PTEN, and RB1 mutations or copy number loss were common in ctDNA-positive patients, especially those with high aneuploidy, and associated with poorer prognosis | Higher ctDNA TFx (ctDNA aneuploidy fraction) was a strong prognostic marker for worse outcomes |
| Antonarakis ES et al. [103] | Retrospective (real-world database analysis) | 8420, mCRPC | Commercial assay (Guardant360) | Abiraterone, Enzalutamide, Apalutamide, Darolutamide | ctDNA was not sampled at predetermined protocol-defined times | AR-LBD mutation prevalence increases with treatment lines (15% to 24%). AR-LBD+ patients had shorter OS (50 vs. 61 mo, p = 0.013). High enrichment of HRR, PI3K, and RB1 mutations in AR-LBD+ cohort | NR AR-LBD+ cohort had higher mean ctDNA burden (VAF 18.94% vs. 10.04%) |
| Tripathi N et al. [104] | Retrospective | 137, mCRPC | Commercial assay (Guardant360 or Tempus xT) | Abiraterone/Enzalutamide | cfDNA sampling either before or after initiation of the first-line ARPI | AR alterations associated with significantly inferior OS post-progression on first ARPI (15 vs. 30 mo, p < 0.001). Taxane efficacy independent of AR status | NR |
| Kwan EM et al. [105] | Prospective | 231, mCRPC | Predicine targeted NGS assay | ARPI or Taxane | Baseline | PTEN loss (37%) and AR gain (42%) independently confer poor OS. Combined AR gain + PTEN loss + PIK3CA gain associated with highest risk (HR 3.2). Cumulative CNV burden (PTEN/PI3K/AR) significantly associated with worse OS | Higher ctDNA TFx associated with worse clinical outcomes |
| Studies | Design | N | Platform/Assay for ctDNA Analysis | Systemic Tx | Timing of Sampling | Predictive Impact of Genomic Alterations | Predictive Impact of ctDNA Fraction Dynamics | Comments |
|---|---|---|---|---|---|---|---|---|
| Du X et al. [93] | Retrospective study | 66; (mHSPC low volume 80%, high volume 20%) | In-house targeted gene NGS panel | ADT plus Docetaxel | Baseline (pre-treatment) and a second sample after 1 cycle of treatment | De novo HRR pathway alterations (ATM, BRCA2) after treatment associated with shorter time to castration resistance (8 vs. 13 mo) and worse clinical outcome | Elevated ctDNA fraction after 1 cycle of chemotherapy predicts shorter time to castration resistance (8 vs. 18 mo, p < 0.001) | Early serial ctDNA monitoring provides predictive value for chemohormonal therapy efficacy in mHSPC |
| Herberts C et al. [115] | Retrospective study | 599; mCRPC | Targeted cfDNA sequencing (custom panel) | Abiraterone, Enzalutamide, Docetaxel | Baseline and serial. Sampling not at a single uniform timepoint | AKT1/PIK3CA mutations (6% prevalence) delineate subtype with low AR copy gain. OS and PSA-PFS similar to wild-type. AKT1 mutations are mutually exclusive with PTEN alterations | NR | Clonal mutations were consistent across serial ctDNA collections. AKT1/PIK3CA mutation fraction correlates with ipatasertib response in case report |
| Torquato S et al. [116] | Prospective study | 62; mCRPC | Deep NGS (46 genes) | Enzalutamide, Abiraterone | Baseline and at progression | AR LBD mutations are associated with shorter PFS (HR 2.51, p = 0.020). TP53 alterations associated with worse OS (HR 2.70, p = 0.009). PI3K pathway alterations associated with worse OS | High baseline ctDNA TFx and rising TFx over time associated with resistance, poor benefit with ARPI and worse clinical outcomes (PFS, OS) | TP53 and RB1 alterations together were associated with significantly worse OS (HR 4.56). Lower or stable ctDNA TFx associated with better responses |
| De Bono et al. [117] | Prospective phase 3 study (PSMA-fore) | 468 (156 with ctDNA >1%) | Targeted NGS (585 genes) | 177Lu-PSMA-617 vs. ARPI change (Taxane-naïve mCRPC) | Baseline and early in treatment | Presence of baseline 8q amplifications, AR amplifications, and TP53 deleterious alterations were associated with shorter rPFS and decreased tumor response in the 177Lu-PSMA-617 arm | Early ctDNA clearance was strongly associated with longer rPFS and improved tumor response | Baseline ctDNA fraction >1% adversely associated with rPFS, RECIST, and PSA50 response across both arms. 177Lu-PSMA-617 prolonged rPFS regardless of baseline ctDNA |
| Azad et al. [88] | Prospective phase 3 study (TALAPRO-2) | 678 | FoundationOne Liquid CDx | Talazoparib + Enzalutamide vs. placebo + Enzalutamide (1st-line mCRPC) | Baseline and week 9 | Not reported | Conversion from high-to-low at W9 prognostic of improved rPFS vs. remaining high (Talazoparib: 16.6 vs. 5.5 mo; placebo: 10.9 vs. 2.6 mo). Remaining low showed greater rPFS benefit vs. high-to-low conversion (Talazoparib HR = 0.45, p = 0.0003; placebo HR = 0.34, p < 0.0001) | High baseline ctDNA burden was adversely prognostic for rPFS across both arms. Study was limited by the prototype tumor fraction algorithm’s limit of quantification |
| De Giorgi U et al. [112] | Prospective phase 2 study | 40; mCRPC | Digital droplet PCR | Lu-PSMA (177Lu-PSMA-617) | Within 28 days of treatment initiation | AR gene gain/amplification associated with early progression and shorter OS and PFS | NA | Patients with no AR alterations showed durable benefit to Lu-PSMA |
| Halabi S et al. [114] | Prospective (Alliance A031201 phase 3 trial) | 776; mCRPC | AR-ctDETECT assay (targeted ctDNA sequencing) | Enzalutamide +/− Abiraterone | Baseline, single pre-treatment timepoint | PGAs (gains in AR, AR enhancer, MYC; losses in PTEN, TP53, RB1, NKX3–1) associated with poorer OS (27 vs. 47 mo). Clinical genetic model improved OS prediction accuracy | NA | ctDNA-derived PGAs enhance OS predictions by 30% and correlate with poorer clinical variables |
| Ravindranathan D et al. [118] | Retrospective case series | 2; mCRPC | Commercial assay (Guardant360) | Pembrolizumab | Baseline and serial | ctDNA detected MSI-H status. Both cases showed excellent response | NR | Repeat ctDNA showed complete clearance of somatic alterations and MSI-H status in Case 1, and 15% to 0.5% reduction in Case 2 |
| Barata P et al. [119] | Retrospective case series | 9; mCRPC; | Commercial assay (Guardant360) | Pembrolizumab | Baseline ctDNA for clinical decision-making | MSI-H predicted robust response: 44% PSA50 response rate Co-occurring genomic alterations include TP53, AR, BRCA1/2, PIK3CA, ATM. Responses associated with combined MSI-H and DDR gene alterations | NA ctDNA was used to detect MSI-H and co-occurring alterations rather than to track ctDNA dynamics over time | ctDNA is feasible to identify MSI-H status where tissue biopsy is difficult |
| Azad AA et al. [120] | Retrospective | 62; mCRPC | Array comparative genomic hybridization and Roche 454 NGS | Abiraterone, Enzalutamide | Baseline, at progression | AR amplification linked to Enzalutamide resistance (53% in progressors) AR aberrations in pre-treatment cfDNA associated with lower PSA response rates and shorter PFS | NR | cfDNA shows high concordance with metastatic tumor biopsies for AR status and indicates therapeutic resistance |
| Sumiyoshi T et al. [121] | Prospective/retrospective | 102; mCRPC (Japanese patients) | dPCR and target sequencing | Abiraterone, Enzalutamide, Taxanes | Baseline and serial | AR aberrations (gain/mutations L702H, T878A, H875Y) associated with poor response to Abiraterone (median PSA-PFS 67 vs. 342 days), but not Enzalutamide | NR | Baseline AR alterations diminished with effective treatment; new AR amplifications/mutations (T878A, L702H, H875Y) emerged at progression |
| Wyatt AW et al. [122] | Temporal observation cohort | 65; mCRPC | aCGH and deep AR exon 2–8 sequencing (Illumina MiSeq) | Enzalutamide | Baseline, 12 weeks, and at progression | AR amplification, heavily mutated AR (≥2 mutations) and RB1 loss associated with worse PFS. TP53 and CTNNB1 mutations identified at progression | NR | Clonal selection observed during treatment; emergence of AR L702H, H875Y and T878A in patients with prior Abiraterone/prednisone |
| Jayaram A et al. [123] | Pooled analysis of prospective cohorts | 501; mCRPC | ddPCR and targeted capture NGS | Abiraterone or Enzalutamide | Single baseline (before first-line ARPI) | AR copy number (CN) ≥1.92 identifies aggressive disease with shorter OS and shorter PFS. AR gain associated with shorter prior response to primary ADT | NA | AR CN gain correlates with increased total cfDNA yield and tumor volume markers but is used unadjusted for TFx in clinical dichotomization |
| Rathkopf DE et al. [124] | Phase I/II study | 93, (51 nmCRPC, 46 mCRPC) | BEAMing (digital PCR) | Apalutamide | Baseline before starting Apalutamide and at progression | AR T878A associated with Abiraterone resistance Acquisition of AR F877L at progression in 3.7% of patients. Decrease/loss of T878A mutation in 2 of 3 post-Abiraterone patients on Apalutamide | NR | AR-LBD mutations like F877L and T878A are not common contributors to Apalutamide resistance |
| Kwan EM et al. [87] | Post hoc biomarker analysis of a randomized phase II trial (TheraP) | 180, mCRPC (biomarker population, n = 178) | Custom targeted panel (76 genes + whole-genome backbone) | Lu-PSMA (Lutetium-177-PSMA-617) vs. Cabazitaxel | Baseline (pre-treatment) and at progression | PTEN alterations with worse outcomes while on Cabazitaxel. ATM and BRCA2 defects are found in exceptional responders, while TP53 is linked to reduced survival, and AR status is non-predictive | NR | PSMA-PET (SUVmean) and ctDNA% were independent predictors; ctDNA TFx < 2% predicts better outcomes on Lu-PSMA and overall survival |
| José C. Valentín López et al. [125] | Prospective (secondary analysis of Alliance A031201 phase 3 trial) | 327; mCRPC | AR-ctDETECT targeted cfDNA sequencing assay (820 kb across 69 genes) | Enzalutamide or Enzalutamide + Abiraterone | Baseline and at radiographic progression | Non-AR alterations (TP53, PTEN, RB1, FANCA) indicate primary resistance in rapid progressors (rPFS < 6 mo), while AR alterations (copy gains, GSRs) are more common in delayed progressors (rPFS > 30 mo) | NR | Identified an AR extrachromosomal DNA signature (AR gain + 2+ GSRs) that promotes AR structural diversification and LBD-truncating variants during treatment resistance |
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Thapa, B.; Venturini, J.; Choudhury, A.D.; Francini, E. Circulating Tumor DNA as Emerging Predictive and Prognostic Biomarker in Prostate Cancer. Cancers 2026, 18, 1702. https://doi.org/10.3390/cancers18111702
Thapa B, Venturini J, Choudhury AD, Francini E. Circulating Tumor DNA as Emerging Predictive and Prognostic Biomarker in Prostate Cancer. Cancers. 2026; 18(11):1702. https://doi.org/10.3390/cancers18111702
Chicago/Turabian StyleThapa, Bicky, Jacopo Venturini, Atish D. Choudhury, and Edoardo Francini. 2026. "Circulating Tumor DNA as Emerging Predictive and Prognostic Biomarker in Prostate Cancer" Cancers 18, no. 11: 1702. https://doi.org/10.3390/cancers18111702
APA StyleThapa, B., Venturini, J., Choudhury, A. D., & Francini, E. (2026). Circulating Tumor DNA as Emerging Predictive and Prognostic Biomarker in Prostate Cancer. Cancers, 18(11), 1702. https://doi.org/10.3390/cancers18111702

