Satellite-Based Methodology for Purposes of Rescue Archaeology of Cultural Heritage Threatened by Dam Construction
Abstract
:1. Introduction
2. Materials and Methods
2.1. Rationale
2.1.1. Multidisciplinary Collaboration
2.1.2. Open Access and “Tunable” Data
2.1.3. Variables for Data Selection
2.2. Workflow
2.3. Use-Cases
2.3.1. Planned Dam: Halabiyeh, Syria
2.3.2. Dam under Construction: GERD, Ethiopia
2.4. Satellite Data and Processing
3. Results
3.1. Halabiyeh Dam
3.2. Grand Ethiopian Renaissance Dam (GERD)
4. Discussion
4.1. Multidisciplinary Collaboration
- The workflow requires a continuous exchange of feedback between the satellite imagery analyst and archaeologist, which is proper of the co-working approach. Therefore, to properly perform this type of activity, it is always advisable to organize small teams with at least one expert for each required skill (e.g., image processing, site detection, landscape feature interpretation). However, the size of the teams may vary, depending on variables such as the expected reservoir dam dimension or the variability of the terrain. For small dams like Halabiyeh, a satellite imagery analyst and an archaeologist may be sufficient, while in the case of GERD, two or more figures covering each skill may be necessary. Alternatively, a longer period for data processing and analysis should be scheduled (see below).
- Considering the substantially different expertise of a satellite imagery analyst and an archaeologist, it is advisable that both the professional figures would already have a basic knowledge of the other’s subject or that they would receive basic training or introduction.
4.2. Data Acquisition
- Both the analyzed case studies confirmed the need to acquire satellite images over several seasons. In such circumstances, it is of the utmost importance that the PCARA begins at least two years before the final decision to commence the dam construction. Assuming that this timeframe is allowed, the first year would be dedicated to satellite image acquisition and archive building. During the first part of the second year, image processing and then remote sensing analysis would be carried out in order to provide preliminary mapping of potential sites. When permitted and feasible, ground-truthing activities would take place during the second half of the second year.
- In the case of tight deadlines or if the construction operations unexpectedly or suddenly accelerated, change detection analyses could not be performed, unless archive images were already available. The study of both Halabiyeh and GERD dams showed that most of the potential archaeological sites are generally identified by manual remote sensing using satellite imagery taken during humid periods. This evidence is confirmed by the analysis of both the Sentinel-2 false-colored infrared and COSMO-SkyMed StripMap imagery. Therefore, in cases of limited time or tight deadlines, it is possible to reduce acquisitions to humid seasons.
- In the case of GERD, Google Earth imagery was only partially helpful and could not support the assessment of damage to local heritage as it was possible to achieve with Sentinel-2 and COSMO-SkyMed. The available images did not record some key phases of the dam construction. Therefore, it was not possible to comprehensively reconstruct the recent history of the dam prior to its filling process without incurring in high uncertainty (see Figure 5). At the time when the satellite-based assessment was done and the present paper was completed, the Google Earth time-lapse did not include any satellite mosaic covering the whole study area at the same date of acquisition. Even the most recent satellite images collected at the end of 2020 were spatially limited to the area of the Main Dam and the Saddle Dam (see examples in Supplementary Materials, Figures S2–S4). This lack of imagery prevented a full assessment of the progressive flooding of villages and sites through PCARA to PFRAP protocols.
4.3. Variables
- There is no fixed rule for identifying sites that applies to any dam in any region, but it is necessary to know the geographic context to understand which variables may have greater relevance. The two cases of Halabiyeh and GERD dams have, in fact, shown how the potential sites have different characteristics based, among others, on the construction materials of the buildings (mudbrick vs. wood), and the shape of each site (rounded tell vs. irregular flatland). It is therefore essential, when carrying out this analysis, to be well acquainted with the distinctive architectural element(s) of the local ancient culture, the settlement and urban patterns, as well as any other visible physical element that is typical of that region (e.g., abandoned meanders).
- The two types of satellite images that were used in this study provide different levels of detail and types of information. In the case of COSMO-SkyMed, the possibility of modulating the spatial resolution is certainly an extremely advantageous feature, compared to the non-modifiable 10 m resolution baseline of Sentinel-2. The latter, however, is a good trade-off for a large variety of archaeological artefacts.
- The integrated use of COSMO-SkyMed and Sentinel-2 well suits the need for a rich temporal acquisition of satellite images. Indeed, if on the one hand Sentinel-2 guarantees a high acquisition frequency (except for the cloud cover as a random factor), on the other hand, COSMO-SkyMed allows for a remarkable tasking agility. We can also consider both the satellite assets to find observation solutions even in cases of tight deadlines and schedules. This makes COSMO-SkyMed and Sentinel-2 data more suitable than the open access images that are provided by Google Earth or other visualization platforms and used alone.
4.4. Workflow
- The workflow was tested on two case studies: a small-scale and a large-scale dam. In the case of a large-scale dam such as GERD, it is necessary to take into account (as mentioned above) the need for a larger team and/or a longer period for data processing and analysis. In the second case, it is therefore possible that the remote sensing activity may last up to one year.
- The workflow is designed to be also adapted by embedding other steps that should demonstrate necessary. An example is the addition of a fully automated or machine-assisted site identification step, associated with proper training on real site samples.
- The case of GERD dam also proves how the methodology is capable of flowing seamlessly from PCARA to PFRAP protocols, depending on the actual stage of the dam construction and the situation on the ground that is captured by satellite images, provided that the latter are regularly collected.
- Furthermore, from a purely technical point of view, a future outlook of the proposed methodology will consist in the integration of manual site identification with automated detection of signals and patterns extracted from different types of satellite imagery that can be used as proxies of archaeological features and sites. This well-established practice includes a rich literature and a wide array of algorithms specifically developed for this scope [5,64,70,87]. This future integration of rescue archaeology methodologies in the case of dam construction will provide a further step forward in the protection of cultural heritage.
5. Conclusions and Future Outlooks
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Satellite Type | Satellite Name | Imaging Mode | Spatial Resolution | Acquisition Date | Season |
---|---|---|---|---|---|
SAR | COSMO-SkyMed | StripMap HIMAGE | 3 m | 1, 4, 5, 13 May 2021 | Dry |
9, 28 November 2021 | Humid | ||||
7, 23 December 2021 | Humid | ||||
Enhanced Spotlight | 1 m | 14 January 2012 | Dry | ||
2, 9, 10 May 2021 | Dry | ||||
2, 10, 17 November 2021 | Humid | ||||
28 December 2021 | Humid | ||||
Multispectral | Sentinel-2 | L2A (BOA) | 10 m (RGB, NIR bands) | 25 May 2017 | Dry |
30 January 2018 | Dry | ||||
21 March 2019 | Humid | ||||
31 August 2019 | Humid | ||||
29 September 2020 | Humid | ||||
2, 4, 7, 9, 14, 19 May 2021 | Dry | ||||
3, 13, 18, 23 November 2021 | Humid |
Satellite Type | Satellite Name | Imaging Mode | Spatial Resolution | Acquisition Date | Season | Dam Construction |
---|---|---|---|---|---|---|
SAR | COSMO- SkyMed | StripMap HIMAGE | 3 m | 7 July 2013 | Humid | During (early stage) |
3 October 2016 | Humid | During | ||||
5–30 May 2021 | Dry | Post | ||||
5, 13, 25, 29 October 2021, 10 November 2021 | Humid to dry | Post | ||||
Multi- spectral | Sentinel-2 | L1C (TOA) | 10 m (RGB, NIR bands) | 28 August 2016 | Humid | During |
7 October 2016 | Humid | During | ||||
25 January 2017 | Dry | During | ||||
28 August 2018 | Humid | During (late stage) | ||||
L2A (BOA) | 10 m (RGB, NIR bands) | 29 May 2021 | Dry | Post | ||
3, 13 July 2021 | Humid | Post (second filling) | ||||
7 August 2021 | Humid | Post | ||||
16, 26 October 2021, 5 November 2021 | Humid to dry | Post |
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Zaina, F.; Tapete, D. Satellite-Based Methodology for Purposes of Rescue Archaeology of Cultural Heritage Threatened by Dam Construction. Remote Sens. 2022, 14, 1009. https://doi.org/10.3390/rs14041009
Zaina F, Tapete D. Satellite-Based Methodology for Purposes of Rescue Archaeology of Cultural Heritage Threatened by Dam Construction. Remote Sensing. 2022; 14(4):1009. https://doi.org/10.3390/rs14041009
Chicago/Turabian StyleZaina, Federico, and Deodato Tapete. 2022. "Satellite-Based Methodology for Purposes of Rescue Archaeology of Cultural Heritage Threatened by Dam Construction" Remote Sensing 14, no. 4: 1009. https://doi.org/10.3390/rs14041009
APA StyleZaina, F., & Tapete, D. (2022). Satellite-Based Methodology for Purposes of Rescue Archaeology of Cultural Heritage Threatened by Dam Construction. Remote Sensing, 14(4), 1009. https://doi.org/10.3390/rs14041009