Mitigating Post-Recycling Plastic Waste Pollution Through Co-Hydrothermal Liquefaction with Freshwater Algal Biomass: Pathways to Biofuel and High-Value Products as Resource Recovery: Chi River, Thailand
Abstract
1. Introduction
2. Materials and Methods
2.1. Raw Materials
2.2. Hydrothermal Liquefaction of Co-HTL of Microalgae and Post-Recycling Plastic Waste
2.3. Products Separation
2.4. Yield of Product
2.5. Characterization of HTL Products
2.5.1. Characterization by FTIR Spectroscopy
2.5.2. Elemental Analysis and Carbon/Energy Recovery
3. Results and Discussions
3.1. Characteristics of Materials Used for Co-Hydrothermal Liquefaction Process
3.2. Effect of Post-Recycling Plastic Waste Content on HTL Product Yields
- 1.
- The “Hydrogen Donor” Effect: Algae are rich in proteins and carbohydrates but relatively hydrogen-poor. Plastics like PET (when they begin to decompose) can act as hydrogen donors.
- During the reaction, PET monomers (like ethylene glycol) release hydrogen-rich fragments.
- These fragments stabilize the “free radicals” produced from the breaking down of algae.
- Without these stabilizers, the algae fragments would recombine into solid char; with them, they stay as liquid oil (biocrude).
- 2.
- Interaction between monomers and algal components in the subcritical water environment: The hydrolysis of PET releases Terephthalic Acid (TPA) and Ethylene Glycol (EG).
- Acidity: TPA creates a slightly acidic environment that acts as an in situ catalyst, speeding up the breakdown of algae’s sturdy cell walls and proteins.
- Solubility: The presence of EG and other plastic-derived intermediates acts like a co-solvent, helping to dissolve algal lipids and proteins that would otherwise stay in the water phase, pulling them into the oil phase instead.
- 3.
- Reduction in solid residue: Studies consistently show that the total solid residue from a PET–Algae mixture is lower than the sum of their individual residues.
- The algal components “help” the PET monomers stay liquid or move into the oil phase, while the PET intermediates prevent the algae from turning into char.
- This cross-interaction maximizes carbon recovery essentially making sure the carbon atoms from both sources end up in biocrude rather than the wastewater or the solid char.
3.3. Synergistic Effect
3.4. Effect of Heating Rate
3.5. Chemical Composition of Biocrude Obtained
3.6. FTIR-Based Identification of Functional Groups in Biocrude
3.7. Chemical Composition of Biochar Obtained
3.8. FTIR-Based Identification of Functional Groups in Biochar
3.9. Reaction Pathways and Synergistic Conversion Mechanisms
- (A).
- Lumped HTL conversion: A common way to express HTL is to treat the microalgae as a lumped empirical formula (obtained from ultimate analysis) and distribute carbon into oil/char/gas/aq. This aligns with carbon/energy recovery framework and the statement that Co-HTL is governed by radical stabilization and deoxygenation (decarboxylation + dehydration + depolymerization).
- (B).
- Key elementary/representative reactions that explain synergy:
- (C).
- Polymer-specific stoichiometries (your three plastics)
- (D).
- Deoxygenation stoichiometries (link to improved HHV/lower O/C)
3.10. Significance of the Research
4. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| Subfigure | Description | Discussion | Image |
|---|---|---|---|
| (a) | Dried Chlorella pyrenoidosa | This freshwater microalga, common in algal blooms, was freeze-dried and used as a biomass source due to its high protein and lipid content, making it a promising candidate for biofuel production via HTL. | ![]() |
| (b) | Electron microscopy image | Highlights the cell morphology of Chlorella, which is crucial for understanding cell wall resistance during thermal breakdown. Efficient disintegration under HTL conditions leads to higher yields of biocrude and biochar. | ![]() |
| (c) | Polypropylene (PP) | One of the most thermally stable plastics. Under HTL conditions (350 °C), PP showed limited depolymerization, leading to high solid residue and char formation but significantly increasing the higher heating value (HHV) of the biochar. | ![]() |
| (d) | Polyethylene terephthalate (PET) | PET underwent more complete depolymerization, contributing to biocrude production. It enhanced hydrodeoxygenation reactions and served as a hydrogen donor, thus improving the H/C ratio of biocrude products. | ![]() |
| (e) | Nylon-6 | Showed high reactivity in the HTL system, breaking down into soluble monomers (e.g., ε-caprolactam) found predominantly in the aqueous phase, reducing biochar yield and enhancing biocrude quality. | ![]() |
| (f) | Gas phase | Comprised primarily of CO2, released via a needle valve. The gas yield was calculated via the ideal gas law and was minimal compared to other phases. | ![]() |
| (g) | Biocrude oil | The primary target product, obtained by chloroform extraction and rotary evaporation. Plastic blending, especially with PET and Nylon-6, increased biocrude yield up to 78.5% in some blends, suggesting synergistic enhancement of HTL reactions. | ![]() |
| (h) | Aqueous phase | Contained water-soluble organics and inorganics. The aqueous phase yield decreased significantly with the addition of plastics, indicating a shift in carbon distribution toward the biocrude and solid phases. | ![]() |
| (i) | Biochar | Solid carbonaceous residue, rich in functional groups (OH, COOH, aromatic rings). Characterized by high surface area, energy density, and aromaticity, especially when co-processed with PP. FTIR and Van Krevelen analysis confirmed enhanced structural stability and sorption capacity. | ![]() |
| Raw Material | Functional Group | Absorption Peak (cm−1) | Vibration Type | Applications/Treatments/Compatibility | Reference |
|---|---|---|---|---|---|
| PP | C–H (CH3/CH2) aliphatic | 2960–2838 | Asym./sym. stretching | Hydrophobic backbone; blends with PE/PP matrices; compatibilize with polar phases using MAH-g-PP, silanes or isocyanates. | [42,43] |
| CH3 asymmetric bending | 1456–1450 | Bending | Indicator of PP content in blends; intensity ratio vs. 1375 used for crystallinity/phase analysis; annealing to tune properties. | [44] | |
| CH3 symmetric bending | 1377–1370 | Bending | Crystallinity/crystal form marker; nucleating agents (e.g., sorbitol) improve clarity/mechanical strength. | [45] | |
| C–C/C–CH3 skeletal + CH wag | 1167–1150 | Stretching/wagging | Fingerprint region for PP; surface oxidation/plasma adds –OH/–COOH to improve adhesion with fibers/fillers. | [46] | |
| CH3 rocking (isotactic PP bands) | 998–973 | Rocking | Crystallinity/isotacticity markers; used for quality control and heat-treatment optimization. | [43] | |
| Out-of-plane CH (r-tacticity/crystallinity) | 840–810 | Bending | Phase identification; compatibilizer selection for PP-rich composites (glass fiber, talc). | [42] | |
| PET | C=O (ester) | 1725–1710 | Stretching | Strong carbonyl; transesterification and glycolysis for chemical recycling; reactive blending with epoxies/chain extenders (e.g., epoxy-functional styrene copolymers). | [43,47] |
| Aromatic C=C (phenyl) | 1615–1575 | Stretching | π–π interactions with graphene/CNTs; improves UV/thermal stability; hydrogenation reduces yellowing during recycling. | [43,48] | |
| C–O–C (ester) + C–O | 1260–1100 | Stretching | Backbone ester linkages; alcoholysis/aminolysis for depolymerization; coupling with diols/diacids to rebuild Mw. | ||
| C–H (aliphatic/aromatic) | 2970–2870 & ~3080–3020 | Stretching | Hydrocarbon/aromatic content; compatibilization with polyolefins via MAH-g-plastomers or reactive compatibilizers. | [48] | |
| Aromatic C–H oop bend (p-substituted ring) | 875–860 | Bending (out-of-plane) | Ring-substitution indicator; useful for confirming PET in blends and monitoring degradation products. | [43] | |
| Ring/chain ordering (crystallinity band) | 730–720 | Bending/rocking | Crystallinity marker; controlled annealing or nucleation (e.g., talc) to tune barrier and mechanical properties. | [45] | |
| Nylon-6 | N–H (amide A), O–H (H-bonded) | 3300–3450 | Stretching | Hydrogen bonding to fillers (silica, alumina, cellulose) improves adhesion; surface acetylation/plasma to tune hydrophilicity. | [43,49] |
| C–H (CH2/CH3 aliphatic) | 2950–2850 | Asym./sym. stretching | Backbone hydrocarbons; blending with PP/PE via MAH-g compatibilizers; hydrotreating for fuel upgrading (for liquefied products). | [47] | |
| Amide I (C=O) | 1650–1630 | Stretching | Reactive in hydrogenation/HDO; crosslinks with epoxies/anhydrides; coordinates to metals (adsorption/catalysis). | [42] | |
| Amide II (N–H bend + C–N stretch) | 1540–1530 | Bending + stretching | Acid dyeing site; protonation/chelation for metal-ion adsorption; amidation/alkylation for surface modification. | [44] | |
| Amide III/C–N | 1300–1230 | Stretching | Anchoring for silane/isocyanate coupling agents; boosts adhesion to glass/mineral fillers. | [43] | |
| CH2 scissoring | 1465–1445 | Bending | Indicator of chain order; annealing/nucleating agents to increase crystallinity and strength. | [49] | |
| C–O/C–N skeletal | 1160–1020 | Stretching | Sites for grafting (e.g., epoxies, isocyanates); increases polarity and interfacial bonding. | [47] | |
| CH2 rocking (crystalline order) | 730–720 | Rocking | Crystallinity marker; thermal treatment controls barrier and mechanical properties. | [42] | |
| Chlorella | O–H/N–H (alcohols/phenols/amines) | 3500–3200 (broad) | Stretching (H-bonded) | Esterification/etherification to reduce oxygen for fuels; H-bonding with cellulose/clays for bio-adhesives and sorbents. | [50] |
| C–H (aliphatic) | 2950–2850 | Stretching | Energy-rich hydrocarbons; hydrocracking/hydrotreating to diesel/jet range; compatibilization with polyolefins when deoxygenated. | [51] | |
| C=O (acids/esters/ketones) | 1740–1710 | Stretching | Transesterification to biodiesel; hydrogenation to alcohols; hydrodeoxygenation to paraffins. | [52] | |
| C=C (aromatic/olefinic) | 1600–1500 | Stretching | π–π interactions with graphene/carbon black; hydrogenation to saturates; electrophilic substitution for functional resins. | [51] | |
| C–O (alcohols/ethers/esters) | 1260–1050 | Stretching | Deoxygenation/etherification; grafting onto polymers; enhances polarity for adsorption of metals/dyes. | [50] | |
| 0 | 980–910 | Bending | Radical crosslinking or epoxidation to produce coatings/resins. | [48] | |
| Aromatic C–H out-of-plane | 900–700 | Bending | Indicates aromatic substitution; tuning of UV-absorbing additives and phenolic resins. | [42] | |
| Biocrude | Shared O–H/N–H (amide + bio-OH) | 3300–3200 | Stretching | Intermolecular H-bonding improves interfacial adhesion in composites; facilitates compatibilization with natural fibers. | [50] |
| C–H (aliphatic) | 2950–2850 | Stretching | Hydrocarbon backbone aids fuel co-processing and blending with PE/PP matrices. | [51] | |
| Amide I (C=O) overlapped with bio-C=O | 1650–1630 | Stretching | Potential crosslinking/H-bond network; useful for reinforced bioplastic blends and reactive upgrading. | [49] | |
| Amide II (N–H bend + C–N) | 1540–1530 | Bending + stretching | Chelation/acid–base sites for dye/metal adsorption; reactive handle for surface functionalization. | [50] | |
| C–O (bio)/C–N (Nylon-6) | 1250–1050 | Stretching | Raises polarity and adhesion; enables grafting with epoxies/diols; beneficial for sorption materials. | [47] | |
| Aromatic/olefinic region & CH2 rocking | 900–720 | Bending/rocking | Affects crystallinity/UV-resistance; can be tuned via thermal/chemical treatment. | [48] |
| Raw Material | Functional Group | Absorption Peak (cm−1) | Vibration Type | Applications/Treatments/Compatibility | Reference |
|---|---|---|---|---|---|
| Pure Chlorella Biochar | O–H/N–H (alcohols, phenols, amines) | 3330–3200 | Stretching | Surface –OH/–NH groups provide hydrophilicity and active sites for hydrogen bonding; relevant for adsorption of polar contaminants and activation chemistry. | [42,50] |
| C–O (esters, fatty acids) | 1125–1120 | Stretching | Indicative of residual fatty acid esters; can undergo hydrolysis, esterification; useful for catalytic modification or surface functionalization. | [43,44] | |
| Aromatic ring structures | 880 | Out-of-plane bending | Aromatization marker; contributes to char stability, π–π interactions with organics, UV adsorption and sorption of hydrophobic pollutants. | [52,58] | |
| Biochar (PP blend) | C–H (CH2/CH3 aliphatic) | 2920, 1460, 1370 | Stretching & bending | Evidence of unreacted hydrocarbon moieties; enhances energy density and hydrophobic character; applicable as solid fuel or hydrocarbon-rich adsorbent. | [47,52] |
| Biochar (Nylon-6/PET blends) | Aromatic C–H stretching | 3260–3160 | Stretching | Derived from aromatic structures, indicates higher thermal stability; contributes to sorption and stability in soil amendment. | [48,49] |
| C–O–C symmetric stretch | 1107 | Stretching | From aliphatic esters; reactive handle for further chemical functionalization (e.g., coupling with silanes, grafting). | [43,44] | |
| Aromatic ring structures | 880 | Out-of-plane bending | Persistent aromaticity; boosts stability, carbon sequestration potential, and π–π interaction capacity for adsorption. | [43,44] |
| Aspect | This Study | Key Innovations | Comparative Literature | Added Significance |
|---|---|---|---|---|
| Feedstock | Freshwater Chlorella pyrenoidosa + PP, PET, Nylon-6 | Combines algal bloom biomass with common post-recycling plastic wastes from Thai freshwater systems | Most studies (e.g., Raikova et al., and Farobic et al., [23,52]) used marine biomass or synthetic plastic blends | First to use in situ freshwater microalgae + post-recycling plastic wastes from real contaminated environments |
| Conversion Process | Hydrothermal Co-HTL (HTL) at 350 °C for 30 min | Direct processing of wet biomass; 1000 mL reactor; practical heating profile (5–10 °C/min) | Haarlemmer et al., and Wartkins et al., [59,60] report on scale-up needs, but most use < 200 mL scale | Demonstrates scalable, energy-efficient setup for real-world application |
| Biocrude Yield | Up to 78.5% with PET; increased yields with Nylon-6 | Enhanced yield and H/C ratio; reduced oxygen content; improved HHV (up to 35.7 MJ kg−1) | Pascoalino et al. (2021) [61] and Wang et al. (2017) [62] observed improved yield with PET/Nylon-6, but not this high | Among the highest biocrude yields under HTL without catalyst or high temp (>400 °C) |
| Biochar Characteristics | HHV up to 41.4 MJ kg−1 with PP; high aromaticity and carbon content | Biochar suitable for energy recovery or as adsorbent; increased stability from PET/PP | Ghadge et al. (2023) [63] reported char energy potential, but limited plastic interaction data | Provides complete analysis (FTIR, Van Krevelen, H/C-O/C) to define quality and application |
| Mechanistic Insight | Identified hydrogen transfer, radical stabilization, depolymerization | Detailed chemical pathways validated via FTIR and elemental analysis | Wei et al. (2009) [64], Singh & Sharma (2008) [33] suggested mechanisms; few studies confirm with co-feedstocks | Confirms synergistic degradation reactions unique to mixed plastic algae HTL |
| Environmental Relevance | Uses algae and plastic waste from Thai ecosystems | Realistic feedstock source from algal bloom and post-recycling plastic waste-prone areas | Most studies use lab-grade materials (Raikova et al., 2023; Baisch, 2025) [23,65] | High ecological realism for Southeast Asia; supports local waste valorization |
| Circular Bioeconomy Contribution | Converts dual waste streams into fuel + adsorbents | Simultaneously reduces plastic load and biomass excess | Chand et al. (2022) [66] reported plastic removal from sludge; few studies integrate energy recovery | Strong alignment with SDG 6, 7, 12—sustainable energy, water, and waste management |
| Technology Readiness | Bench-scale demonstration (1000 mL reactor); replicable | Realistic reactor design, usable temperature, and plastic-to-biomass ratios | Haarlemmer et al. (2024) [59] emphasized need for medium-scale validation | Establishes foundation for pilot trials and TEA/LCA modeling |
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Hongthong, S.; Kankhwao, P.; Kohaeoklang, S.; Suwannahong, K.; Kreetachat, T.; Imman, S.; Suriyachai, N.; Dechapanya, W.; Dechapanya, W.; Phadee, P.; et al. Mitigating Post-Recycling Plastic Waste Pollution Through Co-Hydrothermal Liquefaction with Freshwater Algal Biomass: Pathways to Biofuel and High-Value Products as Resource Recovery: Chi River, Thailand. Sustainability 2026, 18, 2962. https://doi.org/10.3390/su18062962
Hongthong S, Kankhwao P, Kohaeoklang S, Suwannahong K, Kreetachat T, Imman S, Suriyachai N, Dechapanya W, Dechapanya W, Phadee P, et al. Mitigating Post-Recycling Plastic Waste Pollution Through Co-Hydrothermal Liquefaction with Freshwater Algal Biomass: Pathways to Biofuel and High-Value Products as Resource Recovery: Chi River, Thailand. Sustainability. 2026; 18(6):2962. https://doi.org/10.3390/su18062962
Chicago/Turabian StyleHongthong, Sukanya, Piyanan Kankhwao, Saranyu Kohaeoklang, Kowit Suwannahong, Torpong Kreetachat, Saksit Imman, Nopparat Suriyachai, Wipada Dechapanya, Wipawee Dechapanya, Panarat Phadee, and et al. 2026. "Mitigating Post-Recycling Plastic Waste Pollution Through Co-Hydrothermal Liquefaction with Freshwater Algal Biomass: Pathways to Biofuel and High-Value Products as Resource Recovery: Chi River, Thailand" Sustainability 18, no. 6: 2962. https://doi.org/10.3390/su18062962
APA StyleHongthong, S., Kankhwao, P., Kohaeoklang, S., Suwannahong, K., Kreetachat, T., Imman, S., Suriyachai, N., Dechapanya, W., Dechapanya, W., Phadee, P., & Wongcharee, S. (2026). Mitigating Post-Recycling Plastic Waste Pollution Through Co-Hydrothermal Liquefaction with Freshwater Algal Biomass: Pathways to Biofuel and High-Value Products as Resource Recovery: Chi River, Thailand. Sustainability, 18(6), 2962. https://doi.org/10.3390/su18062962










