Critical Transitions at the Campi Flegrei Resurgent Caldera via Multiplatform and Multiparametric Data
Highlights
- A time-lagged Multivariable Fractional Polynomial Analysis (MFPA) integrating InSAR deformation, seismicity, CO2 degassing and thermal/heat-flow signals at Solfatara–Pisciarelli was conducted, markedly improving model performance versus a no-lag approach.
- Global Critical Point Analysis (GCPA) on the normalized multiparametric series identified two system-wide transitions (30 November 2020 and 1 April 2023) consistent with regime shifts in the hydrothermal–magmatic system.
- Explicitly accounting for delayed coupling among monitoring signals provides a more robust, interpretable way to characterize evolving unrest in complex calderas without relying on fixed thresholds.
- The integrated MFPA–GCPA workflow is transferable to other well-instrumented volcanoes and can support monitoring by objectively highlighting major reorganizations relevant to hazard contextualization.
Abstract
1. Introduction
2. Materials and Methods
2.1. Data Collection
2.1.1. Fumarolic Gas Composition (Bocca Grande—BG, Solfatara)
2.1.2. CO2 Flux and Thermal Anomalies (Pisciarelli Site)
2.1.3. Seismicity (GOSSIP/SERENADE Catalogue)
2.1.4. Ground Deformation (Sentinel-1 InSAR Analysis)
2.2. Data Processing and Methods
2.2.1. Multivariable Fractional Polynomial Analysis (MFPA)
- Selection of the final model by including factors significantly associated with the dependent variable, while assessing the functional form (linearity/non-linearity) of continuous factors using the multivariable fractional polynomial (MFP) algorithm.
- Evaluation of the overall and individual contribution of the factors selected in the final model to the dependent variable by calculating both the global variance explained (R2) and the individual variance partition for each significant factor (R2p). The Shapley-Owen decomposition algorithm [51] was used to partition global R2, quantifying each variable’s impact independently of others, i.e., the impact with all other factors held constant.
2.2.2. Global Critical Point Analysis (GCPA)
- Data Preprocessing and Normalization: input time series are normalized to standardize datasets with different units or scales, (e.g., temperature, seismicity, gas flux), ensuring meaningful and robust comparison of variables while reducing the risk of bias in subsequent analysis.
- QP for Critical Point Identification: the problem is modelled using a quadratic objective function that maximizes deviations from expected or average behaviour. The matrix is defined as the identity matrix, ensuring independence between temporal indices and guaranteeing convexity of the optimization problem, while the vector is defined as the aggregated absolute deviation across all normalized variables at each time step, such that: . The negative sign ensures that minimizing the objective function is equivalent to maximizing the collective deviation from background conditions. Temporal constraints are applied to ensure that the identified critical point lies within the observed data range, preventing the selection of spurious points.To formally identify the time of critical transition, we structured the analysis as a QP optimization problem. Specifically, the critical point was defined as the time index minimizing the following objective function:which represents a quadratic function in matrix form, commonly used in quadratic optimization (QP); where is a one-hot encoded vector (i.e., a binary vector with a single non-zero entry), selecting a unique temporal index (with 1 at the candidate critical time and 0 elsewhere), and is a column vector of linear coefficients collecting the normalized mean deviation of each parameter over time. More specifically, Equation (1) is a typical objective function in quadratic optimization problems, where is the quadratic term and represents a paraboloid if QQ is positive definite, and is the linear term.Note that the factor 1/2 is conventional and useful because the derivative of the quadratic term is which simplifies the gradient computation:Given the one-hot constraint on , the optimization problem is equivalent to evaluating the objective function across all candidate time indices and selecting the time corresponding to the minimum value.Finally, we remark that the matrix encodes the co-evolution and coupling between variables (e.g., deformation, seismicity, gas), while c provides a temporal profile of their joint anomalies. This formulation allows us to detect the time step where the system collectively exhibits the greatest deviation from background behaviour, provided that this deviation exceeds the variability expected under stationarity conditions, as assessed through a Moving Block Bootstrap (MBB) procedure.To assess the statistical robustness of the detected critical point, a Moving Block Bootstrap (MBB) approach is implemented to preserve temporal dependencies within the time series. Many bootstrap resamples are generated, and the distribution of detected critical points is analysed. The mode of the distribution is used as the most representative estimate, while confidence intervals (e.g., 5th–95th percentile) are computed to quantify uncertainty. In the absence of such evidence, no critical point is identified. Moreover, we stress that this identification is retrospective, as an ex-post characterization of past dynamics rather than as a predictive tool.
- Optimization Techniques: the R Optimization Infrastructure (ROI) package [57], combined with the ROI.plugin.quadprog plugin, is used to solve the QP problem. This setup efficiently handles large datasets with multiple parameters and integrates advanced optimization techniques, including:
- Interior-Point Methods: ensure convergence by iteratively refining the solution within the feasible region.
- Conjugate Gradient Methods: particularly suitable for large and sparse datasets.
- Penalty and Barrier Methods: facilitate constraint handling and enhance computational efficiency.
- Critical Point Detection: the critical point corresponds to the time index that minimizes the objective function, i.e., maximizes the aggregated deviation across all variables, representing the moment when significant transitions occur across the analysed parameters [58].
- Visualization and Interpretation: the identified critical point is visualized within the context of normalized time series using the ggplot2 package [59]. In addition, we used the Shapley decomposition algorithm to identify the partitioned contribution of each time series to detect the CPs.
3. Results
4. Discussion
4.1. Methodological Advantages over Classical and Non-Parametric Approaches
- Refined distinction between transient fluctuations and systemic transitions. Applied retrospectively, the methodology allows us to distinguish short-term variations from significant shifts in system dynamics, thereby enhancing the robustness of unrest phase characterisation.
- Detection of major critical transitions. The identification of two major critical transitions, corresponding to significant changes in the covariates, demonstrates the potential of data-driven approaches for the retrospective characterisation of unrest dynamics, without necessitating the use of deterministic physical models.
- Potential scalability to other volcanic systems. While our study does not provide proof of generalisability, the methodology offers a testable framework that could be investigated through further case studies and extended to other volcanic systems, particularly complex calderas, to strengthen comparative analytical strategies.
4.2. Link Between Critical Transitions and Overpressure Source
4.3. Applicability and Future Development Perspectives
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| MFPA | Multivariable Fractional Polynomial Analysis |
| GCPA | Global Critical Point Analysis |
| SP | Solfatara–Pisciarelli |
| CFc | Campi Flegrei caldera |
| UAV | Unmanned Aerial Vehicle |
| S1-A | Sentinel-1A |
| IW | Interferometric Wide |
| SBAS | Small Baseline Subset |
| BG | Bocca Grande |
| BN | Bocca Nuova |
| Probability Density Function | |
| OPD | Occurrence Probability Density |
| LR | Likelihood Ratio |
| FPE | Akaike’s Final Prediction Error Criterion |
| AIC | Akaike Information Criterion |
| HQIC | Hannan–Quinn Information Criterion |
| SBIC | Schwarz Bayesian Information Criterion |
| LL | Log Likelihood |
| df | Degree of freedom |
| MFP | Multivariable Fractional Polynomial |
| VIF | Variance Inflation Factor |
| QP | Quadratic Programming |
| BIF | Bootstrap Inclusion Frequency |
| MBB | Block-bootstrap |
| CI | Confidence Interval |
| KDE | Kernel Density Estimation |
Appendix A
Appendix A.1. Data Description
Appendix A.2. Temporal Trends in Fumarolic Gas Composition
Appendix A.3. Variations in CO2 Fluxes at Pisciarelli and Their Implications
Appendix A.4. Spatial and Temporal Evolution of Surface Thermal Anomalies
Appendix A.5. Seismic Activity and Clustering Beneath the Hydrothermal Area
Appendix A.6. Ground Deformation as an Indicator of Subsurface Processes
Appendix B
Appendix B.1. Seismic PDF and Kernel-Based Occurrence Rate Density (OPD)
Appendix B.2. Analytical Expression of the KDE
- The expected number of events occurring in the interval [a, b], when the KDE is computed in its standard form (normalization over the n observed events), as done in this study
- Or, alternatively
- The probability that an event falls within [a, b]
- Only if the event times ti and the estimated function are previously normalized over the total temporal domain, so that the integral over the entire interval equals 1.
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| Lag | LL | LR | df | p | FPE | AIC | HQIC | SBIC |
|---|---|---|---|---|---|---|---|---|
| 0 | −66.56 | - | - | - | 2.824 | 0.6654 | 0.6654 | 0.6654 |
| 1 | 13.08 | 159.28 * | 1 | 0 | 0.045108 * | −3.47351 * | −3.45818 * | −3.43041 * |
| 2 | 13.68 | 1.22 | 1 | 0.27 | 0.046 | −3.4529 | −3.4222 | −3.3667 |
| 3 | 13.69 | 0.014 | 1 | 0.905 | 0.049 | −3.4006 | −3.3546 | −3.2713 |
| 4 | 14.34 | 1.288 | 1 | 0.256 | 0.050 | −3.3819 | −3.3205 | −3.2095 |
| Panel A | Panel B | |||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| Global R2 | 0.999 | 0.97 | ||||||||
| AIC | −24.0 | 165.3 | ||||||||
| Parameter | Fun. Form | Coeff. | p | R2p (%) | BIF (%) | Fun. Form | Coeff. | p | R2p (%) | BIF (%) |
| First Lag | Lin. | 0.94 | ≤0.001 | 44.4 | 100 | - | - | - | - | - |
| Seismicity | 1/√x | −0.49 | ≤0.001 | 34.2 | 97.7 | 1/√x | −5.7 | ≤0.001 | 50.6 | 100 |
| Temperature | Lin. | 0.008 | =0.36 | - | 16.4 | Lin. | −0.22 | =0.001 | 3.9 | 85.7 |
| Heat Flow | Lin. | −0.0001 | =0.43 | - | 21 | Lin. | 0.006 | ≤0.001 | 8.9 | 99.9 |
| CO2 Flow | Lin. | −0.00004 | =0.54 | - | 47.6 | Lin. | 0.0002 | ≤0.001 | 7.6 | 99.6 |
| P(CO–CO2–H2–H2O) | Lin. | −0.04 | =0.005 | 21.4 | 77.1 | Lin. | −0.64 | ≤0.001 | 29 | 97.7 |
| CO2/H2O | Lin. | −3.4 | =0.23 | - | 49.5 | Lin. | −27.2 | =0.26 | - | 23.8 |
| Constant | - | 21.5 | ≤0.001 | - | - | - | 24.4 | ≤0.001 | - | - |
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Vitale, A.; Barone, A.; Marotta, E.; Vitale, D.F.; Pepe, S.; Peluso, R.; Castaldo, R.; Avino, R.; Mercogliano, F.; Pepe, A.; et al. Critical Transitions at the Campi Flegrei Resurgent Caldera via Multiplatform and Multiparametric Data. Remote Sens. 2026, 18, 1240. https://doi.org/10.3390/rs18081240
Vitale A, Barone A, Marotta E, Vitale DF, Pepe S, Peluso R, Castaldo R, Avino R, Mercogliano F, Pepe A, et al. Critical Transitions at the Campi Flegrei Resurgent Caldera via Multiplatform and Multiparametric Data. Remote Sensing. 2026; 18(8):1240. https://doi.org/10.3390/rs18081240
Chicago/Turabian StyleVitale, Andrea, Andrea Barone, Enrica Marotta, Dino Franco Vitale, Susi Pepe, Rosario Peluso, Raffaele Castaldo, Rosario Avino, Francesco Mercogliano, Antonio Pepe, and et al. 2026. "Critical Transitions at the Campi Flegrei Resurgent Caldera via Multiplatform and Multiparametric Data" Remote Sensing 18, no. 8: 1240. https://doi.org/10.3390/rs18081240
APA StyleVitale, A., Barone, A., Marotta, E., Vitale, D. F., Pepe, S., Peluso, R., Castaldo, R., Avino, R., Mercogliano, F., Pepe, A., Accomando, F., Avvisati, G., Belviso, P., Bellucci Sessa, E., Carandante, A., Perrini, M., Sansivero, F., & Tizzani, P. (2026). Critical Transitions at the Campi Flegrei Resurgent Caldera via Multiplatform and Multiparametric Data. Remote Sensing, 18(8), 1240. https://doi.org/10.3390/rs18081240

