Influence of Filling Rate and Support Beam Optimization on Surface Subsidence in Sustainable Ultra-High-Water Backfill Mining: A Case Study
Abstract
1. Introduction
2. The Impact of Filling Rate on Surface Subsidence
2.1. Geologic Conditions
2.2. Method and Experimental Procedure
2.2.1. Proportions of Similarity Simulation Materials
2.2.2. Experimental Procedures and Measurement Point Arrangement
2.3. Results and Analysis
2.3.1. Physical Model with a Filling Rate of 90%
2.3.2. Physical Model with a Filling Rate of 85%
2.4. Field Practice
2.4.1. Field Practice in Hengjian Coalmine
2.4.2. Field Practice in Taoyi Coal Mine
3. Bearing Characteristics of Hydraulic Supports at Different Filling Rates
3.1. Characteristics of the Overburden That Hydraulic Supports Need to Control
3.2. Load Distribution Characteristics of the Hydraulic Support Beam
3.2.1. Mechanical Model and Basic Assumptions
3.2.2. Load Distribution Characteristics of the Beam
- ①
- When the hydraulic support beam is subjected to concave curve-type load:
- ②
- When the front and rear beams of the hydraulic support are subjected to a quadratic load, that is:
- ③
- When the front and rear beams of the hydraulic support are subjected to uniformly distributed loads, specifically q1(x) = q2(x) = q5, the moment about point A can be expressed as:
4. Methods for Increasing Filling Rate Through Structural Optimization of the Hydraulic Support Beam
4.1. Establishment of the Numerical Model
4.2. Mechanical Response of the Beam Under Three Working Conditions
4.3. Structural Optimization of the Beam
4.4. Long-Term Reliability and Field Adaptability of the Optimized Beam
- (1)
- Fatigue and stress-concentration considerations
- ①
- Adopting rounded contours and adequate filet radii at opening edges and thickness transitions to reduce notch effects;
- ②
- Avoiding sharp corners and ensuring smooth surface finishing at cut boundaries;
- ③
- Refining weld design and quality control around high-stress regions (e.g., controlled weld toe geometry and post-weld treatment if necessary);
- ④
- Performing an additional fatigue-oriented numerical check using stress amplitude/mean stress criteria (e.g., Goodman- or Soderberg-type approaches) under representative cyclic load spectra.
- (2)
- Environmental durability and corrosion protection
- (3)
- Prototype validation and field monitoring roadmap
- ①
- Full-scale static bench testing, including loading up to the rated working resistance to verify elastic deformation, stiffness, and safety margin;
- ②
- Full-scale cyclic loading (fatigue) testing under representative stress ranges to examine crack initiation and stiffness degradation;
- ③
- Pilot field deployment with monitoring, where strain gauges (or equivalent sensing technologies) are placed near fatigue-critical regions (opening edges and column well), while support leg pressure and canopy displacement are recorded to establish the operational load spectrum;
- ④
- Non-destructive testing (NDT) such as ultrasonic or magnetic particle inspection at scheduled intervals to detect crack initiation around openings and welds.
5. Conclusions
- (1)
- At filling rates of 85% and 90%, the basic roof exhibits a two-stage subsidence, while the key strata and surface demonstrate a trend of coordinated deformation. Compared to the 85% filling rate, the subsidence amounts for the basic roof, key strata, and surface at a 90% filling rate decrease by 51%, 57%, and 63%, respectively. At a filling rate of 92% at the 2515 working face of Hengjian Coal Mine, the maximum ground-surface subsidence was 265 mm. In the No. 7 mining district of Taoyi Coal Mine, two subsidence troughs developed above the six backfill working faces, both of which were located above faces with relatively low filling rates. These two field practices consistently demonstrate that the filling rate plays a significant controlling role in ground-surface subsidence.
- (2)
- The study clarifies the characteristics of surrounding rock that hydraulic supports must manage under different equivalent mining heights. The equivalent mining height thresholds for unstable direct roof collapse and high basic roof failure are determined to be 0.44 m and 1.26 m, respectively. Based on this, a mechanical model and simulation model for the load distribution on the hydraulic support beam in the 2515 working face were established, revealing that the displacement of the beam under three load conditions is characterized by greater displacement at the ends compared to the middle hinge points.
- (3)
- The optimization of the beam structure was conducted using ANSYS Workbench simulation analysis, resulting in a 10 cm reduction in the thickness of the rear beam. This optimization can theoretically increase the filling rate in the 2515 working face by approximately 2%. Finite element analysis results indicate that the optimized hydraulic support beam continues to meet the required load-bearing standards.
- (4)
- In future work, the optimized beam design will be validated through staged prototype testing (static and cyclic loading) and pilot-scale field monitoring (strain/pressure/displacement measurements and periodic NDT inspection) to confirm long-term durability and operational safety under realistic load spectra.
- (5)
- The proposed method for optimizing the hydraulic support roof beam to improve the backfill ratio is applicable to mines with similar conditions. However, it should be clearly noted that when the geological conditions, mining height, or hydraulic support type changes, the method presented in this study should be re-applied to re-check and re-verify the design.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| Cσ | strength similarity constant | CL | geometric similarity constant |
| Cρ | density similarity constant | p | actual values |
| m | model values | σ | material strength |
| L | dimension | ρ | material density |
| ME | the thickness of the high-level basic roof | γ | the unit weight of the rock |
| C | periodic pressure step distance | ΔhA | the maximum subsidence of the roof |
| Δhi | the subsidence of the roof that needs to be controlled | KT | the rock weight distribution coefficient |
| N | mining height | n | the safety factor |
| M | the mining height | W | the width of the hydraulic support |
| LK | the maximum control distance of the hydraulic support | a1, b1, c1, a2, b2, c2 | constants of the concave curves |
| ∑Fx | the stress sum in the x direction | ∑Fy | the stress sum in the y direction |
| μ | the coefficient of friction | ∑Mfront beam | the moment sum to the left of the hinge point |
| ∑Mrear beam | the moment sum to the right of the hinge point | ∑MA | the moment sum at point A |
| Mq1(x) | the moments exerted by q1(x) | Mq2(x) | the moments exerted by q2(x) |
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| Rock Layer | Mass Proportion (%) Sand:Calcium Carbonate:Gypsum:Water | σp (MPa) | σm (MPa) |
|---|---|---|---|
| Quartzose Siltstone | 74:8:8:10 | 95 | 0.264 |
| Mudstone | 78:8:4:10 | 28 | 0.078 |
| Siltstone | 77:6:6:11 | 80 | 0.222 |
| Fine Sandstone | 72:9:9:10 | 90 | 0.250 |
| Muddy Siltstone | 78:6:6:10 | 60 | 0.167 |
| Medium Sandstone | 72:5:13:10 | 69 | 0.192 |
| Conglomerate | 80:5:5:10 | 6 | 0.017 |
| Clay | 81:3:6:10 | 2 | 0.006 |
| Working Face (ID) | Strike Length/m | Dip Length/m | Mining Height/m | Filling Rate |
|---|---|---|---|---|
| Backfill working face I | 50 | 220 | 4.0 | 89% |
| Backfill working face II | 50 | 200 | 4.0 | 71% |
| Backfill working face III | 50 | 248 | 4.0 | 91% |
| Backfill working face IV | 50 | 270 | 4.0 | 69% |
| Backfill working face V | 50 | 292 | 3.2 | 86% |
| Backfill working face VI | 120 | 330 | 2.3 | 56% |
| N | N ≤ 1 | 1 < N ≤ 2.5 | 2.5 < N ≤ 5 | N > 5 |
|---|---|---|---|---|
| KT | 2 | 2N | 38(N − 2.5) + 5 | ∞ |
| Material Type | Modulus of Elasticity E/GPa | Poisson’s Ratio | Density ρ/kg·m−3 | Yield Strength/N/mm2 |
|---|---|---|---|---|
| Q690 | 206 | 0.3 | 7850 | 690 |
| Concave Curve Load | Quadratic Function Load | Uniform Load | |||||||
|---|---|---|---|---|---|---|---|---|---|
| −10% | 0% | 10% | −10% | 0% | 10% | −10% | 0% | 10% | |
| Maximum stress/(N/mm2) | 544.4 | 647.9 | 665.4 | 545.0 | 605.5 | 666.1 | 506.8 | 551.4 | 599.2 |
| Stress error | −15.9% | 0 | 2.7% | −10.0% | 0 | 10.0% | −8.1% | 0 | 8.7% |
| Maximum deformation/mm | 3.97 | 4.41 | 4.85 | 3.02 | 3.35 | 3.69 | 2.91 | 3.55 | 3.66 |
| Deformation error | −10.0% | 0 | 10.0% | −9.9% | 0 | 10.1% | 18.0% | 0 | 3.1% |
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Share and Cite
Chen, X.; Wang, X.; Qian, C.; Qin, D.; Chang, Z.; Feng, Z.; Niu, Z. Influence of Filling Rate and Support Beam Optimization on Surface Subsidence in Sustainable Ultra-High-Water Backfill Mining: A Case Study. Sustainability 2026, 18, 854. https://doi.org/10.3390/su18020854
Chen X, Wang X, Qian C, Qin D, Chang Z, Feng Z, Niu Z. Influence of Filling Rate and Support Beam Optimization on Surface Subsidence in Sustainable Ultra-High-Water Backfill Mining: A Case Study. Sustainability. 2026; 18(2):854. https://doi.org/10.3390/su18020854
Chicago/Turabian StyleChen, Xuyang, Xufeng Wang, Chenlong Qian, Dongdong Qin, Zechao Chang, Zhiwei Feng, and Zhijun Niu. 2026. "Influence of Filling Rate and Support Beam Optimization on Surface Subsidence in Sustainable Ultra-High-Water Backfill Mining: A Case Study" Sustainability 18, no. 2: 854. https://doi.org/10.3390/su18020854
APA StyleChen, X., Wang, X., Qian, C., Qin, D., Chang, Z., Feng, Z., & Niu, Z. (2026). Influence of Filling Rate and Support Beam Optimization on Surface Subsidence in Sustainable Ultra-High-Water Backfill Mining: A Case Study. Sustainability, 18(2), 854. https://doi.org/10.3390/su18020854

