A Topographic Shadow Effect Correction (TSEC) Method for Correcting Surface Reflectance of Optical Remote Sensing Images in Rugged Terrain
Highlights
- Proposed the TSEC model integrating shadow intensity, band adjustment, and vegetation index factors to effectively restore spectral information in rugged terrain.
- TSEC outperforms traditional methods (MIN, SCS + C) in shadow restoration by effectively avoiding over-correction in self-shadows and under-correction in cast shadows.
- The method ensures high spectral fidelity and stability for key vegetation indices (NDVI and EVI) across varying illumination conditions.
- TSEC offers a robust and effective solution for quantitative remote sensing in complex mountainous areas, requiring only original images and DEM data.
Abstract
1. Introduction
- A physical-based correction model is developed to restore surface reflectance in shadow areas by compensating for missing direct solar radiation, effectively addressing the limitations of traditional topographic correction methods in rugged terrain.
- The Shadow Intensity Factor (SIF), Band Adjustment Factor (BAF), and Vegetation Index Factor (VIF) are introduced and integrated into the model. This mechanism enables adaptive shadow detection and spectrally consistent correction across different bands and illumination conditions.
- The proposed model is rigorously evaluated using multi-temporal Landsat 8 OLI imagery from two distinct mountainous regions. The results demonstrate its superiority in correcting surface reflectance and maintaining the stability of key vegetation indices (NDVI and EVI).
2. Research Area and Data
2.1. Study Areas
2.2. Data
3. Methods
3.1. Conceptual Framework of TSEC Model
3.2. Shadow Detection and Quantification: SIF
3.3. Core Factor for Spectral Fidelity Correction: BAF
- Parameter initialization: The BAF is initialized as an iterative variable with an incremental step of 0.01;
- Baseline establishment: The correlation coefficient (r1) between the reflectance and cos i is calculated for samples on sunlit slopes;
- Iterative correction: For each BAF increment, the TSEC is applied. The correlation coefficient (r2) between the corrected reflectance and cos i is calculated for shadow samples of the same land cover within the specific interval (, + 2σ), where σ represents the standard deviation of SITOA;
- Optimization: The optimal BAF is identified as the value that minimizes the absolute divergence between the baseline and corrected response (see Figure 5):
3.4. Ensuring Robustness Under Low Signal-to-Noise Conditions: VIF
3.5. Evaluation Strategies
- (1)
- Sunny versus shady slope reflectance comparison. Due to the low phenological variability of evergreen broadleaf forests in tropical regions, reflectance differences between sunny and shady slopes with homogeneous vegetation should be minimal after effective correction. Thus, significant reduction in differences between these slopes provides direct evidence of successful shadow correction.
- (2)
- Intraclass reflectance correction analysis. The upper quartile (Q3), lower quartile (Q1), and interquartile range (IQR) were used to assess the reflectance correction of each land cover type before and after correction [27]. Owing to low-reflectance pixel values in shadow areas, reflectance of uncorrected features has a larger range (Q3 + 1.5IQR to Q1 − 1.5IQR). Theoretically, this range should be reduced after correction because low-reflectance pixels in shadow areas are corrected, and the distribution of reflectance value data points should be skewed toward Q3 + 1.5IQR.
- (3)
- Performance on key vegetation indices. NDVI can partially eliminate the topographic shadow effect. However, for mountainous areas with complex terrain, especially for images acquired in winter with low solar altitude angles, elimination of the NDVI topographic shadow effect is incomplete [21,47]. Therefore, there should be almost no difference in NDVI before and after correction when the topographic shadow effect is not severe; however, the difference will increase with the severity of the topographic shadow effect. The EVI correction efficacy was evaluated as a more rigorous test of the TSEC framework. EVI is known to be more sensitive to topographic effects than NDVI. The primary metric for its evaluation is the model’s ability to substantially reduce the large EVI discrepancies observed between shady and sunny slopes for homogenous vegetation types.
- (4)
- Comparison between TSEC and TC methods. To benchmark TSEC’s performance and demonstrate its superiority, we compared it against four widely used TC methods, focusing on their weakness: self-shadow and cast shadow correction. The former occur on the back side of the mountains and can be determined as follows [23]:where ξ is the slope angle oriented away from the sun and γ is the sun elevation angle. In contrast, the latter, cast shadows, are formed on surfaces that do not receive direct solar illumination because of shading by other mountains, and they were obtained by removing the self-shadow part from the full shadow. Here, four TC methods (Minnaert (MIN), SCS with C (SCS + C), statistical–empirical (SE), and path length correction (PLC)) were compared (Table 2).
4. Results
4.1. Visual Inspection
4.2. Sunny Versus Shady Slope Reflectance Comparison
4.3. Intraclass Reflectance Correction Analysis
4.4. Performance on Key Vegetation Indices
4.5. Comparison Between TSEC and TC Methods
5. Discussion
5.1. Performance Advancement over NTSEC
5.2. Analysis of Model Components
5.3. Sensitivity to Terrain Data and Sensor Applicability
5.4. Theoretical Limitations and Future Directions
6. Conclusions
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Study Area | Acquisition Time | Solar Azimuth Angle | Solar Zenith Angle |
|---|---|---|---|
| Wuyi Mountain | 28 March 2016 | 132.525° | 33.405° |
| 13 May 2015 | 109.698° | 22.192° | |
| 21 September 2022 | 139.711° | 33.316° | |
| 20 December 2014 | 155.285° | 55.089° | |
| Changjiang | 2 February 2021 | 141.060° | 44.668° |
| 9 May 2021 | 89.874° | 22.226° | |
| 17 September 2022 | 123.969° | 27.627° | |
| 3 December 2021 | 151.890° | 45.964° |
| Method | Equation | Source |
|---|---|---|
| SCS + C | [32] | |
| MIN | [33] | |
| SE | [30] | |
| PLC | [25] |
| Vegetation Type | Sunny or Shady Slope | 28 March 2016 | 13 May 2015 | 21 September 2022 | 20 December 2014 | ||||
|---|---|---|---|---|---|---|---|---|---|
| Uncorr | Corr | Uncorr | Corr | Uncorr | Corr | Uncorr | Corr | ||
| Evergreen Needleleaf forests | Sunny | 0.364 | 0.372 | 0.479 | 0.494 | 0.533 | 0.544 | 0.444 | 0.500 |
| Shady | 0.208 | 0.352 | 0.334 | 0.473 | 0.333 | 0.511 | 0.173 | 0.519 | |
| Evergreen Broadleaf forests | Sunny | 0.385 | 0.398 | 0.514 | 0.517 | 0.514 | 0.535 | 0.489 | 0.532 |
| Shady | 0.186 | 0.366 | 0.331 | 0.492 | 0.284 | 0.522 | 0.137 | 0.507 | |
| Mixed forests | Sunny | 0.338 | 0.344 | 0.523 | 0.527 | 0.559 | 0.563 | 0.380 | 0.474 |
| Shady | 0.177 | 0.359 | 0.321 | 0.472 | 0.278 | 0.512 | 0.087 | 0.495 | |
| Woody Savannas | Sunny | 0.392 | 0.398 | 0.576 | 0.578 | 0.545 | 0.552 | 0.510 | 0.548 |
| Shady | 0.250 | 0.382 | 0.376 | 0.504 | 0.352 | 0.526 | 0.187 | 0.511 | |
| Savannas | Sunny | 0.344 | 0.346 | 0.493 | 0.494 | 0.486 | 0.491 | 0.413 | 0.426 |
| Shady | 0.275 | 0.373 | 0.363 | 0.493 | 0.384 | 0.501 | 0.303 | 0.433 | |
| Grasslands | Sunny | 0.373 | 0.373 | 0.502 | 0.502 | 0.425 | 0.425 | 0.408 | 0.426 |
| Shady | / | / | / | / | / | / | / | / | |
| Correction Method | Sunlit Area | Self-Shadow Area | Cast Shadow Area | ||||||
|---|---|---|---|---|---|---|---|---|---|
| Mean | CV (%) | Outliers (%) | Mean | CV (%) | Outliers (%) | Mean | CV (%) | Outliers (%) | |
| Uncorrected | 0.132 | 32.74 | - | 0.013 | 105.81 | - | 0.032 | 65.66 | - |
| MIN | 0.189 | 142.55 | 0.90 | - | - | - | 0.143 | 583.16 | 2.58 |
| SCS + C | 0.107 | 36.23 | 0.03 | 0.231 | 2878.20 | 36.80 | 0.055 | 66.44 | 0.00 |
| SE | 0.104 | 39.54 | 0.05 | 0.118 | 14.98 | 0.00 | 0.075 | 39.41 | 1.74 |
| PLC | 0.080 | 72.92 | 5.34 | 0.021 | 105.19 | 0.00 | 0.038 | 64.72 | 0.18 |
| TSEC | 0.165 | 18.28 | 0.00 | 0.162 | 35.06 | 0.02 | 0.158 | 24.29 | 0.07 |
| Group | Blue | NIR | SWIR1 | |||
|---|---|---|---|---|---|---|
| RE (%) | CV (%) | RE (%) | CV (%) | RE (%) | CV (%) | |
| Uncorrected | 49.30 | 33.65 | 59.62 | 41.05 | 61.12 | 47.31 |
| BAF·VIF (no SIF) | 1585.36 | 32.33 | 1885.17 | 40.48 | 2043.39 | 46.39 |
| SIF·BAF (no VIF) | 14.45 | 23.79 | 8.62 | 2.99 | 15.07 | 11.30 |
| SIF·VIF (no BAF) | 44.29 | 28.90 | 46.47 | 25.12 | 26.93 | 19.53 |
| SIF·BAF·VIF | 5.73 | 21.55 | 0.45 | 4.15 | 4.45 | 11.72 |
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Yang, X.; Xie, W.; Zuo, X.; Guo, S.; Zhu, D.; Li, Y.; Li, J.; Luo, Y. A Topographic Shadow Effect Correction (TSEC) Method for Correcting Surface Reflectance of Optical Remote Sensing Images in Rugged Terrain. Remote Sens. 2026, 18, 642. https://doi.org/10.3390/rs18040642
Yang X, Xie W, Zuo X, Guo S, Zhu D, Li Y, Li J, Luo Y. A Topographic Shadow Effect Correction (TSEC) Method for Correcting Surface Reflectance of Optical Remote Sensing Images in Rugged Terrain. Remote Sensing. 2026; 18(4):642. https://doi.org/10.3390/rs18040642
Chicago/Turabian StyleYang, Xu, Wenbin Xie, Xiaoqing Zuo, Shipeng Guo, Daming Zhu, Yongfa Li, Jiangqi Li, and Yan Luo. 2026. "A Topographic Shadow Effect Correction (TSEC) Method for Correcting Surface Reflectance of Optical Remote Sensing Images in Rugged Terrain" Remote Sensing 18, no. 4: 642. https://doi.org/10.3390/rs18040642
APA StyleYang, X., Xie, W., Zuo, X., Guo, S., Zhu, D., Li, Y., Li, J., & Luo, Y. (2026). A Topographic Shadow Effect Correction (TSEC) Method for Correcting Surface Reflectance of Optical Remote Sensing Images in Rugged Terrain. Remote Sensing, 18(4), 642. https://doi.org/10.3390/rs18040642
