Evaluating the Impact of Multi-Source Digital Elevation Model Quality on Archeological Predictive Modeling: An Integrated Framework Based on Machine Learning and SHAP-Based Interpretability Analysis
Highlights
- High-quality DEMs yield more geologically plausible feature attributions in SHAP analysis, reducing data-induced interpretive bias.
- Vertical accuracy, rather than nominal pixel size, is the primary factor controlling the reliability of archeological predictive models. Copernicus DEM, with an RMSE of 2.19 m, and TanDEM-X show the best performance, whereas ASTER and ALOS 12.5 exhibit substantial vertical errors.
- DEM selection should prioritize effective terrain realism rather than nominal spatial resolution in remote-sensing-driven archeological applications.
- Integrating explainable AI frameworks helps mitigate data-driven interpretive bias and enhances the archeological validity of predictive modeling results, while providing a reproducible framework for rational DEM selection.
Abstract
1. Introduction
- Establishment of a high precision DEM-based evaluation system: Treeless hilly terrain is identified as an ideal experimental setting for DEM assessment. A 1 m resolution DEM generated from a tri-linear camera is adopted as the reference benchmark, enabling precise calibration of mainstream open access DEM products. A Difference of the DEM analytical framework is introduced to support full-coverage DEM evaluation.
- Construction of a three-level “data–factor–model” assessment framework: Systematic analysis is conducted across three hierarchical levels—raw DEM quality, consistency of derived terrain variables, and machine learning model performance—to comprehensively evaluate DEM impacts.
- Integration of statistical diagnostics and model interpretability in archeological prediction: The influence of open access DEM products on archeological predictive model performance is assessed using SHAP-based interpretability analysis, complemented by Partial Dependence Plots to reveal nonlinear response relationships of key variables.
2. Study Area and Data
2.1. Study Area
2.2. DEM Datasets
2.3. High-Precision Reference Data
2.4. Archeological Sample Data
3. Methods
3.1. Overall Workflow
3.2. Data Preprocessing
3.2.1. Vertical Datum Correction
3.2.2. Projection and Coordinate Transformation
3.2.3. Data Resampling
3.3. DEM Quality Assessment
3.4. Archeological Predictive Modeling Framework
3.4.1. Feature Engineering
3.4.2. Machine Learning Models
3.4.3. Model Training and Validation Strategy
3.5. Evaluation Metrics for Archeological Prediction
3.5.1. Performance Metrics
3.5.2. Model Interpretability Analysis
4. Results
4.1. DEM Quality Assessment Results
4.1.1. Qualitative Comparison
4.1.2. Quantitative Error Statistics
4.1.3. Consistency of Derived Terrain Factors
4.2. Performance Comparison of Archeological Predictive Models
4.2.1. Overall Performance of Machine Learning Models
4.2.2. Sensitivity of Predictive Accuracy to DEM Source
4.3. Results of Model Interpretability Analysis
5. Discussion
5.1. Impacts of DEM Quality on Archeological Research
5.2. Model Sensitivity and Algorithm–Data Interactions
5.3. Implications for Archeological Interpretation and Decision-Making
5.4. Limitations and Prospects
6. Conclusions
- DEM vertical accuracy is the primary driver of archeological predictive reliability, rather than nominal spatial resolution alone. Significant accuracy stratification exists among global open access DEMs in their ability to represent microtopography in arid regions. Medium-resolution products with superior vertical accuracy, represented by the Copernicus DEM with an RMSE of 2.19 m, substantially outperform nominally higher-resolution but noisier datasets like ALOS 12.5 m in capturing the key geo-archeological logic underlying beacon tower placement, including preferences for elevated terrain and strategic visibility. Simply increasing pixel density does not substantially improve model performance; instead, predictive effectiveness depends critically on the physical fidelity of the original elevation observations and the authenticity of derived terrain features.
- SHAP-based interpretability analysis reveals that low-accuracy DEMs like ASTER GDEM, although capable of achieving statistically high accuracy under certain algorithms, often anchor their decision logic to data noise or terrain artifacts. In contrast, feature contributions derived from high-accuracy DEMs, Copernicus DEM, and TanDEM-X, exhibit much stronger consistency with established archeological site-selection principles, including the interactive responses of slope and elevation. This finding highlights the need for conducting large-scale spatial predictions to remain vigilant against structurally biased decision logic induced by input data errors in order to avoid misleading interpretations of cultural heritage site-selection patterns.
- The integrated evaluation framework linking “data quality–model performance–interpretability logic” overcomes the traditional “black-box” limitation of archeological predictive modeling that focuses solely on predictive accuracy. By emphasizing the role of explainable artificial intelligence in validating the geographical logic of models, this framework advances methodological transparency. The use of high-precision airborne TLC DEM as validation benchmarks, in combination with SHAP and DOD analyses, provides end-to-end reliability assurance from data screening to decision interpretation for interdisciplinary spatial archeology.
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Abbreviations
| TLC | Three-Line Camera |
| ALOS12 | ALOS PALSAR DEM |
| COP-DEM | Copernicus DEM |
| ALOS30 | ALOS AW3D30 |
| SRTM | Shuttle Radar Topography Mission |
| DOD | Difference of DEMs |
| APM | Archeological predictive model |
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| Dataset Name | Spatial Resolution | Height Type | Vertical Datum | Acquisition Sensor |
|---|---|---|---|---|
| ALOS PALSAR DEM | 12.5 m | Ellipsoidal height | WGS84 | L-band SAR (RTC/Resampled) |
| TanDEM-X | 30 m | Ellipsoidal height | WGS84 | X-band InSAR |
| Copernicus DEM | 30 m | Orthometric height | EGM2008 | X-band InSAR |
| SRTM1 | 30 m | Orthometric height | EGM96 | C-band InSAR |
| NASADEM | 30 m | Orthometric height | EGM96 | C-band InSAR |
| ASTER GDEM | 30 m | Orthometric height | EGM96 | VNIR Optical Stereo |
| ALOS AW3D30 | 30 m | Orthometric height | EGM96 | PRISM Optical Stereo |
| SRTM3 | 90 m | Orthometric height | EGM96 | C-band InSAR |
| DEM Type | RMSE (m) | MAE (m) | r | R2 |
|---|---|---|---|---|
| ALOS12.5 | 3.994 | 3.545 | 0.998563 | 0.997128 |
| ALOS30 | 3.451 | 3.149 | 0.999227 | 0.998454 |
| COP-DEM | 2.193 | 1.974 | 0.999536 | 0.999072 |
| SRTM3 | 3.986 | 3.509 | 0.998079 | 0.996162 |
| SRTM1 | 3.797 | 3.351 | 0.998578 | 0.997157 |
| NASADEM | 2.529 | 2.056 | 0.998582 | 0.997166 |
| ASTER | 6.437 | 4.943 | 0.989559 | 0.979227 |
| TANDEM-X | 2.308 | 2.04 | 0.999365 | 0.99873 |
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Yang, J.; Zhao, J.; Hao, P.; Zhang, A.; Li, X.; Tu, R.; Zhang, Z. Evaluating the Impact of Multi-Source Digital Elevation Model Quality on Archeological Predictive Modeling: An Integrated Framework Based on Machine Learning and SHAP-Based Interpretability Analysis. Remote Sens. 2026, 18, 961. https://doi.org/10.3390/rs18060961
Yang J, Zhao J, Hao P, Zhang A, Li X, Tu R, Zhang Z. Evaluating the Impact of Multi-Source Digital Elevation Model Quality on Archeological Predictive Modeling: An Integrated Framework Based on Machine Learning and SHAP-Based Interpretability Analysis. Remote Sensing. 2026; 18(6):961. https://doi.org/10.3390/rs18060961
Chicago/Turabian StyleYang, Jia, Jianghong Zhao, Pengcheng Hao, Aomeng Zhang, Xiaopeng Li, Ran Tu, and Zhi Zhang. 2026. "Evaluating the Impact of Multi-Source Digital Elevation Model Quality on Archeological Predictive Modeling: An Integrated Framework Based on Machine Learning and SHAP-Based Interpretability Analysis" Remote Sensing 18, no. 6: 961. https://doi.org/10.3390/rs18060961
APA StyleYang, J., Zhao, J., Hao, P., Zhang, A., Li, X., Tu, R., & Zhang, Z. (2026). Evaluating the Impact of Multi-Source Digital Elevation Model Quality on Archeological Predictive Modeling: An Integrated Framework Based on Machine Learning and SHAP-Based Interpretability Analysis. Remote Sensing, 18(6), 961. https://doi.org/10.3390/rs18060961

