Interpretable Multi-Temporal Landslide Susceptibility Assessment Using Random Forest and Tree-SHAP in the Eastern Himalayan Syntaxis
Highlights
- Multi-temporal landslide susceptibility assessment using a 30-year inventory and interpretable random forest models reveals persistent and period-specific high-susceptibility zones.
- Tree-SHAP identifies dominant environmental and geomorphic factors controlling landslide susceptibility and their nonlinear responses over time.
- Provides a framework to understand the temporal evolution of landslide susceptibility in tectonically active alpine valleys.
- Supports long-term hazard assessment, spatial planning, and targeted risk mitigation in high-relief mountain regions.
Abstract
1. Introduction
2. Materials and Methods
2.1. Study Area

2.2. Materials
2.2.1. Landslide Inventory
2.2.2. Landslide Conditioning Factors
2.3. Methods
2.3.1. Framework in This Study
- (1)
- The landslide spatiotemporal distribution inventory was constructed based on long-term high-resolution historical optical imagery and field survey data, with temporal segmentation into distinct periods.
- (2)
- A static and dynamic conditioning factor system was constructed, and redundant factors were removed using correlation analysis and variance inflation factor (VIF) testing.
- (3)
- Period-specific modeling datasets were established, random forest models were trained for each period, landslide susceptibility zoning maps were generated and model performance and mapping reliability were evaluated.
- (4)
- Tree-SHAP was used to interpret stage-dependent changes in the dominant factors from three perspectives: factor importance, cross-period contribution variations, and nonlinear response relationships.
2.3.2. Conditioning Factor Screening
2.3.3. Database Construction
2.3.4. Random Forest Model
2.3.5. SHAP-Based Explainability
2.3.6. Model Performance Evaluation
3. Results
3.1. Model Performance
3.2. Multi-Temporal Landslide Susceptibility Mapping
3.2.1. Spatial Distribution of Susceptibility Classes
3.2.2. Temporal Transition in Susceptibility Classes
3.3. SHAP-Based Interpretation
3.3.1. Global Importance of Conditioning Factors
3.3.2. Temporal Shifts in Dominant Factor Composition
3.3.3. Nonlinear Responses of Dominant Factors
4. Discussion
4.1. Spatiotemporal Susceptibility Evolution
4.2. Dominant Controls and SHAP Responses
4.3. Implications and Limitations
5. Conclusions
- (1)
- The three RF models showed reliable predictive performance, with AUC values of 0.887, 0.848, and 0.900 for P1, P2, and P3, respectively, supporting period-specific susceptibility mapping and interpretation.
- (2)
- Landslide susceptibility exhibited broad temporal stability with localized reorganization. Unchanged areas dominated the P1–P2, P2–P3, and P1–P3 transitions, accounting for 55.62%, 51.62%, and 58.51% of the study area, respectively. High and very high susceptibility zones were persistently concentrated along the Yarlung Tsangpo–Parlung Tsangpo–Yigong Tsangpo river system and major tributary junctions, indicating strong geomorphic control by deeply incised valleys and steep hillslopes.
- (3)
- SHAP-based interpretation showed that ELE, SD, TC, NDVI, and AP formed the shared core factor group, whereas DTW, the seismic disturbance proxy, and road proximity showed stronger stage-dependent variations. The cumulative RI values of the top six factors reached 81.1%, 86.7%, and 83.2% in P1, P2, and P3, respectively.
- (4)
- The dominant factors influenced model-predicted susceptibility mainly through nonlinear responses, including threshold-saturation, overall decreasing or distance-decay, threshold-transition, and inverted U-shaped patterns. Overall, susceptibility evolution reflects the coupling between persistent geomorphic predisposition and stage-dependent hydroclimatic, fluvial, seismic, vegetation-related, and anthropogenic modifiers. The proposed multi-temporal RF–SHAP framework provides a useful basis for identifying persistent and stage-specific high-susceptibility zones in high-relief valley regions.
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Data | Resolution and Scale | Period | Source |
|---|---|---|---|
| Imagery | 0.5–30 m | 1991–2020 | Google Earth https://www.google.cn/intl/zh-CN/earth/ (accessed on 22 November 2025) |
| Satellite imagery | 0.3–2.0 m | 2017–2020 | 21AT imagery accessed via OvitalMap V10.4.0 (Beijing Ovital Software Co., Ltd., Beijing, China) |
| DEM | 30 m | — | ASTER GDEM v3, GDC http://www.gscloud.cn/ (accessed on 21 October 2024) |
| Stratigraphical lithology | 1:500,000 | — | National Tibetan Plateau Data Center https://data.tpdc.ac.cn/ (accessed on 26 December 2024) |
| Faults | 1:4,000,000 | — | Wu et al. [51] |
| River | 1:1,000,000 | — | National Catalogue Service for Geographic Information https://www.webmap.cn/ (accessed on 24 July 2025) |
| Precipitation | 1 km | 1991–2020 | National Tibetan Plateau Data Center https://data.tpdc.ac.cn/ (accessed on 1 July 2025) |
| NDVI | 250 m | 1991–2020 | Li et al. [57] |
| Earthquake | / | 1991–2020 | U.S. Geological Survey https://earthquake.usgs.gov/earthquakes/map/ (accessed on 24 July 2025) |
| Roads | 1:1,000,000 | 2000, 2010, 2020 | Gao and Sun [58] for 2000 and 2010; National Catalogue Service for Geographic Information for 2020 https://www.webmap.cn/ (accessed on 24 July 2025) |
| Factor | P1 (1991–2000) | P2 (2001–2010) | P3 (2011–2020) | |||
|---|---|---|---|---|---|---|
| VIF | TOL | VIF | TOL | VIF | TOL | |
| ELE | 5.967 | 0.168 | 6.866 | 0.146 | 5.855 | 0.171 |
| SD | 4.260 | 0.235 | 4.264 | 0.235 | 4.259 | 0.235 |
| SA | 1.022 | 0.979 | 1.025 | 0.976 | 1.022 | 0.978 |
| TC | 1.058 | 0.945 | 1.062 | 0.941 | 1.060 | 0.944 |
| LT | 1.145 | 0.873 | 1.130 | 0.885 | 1.196 | 0.836 |
| DTF | 1.604 | 0.624 | 1.584 | 0.632 | 1.246 | 0.803 |
| DTW | 1.316 | 0.760 | 1.343 | 0.745 | 1.345 | 0.743 |
| SDI | 1.574 | 0.635 | 1.836 | 0.545 | 1.579 | 0.633 |
| AP | 2.219 | 0.451 | 2.055 | 0.487 | 1.919 | 0.521 |
| NDVI | 3.652 | 0.274 | 3.790 | 0.264 | 3.578 | 0.279 |
| DTR | 1.423 | 0.703 | 1.525 | 0.656 | 1.222 | 0.818 |
| Period | Accuracy | Precision | Recall | F1-Score | AUC |
|---|---|---|---|---|---|
| P1 (1991–2000) | 0.794 | 0.782 | 0.811 | 0.796 | 0.887 |
| P2 (2001–2010) | 0.823 | 0.800 | 0.862 | 0.830 | 0.848 |
| P3 (2011–2020) | 0.802 | 0.791 | 0.818 | 0.804 | 0.900 |
| Susceptibility Class | P1 (1991–2000) | P2 (2001–2010) | P3 (2011–2020) | ||||||
|---|---|---|---|---|---|---|---|---|---|
| Area Ratio | Landslide Ratio | FR | Area Ratio | Landslide Ratio | FR | Area Ratio | Landslide Ratio | FR | |
| Very low | 43.8% | 1.9% | 0.04 | 29.1% | 0.0% | 0.00 | 43.5% | 0.4% | 0.01 |
| Low | 21.1% | 7.5% | 0.36 | 26.5% | 4.6% | 0.17 | 21.7% | 3.9% | 0.18 |
| Moderate | 16.2% | 10.4% | 0.64 | 20.3% | 10.8% | 0.53 | 15.2% | 14.7% | 0.97 |
| High | 11.0% | 19.8% | 1.80 | 15.0% | 30.8% | 2.05 | 11.9% | 18.2% | 1.53 |
| Very High | 7.9% | 60.4% | 7.65 | 9.1% | 53.8% | 5.91 | 7.7% | 62.8% | 8.16 |
| Factor | Type (S/D) | P1 (1991–2000) | P2 (2001–2010) | P3 (2011–2020) | |||
|---|---|---|---|---|---|---|---|
| Mean (|SHAP|) | RI | Mean (|SHAP|) | RI | Mean (|SHAP|) | RI | ||
| ELE | S | 0.095 | 0.218 | 0.066 | 0.160 | 0.100 | 0.218 |
| SD | S | 0.032 | 0.073 | 0.067 | 0.163 | 0.075 | 0.164 |
| SA | S | 0.037 | 0.085 | 0.021 | 0.051 | 0.029 | 0.063 |
| TC | S | 0.056 | 0.128 | 0.051 | 0.124 | 0.064 | 0.140 |
| LT | S | 0.004 | 0.009 | 0.005 | 0.012 | 0.003 | 0.007 |
| DTF | S | 0.027 | 0.062 | 0.010 | 0.024 | 0.007 | 0.015 |
| DTW | S | 0.029 | 0.067 | 0.079 | 0.192 | 0.021 | 0.046 |
| SDI | D | 0.013 | 0.030 | 0.010 | 0.024 | 0.024 | 0.052 |
| AP | D | 0.061 | 0.140 | 0.034 | 0.082 | 0.057 | 0.125 |
| NDVI | D | 0.073 | 0.167 | 0.060 | 0.146 | 0.056 | 0.122 |
| DTR | D | 0.009 | 0.021 | 0.009 | 0.022 | 0.022 | 0.048 |
| Factor | P1 (1991–2000) | P2 (2001–2010) | P3 (2011–2020) |
|---|---|---|---|
| ELE | Type I; T1 ≈ 4160 m; T2 ≈ 1760 m; SR: 1800–3500 m | Type I; T1 ≈ 4360 m; T2: —; SR: 2000–4000 m | Type I; T1 ≈ 4104 m; T2 ≈ 2114 m; SR: 2000–3500 m |
| SD | Type II; T1 ≈ 28.6°; T2 ≈ 42°; SR: 28–45° | Type II; T1 ≈ 29.3°; T2 ≈ 45°; SR: 30–45° | Type II; T1 ≈ 30.6°; T2 ≈ 48°; SR: 30–48° |
| NDVI | Type II; T1 ≈ 0.31; T2 ≈ 0.60; SR: 0.30–0.70 | Type II; T1 ≈ 0.34; T2 ≈ 0.60; SR: 0.35–0.70 | Type IV; T1 ≈ 0.26; T2 ≈ 0.53; SR: 0.25–0.65 |
| TC | Type III; T1 ≈ −0.12; T2: —; SR: −0.70–0.20 | Type III; T1 ≈ −0.11; T2: —; SR: −0.60–0.20 | Type III; T1 ≈ −0.10; T2: —; SR: −0.60–0.20 |
| AP | Type II; T1 ≈ 750 mm; T2 ≈ 1500 mm; SR: 750–1600 mm | Type II; T1 ≈ 748 mm; T2 ≈ 1400 mm; SR: 750–1500 mm | Type II; T1 ≈ 739 mm; T2 ≈ 1400 mm; SR: 750–1500 mm |
| DTW | — | Type I; T1 ≈ 1380 m; T2 ≈ 3500 m; SR: 0–2000 m | — |
| SA | Type IV; T1 ≈ 75°; T2 ≈ 150°; SR: 70–250° | — | Type IV; T1 ≈ 65.7°; T2 ≈ 143°; SR: 60–240° |
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Tian, C.; Liu, S.; Lan, H.; Li, L. Interpretable Multi-Temporal Landslide Susceptibility Assessment Using Random Forest and Tree-SHAP in the Eastern Himalayan Syntaxis. Remote Sens. 2026, 18, 1842. https://doi.org/10.3390/rs18111842
Tian C, Liu S, Lan H, Li L. Interpretable Multi-Temporal Landslide Susceptibility Assessment Using Random Forest and Tree-SHAP in the Eastern Himalayan Syntaxis. Remote Sensing. 2026; 18(11):1842. https://doi.org/10.3390/rs18111842
Chicago/Turabian StyleTian, Chaoyang, Shijie Liu, Hengxing Lan, and Langping Li. 2026. "Interpretable Multi-Temporal Landslide Susceptibility Assessment Using Random Forest and Tree-SHAP in the Eastern Himalayan Syntaxis" Remote Sensing 18, no. 11: 1842. https://doi.org/10.3390/rs18111842
APA StyleTian, C., Liu, S., Lan, H., & Li, L. (2026). Interpretable Multi-Temporal Landslide Susceptibility Assessment Using Random Forest and Tree-SHAP in the Eastern Himalayan Syntaxis. Remote Sensing, 18(11), 1842. https://doi.org/10.3390/rs18111842

