1. Introduction
The Arctic is one of the most impacted regions in the world in terms of climate change. Global warming trends are amplified in the Arctic and the summer sea ice extent is decreasing at an alarming pace [
1,
2,
3,
4,
5]. The 21st-century projections even suggest a completely sea ice-free Arctic summer before 2050 [
6]. A decreasing sea ice extent is associated with a longer open-water season and larger open-water areas [
7,
8,
9], which, in turn, leads to a greater impact by coastal waves [
10,
11,
12,
13]. Many authors have reported a significant positive trend in ocean surface wave heights over the last decades [
14,
15,
16,
17,
18,
19].
An increase in wave height poses a serious threat to local communities and has the potential to alter the coastal ecosystem. Arctic coasts are largely made of permafrost. During the open-water season, which typically lasts three to four months, these coasts are vulnerable to erosion [
13,
20,
21,
22] at rates of 1 to 5 m a
[
23]. Larger waves occurring over longer open-water seasons could dramatically enhance the pace of erosion, as has already been observed along the Arctic rim [
11,
24,
25]. The material mobilised by erosion affects marine ecosystems [
26] and alters sediment dynamics [
27]. Erosion also threatens local settlements and terrestrial infrastructure, and it amplifies the vulnerability of indigenous coastal communities [
28]. Increased wave heights can also pose a threat to navigation in coastal waters [
29] and endanger traditional travel routes and fishing activities.
To properly assess the impacts of changing wave dynamics in the Arctic coastal zone, it is necessary to understand the drivers and spatial patterns of wave fields. However, spatial wave patterns in the Arctic have rarely been studied at the local scale due to a lack of in situ data. Therefore, wave patterns have mainly been investigated by using wave hindcasts and re-analyses with a resolution cell size of several kilometres [
14,
15,
18,
19] or by using isolated point measurements [
30].
In recent years, the ongoing development of spaceborne Synthetic Aperture Radar (SAR) technologies, together with the associated data transfer and data processing infrastructures, has enabled a range of possible oceanographic applications using a variety of developed algorithms. Compared to altimetry, SAR scenes have a much larger footprint and allow the estimation of spatial information with pixel spacings down to 1 m (e.g., the TerraSAR-X High-Resolution Spotlight mode [
31]). In addition, SAR instruments can observe the Earth’s day and night in most weather conditions, which is a major advantage over optical remote sensing platforms.
Ref. [
32] used an empirical approach to develop the CWAVE_ERS algorithm for retrieving sea state parameters from ERS C-Band imagery. Similar algorithms have been developed in the following years, such as CWAVE_S1 [
33] and CWAVE_S1_IW [
34] for Sentinel-1 C-Band imagery and XWAVE for TS-X/TD-X X-Band imagery [
35]. Other approaches are based on machine learning methods, such as support vector machine [
36], extreme learning machine [
37], decision tree and the random forest algorithms [
38], the backpropagation neural network [
39], deep residual convolutional neural network [
40] and deep learning with artificial neural networks [
41]. Using the latest algorithms, a range of integrated sea state parameters can be estimated from SAR imagery with an accuracy comparable to the uncertainty of ground-truth data [
42].
This paper aims to use SAR imagery in the Arctic nearshore zone to provide high-resolution mapping of wave height patterns and to link them to environmental variables, such as wind forcing. In this study, the empirical algorithm CWAVE_EX is used for
estimation. The algorithm was tuned and validated using wave model hindcasts, WaveWatch-3 and MFWAM, as well as in situ measurements from the National Data Buoy Center (NDBC) by [
42]. CWAVE_EX is applied in the Arctic to produce a novel high-resolution dataset of wave heights. The algorithm is able to resolve wave heights on a spatial scale of 600 m in the nearshore zone. The complete processing chain includes a number of steps to achieve high accuracy: denoising, filtering of image artefacts, SAR features estimation and examination, model functions and control of results [
42]. CWAVE_EX is applied to the complete ice-free archive of the TerraSAR-X (TS-X) and TanDEM-X (TD-X) scenes over Herschel Island, Qikiqtaruk (HIQ), acquired between 2009 and 2020. Maps of significant wave heights are produced, and
is analysed for spatial variability, seasonality and wind direction.
4. Discussion
The results demonstrate the great potential of SAR data to provide high-resolution wave height information in environments where in situ data are scarce. Previous studies have used re-analysis data to map the spatial distribution of significant wave heights in the Beaufort Sea. For example, the MSC Beaufort Wind and Wave reanalysis data have been used [
19] but are limited by their cell spacing of approximately 5.20 km. In contrast, the CWAVE_EX algorithm resolves significant wave heights with an original grid spacing of about 600 m. An analysis of the spatial wave patterns reveals distinct wave height distributions (
Figure 8) not previously reported in the literature for Arctic nearshore environments. It highlights the importance of considering the spatial distribution of wave heights when trying to project the evolution of the changing Arctic coastline.
Our results suggest a clear seasonal gradient which is consistent with the existing studies. Wave heights increase throughout the entire study area towards October (
Figure 12,
Table 5). This is likely to be due to the general increase in storm activity towards October [
10,
44], which can also be seen in the local wind statistics (
Figure A1). Ref [
19] showed that mean significant wave heights increased by up to 0.60 m during the study period 1992 to 2013, while our results show an increase of about 0.40 m (considering the whole study area). ROI 6, located further offshore, shows an increase consistent with the results of [
19] (
Table 5).
The whole dataset of the spatial wave height patterns (
Figure 8a) reflects the dominant NW and ESE wind regimes. The results show a bimodal distribution of the wave height according to the wind regimes (
Figure 9). This is also shown in the spatial distribution of the standard deviations (
Figure 8b), resulting in higher values where the wind regimes lead to a large variability in the
values, as in ROI 1 (
Figure 8b,
Table 4). Especially in ROI 1, west of HIQ, the high variability in the wave heights between the wind regimes can be observed. During ESE winds, this ROI is on the lee side of HIQ and therefore experiences less wind stress, resulting in lower wave heights. The opposite occurs during NW winds. When the ROI is on the windward side, the wind transfers energy to the water surface, allowing waves to potentially fully develop [
17].
Furthermore, the bimodal spatial patterns between the wind regimes may indicate the fetch-limited growth of wind-induced waves, as shown by several observational studies (e.g., [
74,
75,
76]). The waves seen in ROI 2 and ROI 6 can develop over long distances during NW wind conditions. These ROIs face the offshore waters of the Beaufort Sea where fetch lengths can exceed 1000 km [
10]. As a result, the mean wave heights are greater (
Figure 10a) compared to the ESE conditions. For instance, the waves reaching Thetis Bay (ROI 5) are generated over a much shorter fetch (about 20 km under the ESE wind conditions).
Thetis Bay consistently reflects the lowest wave heights under all the wind regimes and months. Thereby, it is significantly different from any other ROI around the island. It is protected by HIQ during NW conditions [
44] and by the Simpson Point sand spit [
43]. In addition, the waves generated during ESE conditions are limited by the small fetch. Therefore, wind directions have a limited effect on wave heights in Thetis Bay (
Table 4). Not surprisingly, Pauline Cove and Thetis Bay were used by the whaling industry in the late 19th to early 20th century for this very reason [
77]. In fact, Pauline Cove is one of the few natural harbours along the Yukon coast [
43].
In contrast to Thetis Bay, the northernmost point of HIQ (ROI 2), Bell Bluff (ROI 3) and Collinson Head (ROI 4) experience relatively high waves in all wind regimes and months. This can be explained by the long fetch length over the Beaufort Sea but also by the coastal morphology and hydrodynamic conditions. Collinson Head is exposed to wind stress during the ESE and NW wind regimes, while Bell Bluff and ROI 2 are only directly exposed during ESE conditions. However, the radar images during ESE conditions indicate diffraction effects at Collinson Head (
Figure 14) with a leeward change in the wave propagation [
78]. Thus, the wave energy is still high when entering the shadow area [
79] (e.g., ROI 2). Easterly wind conditions would further lead to wave refraction at Collinson Head due to decreasing water depths [
80,
81] as shown in
Figure 15.
Spatial wave patterns can be directly related to coastal erosion rates. Ref. [
47] studied erosion rates around HIQ and concluded that the highest erosion rates are found along the NE shoreline and around Collinson Head. In contrast, much lower rates occur within Thetis Bay and on the west coast. This work can support their results. The areas with the highest erosion rates are ROIs with the highest significant wave heights (ROI 2, ROI 3 and ROI 4) as shown in
Figure 8a and
Table 3. These ROIs are exposed to higher waves than, e.g., Thetis Bay (
Figure 9) in all the wind regimes. Particularly during NW storm events, this can result in exceptionally high erosion rates due to block failure or other types of mass movement [
82]. The west coast (ROI 1) has lower volumetric erosion rates, which could be a result of its relatively sheltered position during ESE events as shown in
Figure 9.
The results of this work suggest that the distance to shore does not influence the wave height north of HIQ. Based on the rank-sum test method, no significant differences occur between ROI 6 and ROIs 2 and 3 throughout the dataset. The distribution of the wave heights is similar and can be considered as deep-water wave heights according to [
83]. Ref. [
83] showed that deep-water wave height distribution models perform best with relative wave heights
m. All three ROIs meet this threshold with mean water depths greater than 20 m and relative wave heights
between 0.03 m and 0.05 m (
Table 6). The opposite is true for Catton Point with ROI 7. Here, the relative wave height of 0.23 is very high compared to the other ROIs. This ROI is located in an area with relatively low water depths of around 4.57 m (
Table 6,
Figure 15). The generally high wave heights throughout the dataset may be due to an unwanted imaging effect of toppling waves [
67].
In the vicinity of HIQ, waves can potentially transport suspended sediment offshore. In general, waves and wave-driven currents can contribute to the offshore mobilisation of material derived from collapsed coastal permafrost features [
20]. According to [
84], onshore-to-offshore sediment transport can be described as a direct function of significant wave heights. In this case,
must be equal to or greater than 1 m to determine the sediment path offshore. On the northern side of the island, ROI 2 and ROI 6 have mean wave heights above 1 m, and therefore offshore surface sediment transport is generally possible. This assumption is supported by the results of [
45]. Ref. [
45] used optical satellite imagery to evaluate the distribution of the suspended sediment around HIQ by wind direction. Offshore transport can be detected with about 25 FNU up to 50 FNU in all wind directions. However, Ref. [
45] indicates that offshore transport is most pronounced during ESE wind conditions north of the island. For the same wind direction, the SAR wave height calculations show mean
values below 1 m in the northern ROIs (ROI 2 and ROI 3) (
Table 4). Yet the standard deviation of 0.31 to 0.35 m indicates that an
greater than 1 m occurs. The calculated wave heights would further suggest that higher sediment transport offshore is possible under the NW wind regime, although this assumption is not consistent with the results of [
45]. However, [
45] note that under ESE conditions, the background turbidity is generally higher due to the Mackenzie sediment plume east of HIQ and may therefore be decoupled from the local wave patterns.
Sediment transport along the coast around HIQ [
45] may also be influenced by significant wave heights. Longshore sediment transport depends on wave characteristics, such as the significant wave height at breaking, water depth at breakpoint, breaker index and breaker angle [
85]. The area around Catton Point has large
values in all the regimes, through which large wave energy can reach the shore if it is not dissipated first. In particular, under the ESE wind regime, ROI 7 reaches the highest
values compared to the other ROIs, which coincides with high suspended sediment concentrations [
45] and longshore sediment drift [
51]. However, there is a possibility that the low water depths in ROI 7 led to an overestimation of the wave heights by the CWAVE_EX algorithm [
67].
The CWAVE_EX algorithm is based on high-resolution SAR imagery. It is a major improvement over many large-scale re-analysis models. The unique combination of different SAR features with image spectra and several control sequences incorporated in the SSP allows the investigation of local variations in significant wave heights. However, it is limited by the influence of land on the wave spectra and by the chaotic conditions associated with breaking waves at the shore, which reduce the imaging accuracy. With the 600 m buffer zone used in this study, it is not possible to resolve the wave climate closer to the shore. Yet this would be of great interest in processing wave impacts on the shoreline.
In situ measurements of wave heights around HIQ are scarce. Nevertheless, a comparison with previous in situ measurements shows that our results are in the same range of significant wave heights. Ref. [
58] measured the wave heights on the inner Beaufort Shelf and concluded that the heights rarely exceeded 1.20 m, similar to the CWAVE_EX wave heights. Another study near King Point (about 40 km southeast of HIQ) showed wave heights of up to 0.80 m [
44]. Between August 4th and 18th, the wave heights were measured near Catton Point [
86], close to HIQ. During this period, the wave heights did not exceed 0.49 m, which is consistent with the relatively low wave heights around the island.
5. Conclusions
The aim of this study was to investigate the spatial variability of in the nearshore waters around HIQ over several years using the empirical CWAVE_EX algorithm. For this purpose, the entire ice-free TS-X/TD-X archive covering HIQ was considered. In total, 175 high-resolution scenes acquired between 2009 and 2020 were generated and analysed under different variables, i.e., wind regime and month.
The results show clear spatial patterns for the two dominant wind regimes, ESE and NW. Furthermore, a strong seasonal gradient can be observed, culminating in higher waves in October. The spatial patterns observed in our study reflect the traditional use of the island as a safe harbour by the Inuvialuit and explain some of the high erosion rates observed on the exposed sections of the coastline.
This approach has great potential to resolve processes at a local scale that are not covered by currently used re-analysis and wave hindcasts. Mapping significant wave heights can fill an important gap in understanding the spatial link between environmental forcing on erosion processes, suspended sediment transport, wave-driven current systems and for safe navigation along the shore. It is the first study of its kind in an Arctic environment, where data on waves and currents are otherwise scarce.
The emergence of new SAR platforms, such as Sentinel-1, will contribute to the sheer amount of data required to make this approach better suited to local environments. Yet its operationalisation would require added capacity in in situ wave monitoring. However, wave monitoring in the Arctic is in its infancy and very few stations or sensors are being deployed along the Arctic rim. This is detrimental to the development of remote sensing approaches, which rely on field observation to validate their outputs.